Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHLAND INC.ASH · Entity 4139 | Director · Chair of the Board and CEO | February 06, 2026 | February 10, 2026 |
| Air Products & Chemicals, Inc.APD · Entity 2983 | Executive V.P. | September 12, 2016 | September 13, 2016 |
| PPG INDUSTRIES INCPPG · Entity 3193 | Director | October 01, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHLAND INC.
Report date February 06, 2026 · Filed February 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 32,096 |
Reported balance
After 2026-02-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-06 · Grant · Acquired 32,096 · Balance 32,096 F1: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of ASH Common Stock. F2: Grant of Restricted Stock Units on February 6, 2026, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest on December 31, 2028, provided that the Reporting Person remains in continuous employment with the issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of ASH Common Stock.
F2: Grant of Restricted Stock Units on February 6, 2026, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest on December 31, 2028, provided that the Reporting Person remains in continuous employment with the issuer.
Air Products & Chemicals, Inc.
Report date September 12, 2016 · Filed September 13, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,933 |
Reported balance
After 2016-09-12 transaction · row 1
1 source rowRow 1 · 2016-09-12 · Tax withholding · Disposed 872 · Balance 11,933 |
| Common StockSEC Table I · non-derivative | IndirectBy RSP | 186.34 |
Reported balance
Holding disclosure · report date 2016-09-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 186.34 |
PPG INDUSTRIES INC
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,014.6501 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 383.3125 · Balance 14,014.6501 F1: The security converts to common stock on a one-for-one basis. F2: After termination of service as a Director of PPG Industries, Inc. F3: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash. The number of shares attributed to the reporting person as a Plan participant may change from time to time without the volition of the reporting person depending on the fair market value of the issuer's common stock and the amount of cash in the fund. |
Filing footnotes · ownership attribution and instrument terms
F1: The security converts to common stock on a one-for-one basis.
F2: After termination of service as a Director of PPG Industries, Inc.
F3: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash. The number of shares attributed to the reporting person as a Plan participant may change from time to time without the volition of the reporting person depending on the fair market value of the issuer's common stock and the amount of cash in the fund.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BEMIS CO INC
Report date June 11, 2019 · Filed June 11, 2019
Section 16 reporting ended · disclosed 2019-06-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-06-11 transaction · row 1
1 source rowRow 1 · 2019-06-11 · Disposition to issuer · Disposed 3,511 · Balance 0 F1: Disposed of as a result of merger pursuant to the previously announced Transaction Agreement, dated as of August 6, 2018 (which, as it may be amended from time to time, we refer to as the "Transaction Agreement"), by and among Amcor plc (f/k/a Arctic Jersey Limited)("New Amcor"), Amcor Limited, Arctic Corp. and Bemis Company, Inc. F2: Includes 96 shares acquired pursuant to a dividend equivalent feature upon settlement of a restricted stock unit. F3: Each share of common stock was cancelled pursuant to the Transaction Agreement in exchange for the right to receive the consideration provided in the Transaction Agreement (i.e., 5.1 ordinary shares of New Amcor for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares). |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of as a result of merger pursuant to the previously announced Transaction Agreement, dated as of August 6, 2018 (which, as it may be amended from time to time, we refer to as the "Transaction Agreement"), by and among Amcor plc (f/k/a Arctic Jersey Limited)("New Amcor"), Amcor Limited, Arctic Corp. and Bemis Company, Inc.
F2: Includes 96 shares acquired pursuant to a dividend equivalent feature upon settlement of a restricted stock unit.
F3: Each share of common stock was cancelled pursuant to the Transaction Agreement in exchange for the right to receive the consideration provided in the Transaction Agreement (i.e., 5.1 ordinary shares of New Amcor for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares).
Versum Materials, Inc.
Report date October 07, 2019 · Filed October 10, 2019
Section 16 reporting ended · disclosed 2019-10-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-10-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-10-07 · Disposition to issuer · Disposed 102,389.026 · Balance 81,843 F1: On October 7, 2019, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and EMD Performance Materials Holding, Inc., a Delaware corporation and a wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 12, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). F2: Reflects shares of Issuer common stock ("Common Stock"). At the effective time of the Merger (the "Effective Time"), each outstanding share of Common Stock (other than certain excluded shares) automatically converted into the right to receive $53.00 in cash, without interest (the "Merger Consideration"). Row 2 · 2019-10-07 · Disposition to issuer · Disposed 81,843 · Balance 0 F1: On October 7, 2019, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and EMD Performance Materials Holding, Inc., a Delaware corporation and a wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 12, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). F3: Reflects time vesting restricted stock units ("RSUs"). At the Effective Time, each outstanding RSU was automatically canceled and converted into the right to receive a deferred cash payment (a "Converted RSU Cash Award") equal to the product of (i) the total number of shares of Common Stock subject to such RSU immediately prior to the Effective Time multiplied by (ii) the Merger Consideration, plus interest, pursuant to the terms of the Merger Agreement. These Converted RSU Cash Awards vest and settle on terms (including acceleration events) at least as favorable as were applicable under the original award. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.25 · Expires 2024-12-01 | Direct | 0 |
Reported balance
After 2019-10-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-10-07 · Disposition to issuer · Disposed 28,055 · Balance 0 F1: On October 7, 2019, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and EMD Performance Materials Holding, Inc., a Delaware corporation and a wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 12, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). F5: At the Effective Time, each stock option, whether vested or unvested, outstanding immediately before the Effective Time was cancelled and entitled the holder of such option to receive, without interest, an amount in cash equal to the product of (i) the total number of shares of Issuer common stock subject to the stock option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such stock option, less applicable tax withholding. F4: These stock options were fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.87 · Expires 2023-12-02 | Direct | 0 |
Reported balance
After 2019-10-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-10-07 · Disposition to issuer · Disposed 72,275 · Balance 0 F1: On October 7, 2019, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and EMD Performance Materials Holding, Inc., a Delaware corporation and a wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 12, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). F5: At the Effective Time, each stock option, whether vested or unvested, outstanding immediately before the Effective Time was cancelled and entitled the holder of such option to receive, without interest, an amount in cash equal to the product of (i) the total number of shares of Issuer common stock subject to the stock option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such stock option, less applicable tax withholding. F4: These stock options were fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.53 · Expires 2023-09-12 | Direct | 0 |
Reported balance
After 2019-10-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-10-07 · Disposition to issuer · Disposed 46,942 · Balance 0 F1: On October 7, 2019, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and EMD Performance Materials Holding, Inc., a Delaware corporation and a wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 12, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). F5: At the Effective Time, each stock option, whether vested or unvested, outstanding immediately before the Effective Time was cancelled and entitled the holder of such option to receive, without interest, an amount in cash equal to the product of (i) the total number of shares of Issuer common stock subject to the stock option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such stock option, less applicable tax withholding. F4: These stock options were fully vested. |
| Market Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-10-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-10-07 · Disposition to issuer · Disposed 28,863 · Balance 0 F6: Represents market share units granted to the reporting person on November 21, 2017. The number of market share units reported represents the target number awarded on the grant date. Each market share unit represents the right to receive, at settlement, the number of shares of common stock of Versum Materials, Inc. ("Common Stock") determined by applying a multiplier to the target number of shares which may vest based upon the performance of the Common Stock during the period October 1, 2017 through September 30, 2020. The number of shares of Common Stock that would be received upon vesting of the market share units, if any, may vary from 0% to 150% of the target number shown. F1: On October 7, 2019, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and EMD Performance Materials Holding, Inc., a Delaware corporation and a wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 12, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). F7: Reflects adjustments to MSUs previously awarded based on the Issuer's stock price performance. Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding MSU was automatically converted into the right to receive a deferred cash payment (a "Converted MSU Cash Award") equal to the product of (i) the total number of shares of Common Stock subject to such MSU (as determined pursuant to the Merger Agreement) multiplied by (ii) the Merger Consideration, plus interest, pursuant to the terms of the Merger Agreement. These Converted MSU Cash Awards vest and settle on terms (including acceleration events) at least as favorable as were applicable under the original award. |
| Market Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-10-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-10-07 · Disposition to issuer · Disposed 48,770 · Balance 0 F8: Represents dividend equivalent rights that accrued with respect to market share unit awards previously reported on Table II, which were granted pursuant to the Versum Materials, Inc. Long-Term Incentive Plan and the terms of the applicable award agreement, and will vest with the market share units to which they relate. Each market share unit represents the right to receive, at settlement, the number of shares of common stock of Versum Materials, Inc. ("Common Stock") determined by applying a multiplier to the target number of shares which may vest based upon the performance of the Common Stock during the period of October 1, 2016 through September 30, 2019. The number of shares of Common Stock that would be received upon vesting of the market share units, if any, may vary from 0 to 150 percent of the target number shown. F1: On October 7, 2019, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and EMD Performance Materials Holding, Inc., a Delaware corporation and a wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 12, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger"). F7: Reflects adjustments to MSUs previously awarded based on the Issuer's stock price performance. Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding MSU was automatically converted into the right to receive a deferred cash payment (a "Converted MSU Cash Award") equal to the product of (i) the total number of shares of Common Stock subject to such MSU (as determined pursuant to the Merger Agreement) multiplied by (ii) the Merger Consideration, plus interest, pursuant to the terms of the Merger Agreement. These Converted MSU Cash Awards vest and settle on terms (including acceleration events) at least as favorable as were applicable under the original award. F9: Represents market share units granted to the reporting person on November 29, 2016. The number of market share units reported represents the target number awarded on the grant date. Each market share unit represents the right to receive, at settlement, the number of shares of common stock of Versum Materials, Inc. ("Common Stock") determined by applying a multiplier to the target number of shares which may vest based upon the performance of the Common Stock during the period November 29, 2016 through January 1, 2020. The number of shares of Common Stock that would be received upon vesting of the market share units, if any, may vary from 0% to 150% of the target number shown. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 7, 2019, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and EMD Performance Materials Holding, Inc., a Delaware corporation and a wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 12, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").
F2: Reflects shares of Issuer common stock ("Common Stock"). At the effective time of the Merger (the "Effective Time"), each outstanding share of Common Stock (other than certain excluded shares) automatically converted into the right to receive $53.00 in cash, without interest (the "Merger Consideration").
F3: Reflects time vesting restricted stock units ("RSUs"). At the Effective Time, each outstanding RSU was automatically canceled and converted into the right to receive a deferred cash payment (a "Converted RSU Cash Award") equal to the product of (i) the total number of shares of Common Stock subject to such RSU immediately prior to the Effective Time multiplied by (ii) the Merger Consideration, plus interest, pursuant to the terms of the Merger Agreement. These Converted RSU Cash Awards vest and settle on terms (including acceleration events) at least as favorable as were applicable under the original award.
F4: These stock options were fully vested.
F5: At the Effective Time, each stock option, whether vested or unvested, outstanding immediately before the Effective Time was cancelled and entitled the holder of such option to receive, without interest, an amount in cash equal to the product of (i) the total number of shares of Issuer common stock subject to the stock option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such stock option, less applicable tax withholding.
F6: Represents market share units granted to the reporting person on November 21, 2017. The number of market share units reported represents the target number awarded on the grant date. Each market share unit represents the right to receive, at settlement, the number of shares of common stock of Versum Materials, Inc. ("Common Stock") determined by applying a multiplier to the target number of shares which may vest based upon the performance of the Common Stock during the period October 1, 2017 through September 30, 2020. The number of shares of Common Stock that would be received upon vesting of the market share units, if any, may vary from 0% to 150% of the target number shown.
F7: Reflects adjustments to MSUs previously awarded based on the Issuer's stock price performance. Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding MSU was automatically converted into the right to receive a deferred cash payment (a "Converted MSU Cash Award") equal to the product of (i) the total number of shares of Common Stock subject to such MSU (as determined pursuant to the Merger Agreement) multiplied by (ii) the Merger Consideration, plus interest, pursuant to the terms of the Merger Agreement. These Converted MSU Cash Awards vest and settle on terms (including acceleration events) at least as favorable as were applicable under the original award.
F8: Represents dividend equivalent rights that accrued with respect to market share unit awards previously reported on Table II, which were granted pursuant to the Versum Materials, Inc. Long-Term Incentive Plan and the terms of the applicable award agreement, and will vest with the market share units to which they relate. Each market share unit represents the right to receive, at settlement, the number of shares of common stock of Versum Materials, Inc. ("Common Stock") determined by applying a multiplier to the target number of shares which may vest based upon the performance of the Common Stock during the period of October 1, 2016 through September 30, 2019. The number of shares of Common Stock that would be received upon vesting of the market share units, if any, may vary from 0 to 150 percent of the target number shown.
F9: Represents market share units granted to the reporting person on November 29, 2016. The number of market share units reported represents the target number awarded on the grant date. Each market share unit represents the right to receive, at settlement, the number of shares of common stock of Versum Materials, Inc. ("Common Stock") determined by applying a multiplier to the target number of shares which may vest based upon the performance of the Common Stock during the period November 29, 2016 through January 1, 2020. The number of shares of Common Stock that would be received upon vesting of the market share units, if any, may vary from 0% to 150% of the target number shown.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2016 Filed Dec 6, 2016 01:26 UTC | Versum Materials, Inc. VSM · Entity 154491 | Tax withholdingCommon Stock | 5,708 | $24.63 | $140,588.04 |
DisclosureSEC source: 0001660690-16-000073 · wf-form4_148098755140494.xml · nonDerivative · entry 1 NOVO GUILLERMO · CIK 0001434813 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,289 F1 · shares: Shares being retained by the Issuer for payment of tax liability on the vesting of deferred stock units. Read SEC document |
| November 29, 2016 Filed Dec 2, 2016 00:52 UTC | Versum Materials, Inc. VSM · Entity 154491 | GrantMarket Share Units · Derivative | 31,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001660690-16-000058 · wf-form4_148063994126400.xml · derivative · entry 2 NOVO GUILLERMO · CIK 0001434813 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,981 Underlying: Common Stock · 31,981 shares Expires not disclosed F2 · derivative.exercise_price: Represents market share units granted to the reporting person on November 29, 2016. The number of market share units reported represents the target number awarded on the grant date. Each market share unit represents the right to receive, at settlement, the number of shares of common stock of Versum Materials, Inc. ("Common Stock") determined by applying a multiplier to the target number of shares which may vest based upon the performance of the Common Stock during the period November 29, 2016 through January 1, 2020. The number of shares of Common Stock that would be received upon vesting of the market share units, if any, may vary from 0% to 150% of the target number shown. F2 · derivative.exercise_date: Represents market share units granted to the reporting person on November 29, 2016. The number of market share units reported represents the target number awarded on the grant date. Each market share unit represents the right to receive, at settlement, the number of shares of common stock of Versum Materials, Inc. ("Common Stock") determined by applying a multiplier to the target number of shares which may vest based upon the performance of the Common Stock during the period November 29, 2016 through January 1, 2020. The number of shares of Common Stock that would be received upon vesting of the market share units, if any, may vary from 0% to 150% of the target number shown. F2 · derivative.expiration_date: Represents market share units granted to the reporting person on November 29, 2016. The number of market share units reported represents the target number awarded on the grant date. Each market share unit represents the right to receive, at settlement, the number of shares of common stock of Versum Materials, Inc. ("Common Stock") determined by applying a multiplier to the target number of shares which may vest based upon the performance of the Common Stock during the period November 29, 2016 through January 1, 2020. The number of shares of Common Stock that would be received upon vesting of the market share units, if any, may vary from 0% to 150% of the target number shown. Read SEC document |
| November 29, 2016 Filed Dec 2, 2016 00:52 UTC | Versum Materials, Inc. VSM · Entity 154491 | GrantCommon Stock | 12,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001660690-16-000058 · wf-form4_148063994126400.xml · nonDerivative · entry 1 NOVO GUILLERMO · CIK 0001434813 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,997 F1 · price: Represents shares of common stock of Versum Materials, Inc. delivered upon vesting of deferred stock units granted in December 2013, the number of which was earned based upon the financial performance of Air Products and Chemicals, Inc. over fiscal years 2014-2016. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 21:40 UTC | Versum Materials, Inc. VSM · Entity 154491 | GrantCommon Stock | 146,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001660690-16-000033 · wf-form4_147820923554552.xml · nonDerivative · entry 1 NOVO GUILLERMO · CIK 0001434813 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,338 F1 · shares: Theses shares represent restricted stock units ("RSUs") and will be settled in common stock upon vesting. Subject to continued employment with the company through the vesting date, one third of the RSUs vest on October 1, 2018, one third vest on October 1, 2019, and one third vest on October 1, 2020. Upon a change in control of the company, as defined in the Versum Materials Inc. Long-Term Incentive Plan, each restricted stock unit would be converted into a right to receive cash equal to the price paid for one share of the company's common stock in the change in control transaction plus interest through the vesting date. Read SEC document |
| October 03, 2016 Filed Oct 6, 2016 00:59 UTC | Versum Materials, Inc. VSM · Entity 154491 | GrantStock Option (Right to Buy) · Derivative | 46,942 | $0.00 Strike: $18.53 | $0.00 |
DisclosureSEC source: 0000899243-16-031324 · doc4.xml · derivative · entry 5 NOVO GUILLERMO · CIK 0001434813 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,942 Underlying: Common Stock · 46,942 shares Expires 2023-09-12 F2 · kind: Reflects equity awards granted by Air Products that have been converted into equity awards of the Issuer in connection with the Spin-off. F5 · derivative.exercise_date: Reflects options that are fully vested. Read SEC document |
| October 03, 2016 Filed Oct 6, 2016 00:59 UTC | Versum Materials, Inc. VSM · Entity 154491 | GrantStock Option (Right to Buy) · Derivative | 28,055 | $0.00 Strike: $25.25 | $0.00 |
DisclosureSEC source: 0000899243-16-031324 · doc4.xml · derivative · entry 4 NOVO GUILLERMO · CIK 0001434813 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,055 Underlying: Common Stock · 28,055 shares Expires 2024-12-01 F2 · kind: Reflects equity awards granted by Air Products that have been converted into equity awards of the Issuer in connection with the Spin-off. F4 · derivative.exercise_date: Reflects options that vest in three equal annual installments on December 1, 2015, December 1, 2016 and December 1, 2017. Read SEC document |
| October 03, 2016 Filed Oct 6, 2016 00:59 UTC | Versum Materials, Inc. VSM · Entity 154491 | GrantStock Option (Right to Buy) · Derivative | 72,275 | $0.00 Strike: $18.87 | $0.00 |
DisclosureSEC source: 0000899243-16-031324 · doc4.xml · derivative · entry 3 NOVO GUILLERMO · CIK 0001434813 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,275 Underlying: Common Stock · 72,275 shares Expires 2023-12-02 F2 · kind: Reflects equity awards granted by Air Products that have been converted into equity awards of the Issuer in connection with the Spin-off. F3 · derivative.exercise_date: Reflects options that vest in three equal annual installments on December 2, 2014, December 2, 2015 and December 2, 2016. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 15:37 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | Tax withholdingCommon Stock | 872 | $150.97 | $131,645.84 |
DisclosureSEC source: 0001225208-16-039261 · doc4.xml · nonDerivative · entry 1 NOVO GUILLERMO · CIK 0001434813 · Executive V.P. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,933 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.