Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DANA IncDAN · Entity 6 | Director | March 31, 2022 | April 01, 2022 |
| Hilton Worldwide Holdings Inc.HLT · Entity 2978 | Director | September 30, 2026 | October 02, 2026 |
| Kadem Sustainable Impact CorpKSI · Entity 122828 | Director · 10% owner | May 03, 2021 | October 27, 2022 |
| Virgin Galactic Holdings, IncSPCE · Entity 5565 | Director | June 11, 2026 | June 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DANA Inc
Report date March 31, 2022 · Filed April 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,249 |
Reported balance
After 2022-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-03-31 · Grant · Acquired 1,707 · Balance 4,249 F1: Each restricted stock unit represents the right to receive (1) one share of common stock or, at the issuer's election, an equivalent cash amount. F2: The number of restricted stock units credited are as of the last day of the quarter based on the quotient obtained by dividing (a) the dollar amount of the annual retainer earned by reporting person for the quarter by (b) the Market Value Per Share (as defined in the Plan) on the last day of the quarter (with the result being rounded down to the nearest whole number of restricted stock units). F3: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive (1) one share of common stock or, at the issuer's election, an equivalent cash amount.
F2: The number of restricted stock units credited are as of the last day of the quarter based on the quotient obtained by dividing (a) the dollar amount of the annual retainer earned by reporting person for the quarter by (b) the Market Value Per Share (as defined in the Plan) on the last day of the quarter (with the result being rounded down to the nearest whole number of restricted stock units).
F3: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control.
Hilton Worldwide Holdings Inc.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,228.627 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 5.628 · Balance 15,228.627 F1: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units.
Kadem Sustainable Impact Corp
Report date May 03, 2021 · Filed October 27, 2022 · Amendment
Jointly reported with Kadem Management, LLC, Gassenheimer Charles
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 4,375,000 |
Reported balance
After 2021-05-03 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2021-05-03 · Other · Disposed 656,250 · Balance 4,375,000 F1: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2: The Class B Common Stock owned by Kadem Management, LLC included up to 656,250 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities did not exercise in full their over-allotment option as described in the Issuer's Registration Statement on Form S-1 (File No. 333-253595). Because the underwriters did not exercise their over-allotment option, Kadem Management, LLC forfeited 656,250 shares of Class B Common Stock on May 3, 2021 for cancellation by the Issuer. F3: Kadem Management, LLC is the record holder of the shares reported herein. Raymond E. Mabus, Jr. and Charles Gassenheimer are the managing members of Kadem Management, LLC. F4: Each of Mr. Mabus and Mr. Gassenheimer may be deemed to have or share beneficial ownership of the common stock held directly by Kadem Management, LLC. Each such person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
F2: The Class B Common Stock owned by Kadem Management, LLC included up to 656,250 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities did not exercise in full their over-allotment option as described in the Issuer's Registration Statement on Form S-1 (File No. 333-253595). Because the underwriters did not exercise their over-allotment option, Kadem Management, LLC forfeited 656,250 shares of Class B Common Stock on May 3, 2021 for cancellation by the Issuer.
F3: Kadem Management, LLC is the record holder of the shares reported herein. Raymond E. Mabus, Jr. and Charles Gassenheimer are the managing members of Kadem Management, LLC.
F4: Each of Mr. Mabus and Mr. Gassenheimer may be deemed to have or share beneficial ownership of the common stock held directly by Kadem Management, LLC. Each such person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Virgin Galactic Holdings, Inc
Report date June 11, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 84,371 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Grant · Acquired 25,306 · Balance 84,371 F1: Represents an award of restricted stock units (RSUs), which vests in full on the one-year anniversary of the grant date; provided that, if (i) Reporting Person will not stand for re-election to continue to serve on the Board following the date of the Issuer's next annual meeting of stockholders following the grant date and (ii) the next annual meeting date is earlier than the one-year anniversary of the grant date, then the RSUs will vest on the next annual meeting date. The RSUs will be settled in shares of the Issuer's common stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units (RSUs), which vests in full on the one-year anniversary of the grant date; provided that, if (i) Reporting Person will not stand for re-election to continue to serve on the Board following the date of the Issuer's next annual meeting of stockholders following the grant date and (ii) the next annual meeting date is earlier than the one-year anniversary of the grant date, then the RSUs will vest on the next annual meeting date. The RSUs will be settled in shares of the Issuer's common stock upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 2, 2026 02:03 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 5.628 | $0.00 | $0.00 |
DisclosureSEC source: 0001317996-26-000010 · wk-form4_1790892197.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,228.627 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units. Read SEC document |
| June 30, 2026 Filed Jul 1, 2026 20:30 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 5.413 | $0.00 | $0.00 |
DisclosureSEC source: 0001317996-26-000008 · wk-form4_1782937837.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,222.999 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units. Read SEC document |
| June 11, 2026 Filed Jun 12, 2026 20:53 UTC | Virgin Galactic Holdings, Inc SPCE · Entity 5565 | GrantCommon Stock | 25,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001706946-26-000103 · wk-form4_1781297605.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,371 F1 · shares: Represents an award of restricted stock units (RSUs), which vests in full on the one-year anniversary of the grant date; provided that, if (i) Reporting Person will not stand for re-election to continue to serve on the Board following the date of the Issuer's next annual meeting of stockholders following the grant date and (ii) the next annual meeting date is earlier than the one-year anniversary of the grant date, then the RSUs will vest on the next annual meeting date. The RSUs will be settled in shares of the Issuer's common stock upon vesting. Read SEC document |
| May 14, 2026 Filed May 18, 2026 20:53 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 742 | $0.00 | $0.00 |
DisclosureSEC source: 0001317996-26-000006 · wk-form4_1779137590.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,217.586 F1 · shares: Represents deferred share units of the Issuer awarded pursuant to the Hilton Amended and Restated 2017 Omnibus Incentive Plan. Each deferred share unit represents one share of Issuer common stock and is fully vested. The underlying shares will be issued to the reporting person upon the earliest to occur of a (i) termination of service as a director, (ii) a change in control of the Issuer, and (iii) the second anniversary of the grant date. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 20:17 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 6.082 | $0.00 | $0.00 |
DisclosureSEC source: 0001317996-26-000003 · wk-form4_1775161049.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,475.586 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units. Read SEC document |
| December 29, 2025 Filed Dec 30, 2025 21:28 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 6.325 | $0.00 | $0.00 |
DisclosureSEC source: 0001317996-25-000007 · wk-form4_1767130115.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,469.504 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:38 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 7.123 | $0.00 | $0.00 |
DisclosureSEC source: 0001317996-25-000004 · wk-form4_1759437536.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,463.179 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units. Read SEC document |
| June 27, 2025 Filed Jul 1, 2025 21:09 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 6.957 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-25-000133 · wk-form4_1751404160.xml · nonDerivative · entry 2 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,456.056 F2 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units. Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 20:08 UTC | Virgin Galactic Holdings, Inc SPCE · Entity 5565 | GrantCommon Stock | 46,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001706946-25-000092 · wk-form4_1749240515.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,065 F1 · shares: Represents an award of restricted stock units (RSUs), which vests in full on the one-year anniversary of the grant date; provided that, if (i) Reporting Person will not stand for re-election to continue to serve on the Board following the date of the Issuer's next annual meeting of stockholders following the grant date and (ii) the next annual meeting date is earlier than the one-year anniversary of the grant date, then the RSUs will vest on the next annual meeting date. The RSUs will be settled in shares of the Issuer's common stock upon vesting. F2 · balance_after: The number of securities reported herein reflects the effects of a 1-for-20 reverse stock split effected by the Issuer on June 14, 2024, which was exempt from reporting pursuant to Rule 16a-9. Read SEC document |
| May 14, 2025 Filed May 16, 2025 20:32 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-25-000116 · wk-form4_1747427568.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,396.099 F1 · shares: Represents deferred share units of the Issuer awarded pursuant to the Hilton 2017 Omnibus Incentive Plan. Each deferred share unit represents one share of Issuer common stock and is fully vested. The underlying shares will be issued to the reporting person upon the earlier to occur of a (i) termination of service as a director, (ii) a change in control of the Issuer, and (iii) the second anniversary of the grant date. Read SEC document |
| March 28, 2025 Filed Mar 31, 2025 21:05 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 8.476 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-25-000067 · wk-form4_1743455139.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,468.099 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units. Read SEC document |
| December 27, 2024 Filed Dec 30, 2024 22:50 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 7.649 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-24-000215 · wk-form4_1735599036.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,459.623 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units. Read SEC document |
| September 27, 2024 Filed Sep 30, 2024 21:15 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 8.153 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-24-000183 · wk-form4_1727730911.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,451.974 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 20:45 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 8.751 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-24-000145 · wk-form4_1719953145.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,443.821 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units. Read SEC document |
| June 12, 2024 Filed Jun 13, 2024 23:12 UTC | Virgin Galactic Holdings, Inc SPCE · Entity 5565 | GrantCommon Stock | 170,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001706946-24-000120 · wk-form4_1718320370.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,833 F1 · shares: Represents an award of restricted stock units (RSUs), which vests in full on the one-year anniversary of the grant date; provided that, if (i) Reporting Person will not stand for re-election to continue to serve on the Board following the date of the Issuer's next annual meeting of stockholders following the grant date and (ii) the next annual meeting date is earlier than the one-year anniversary of the grant date, then the RSUs will vest on the next annual meeting date. The RSUs will be settled in shares of the Issuer's common stock upon vesting. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:11 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 1,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-24-000119 · wk-form4_1715976663.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,435.07 F1 · shares: Represents deferred share units of the Issuer awarded pursuant to the Hilton 2017 Omnibus Incentive Plan. Each deferred share unit represents one share of Issuer common stock and is fully vested. The underlying shares will be issued to the reporting person upon the earliest to occur of a (i) termination of service as a director, (ii) a change in control of the Issuer, and (iii) the second anniversary of the grant date. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 20:11 UTC | Virgin Galactic Holdings, Inc SPCE · Entity 5565 | GrantCommon Stock | 11,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001706946-24-000083 · wk-form4_1713557493.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,605 F1 · shares: Represents an award of restricted stock units (RSUs), which vests in full on the one-year anniversary of the grant date, subject to the Reporting Person's continued service through the applicable vesting date. The RSUs will be settled in shares of the Issuer's common stock upon vesting. Read SEC document |
| March 28, 2024 Filed Mar 29, 2024 20:41 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 8.14 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-24-000075 · wk-form4_1711744889.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,287.07 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units. Read SEC document |
| February 07, 2024 Filed Jul 1, 2025 21:09 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | PurchaseCommon Stock | 53 | $197.39 | $10,461.67 |
DisclosureSEC source: 0001585689-25-000133 · wk-form4_1751404160.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,449.099 F1 · shares: These shares were inadvertently omitted from prior filings as they were acquired by a managed account without any instruction from or knowledge of the reporting person. Therefore the reporting person was not aware of the shares at the time of the prior filings. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 21:28 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 9.528 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-24-000014 · wk-form4_1704317284.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,278.93 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 21:01 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 11.542 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-23-000178 · wk-form4_1696366882.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,269.402 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 20:18 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 11.896 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-23-000139 · wk-form4_1688588287.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,257.86 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units. Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 20:43 UTC | Virgin Galactic Holdings, Inc SPCE · Entity 5565 | GrantCommon Stock | 30,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001706946-23-000052 · wk-form4_1686343373.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,150 F1 · shares: Represents an award of restricted stock units (RSUs), which vests in full on the one-year anniversary of the grant date; provided that, if (i) Reporting Person will not stand for re-election to continue to serve on the Board following the date of the Issuer's next annual meeting of stockholders following the grant date and (ii) the next annual meeting date is earlier than the one-year anniversary of the grant date, then the RSUs will vest on the next annual meeting date. The RSUs will be settled in shares of the Issuer's common stock upon vesting. Read SEC document |
| May 18, 2023 Filed May 22, 2023 21:04 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 1,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-23-000120 · wk-form4_1684789453.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,245.964 F1 · shares: Represents deferred share units of the Issuer awarded pursuant to the Hilton 2017 Omnibus Incentive Plan. Each deferred share unit represents one share of Issuer common stock and is fully vested. The underlying shares will be issued to the reporting person upon the earliest to occur of a (i) termination of service as a director, (ii) a change in control of the Issuer, and (iii) the second anniversary of the grant date. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 22:22 UTC | Virgin Galactic Holdings, Inc SPCE · Entity 5565 | GrantCommon Stock | 42,736 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-014520 · ownership.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,736 F1 · shares: Represents an award of restricted stock units ('RSUs'), which vests in three equal annual installments beginning on April 21, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:13 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 10.823 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-23-000073 · wf-form4_168064277292594.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,878.964 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units. Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 21:58 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 12.053 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-23-000013 · wf-form4_167278308782054.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,868.141 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units. Read SEC document |
| September 23, 2022 Filed Sep 27, 2022 20:28 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 12.855 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-22-000152 · wf-form4_166431051499073.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,856.088 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units. Read SEC document |
| June 24, 2022 Filed Jun 28, 2022 21:18 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 13.016 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-22-000126 · wf-form4_165645112155005.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,843.233 F1 · shares: Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred share units. Read SEC document |
| May 20, 2022 Filed May 24, 2022 22:04 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 1,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-22-000103 · wf-form4_165342986739163.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,830.217 F1 · shares: Represents deferred share units of the Issuer awarded pursuant to the Hilton 2017 Omnibus Incentive Plan. Each deferred share unit represents one share of Issuer common stock and is fully vested. The underlying shares will be issued to the reporting person upon the earlier to occur of a (i) termination of service as a director and (ii) change in control of the Issuer. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 20:43 UTC | DANA Inc DAN · Entity 6 | GrantRestricted Stock Units · Derivative | 1,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005307 · doc4.xml · derivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,249 Underlying: Common Stock, par value $0.01 · 1,707 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive (1) one share of common stock or, at the issuer's election, an equivalent cash amount. F2 · shares: The number of restricted stock units credited are as of the last day of the quarter based on the quotient obtained by dividing (a) the dollar amount of the annual retainer earned by reporting person for the quarter by (b) the Market Value Per Share (as defined in the Plan) on the last day of the quarter (with the result being rounded down to the nearest whole number of restricted stock units). F3 · derivative.exercise_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control. F3 · derivative.expiration_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:41 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-005186 · doc4.xml · derivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87 Underlying: Common Stock, par value $0.01 · 53 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| March 11, 2022 Filed Mar 11, 2022 21:59 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | PurchaseCommon Stock | 700 | $144.70 | $101,290.00 |
DisclosureSEC source: 0001585689-22-000047 · wf-form4_164703595533390.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,295.217 Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 22:16 UTC | DANA Inc DAN · Entity 6 | GrantRestricted Stock Units · Derivative | 6,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002787 · doc4.xml · derivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,578 Underlying: Common Stock, par value $0.01 · 6,578 shares Expires not disclosed F1 · security: Restricted stock units granted pursuant to the Dana Incorporated 2021 Omnibus Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant. F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:47 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionRestricted Stock Units · Derivative | 5,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002069 · doc4.xml · derivative · entry 4 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 5,877 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant. F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:47 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionDividend Equivalent Rights · Derivative | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002069 · doc4.xml · derivative · entry 3 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34 Underlying: Common Stock, par value $0.01 · 95 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:47 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002069 · doc4.xml · nonDerivative · entry 2 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:47 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionCommon Stock, par value $0.01 | 5,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002069 · doc4.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:51 UTC | DANA Inc DAN · Entity 6 | GrantRestricted Stock Units · Derivative | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000230 · doc4.xml · derivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,542 Underlying: Common Stock, par value $0.01 · 301 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive (1) one share of common stock or, at the issuer's election, an equivalent cash amount. F2 · shares: The number of restricted stock units credited are as of the last day of the quarter based on the quotient obtained by dividing (a) the dollar amount of the annual retainer earned by reporting person for the quarter by (b) the Market Value Per Share (as defined in the Plan) on the last day of the quarter (with the result being rounded down to the nearest whole number of restricted stock units). F3 · derivative.exercise_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control. F3 · derivative.expiration_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control. Read SEC document |
| November 26, 2021 Filed Nov 30, 2021 21:52 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014231 · doc4.xml · derivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129 Underlying: Common Stock, par value $0.01 · 36 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 20:45 UTC | DANA Inc DAN · Entity 6 | GrantRestricted Stock Units · Derivative | 309 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012658 · doc4.xml · derivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309 Underlying: Common Stock, par value $0.01 · 309 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive (1) one share of common stock or, at the issuer's election, an equivalent cash amount. F2 · shares: The number of restricted stock units credited are as of the last day of the quarter based on the quotient obtained by dividing (a) the dollar amount of the annual retainer earned by reporting person for the quarter by (b) the Market Value Per Share (as defined in the Plan) on the last day of the quarter (with the result being rounded down to the nearest whole number of restricted stock units). F3 · derivative.exercise_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control. F3 · derivative.expiration_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 20:45 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 34 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012129 · doc4.xml · derivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93 Underlying: Common Stock, par value $0.01 · 34 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 20:39 UTC | DANA Inc DAN · Entity 6 | GrantRestricted Stock Units · Derivative | 289 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009961 · doc4.xml · derivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289 Underlying: Common Stock, par value $0.01 · 289 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive (1) one share of common stock or, at the issuer's election, an equivalent cash amount. F2 · shares: The number of restricted stock units credited are as of the last day of the quarter based on the quotient obtained by dividing (a) the dollar amount of the annual retainer earned by reporting person for the quarter by (b) the Market Value Per Share (as defined in the Plan) on the last day of the quarter (with the result being rounded down to the nearest whole number of restricted stock units). F3 · derivative.exercise_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control. F3 · derivative.expiration_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:41 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008800 · doc4.xml · derivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59 Underlying: Common Stock, par value $0.01 · 29 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| May 19, 2021 Filed May 21, 2021 20:17 UTC | Hilton Worldwide Holdings Inc. HLT · Entity 2978 | GrantCommon Stock | 1,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001585689-21-000089 · wf-form4_162162820894931.xml · nonDerivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,595.217 F1 · shares: Represents deferred share units of the Issuer awarded pursuant to the Hilton 2017 Omnibus Incentive Plan. Each deferred share unit represents one share of Issuer common stock and is fully vested. The underlying shares will be issued to the reporting person upon the earlier to occur of a (i) termination of service as a director and (ii) change in control of the Issuer. Read SEC document |
| May 03, 2021 Filed Oct 27, 2022 18:55 UTC Amendment | Kadem Sustainable Impact Corp KSI · Entity 122828 | OtherClass B Common Stock · Derivative | 656,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-034357 · doc4a.xml · derivative · entry 1 Kadem Management, LLC · CIK 0001851593 · 10% owner Gassenheimer Charles · CIK 0001351384 · Director · CEO and Secretary · 10% owner Mabus Raymond E · CIK 0001317996 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,375,000 Underlying: Class A Common Stock · 656,250 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · kind: The Class B Common Stock owned by Kadem Management, LLC included up to 656,250 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities did not exercise in full their over-allotment option as described in the Issuer's Registration Statement on Form S-1 (File No. 333-253595). Because the underwriters did not exercise their over-allotment option, Kadem Management, LLC forfeited 656,250 shares of Class B Common Stock on May 3, 2021 for cancellation by the Issuer. F2 · price: The Class B Common Stock owned by Kadem Management, LLC included up to 656,250 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities did not exercise in full their over-allotment option as described in the Issuer's Registration Statement on Form S-1 (File No. 333-253595). Because the underwriters did not exercise their over-allotment option, Kadem Management, LLC forfeited 656,250 shares of Class B Common Stock on May 3, 2021 for cancellation by the Issuer. F1 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F1 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F3 · ownership.direct: Kadem Management, LLC is the record holder of the shares reported herein. Raymond E. Mabus, Jr. and Charles Gassenheimer are the managing members of Kadem Management, LLC. F4 · ownership.direct: Each of Mr. Mabus and Mr. Gassenheimer may be deemed to have or share beneficial ownership of the common stock held directly by Kadem Management, LLC. Each such person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 01:11 UTC | DANA Inc DAN · Entity 6 | GrantRestricted Stock Units · Derivative | 282 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-006248 · doc4.xml · derivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282 Underlying: Common Stock, par value $0.01 · 282 shares Expires not disclosed F1 · security: Restricted stock units granted as a result of Reporting Person's election to defer a portion of his annual retainer paid for service on issuer's Board of Directors pursuant to the Dana Incorporation 2017 Omnibus Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive (1) one share of common stock or, at the issuer's election, an equivalent cash amount. F3 · shares: The number of restricted stock units credited are as of the last day of the quarter based on the quotient obtained by dividing (a) the dollar amount of the annual retainer earned by reporting person for the quarter by (b) the Market Value Per Share (as defined in the Plan) on the last day of the quarter (with the result being rounded down to the nearest whole number of restricted stock units). F4 · derivative.exercise_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control. F4 · derivative.expiration_date: All restricted stock units are fully vested. Settlement occurs the earlier of either (i) the first business day of the calendar month coincident with or next following the date that reporting person terminates service as a director of the issuer, or (ii) the date on which occurs a change in control. Read SEC document |
| March 26, 2021 Filed Mar 29, 2021 21:17 UTC | DANA Inc DAN · Entity 6 | GrantDividend Equivalent Rights · Derivative | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005995 · doc4.xml · derivative · entry 1 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30 Underlying: Common Stock, par value $0.01 · 30 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate. Each dividend equivalent right is the economic equivalent of one share of Dana common stock. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 21:57 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionRestricted Stock Units · Derivative | 8,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002418 · doc4.xml · derivative · entry 5 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 8,312 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock units granted pursuant to the Dana Incorporated 2017 Omnibus Incentive Plan. F2 · derivative.exercise_price: Each restricted stock unit granted represents the right to receive one share of Dana common stock or, at the election of Dana, cash equal to the market value per share. Each restricted stock unit contains dividend equivalent rights. F3 · derivative.exercise_date: Restricted stock units granted vest in full on the first anniversary date of the grant. F3 · derivative.expiration_date: Restricted stock units granted vest in full on the first anniversary date of the grant. Read SEC document |
| February 11, 2021 Filed Feb 12, 2021 21:57 UTC | DANA Inc DAN · Entity 6 | Exercise / conversionDividend Equivalent Rights · Derivative | 140 | $22.51 | $3,151.40 |
DisclosureSEC source: 0001225208-21-002418 · doc4.xml · derivative · entry 4 Mabus Raymond E · CIK 0001317996 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. F4 · derivative.exercise_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. F4 · derivative.expiration_date: Dividend equivalent rights accrued on previously granted restricted stock units and become exercisable proportionately with the restricted stock units to which they relate, which have vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.