Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PIPER SANDLER COMPANIESPIPR · Entity 3863 | Director | September 30, 2026 | October 02, 2026 |
| SPS COMMERCE INCSPSC · Entity 4230 | Director | May 28, 2026 | June 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PIPER SANDLER COMPANIES
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 82,230 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 383 · Balance 82,230 F1: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 383 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 383 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.
SPS COMMERCE INC
Report date May 28, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,913 |
Reported balance
After 2026-05-28 transaction · row 1
1 source rowRow 1 · 2026-05-28 · Grant · Acquired 3,736 · Balance 25,913 F1: This reflects a restricted stock unit award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2026, provided the recipient remains a member of the board as of the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: This reflects a restricted stock unit award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2026, provided the recipient remains a member of the board as of the vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HUTCHINSON TECHNOLOGY INC
Report date October 05, 2016 · Filed October 05, 2016
Section 16 reporting ended · disclosed 2016-10-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-10-05 transaction · row 1
1 source rowRow 1 · 2016-10-05 · Disposition to issuer · Disposed 75,197 · Balance 0 F1: Price reflects per share consideration paid pursuant to the Agreement and Plan of Merger, dated November 1, 2015 (the "Merger Agreement"), by and among Hutchinson Technology Incorporated, Headway Technologies, Inc. and Hydra Merger Sub, Inc. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.76 · Expires 2021-10-07 | Direct | 0 |
Reported balance
After 2016-10-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-10-05 · Disposition to issuer · Disposed 2,500 · Balance 0 F2: These stock options, which provided for vesting in two equal installments beginning on the first anniversary of the date of grant, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.53 · Expires 2022-01-25 | Direct | 0 |
Reported balance
After 2016-10-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-10-05 · Disposition to issuer · Disposed 1,666 · Balance 0 F3: These stock options, which became exercisable on January 25, 2014, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.82 · Expires 2023-01-30 | Direct | 0 |
Reported balance
After 2016-10-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-10-05 · Disposition to issuer · Disposed 3,333 · Balance 0 F4: These stock options, which became exercisable on January 30, 2014, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.88 · Expires 2024-01-30 | Direct | 0 |
Reported balance
After 2016-10-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-10-05 · Disposition to issuer · Disposed 5,000 · Balance 0 F5: These stock options, which provided for vesting in three equal installments beginning on the first anniversary of the date of grant, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.50 · Expires 2025-01-29 | Direct | 0 |
Reported balance
After 2016-10-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-10-05 · Disposition to issuer · Disposed 10,000 · Balance 0 F6: These stock options, which provided for vesting in three equal installments beginning on the first anniversary of the date of grant, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Price reflects per share consideration paid pursuant to the Agreement and Plan of Merger, dated November 1, 2015 (the "Merger Agreement"), by and among Hutchinson Technology Incorporated, Headway Technologies, Inc. and Hydra Merger Sub, Inc.
F2: These stock options, which provided for vesting in two equal installments beginning on the first anniversary of the date of grant, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.
F3: These stock options, which became exercisable on January 25, 2014, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.
F4: These stock options, which became exercisable on January 30, 2014, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.
F5: These stock options, which provided for vesting in three equal installments beginning on the first anniversary of the date of grant, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.
F6: These stock options, which provided for vesting in three equal installments beginning on the first anniversary of the date of grant, were canceled pursuant to the terms of the Merger Agreement in exchange for a cash payment of $4.00 less the per share exercise price multiplied by the number of unexercised options, without interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2023 Filed Nov 17, 2023 00:35 UTC | SPS COMMERCE INC SPSC · Entity 4230 | SaleCommon Stock | 1,850 | $176.70 | $326,897.59 |
DisclosureSEC source: 0001209191-23-055617 · doc4.xml · nonDerivative · entry 3 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,687 F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2023. F3 · price: Reflects the weighted average price of 1,850 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on November 14, 2023 with sales prices ranging from $176.37 to $177.01 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 14, 2023 Filed Nov 17, 2023 00:35 UTC | SPS COMMERCE INC SPSC · Entity 4230 | SaleCommon Stock | 876 | $175.90 | $154,088.31 |
DisclosureSEC source: 0001209191-23-055617 · doc4.xml · nonDerivative · entry 2 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,537 F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2023. F2 · price: Reflects the weighted average price of 876 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on November 14, 2023 with sales prices ranging from $175.29 to $176.27 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 14, 2023 Filed Nov 17, 2023 00:35 UTC | SPS COMMERCE INC SPSC · Entity 4230 | Exercise / conversionCommon Stock | 3,026 | $29.15 | $88,207.90 |
DisclosureSEC source: 0001209191-23-055617 · doc4.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2023. Read SEC document |
| November 07, 2023 Filed Nov 10, 2023 00:34 UTC | SPS COMMERCE INC SPSC · Entity 4230 | Exercise / conversionStock Option (right to buy) · Derivative | 3,026 | $0.00 Strike: $29.15 | $0.00 |
DisclosureSEC source: 0001209191-23-054895 · doc4.xml · derivative · entry 5 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,026 Underlying: Common Stock · 3,026 shares Expires 2024-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This option was previously reported as an option for 3,026 shares of Common stock at an exercise price of $58.29 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019. F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2023. F3 · shares: This option was previously reported as an option for 3,026 shares of Common stock at an exercise price of $58.29 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019. F7 · derivative.exercise_date: Fully vested. F3 · derivative.underlying_shares: This option was previously reported as an option for 3,026 shares of Common stock at an exercise price of $58.29 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019. F3 · balance_after: This option was previously reported as an option for 3,026 shares of Common stock at an exercise price of $58.29 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019. Read SEC document |
| November 07, 2023 Filed Nov 10, 2023 00:34 UTC | SPS COMMERCE INC SPSC · Entity 4230 | SaleCommon Stock | 1,567 | $169.45 | $265,531.13 |
DisclosureSEC source: 0001209191-23-054895 · doc4.xml · nonDerivative · entry 4 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,387 F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2023. F6 · price: Reflects the weighted average price of 1,567 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on November 7, 2023 with sales prices ranging from $169.10 to $169.99 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 07, 2023 Filed Nov 10, 2023 00:34 UTC | SPS COMMERCE INC SPSC · Entity 4230 | SaleCommon Stock | 829 | $168.55 | $139,726.04 |
DisclosureSEC source: 0001209191-23-054895 · doc4.xml · nonDerivative · entry 3 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,954 F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2023. F5 · price: Reflects the weighted average price of 829 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on November 7, 2023 with sales prices ranging from $168.10 to $169.06 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 07, 2023 Filed Nov 10, 2023 00:34 UTC | SPS COMMERCE INC SPSC · Entity 4230 | SaleCommon Stock | 630 | $167.80 | $105,714.95 |
DisclosureSEC source: 0001209191-23-054895 · doc4.xml · nonDerivative · entry 2 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,783 F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2023. F4 · price: Reflects the weighted average price of 630 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on November 7, 2023 with sales prices ranging from $167.05 to $168.03 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 07, 2023 Filed Nov 10, 2023 00:34 UTC | SPS COMMERCE INC SPSC · Entity 4230 | Exercise / conversionCommon Stock | 3,026 | $29.15 | $88,207.90 |
DisclosureSEC source: 0001209191-23-054895 · doc4.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Stock option exercise and sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2023. F2 · shares: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 3,026 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 6,052 shares of Common Stock. F3 · shares: This option was previously reported as an option for 3,026 shares of Common stock at an exercise price of $58.29 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 20:11 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 229 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-23-000144 · wk-form4_1696363873.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,907 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 229 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 20:39 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 70 | $146.10 | $10,227.00 |
DisclosureSEC source: 0001230245-23-000136 · wk-form4_1694464762.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,678 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 20:45 UTC | SPS COMMERCE INC SPSC · Entity 4230 | GrantCommon Stock | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044833 · doc4.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,387 F1 · shares: This reflects a restricted stock award. The shares subject to this award will vest on the earlier of (a) immediately prior to the 2024 annual meeting of stockholders or (b) the one year anniversary of the grant date. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 20:13 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 261 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-23-000115 · wk-form4_1688588018.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,608 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 261 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 21:33 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 73 | $137.14 | $10,011.22 |
DisclosureSEC source: 0001230245-23-000110 · wk-form4_1686605577.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,347 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 17, 2023 Filed May 18, 2023 19:28 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 775 | $129.14 | $100,083.50 |
DisclosureSEC source: 0001230245-23-000091 · wf-form4_168443811090990.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,274 F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 775 shares of common stock resulting in an accrual to his account of 775 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 12, 2023 Filed May 17, 2023 00:03 UTC | SPS COMMERCE INC SPSC · Entity 4230 | GrantStock Option (right to buy) · Derivative | 1,466 | $0.00 Strike: $155.72 | $0.00 |
DisclosureSEC source: 0001209191-23-029965 · doc4.xml · derivative · entry 2 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,466 Underlying: Common Stock · 1,466 shares Expires 2030-05-12 F2 · derivative.exercise_date: This option shall vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2023, provided the reporting person remains a member of the board as of the vesting date. Read SEC document |
| May 12, 2023 Filed May 17, 2023 00:03 UTC | SPS COMMERCE INC SPSC · Entity 4230 | GrantCommon Stock | 585 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029965 · doc4.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,269 F1 · shares: This reflects a restricted stock award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2023, provided the recipient remains a member of the board as of the vesting date. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 20:39 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-23-000063 · wf-form4_168055435398774.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,499 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 250 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 17, 2023 Filed Mar 20, 2023 20:09 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 206 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-23-000053 · wf-form4_167934296696689.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,249 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 21:24 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 243 | $130.19 | $31,636.17 |
DisclosureSEC source: 0001230245-23-000002 · wf-form4_167278102477708.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,043 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 243 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 21:17 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 66 | $136.61 | $9,016.26 |
DisclosureSEC source: 0001230245-22-000152 · wf-form4_167087983756499.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,800 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| November 28, 2022 Filed Nov 28, 2022 20:27 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GiftCommon Stock | 1,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-22-000140 · wf-form4_166966722386914.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,734 F1 · price: Represents shares of Common Stock that the reporting person donated as a gift to a donor advised fund. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 21:38 UTC | SPS COMMERCE INC SPSC · Entity 4230 | Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $26.14 | $0.00 |
DisclosureSEC source: 0001209191-22-057008 · doc4.xml · derivative · entry 3 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2023-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Sales and stock option exercise effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2022. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 21:38 UTC | SPS COMMERCE INC SPSC · Entity 4230 | SaleCommon Stock | 1,000 | $135.00 | $135,000.00 |
DisclosureSEC source: 0001209191-22-057008 · doc4.xml · nonDerivative · entry 2 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,684 F1 · kind: Sales and stock option exercise effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2022. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 21:38 UTC | SPS COMMERCE INC SPSC · Entity 4230 | Exercise / conversionCommon Stock | 1,000 | $26.14 | $26,140.00 |
DisclosureSEC source: 0001209191-22-057008 · doc4.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Sales and stock option exercise effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2022. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 20:16 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 301 | $104.74 | $31,526.74 |
DisclosureSEC source: 0001230245-22-000130 · wf-form4_166482815054672.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,537 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 301 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 09, 2022 Filed Sep 12, 2022 20:30 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 76 | $115.97 | $8,813.72 |
DisclosureSEC source: 0001230245-22-000126 · wf-form4_166301463557563.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,236 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 22:34 UTC | SPS COMMERCE INC SPSC · Entity 4230 | Exercise / conversionStock Option (right to buy) · Derivative | 5,792 | $0.00 Strike: $26.14 | $0.00 |
DisclosureSEC source: 0001209191-22-045074 · doc4.xml · derivative · entry 7 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 5,792 shares Expires 2023-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This option was previously reported as an option for 3,396 shares of Common stock at an exercise price of $52.27 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019. F2 · shares: This option was previously reported as an option for 3,396 shares of Common stock at an exercise price of $52.27 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019. F8 · derivative.exercise_date: Fully vested. F2 · derivative.underlying_shares: This option was previously reported as an option for 3,396 shares of Common stock at an exercise price of $52.27 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019. F2 · balance_after: This option was previously reported as an option for 3,396 shares of Common stock at an exercise price of $52.27 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 22:34 UTC | SPS COMMERCE INC SPSC · Entity 4230 | SaleCommon Stock | 730 | $131.22 | $95,794.03 |
DisclosureSEC source: 0001209191-22-045074 · doc4.xml · nonDerivative · entry 6 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,684 F7 · price: Reflects the weighted average price of 730 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on August 5, 2022 with sales prices ranging from $131.08 to $131.36 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 22:34 UTC | SPS COMMERCE INC SPSC · Entity 4230 | SaleCommon Stock | 1,662 | $130.35 | $216,633.89 |
DisclosureSEC source: 0001209191-22-045074 · doc4.xml · nonDerivative · entry 5 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,414 F6 · price: Reflects the weighted average price of 1,662 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on August 5, 2022 with sales prices ranging from $130.00 to $130.96 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 22:34 UTC | SPS COMMERCE INC SPSC · Entity 4230 | SaleCommon Stock | 1,097 | $129.29 | $141,828.39 |
DisclosureSEC source: 0001209191-22-045074 · doc4.xml · nonDerivative · entry 4 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,076 F5 · price: Reflects the weighted average price of 1,097 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on August 5, 2022 with sales prices ranging from $128.77 to $129.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 22:34 UTC | SPS COMMERCE INC SPSC · Entity 4230 | SaleCommon Stock | 1,403 | $128.14 | $179,776.35 |
DisclosureSEC source: 0001209191-22-045074 · doc4.xml · nonDerivative · entry 3 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,173 F4 · price: Reflects the weighted average price of 1,403 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on August 5, 2022 with sales prices ranging from $127.76 to $128.72 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 22:34 UTC | SPS COMMERCE INC SPSC · Entity 4230 | SaleCommon Stock | 900 | $127.30 | $114,566.31 |
DisclosureSEC source: 0001209191-22-045074 · doc4.xml · nonDerivative · entry 2 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,576 F3 · price: Reflects the weighted average price of 900 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on August 5, 2022 with sales prices ranging from $126.62 to $127.61 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 22:34 UTC | SPS COMMERCE INC SPSC · Entity 4230 | Exercise / conversionCommon Stock | 5,792 | $26.14 | $151,402.88 |
DisclosureSEC source: 0001209191-22-045074 · doc4.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 3,396 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 6,792 shares of Common Stock. F2 · shares: This option was previously reported as an option for 3,396 shares of Common stock at an exercise price of $52.27 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019. F1 · price: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 3,396 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 6,792 shares of Common Stock. F2 · price: This option was previously reported as an option for 3,396 shares of Common stock at an exercise price of $52.27 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 20:19 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 279 | $112.08 | $31,270.32 |
DisclosureSEC source: 0001230245-22-000106 · wf-form4_165705234076545.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,160 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 279 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 21:04 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 73 | $116.98 | $8,539.54 |
DisclosureSEC source: 0001230245-22-000100 · wf-form4_165515422479478.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,881 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 17, 2022 Filed May 19, 2022 21:06 UTC | SPS COMMERCE INC SPSC · Entity 4230 | GrantStock Option (right to buy) · Derivative | 2,252 | $0.00 Strike: $104.31 | $0.00 |
DisclosureSEC source: 0001209191-22-030611 · doc4.xml · derivative · entry 2 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,252 Underlying: Common Stock · 2,252 shares Expires 2029-05-17 F2 · derivative.exercise_date: This option shall vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2022, provided the reporting person remains a member of the board as of the vesting date. Read SEC document |
| May 17, 2022 Filed May 19, 2022 21:06 UTC | SPS COMMERCE INC SPSC · Entity 4230 | GrantCommon Stock | 838 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030611 · doc4.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,684 F1 · shares: This reflects a restricted stock award. The shares subject to this award will vest in four equal installments on the last day of each fiscal quarter with the first vesting occurring on June 30, 2022, provided the recipient remains a member of the board as of the vesting date. Read SEC document |
| May 06, 2022 Filed May 9, 2022 20:43 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 756 | $125.75 | $95,067.00 |
DisclosureSEC source: 0001230245-22-000086 · wf-form4_165212896725825.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,808 Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 20:23 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-22-000065 · wf-form4_164910377868253.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,052 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 235 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 21:46 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 552 | $124.28 | $68,602.56 |
DisclosureSEC source: 0001230245-22-000056 · wf-form4_164729429265970.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,817 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:53 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 188 | $178.51 | $33,559.88 |
DisclosureSEC source: 0001230245-22-000004 · wf-form4_164124681844477.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,265 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 188 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 21:31 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 278 | $166.16 | $46,192.48 |
DisclosureSEC source: 0001230245-21-000164 · wf-form4_163943105228857.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,077 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| November 04, 2021 Filed Nov 5, 2021 20:08 UTC | SPS COMMERCE INC SPSC · Entity 4230 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,502 | $0.00 Strike: $33.69 | $0.00 |
DisclosureSEC source: 0001209191-21-063134 · doc4.xml · derivative · entry 6 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,502 shares Expires 2022-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Stock option exercise and sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| November 04, 2021 Filed Nov 5, 2021 20:08 UTC | SPS COMMERCE INC SPSC · Entity 4230 | SaleCommon Stock | 1,502 | $150.00 | $225,300.00 |
DisclosureSEC source: 0001209191-21-063134 · doc4.xml · nonDerivative · entry 4 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,846 F1 · kind: Stock option exercise and sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021. Read SEC document |
| November 04, 2021 Filed Nov 5, 2021 20:08 UTC | SPS COMMERCE INC SPSC · Entity 4230 | Exercise / conversionCommon Stock | 1,502 | $33.69 | $50,602.38 |
DisclosureSEC source: 0001209191-21-063134 · doc4.xml · nonDerivative · entry 3 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Stock option exercise and sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:08 UTC | SPS COMMERCE INC SPSC · Entity 4230 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,004 | $0.00 Strike: $33.69 | $0.00 |
DisclosureSEC source: 0001209191-21-063134 · doc4.xml · derivative · entry 5 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,502 Underlying: Common Stock · 3,004 shares Expires 2022-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This option was previously reported as an option for 2,253 shares of Common stock at an exercise price of $67.37 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019. F1 · kind: Stock option exercise and sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021. F3 · shares: This option was previously reported as an option for 2,253 shares of Common stock at an exercise price of $67.37 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019. F4 · derivative.exercise_date: Fully vested. F3 · derivative.underlying_shares: This option was previously reported as an option for 2,253 shares of Common stock at an exercise price of $67.37 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019. F3 · balance_after: This option was previously reported as an option for 2,253 shares of Common stock at an exercise price of $67.37 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:08 UTC | SPS COMMERCE INC SPSC · Entity 4230 | SaleCommon Stock | 3,004 | $145.44 | $436,901.76 |
DisclosureSEC source: 0001209191-21-063134 · doc4.xml · nonDerivative · entry 2 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,846 F1 · kind: Stock option exercise and sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 20:08 UTC | SPS COMMERCE INC SPSC · Entity 4230 | Exercise / conversionCommon Stock | 3,004 | $33.69 | $101,204.76 |
DisclosureSEC source: 0001209191-21-063134 · doc4.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Stock option exercise and sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021. F2 · shares: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 2,253 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 4,506 shares of Common Stock. F3 · shares: This option was previously reported as an option for 2,253 shares of Common stock at an exercise price of $67.37 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019. F2 · price: On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 2,253 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 4,506 shares of Common Stock. F3 · price: This option was previously reported as an option for 2,253 shares of Common stock at an exercise price of $67.37 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 16:33 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 222 | $142.19 | $31,566.18 |
DisclosureSEC source: 0001230245-21-000140 · wf-form4_163336520567371.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,799 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 222 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 10, 2021 Filed Sep 10, 2021 22:08 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 52 | $135.04 | $7,022.08 |
DisclosureSEC source: 0001230245-21-000121 · wf-form4_163131169281840.xml · nonDerivative · entry 1 SORAN PHILIP · CIK 0001233126 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,577 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.