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Harrison Dean M

Disclosed activity across 1 company

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33602
SEC CIK
0001629460

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NORTHERN TRUST CORPNTRS · Entity 1970DirectorSeptember 30, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NORTHERN TRUST CORP

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect35,321.97 Last balance in matching sequence After 2026-10-01 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-09-30 · Grant · Acquired 265.71 · Balance 35,170.4

F1: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Row 2 · 2026-10-01 · Grant · Acquired 151.57 · Balance 35,321.97

F1: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Common StockSEC Table I · non-derivativeIndirectBy Trust1,000 Reported balance Holding disclosure · report date 2026-09-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,000

Common StockSEC Table I · non-derivativeIndirectBy LLC47 Reported balance Holding disclosure · report date 2026-09-30 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 47

Filing footnotes · ownership attribution and instrument terms

F1: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2021 Filed Oct 4, 2021 23:21 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 62.51 $109.23 $6,827.97
Disclosure

SEC source: 0000073124-21-000259 · wf-form4_163338967700971.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,122.35

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 23:21 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 371.02 $107.81 $39,999.67
Disclosure

SEC source: 0000073124-21-000259 · wf-form4_163338967700971.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,059.84

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 22:28 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 56.27 $116.32 $6,545.33
Disclosure

SEC source: 0000073124-21-000224 · wf-form4_162526488595027.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,688.82

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 22:28 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 345.96 $115.62 $39,999.90
Disclosure

SEC source: 0000073124-21-000224 · wf-form4_162526488595027.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,632.55

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:22 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 1,164 $0.00 $0.00
Disclosure

SEC source: 0000073124-21-000164 · wf-form4_161913012206186.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,286.59

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 20, 2021 Filed Apr 22, 2021 22:22 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 43.79 $107.37 $4,701.73
Disclosure

SEC source: 0000073124-21-000164 · wf-form4_161913012206186.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,122.59

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 23:16 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 47.69 $105.63 $5,037.49
Disclosure

SEC source: 0000073124-21-000134 · wf-form4_161740533789515.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,078.8

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 23:16 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 380.55 $105.11 $39,999.61
Disclosure

SEC source: 0000073124-21-000134 · wf-form4_161740533789515.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,031.11

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:22 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 50.7 $93.14 $4,722.20
Disclosure

SEC source: 0000073124-21-000010 · wf-form4_160988531203292.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,650.56

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 22:22 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 402.62 $93.14 $37,500.03
Disclosure

SEC source: 0000073124-21-000010 · wf-form4_160988531203292.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,599.86

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 21:37 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 56.43 $77.05 $4,347.93
Disclosure

SEC source: 0000073124-20-000230 · wf-form4_160167461802992.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,197.24

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:37 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 480.95 $77.97 $37,499.67
Disclosure

SEC source: 0000073124-20-000230 · wf-form4_160167461802992.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,140.81

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 22:32 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 51.7 $76.94 $3,977.80
Disclosure

SEC source: 0000073124-20-000196 · wf-form4_159372912164700.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,659.86

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 22:32 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 472.65 $79.34 $37,500.05
Disclosure

SEC source: 0000073124-20-000196 · wf-form4_159372912164700.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,608.16

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 23:07 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 1,679 $0.00 $0.00
Disclosure

SEC source: 0000073124-20-000162 · wf-form4_158768325914611.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,135.51

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 23:07 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 41.57 $74.43 $3,094.06
Disclosure

SEC source: 0000073124-20-000162 · wf-form4_158768325914611.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,456.51

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:30 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 38 $73.00 $2,774.00
Disclosure

SEC source: 0000073124-20-000138 · wf-form4_158586300642666.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,414.9

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:30 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 496.95 $75.46 $37,499.85
Disclosure

SEC source: 0000073124-20-000138 · wf-form4_158586300642666.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,376.9

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:37 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 23.7 $106.24 $2,517.89
Disclosure

SEC source: 0000073124-20-000005 · wf-form4_157809463065671.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,879.95

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 23:37 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 341.21 $106.24 $36,250.15
Disclosure

SEC source: 0000073124-20-000005 · wf-form4_157809463065671.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,856.25

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 21:09 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 24.76 $89.88 $2,225.43
Disclosure

SEC source: 0000073124-19-000222 · wf-form4_157005056076666.xml · nonDerivative · entry 3

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,515.04

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:09 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 388.45 $93.32 $36,250.15
Disclosure

SEC source: 0000073124-19-000222 · wf-form4_157005056076666.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,490.28

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:19 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 18.15 $91.65 $1,663.45
Disclosure

SEC source: 0000073124-19-000183 · wf-form4_156209875835332.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,101.83

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:19 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 392.7 $90.00 $35,343.00
Disclosure

SEC source: 0000073124-19-000183 · wf-form4_156209875835332.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,083.68

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 23, 2019 Filed Apr 26, 2019 00:09 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000146 · wf-form4_155623738482567.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,690.98

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 23, 2019 Filed Apr 26, 2019 00:09 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 22.83 $95.94 $2,190.31
Disclosure

SEC source: 0000073124-19-000146 · wf-form4_155623738482567.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,544.98

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 03, 2019 Filed Oct 2, 2019 21:09 UTC NORTHERN TRUST CORP NTRS · Entity 1970 SaleCommon Stock 4 $93.99 $375.96
Disclosure

SEC source: 0000073124-19-000222 · wf-form4_157005056076666.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 47

Read SEC document
April 01, 2019 Filed Apr 2, 2019 22:58 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 8.73 $92.70 $809.27
Disclosure

SEC source: 0000073124-19-000118 · wf-form4_155424588864365.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,522.15

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 22:58 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 359.47 $90.41 $32,499.68
Disclosure

SEC source: 0000073124-19-000118 · wf-form4_155424588864365.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,513.42

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2019 Filed Feb 14, 2019 01:11 UTC NORTHERN TRUST CORP NTRS · Entity 1970 OtherCommon Stock 4 $89.78 $359.12
Disclosure

SEC source: 0000073124-19-000053 · wf-form4_155010669713452.xml · nonDerivative · entry 4

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 51

Read SEC document
January 01, 2019 Filed Jan 3, 2019 22:28 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 6.28 $83.59 $524.95
Disclosure

SEC source: 0000073124-19-000008 · wf-form4_154655449736728.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,153.95

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:28 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 388.8 $83.59 $32,499.79
Disclosure

SEC source: 0000073124-19-000008 · wf-form4_154655449736728.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,147.67

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
October 10, 2018 Filed Feb 14, 2019 01:11 UTC NORTHERN TRUST CORP NTRS · Entity 1970 OtherCommon Stock 1 $103.35 $103.35
Disclosure

SEC source: 0000073124-19-000053 · wf-form4_155010669713452.xml · nonDerivative · entry 3

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 47

Read SEC document
October 01, 2018 Filed Oct 2, 2018 22:06 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 3.35 $103.66 $347.26
Disclosure

SEC source: 0000073124-18-000281 · wf-form4_153851797538691.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,758.87

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 22:06 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 318.22 $102.13 $32,499.81
Disclosure

SEC source: 0000073124-18-000281 · wf-form4_153851797538691.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,755.52

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 21:43 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 1.29 $102.89 $132.73
Disclosure

SEC source: 0000073124-18-000231 · wf-form4_153065417244266.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,437.3

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:43 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 315.87 $102.89 $32,499.86
Disclosure

SEC source: 0000073124-18-000231 · wf-form4_153065417244266.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,436.01

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
June 22, 2018 Filed Feb 14, 2019 01:11 UTC NORTHERN TRUST CORP NTRS · Entity 1970 OtherCommon Stock 1 $107.64 $107.64
Disclosure

SEC source: 0000073124-19-000053 · wf-form4_155010669713452.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 46

Read SEC document
May 18, 2018 Filed Feb 14, 2019 01:11 UTC NORTHERN TRUST CORP NTRS · Entity 1970 OtherCommon Stock 14 $107.81 $1,509.34
Disclosure

SEC source: 0000073124-19-000053 · wf-form4_155010669713452.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 45

Read SEC document
April 17, 2018 Filed Apr 19, 2018 23:08 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0000073124-18-000185 · wf-form4_152417924061284.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,120.14

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 23:48 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 315.14 $103.13 $32,500.39
Disclosure

SEC source: 0000073124-18-000165 · wf-form4_152279929134421.xml · nonDerivative · entry 4

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,087.14

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 23:59 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantStock Units · Derivative 322 $100.66 $32,412.52
Disclosure

SEC source: 0000073124-18-000007 · wf-form4_151502393190688.xml · derivative · entry 3

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,787

Underlying: Common Stock · 322 shares

Expires not disclosed

F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

Read SEC document
September 30, 2017 Filed Oct 2, 2017 22:07 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantStock Units · Derivative 352 $92.13 $32,429.76
Disclosure

SEC source: 0000073124-17-000285 · wf-form4_150698202975391.xml · derivative · entry 3

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,465

Underlying: Common Stock · 352 shares

Expires not disclosed

F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 19:53 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantStock Units · Derivative 333 $97.55 $32,484.15
Disclosure

SEC source: 0000073124-17-000231 · wf-form4_149911160846362.xml · derivative · entry 3

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,113

Underlying: Common Stock · 333 shares

Expires not disclosed

F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

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May 01, 2017 Filed Apr 3, 2018 23:48 UTC NORTHERN TRUST CORP NTRS · Entity 1970 SaleCommon Stock 2 $90.13 $180.26
Disclosure

SEC source: 0000073124-18-000165 · wf-form4_152279929134421.xml · nonDerivative · entry 3

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 31

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April 25, 2017 Filed Apr 27, 2017 22:58 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantCommon Stock 1,214 $0.00 $0.00
Disclosure

SEC source: 0000073124-17-000167 · wf-form4_149333390395681.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,772

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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March 31, 2017 Filed Apr 3, 2017 21:54 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantStock Units · Derivative 374 $86.78 $32,455.72
Disclosure

SEC source: 0000073124-17-000131 · wf-form4_149125646627637.xml · derivative · entry 3

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,780

Underlying: Common Stock · 374 shares

Expires not disclosed

F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

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December 31, 2016 Filed Jan 3, 2017 23:18 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantStock Units · Derivative 365 $88.82 $32,419.30
Disclosure

SEC source: 0000073124-17-000008 · wf-form4_148348551609905.xml · derivative · entry 3

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,406

Underlying: Common Stock · 365 shares

Expires not disclosed

F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

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September 30, 2016 Filed Oct 4, 2016 23:35 UTC NORTHERN TRUST CORP NTRS · Entity 1970 GrantStock Units · Derivative 481 $67.56 $32,496.36
Disclosure

SEC source: 0000073124-16-000457 · wf-form4_147562412972756.xml · derivative · entry 3

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,041

Underlying: Common Stock · 481 shares

Expires not disclosed

F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board.

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December 15, 2015 Filed Apr 3, 2018 23:48 UTC NORTHERN TRUST CORP NTRS · Entity 1970 PurchaseCommon Stock 1,000 $72.98 $72,980.00
Disclosure

SEC source: 0000073124-18-000165 · wf-form4_152279929134421.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.