Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PIPER SANDLER COMPANIESPIPR · Entity 3863 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PIPER SANDLER COMPANIES
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 105,326 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 383 · Balance 105,326 F1: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 383 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 383 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2021 Filed Apr 5, 2021 20:52 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 170 | $112.49 | $19,123.30 |
DisclosureSEC source: 0001230245-21-000060 · edgar.xml · nonDerivative · entry 1 Sterling Brian R · CIK 0001837229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,418 F1 · shares: The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his acount of 170 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 20:17 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 605 | $99.28 | $60,064.40 |
DisclosureSEC source: 0001230245-21-000006 · edgar.xml · nonDerivative · entry 1 Sterling Brian R · CIK 0001837229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,248 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.