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NOVO GUILLERMO

Disclosed activity across 5 companies

Tapewire entity
33586
SEC CIK
0001434813

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASHLAND INC.ASH · Entity 4139Director · Chair of the Board and CEOFebruary 06, 2026February 10, 2026
Air Products & Chemicals, Inc.APD · Entity 2983Executive V.P.September 12, 2016September 13, 2016
PPG INDUSTRIES INCPPG · Entity 3193DirectorOctober 01, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASHLAND INC.

Report date February 06, 2026 · Filed February 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect32,096 Reported balance After 2026-02-06 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-06 · Grant · Acquired 32,096 · Balance 32,096

F1: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of ASH Common Stock.

F2: Grant of Restricted Stock Units on February 6, 2026, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest on December 31, 2028, provided that the Reporting Person remains in continuous employment with the issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of ASH Common Stock.

F2: Grant of Restricted Stock Units on February 6, 2026, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest on December 31, 2028, provided that the Reporting Person remains in continuous employment with the issuer.

Air Products & Chemicals, Inc.

Report date September 12, 2016 · Filed September 13, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,933 Reported balance After 2016-09-12 transaction · row 1
1 source row

Row 1 · 2016-09-12 · Tax withholding · Disposed 872 · Balance 11,933

Common StockSEC Table I · non-derivativeIndirectBy RSP186.34 Reported balance Holding disclosure · report date 2016-09-12 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 186.34

PPG INDUSTRIES INC

Report date October 01, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect14,014.6501 Reported balance After 2026-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 383.3125 · Balance 14,014.6501

F1: The security converts to common stock on a one-for-one basis.

F2: After termination of service as a Director of PPG Industries, Inc.

F3: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash. The number of shares attributed to the reporting person as a Plan participant may change from time to time without the volition of the reporting person depending on the fair market value of the issuer's common stock and the amount of cash in the fund.

Filing footnotes · ownership attribution and instrument terms

F1: The security converts to common stock on a one-for-one basis.

F2: After termination of service as a Director of PPG Industries, Inc.

F3: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash. The number of shares attributed to the reporting person as a Plan participant may change from time to time without the volition of the reporting person depending on the fair market value of the issuer's common stock and the amount of cash in the fund.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BEMIS CO INC

Report date June 11, 2019 · Filed June 11, 2019

Section 16 reporting ended · disclosed 2019-06-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-06-11 transaction · row 1
1 source row

Row 1 · 2019-06-11 · Disposition to issuer · Disposed 3,511 · Balance 0

F1: Disposed of as a result of merger pursuant to the previously announced Transaction Agreement, dated as of August 6, 2018 (which, as it may be amended from time to time, we refer to as the "Transaction Agreement"), by and among Amcor plc (f/k/a Arctic Jersey Limited)("New Amcor"), Amcor Limited, Arctic Corp. and Bemis Company, Inc.

F2: Includes 96 shares acquired pursuant to a dividend equivalent feature upon settlement of a restricted stock unit.

F3: Each share of common stock was cancelled pursuant to the Transaction Agreement in exchange for the right to receive the consideration provided in the Transaction Agreement (i.e., 5.1 ordinary shares of New Amcor for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares).

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of as a result of merger pursuant to the previously announced Transaction Agreement, dated as of August 6, 2018 (which, as it may be amended from time to time, we refer to as the "Transaction Agreement"), by and among Amcor plc (f/k/a Arctic Jersey Limited)("New Amcor"), Amcor Limited, Arctic Corp. and Bemis Company, Inc.

F2: Includes 96 shares acquired pursuant to a dividend equivalent feature upon settlement of a restricted stock unit.

F3: Each share of common stock was cancelled pursuant to the Transaction Agreement in exchange for the right to receive the consideration provided in the Transaction Agreement (i.e., 5.1 ordinary shares of New Amcor for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares).

Versum Materials, Inc.

Report date October 07, 2019 · Filed October 10, 2019

Section 16 reporting ended · disclosed 2019-10-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-10-07 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-10-07 · Disposition to issuer · Disposed 102,389.026 · Balance 81,843

F1: On October 7, 2019, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and EMD Performance Materials Holding, Inc., a Delaware corporation and a wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 12, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2: Reflects shares of Issuer common stock ("Common Stock"). At the effective time of the Merger (the "Effective Time"), each outstanding share of Common Stock (other than certain excluded shares) automatically converted into the right to receive $53.00 in cash, without interest (the "Merger Consideration").

Row 2 · 2019-10-07 · Disposition to issuer · Disposed 81,843 · Balance 0

F1: On October 7, 2019, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and EMD Performance Materials Holding, Inc., a Delaware corporation and a wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 12, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F3: Reflects time vesting restricted stock units ("RSUs"). At the Effective Time, each outstanding RSU was automatically canceled and converted into the right to receive a deferred cash payment (a "Converted RSU Cash Award") equal to the product of (i) the total number of shares of Common Stock subject to such RSU immediately prior to the Effective Time multiplied by (ii) the Merger Consideration, plus interest, pursuant to the terms of the Merger Agreement. These Converted RSU Cash Awards vest and settle on terms (including acceleration events) at least as favorable as were applicable under the original award.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.25 · Expires 2024-12-01Direct0 Reported balance After 2019-10-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-10-07 · Disposition to issuer · Disposed 28,055 · Balance 0

F1: On October 7, 2019, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and EMD Performance Materials Holding, Inc., a Delaware corporation and a wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 12, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F5: At the Effective Time, each stock option, whether vested or unvested, outstanding immediately before the Effective Time was cancelled and entitled the holder of such option to receive, without interest, an amount in cash equal to the product of (i) the total number of shares of Issuer common stock subject to the stock option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such stock option, less applicable tax withholding.

F4: These stock options were fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.87 · Expires 2023-12-02Direct0 Reported balance After 2019-10-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-10-07 · Disposition to issuer · Disposed 72,275 · Balance 0

F1: On October 7, 2019, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and EMD Performance Materials Holding, Inc., a Delaware corporation and a wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 12, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F5: At the Effective Time, each stock option, whether vested or unvested, outstanding immediately before the Effective Time was cancelled and entitled the holder of such option to receive, without interest, an amount in cash equal to the product of (i) the total number of shares of Issuer common stock subject to the stock option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such stock option, less applicable tax withholding.

F4: These stock options were fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.53 · Expires 2023-09-12Direct0 Reported balance After 2019-10-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-10-07 · Disposition to issuer · Disposed 46,942 · Balance 0

F1: On October 7, 2019, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and EMD Performance Materials Holding, Inc., a Delaware corporation and a wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 12, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F5: At the Effective Time, each stock option, whether vested or unvested, outstanding immediately before the Effective Time was cancelled and entitled the holder of such option to receive, without interest, an amount in cash equal to the product of (i) the total number of shares of Issuer common stock subject to the stock option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such stock option, less applicable tax withholding.

F4: These stock options were fully vested.

Market Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-10-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-10-07 · Disposition to issuer · Disposed 28,863 · Balance 0

F6: Represents market share units granted to the reporting person on November 21, 2017. The number of market share units reported represents the target number awarded on the grant date. Each market share unit represents the right to receive, at settlement, the number of shares of common stock of Versum Materials, Inc. ("Common Stock") determined by applying a multiplier to the target number of shares which may vest based upon the performance of the Common Stock during the period October 1, 2017 through September 30, 2020. The number of shares of Common Stock that would be received upon vesting of the market share units, if any, may vary from 0% to 150% of the target number shown.

F1: On October 7, 2019, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and EMD Performance Materials Holding, Inc., a Delaware corporation and a wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 12, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F7: Reflects adjustments to MSUs previously awarded based on the Issuer's stock price performance. Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding MSU was automatically converted into the right to receive a deferred cash payment (a "Converted MSU Cash Award") equal to the product of (i) the total number of shares of Common Stock subject to such MSU (as determined pursuant to the Merger Agreement) multiplied by (ii) the Merger Consideration, plus interest, pursuant to the terms of the Merger Agreement. These Converted MSU Cash Awards vest and settle on terms (including acceleration events) at least as favorable as were applicable under the original award.

Market Share UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-10-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-10-07 · Disposition to issuer · Disposed 48,770 · Balance 0

F8: Represents dividend equivalent rights that accrued with respect to market share unit awards previously reported on Table II, which were granted pursuant to the Versum Materials, Inc. Long-Term Incentive Plan and the terms of the applicable award agreement, and will vest with the market share units to which they relate. Each market share unit represents the right to receive, at settlement, the number of shares of common stock of Versum Materials, Inc. ("Common Stock") determined by applying a multiplier to the target number of shares which may vest based upon the performance of the Common Stock during the period of October 1, 2016 through September 30, 2019. The number of shares of Common Stock that would be received upon vesting of the market share units, if any, may vary from 0 to 150 percent of the target number shown.

F1: On October 7, 2019, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and EMD Performance Materials Holding, Inc., a Delaware corporation and a wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 12, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F7: Reflects adjustments to MSUs previously awarded based on the Issuer's stock price performance. Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding MSU was automatically converted into the right to receive a deferred cash payment (a "Converted MSU Cash Award") equal to the product of (i) the total number of shares of Common Stock subject to such MSU (as determined pursuant to the Merger Agreement) multiplied by (ii) the Merger Consideration, plus interest, pursuant to the terms of the Merger Agreement. These Converted MSU Cash Awards vest and settle on terms (including acceleration events) at least as favorable as were applicable under the original award.

F9: Represents market share units granted to the reporting person on November 29, 2016. The number of market share units reported represents the target number awarded on the grant date. Each market share unit represents the right to receive, at settlement, the number of shares of common stock of Versum Materials, Inc. ("Common Stock") determined by applying a multiplier to the target number of shares which may vest based upon the performance of the Common Stock during the period November 29, 2016 through January 1, 2020. The number of shares of Common Stock that would be received upon vesting of the market share units, if any, may vary from 0% to 150% of the target number shown.

Filing footnotes · ownership attribution and instrument terms

F1: On October 7, 2019, Merck KGaA, Darmstadt, Germany, a German corporation with general partners ("Buyer"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Buyer and EMD Performance Materials Holding, Inc., a Delaware corporation and a wholly-owned subsidiary of Buyer ("Merger Sub"), dated as of April 12, 2019 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Buyer (the "Merger").

F2: Reflects shares of Issuer common stock ("Common Stock"). At the effective time of the Merger (the "Effective Time"), each outstanding share of Common Stock (other than certain excluded shares) automatically converted into the right to receive $53.00 in cash, without interest (the "Merger Consideration").

F3: Reflects time vesting restricted stock units ("RSUs"). At the Effective Time, each outstanding RSU was automatically canceled and converted into the right to receive a deferred cash payment (a "Converted RSU Cash Award") equal to the product of (i) the total number of shares of Common Stock subject to such RSU immediately prior to the Effective Time multiplied by (ii) the Merger Consideration, plus interest, pursuant to the terms of the Merger Agreement. These Converted RSU Cash Awards vest and settle on terms (including acceleration events) at least as favorable as were applicable under the original award.

F4: These stock options were fully vested.

F5: At the Effective Time, each stock option, whether vested or unvested, outstanding immediately before the Effective Time was cancelled and entitled the holder of such option to receive, without interest, an amount in cash equal to the product of (i) the total number of shares of Issuer common stock subject to the stock option immediately prior to the Effective Time multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of such stock option, less applicable tax withholding.

F6: Represents market share units granted to the reporting person on November 21, 2017. The number of market share units reported represents the target number awarded on the grant date. Each market share unit represents the right to receive, at settlement, the number of shares of common stock of Versum Materials, Inc. ("Common Stock") determined by applying a multiplier to the target number of shares which may vest based upon the performance of the Common Stock during the period October 1, 2017 through September 30, 2020. The number of shares of Common Stock that would be received upon vesting of the market share units, if any, may vary from 0% to 150% of the target number shown.

F7: Reflects adjustments to MSUs previously awarded based on the Issuer's stock price performance. Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding MSU was automatically converted into the right to receive a deferred cash payment (a "Converted MSU Cash Award") equal to the product of (i) the total number of shares of Common Stock subject to such MSU (as determined pursuant to the Merger Agreement) multiplied by (ii) the Merger Consideration, plus interest, pursuant to the terms of the Merger Agreement. These Converted MSU Cash Awards vest and settle on terms (including acceleration events) at least as favorable as were applicable under the original award.

F8: Represents dividend equivalent rights that accrued with respect to market share unit awards previously reported on Table II, which were granted pursuant to the Versum Materials, Inc. Long-Term Incentive Plan and the terms of the applicable award agreement, and will vest with the market share units to which they relate. Each market share unit represents the right to receive, at settlement, the number of shares of common stock of Versum Materials, Inc. ("Common Stock") determined by applying a multiplier to the target number of shares which may vest based upon the performance of the Common Stock during the period of October 1, 2016 through September 30, 2019. The number of shares of Common Stock that would be received upon vesting of the market share units, if any, may vary from 0 to 150 percent of the target number shown.

F9: Represents market share units granted to the reporting person on November 29, 2016. The number of market share units reported represents the target number awarded on the grant date. Each market share unit represents the right to receive, at settlement, the number of shares of common stock of Versum Materials, Inc. ("Common Stock") determined by applying a multiplier to the target number of shares which may vest based upon the performance of the Common Stock during the period November 29, 2016 through January 1, 2020. The number of shares of Common Stock that would be received upon vesting of the market share units, if any, may vary from 0% to 150% of the target number shown.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2024 Filed Jun 14, 2024 15:55 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantPhantom Stock Units · Derivative 42.6534 $130.41 $5,562.43
Disclosure

SEC source: 0000079879-24-000132 · wk-form4_1718380529.xml · derivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,739.8716

Underlying: Common Stock · 42.6534 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc.

F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc.

F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash. The number of shares attributed to the reporting person as a Plan participant may change from time to time without the volition of the reporting person depending on the fair market value of the issuer's common stock and the amount of cash in the fund.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 16:46 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantRestricted Stock Units · Derivative 1,368 $0.00 $0.00
Disclosure

SEC source: 0000079879-24-000103 · wk-form4_1713545169.xml · derivative · entry 4

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,368

Underlying: Common Stock · 1,368 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PPG common stock.

F6 · derivative.exercise_date: The restricted stock units vest on April 16, 2025.

F6 · derivative.expiration_date: The restricted stock units vest on April 16, 2025.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 16:46 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantPhantom Stock Units · Derivative 253.4179 $135.11 $34,239.29
Disclosure

SEC source: 0000079879-24-000103 · wk-form4_1713545169.xml · derivative · entry 3

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,697.2182

Underlying: Common Stock · 253.4179 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc.

F3 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc.

F4 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash. The number of shares attributed to the reporting person as a Plan participant may change from time to time without the volition of the reporting person depending on the fair market value of the issuer common stock and the amount of cash in the fund.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 16:46 UTC PPG INDUSTRIES INC PPG · Entity 3193 Exercise / conversionPhantom Stock Units · Derivative 1,174 $134.96 $158,443.04
Disclosure

SEC source: 0000079879-24-000103 · wk-form4_1713545169.xml · derivative · entry 2

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,443.8003

Underlying: Common Stock · 1,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc.

F3 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 16:46 UTC PPG INDUSTRIES INC PPG · Entity 3193 Exercise / conversionRestricted Stock Units · Derivative 1,174 $0.00 $0.00
Disclosure

SEC source: 0000079879-24-000103 · wk-form4_1713545169.xml · derivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the vesting of restricted stock units on April 17, 2024, which were granted to the reporting person on April 20, 2023, the reporting person deferred the receipt of 1,174 shares of common stock and received instead shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1,174 shares of common stock in exchange for shares in phantom stock.

F1 · derivative.exercise_date: Upon the vesting of restricted stock units on April 17, 2024, which were granted to the reporting person on April 20, 2023, the reporting person deferred the receipt of 1,174 shares of common stock and received instead shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1,174 shares of common stock in exchange for shares in phantom stock.

F1 · derivative.expiration_date: Upon the vesting of restricted stock units on April 17, 2024, which were granted to the reporting person on April 20, 2023, the reporting person deferred the receipt of 1,174 shares of common stock and received instead shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1,174 shares of common stock in exchange for shares in phantom stock.

Read SEC document
March 12, 2024 Filed Mar 13, 2024 19:43 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantPhantom Stock Units · Derivative 31.6515 $141.31 $4,472.67
Disclosure

SEC source: 0000079879-24-000079 · wk-form4_1710359017.xml · derivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,269.8003

Underlying: Common Stock · 31.6515 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc.

F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc.

F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash. The number of shares attributed to the reporting person as a Plan participant may change from time to time without the volition of the reporting person depending on the fair market value of the issuer's common stock and the amount of cash in the fund.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 19:44 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantPhantom Stock Units · Derivative 228.4662 $147.28 $33,648.50
Disclosure

SEC source: 0000079879-24-000005 · wk-form4_1704311047.xml · derivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,238.1488

Underlying: Common Stock · 228.4662 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc.

F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc.

F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash. The number of shares attributed to the reporting person as a Plan participant may change from time to time without the volition of the reporting person depending on the fair market value of the issuer's common stock and the amount of cash in the fund.

Read SEC document
December 12, 2023 Filed Dec 13, 2023 20:15 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantPhantom Stock Units · Derivative 17.5222 $145.37 $2,547.20
Disclosure

SEC source: 0000079879-23-000075 · wk-form4_1702498516.xml · derivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,009.6826

Underlying: Common Stock · 17.5222 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc.

F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc.

F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash. The number of shares attributed to the reporting person as a Plan participant may change from time to time without the volition of the reporting person depending on the fair market value of the issuer's common stock and the amount of cash in the fund.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 11:30 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionRestricted Stock Units · Derivative 6,571 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-065719 · ownership.xml · derivative · entry 11

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,569

Underlying: Common Stock · 6,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 11:30 UTC ASHLAND INC. ASH · Entity 4139 Tax withholdingCommon Stock 2,750 $78.32 $215,380.00
Disclosure

SEC source: 0000950170-23-065719 · ownership.xml · nonDerivative · entry 8

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,784

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 18, 2023 Filed Nov 22, 2023 11:30 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionCommon Stock 6,571 $78.32 $514,640.72
Disclosure

SEC source: 0000950170-23-065719 · ownership.xml · nonDerivative · entry 7

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 11:30 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionRestricted Stock Units · Derivative 5,850 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-065719 · ownership.xml · derivative · entry 10

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,699

Underlying: Common Stock · 5,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 11:30 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionRestricted Stock Units · Derivative 8,084 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-065719 · ownership.xml · derivative · entry 9

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 11:30 UTC ASHLAND INC. ASH · Entity 4139 Tax withholdingCommon Stock 3,228 $76.90 $248,233.20
Disclosure

SEC source: 0000950170-23-065719 · ownership.xml · nonDerivative · entry 6

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,963

F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Performance Share Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 11:30 UTC ASHLAND INC. ASH · Entity 4139 GrantCommon Stock 12,022 $76.90 $924,491.80
Disclosure

SEC source: 0000950170-23-065719 · ownership.xml · nonDerivative · entry 5

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,191

Read SEC document
November 17, 2023 Filed Nov 22, 2023 11:30 UTC ASHLAND INC. ASH · Entity 4139 Tax withholdingCommon Stock 2,449 $76.90 $188,328.10
Disclosure

SEC source: 0000950170-23-065719 · ownership.xml · nonDerivative · entry 4

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,169

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 11:30 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionCommon Stock 5,850 $76.90 $449,865.00
Disclosure

SEC source: 0000950170-23-065719 · ownership.xml · nonDerivative · entry 3

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 11:30 UTC ASHLAND INC. ASH · Entity 4139 Tax withholdingCommon Stock 3,384 $76.90 $260,229.60
Disclosure

SEC source: 0000950170-23-065719 · ownership.xml · nonDerivative · entry 2

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,768

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2023 Filed Nov 22, 2023 11:30 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionCommon Stock 8,084 $76.90 $621,659.60
Disclosure

SEC source: 0000950170-23-065719 · ownership.xml · nonDerivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2023 Filed Nov 17, 2023 00:34 UTC ASHLAND INC. ASH · Entity 4139 GrantRestricted Stock Units · Derivative 5,252 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027671 · form4.xml · derivative · entry 2

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,252

Underlying: Common Stock · 5,252 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 14, 2023, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will fully vest on December 31, 2026, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 14, 2023, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will fully vest on December 31, 2026, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 14, 2023 Filed Nov 17, 2023 00:34 UTC ASHLAND INC. ASH · Entity 4139 GrantRestricted Stock Units · Derivative 26,263 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027671 · form4.xml · derivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,263

Underlying: Common Stock · 26,263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) Restricted Stock Unit of Ashland Common Stock.

F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The Restricted Stock Units in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 18:07 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantPhantom Stock Units · Derivative 263.2923 $129.37 $34,062.12
Disclosure

SEC source: 0001209191-23-051350 · doc4.xml · derivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,992.1604

Underlying: Common Stock · 263.2923 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc.

F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc.

F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash. The number of shares attributed to the reporting person as a Plan participant may change from time to time without the volition of the reporting person depending on the fair market value of the issuer's common stock and the amount of cash in the fund.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 19:57 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantPhantom Stock Units · Derivative 35.6634 $133.84 $4,773.19
Disclosure

SEC source: 0001209191-23-049241 · doc4.xml · derivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,728.8681

Underlying: Common Stock · 35.6634 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc.

F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc.

F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash. The number of shares attributed to the reporting person as a Plan participant may change from time to time without the volition of the reporting person depending on the fair market value of the issuer's common stock and the amount of cash in the fund.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 17:45 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantPhantom Stock Units · Derivative 222.0716 $149.07 $33,104.21
Disclosure

SEC source: 0001209191-23-040861 · doc4.xml · derivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,693.2047

Underlying: Common Stock · 222.0716 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc.

F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc.

F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash. The number of shares attributed to the reporting person as a Plan participant may change from time to time without the volition of the reporting person depending on the fair market value of the issuer's common stock and the amount of cash in the fund.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 19:28 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantPhantom Stock Units · Derivative 24.4855 $139.99 $3,427.73
Disclosure

SEC source: 0001209191-23-036613 · doc4.xml · derivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,471.1331

Underlying: Common Stock · 24.4855 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc.

F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc.

F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash. The number of shares attributed to the reporting person as a Plan participant may change from time to time without the volition of the reporting person depending on the fair market value of the issuer's common stock and the amount of cash in the fund.

Read SEC document
April 20, 2023 Filed Apr 21, 2023 18:58 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantRestricted Stock Units · Derivative 1,174 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025086 · doc4.xml · derivative · entry 4

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,174

Underlying: Common Stock · 1,174 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PPG Common Stock.

F6 · derivative.exercise_date: The restricted stock units vest on April 17, 2024.

F6 · derivative.expiration_date: The restricted stock units vest on April 17, 2024.

Read SEC document
April 20, 2023 Filed Apr 21, 2023 18:58 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantPhantom Stock Units · Derivative 227.3242 $141.45 $32,155.01
Disclosure

SEC source: 0001209191-23-025086 · doc4.xml · derivative · entry 3

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,446.6476

Underlying: Common Stock · 227.3242 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc.

F3 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc.

F4 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 18:58 UTC PPG INDUSTRIES INC PPG · Entity 3193 Exercise / conversionPhantom Stock Units · Derivative 1,232 $140.55 $173,157.60
Disclosure

SEC source: 0001209191-23-025086 · doc4.xml · derivative · entry 2

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,219.3234

Underlying: Common Stock · 1,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc.

F3 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 18:58 UTC PPG INDUSTRIES INC PPG · Entity 3193 Exercise / conversionRestricted Stock Units · Derivative 1,232 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025086 · doc4.xml · derivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the vesting of restricted stock units on April 19, 2023, which were granted to the reporting person on April 21, 2022, the reporting person deferred the receipt of 1,232 shares of common stock and received instead shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1,232 shares of common stock in exchange for shares in phantom stock.

F1 · derivative.exercise_date: Upon the vesting of restricted stock units on April 19, 2023, which were granted to the reporting person on April 21, 2022, the reporting person deferred the receipt of 1,232 shares of common stock and received instead shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1,232 shares of common stock in exchange for shares in phantom stock.

F1 · derivative.expiration_date: Upon the vesting of restricted stock units on April 19, 2023, which were granted to the reporting person on April 21, 2022, the reporting person deferred the receipt of 1,232 shares of common stock and received instead shares of phantom stock pursuant to the PPG Industries, Inc. Deferred Compensation Plan for Directors. As a result, the reporting person is reporting the conversion of restricted stock units relating to 1,232 shares of common stock in exchange for shares in phantom stock.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 19:25 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantPhantom Stock Units · Derivative 20.6037 $126.00 $2,596.07
Disclosure

SEC source: 0001209191-23-018147 · doc4.xml · derivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,987.3234

Underlying: Common Stock · 20.6037 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc.

F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc.

F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash. The number of shares attributed to the reporting person as a Plan participant may change from time to time without the volition of the reporting person depending on the fair market value of the issuer's common stock and the amount of cash in the fund.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 15:07 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantPhantom Stock Units · Derivative 267.7051 $126.84 $33,955.71
Disclosure

SEC source: 0001209191-23-000545 · doc4.xml · derivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,966.7197

Underlying: Common Stock · 267.7051 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc.

F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc.

F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash. The number of shares attributed to the reporting person as a Plan participant may change from time to time without the volition of the reporting person depending on the fair market value of the issuer's common stock and the amount of cash in the fund.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 21:32 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionRestricted Stock Units · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027852 · form4.xml · derivative · entry 6

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 21:32 UTC ASHLAND INC. ASH · Entity 4139 Tax withholdingCommon Stock 13 $106.31 $1,382.03
Disclosure

SEC source: 0001127602-22-027852 · form4.xml · nonDerivative · entry 4

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,068

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 21:32 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionCommon Stock 27 $106.31 $2,870.37
Disclosure

SEC source: 0001127602-22-027852 · form4.xml · nonDerivative · entry 3

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:32 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionRestricted Stock Units · Derivative 9,115 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-027852 · form4.xml · derivative · entry 5

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27

Underlying: Common Stock · 9,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:32 UTC ASHLAND INC. ASH · Entity 4139 Tax withholdingCommon Stock 4,189 $106.31 $445,332.59
Disclosure

SEC source: 0001127602-22-027852 · form4.xml · nonDerivative · entry 2

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,054

F1 · kind: Payment of a tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:32 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionCommon Stock 9,115 $106.31 $969,015.65
Disclosure

SEC source: 0001127602-22-027852 · form4.xml · nonDerivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 12, 2022 Filed Dec 13, 2022 16:43 UTC PPG INDUSTRIES INC PPG · Entity 3193 GrantPhantom Stock Units · Derivative 12.6329 $132.32 $1,671.59
Disclosure

SEC source: 0001209191-22-060875 · doc4.xml · derivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,699.0146

Underlying: Common Stock · 12.6329 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: After termination of service as a Director of PPG Industries, Inc.

F2 · derivative.expiration_date: After termination of service as a Director of PPG Industries, Inc.

F3 · balance_after: Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan for Directors. Phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash. The number of shares attributed to the reporting person as a Plan participant may change from time to time without the volition of the reporting person depending on the fair market value of the issuer's common stock and the amount of cash in the fund.

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November 18, 2022 Filed Dec 12, 2022 17:14 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionRestricted Stock Units · Derivative 6,470 $0.00 $0.00
Disclosure

SEC source: 0000950157-22-001311 · form4.xml · derivative · entry 7

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,942.754

Underlying: Common Stock · 6,470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F5 · derivative.exercise_date: Grant of Restricted Stock Units on November 18, 2021 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F5 · derivative.expiration_date: Grant of Restricted Stock Units on November 18, 2021 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

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November 18, 2022 Filed Dec 12, 2022 17:14 UTC ASHLAND INC. ASH · Entity 4139 Tax withholdingCommon Stock 2,973 $111.88 $332,619.24
Disclosure

SEC source: 0000950157-22-001311 · form4.xml · nonDerivative · entry 4

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,128

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 18, 2022 Filed Dec 12, 2022 17:14 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionCommon Stock 6,470 $111.88 $723,863.60
Disclosure

SEC source: 0000950157-22-001311 · form4.xml · nonDerivative · entry 3

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 17:14 UTC ASHLAND INC. ASH · Entity 4139 GrantRestricted Stock Units · Derivative 17,337 $110.74 $1,919,899.38
Disclosure

SEC source: 0000950157-22-001311 · form4.xml · derivative · entry 6

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,337

Underlying: Common Stock · 17,337 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three annual equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 17:14 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionRestricted Stock Units · Derivative 7,961 $0.00 $0.00
Disclosure

SEC source: 0000950157-22-001311 · form4.xml · derivative · entry 5

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,962.277

Underlying: Common Stock · 7,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.

F3 · derivative.exercise_date: Grant of Restricted Stock Units on November 17, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

F3 · derivative.expiration_date: Grant of Restricted Stock Units on November 17, 2020 pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The restricted stock units vest in three annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer.

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November 17, 2022 Filed Dec 12, 2022 17:14 UTC ASHLAND INC. ASH · Entity 4139 Tax withholdingCommon Stock 3,659 $110.74 $405,197.66
Disclosure

SEC source: 0000950157-22-001311 · form4.xml · nonDerivative · entry 2

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,631

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 17, 2022 Filed Dec 12, 2022 17:14 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionCommon Stock 7,961 $110.74 $881,601.14
Disclosure

SEC source: 0000950157-22-001311 · form4.xml · nonDerivative · entry 1

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 21:08 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionRestricted Stock Units · Derivative 4,736 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025741 · form4.xml · derivative · entry 9

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 21:08 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionRestricted Stock Units · Derivative 35,210 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025741 · form4.xml · derivative · entry 8

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,210 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F5 · derivative.exercise_date: Reporting Person's 2020-2022 Performance Stock Units converted to time-based stock settled RSUs based on performance of the 2020-2022 LTIP Plan and vests three years from the original grant.

F5 · derivative.expiration_date: Reporting Person's 2020-2022 Performance Stock Units converted to time-based stock settled RSUs based on performance of the 2020-2022 LTIP Plan and vests three years from the original grant.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 21:08 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionRestricted Stock Units · Derivative 33,882 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-025741 · form4.xml · derivative · entry 7

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

F4 · derivative.exercise_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

F4 · derivative.expiration_date: Grant of Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 21:08 UTC ASHLAND INC. ASH · Entity 4139 Tax withholdingCommon Stock 2,177 $108.93 $237,140.61
Disclosure

SEC source: 0001127602-22-025741 · form4.xml · nonDerivative · entry 6

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,329

F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.

Read SEC document
November 13, 2022 Filed Nov 16, 2022 21:08 UTC ASHLAND INC. ASH · Entity 4139 Exercise / conversionCommon Stock 4,736 $108.93 $515,892.48
Disclosure

SEC source: 0001127602-22-025741 · form4.xml · nonDerivative · entry 5

NOVO GUILLERMO · CIK 0001434813 · Director · Chair of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.