Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Snap-on IncSNA · Entity 3268 | VP, Gen Counsel & Secretary | July 01, 2026 | July 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Snap-on Inc
Report date July 01, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,529.497 |
Reported balance
After 2026-07-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-07-01 · Exercise / conversion · Acquired 2,000 · Balance 6,529.497 F1: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan, which was adopted on March 11, 2026. F2: Includes 2.2912 shares acquired under a dividend reinvestment plan. |
| Common StockSEC Table I · non-derivative | Direct | 4,529.497 |
Reported balance
After 2026-07-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-07-01 · Sale · Disposed 2,000 · Balance 4,529.497 F1: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan, which was adopted on March 11, 2026. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $155.92 · Expires 2029-02-14 | Direct | 2,500 |
Reported balance
After 2026-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-01 · Exercise / conversion · Disposed 2,000 · Balance 2,500 F1: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan, which was adopted on March 11, 2026. F4: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on March 11, 2026. F3: Option fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $155.34 · Expires 2030-02-13 | Direct | 4,700 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 4,700 F3: Option fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $189.89 · Expires 2031-02-11 | Direct | 2,815 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 2,815 F3: Option fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $211.67 · Expires 2032-02-10 | Direct | 2,941 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 2,941 F3: Option fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $249.26 · Expires 2033-02-09 | Direct | 2,433 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 2,433 F3: Option fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $269.00 · Expires 2034-02-15 | Direct | 2,670 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 2,670 F5: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $339.73 · Expires 2035-02-13 | Direct | 2,076 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 2,076 F5: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $378.55 · Expires 2036-02-12 | Direct | 2,110 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 2,110 F5: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-02-15 | Direct | 576 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 576 F6: 1 for 1. F7: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-02-13 | Direct | 485 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 485 F6: 1 for 1. F7: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-02-12 | Direct | 508 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 508 F6: 1 for 1. F7: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment. |
| Performance UnitsSEC Table II · derivative / convertible security | Direct | 1,152 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 1,152 F6: 1 for 1. F8: If the Company achieves certain goals over the 2024-2026 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
| Performance UnitsSEC Table II · derivative / convertible security | Direct | 971 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 971 F6: 1 for 1. F9: If the Company achieves certain goals over the 2025-2027 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
| Performance UnitsSEC Table II · derivative / convertible security | Direct | 1,016 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 1,016 F6: 1 for 1. F10: If the Company achieves certain goals over the 2026-2028 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,176.0777 |
Reported balance
Holding disclosure · report date 2026-07-01 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 1,176.0777 F6: 1 for 1. F11: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. |
Filing footnotes · ownership attribution and instrument terms
F1: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan, which was adopted on March 11, 2026.
F2: Includes 2.2912 shares acquired under a dividend reinvestment plan.
F3: Option fully vested.
F4: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on March 11, 2026.
F5: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F6: 1 for 1.
F7: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F8: If the Company achieves certain goals over the 2024-2026 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F9: If the Company achieves certain goals over the 2025-2027 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F10: If the Company achieves certain goals over the 2026-2028 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F11: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2021 Filed Feb 25, 2021 21:56 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 1,250 | $199.43 | $249,287.50 |
DisclosureSEC source: 0001127602-21-007916 · form4.xml · nonDerivative · entry 2 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,376.7524 F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 21:56 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 1,250 | $109.43 | $136,787.50 |
DisclosureSEC source: 0001127602-21-007916 · form4.xml · nonDerivative · entry 1 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,626.7524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 21:53 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | Not disclosed Strike: $79.04 | Not disclosed |
DisclosureSEC source: 0001127602-21-007352 · form4.xml · derivative · entry 3 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires 2023-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan. F3 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan. F2 · derivative.exercise_date: Option fully vested. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 21:53 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 1,000 | $194.04 | $194,040.00 |
DisclosureSEC source: 0001127602-21-007352 · form4.xml · nonDerivative · entry 2 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,376.7524 F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 21:53 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 1,000 | $79.04 | $79,040.00 |
DisclosureSEC source: 0001127602-21-007352 · form4.xml · nonDerivative · entry 1 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,376.7524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:21 UTC | Snap-on Inc SNA · Entity 3268 | Disposition to issuerRestricted Stock Units · Derivative | 546 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-005917 · form4.xml · derivative · entry 6 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 546 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F7 · kind: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited. F7 · price: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited. F7 · derivative.exercise_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited. F7 · derivative.expiration_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:21 UTC | Snap-on Inc SNA · Entity 3268 | Disposition to issuerPerformance Units · Derivative | 433 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-005917 · form4.xml · derivative · entry 5 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 433 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F6 · kind: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited. F6 · price: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited. F6 · derivative.exercise_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited. F6 · derivative.expiration_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:21 UTC | Snap-on Inc SNA · Entity 3268 | GrantRestricted Stock Units · Derivative | 439 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005917 · form4.xml · derivative · entry 4 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439 Underlying: Common Stock · 439 shares Expires 2024-02-11 F3 · derivative.exercise_price: 1 for 1. F5 · derivative.exercise_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment. F5 · derivative.expiration_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:21 UTC | Snap-on Inc SNA · Entity 3268 | GrantPerformance Units · Derivative | 878 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005917 · form4.xml · derivative · entry 3 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878 Underlying: Common Stock · 878 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F4 · derivative.exercise_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. F4 · derivative.expiration_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:21 UTC | Snap-on Inc SNA · Entity 3268 | GrantStock Option (Right to Buy) · Derivative | 2,815 | $0.00 Strike: $189.89 | $0.00 |
DisclosureSEC source: 0001127602-21-005917 · form4.xml · derivative · entry 2 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,815 Underlying: Common Stock · 2,815 shares Expires 2031-02-11 F2 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option. F1 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:19 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionDeferred Stock Units · Derivative | 15 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-000740 · form4.xml · derivative · entry 5 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54.0668 Underlying: Common Stock · 15 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1 for 1. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares. F5 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. F5 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. F6 · balance_after: This information is based on a plan statement dated September 30, 2020, as updated by the transaction being reported. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:19 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionRestricted Stock Units · Derivative | 15 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-000740 · form4.xml · derivative · entry 4 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1 for 1. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:19 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionRestricted Stock Units · Derivative | 323 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-000740 · form4.xml · derivative · entry 3 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15 Underlying: Common Stock · 323 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1 for 1. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:19 UTC | Snap-on Inc SNA · Entity 3268 | Tax withholdingCommon Stock | 113 | $171.14 | $19,338.82 |
DisclosureSEC source: 0001127602-21-000740 · form4.xml · nonDerivative · entry 2 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,376.7524 F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units. Read SEC document |
| January 02, 2021 Filed Jan 5, 2021 22:19 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 323 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-000740 · form4.xml · nonDerivative · entry 1 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,489.7524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of 2020; the reporting person elected to defer the receipt of a portion of the underlying shares. F2 · balance_after: Includes 1.1806 shares acquired under a dividend reinvestment plan. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:45 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | Not disclosed Strike: $79.04 | Not disclosed |
DisclosureSEC source: 0001127602-20-028824 · form4.xml · derivative · entry 3 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2023-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan. F3 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan. F2 · derivative.exercise_date: Option fully vested. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:45 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 1,000 | $174.90 | $174,900.00 |
DisclosureSEC source: 0001127602-20-028824 · form4.xml · nonDerivative · entry 2 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,165.5718 F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:45 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 1,000 | $79.04 | $79,040.00 |
DisclosureSEC source: 0001127602-20-028824 · form4.xml · nonDerivative · entry 1 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,165.5718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan. Read SEC document |
| October 22, 2020 Filed Oct 26, 2020 21:10 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | Not disclosed Strike: $79.04 | Not disclosed |
DisclosureSEC source: 0001127602-20-027531 · form4.xml · derivative · entry 4 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 1,000 shares Expires 2023-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 Plan. F1 · price: The transactions were executed pursuant to a Rule 10b5-1 Plan. F3 · derivative.exercise_date: Option fully vested. Read SEC document |
| October 22, 2020 Filed Oct 26, 2020 21:10 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 1,136 | $167.33 | $190,086.88 |
DisclosureSEC source: 0001127602-20-027531 · form4.xml · nonDerivative · entry 3 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,165.5718 F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 Plan. Read SEC document |
| October 22, 2020 Filed Oct 26, 2020 21:10 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 1,000 | $169.90 | $169,900.00 |
DisclosureSEC source: 0001127602-20-027531 · form4.xml · nonDerivative · entry 2 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,301.5718 F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 Plan. Read SEC document |
| October 22, 2020 Filed Oct 26, 2020 21:10 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 1,000 | $79.04 | $79,040.00 |
DisclosureSEC source: 0001127602-20-027531 · form4.xml · nonDerivative · entry 1 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,301.5718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions were executed pursuant to a Rule 10b5-1 Plan. F2 · balance_after: Includes 45.9098 shares acquired under the Snap-on Incorporated Employee Stock Ownership Plan and 3.4987 shares acquired under a dividend reinvestment plan. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:02 UTC | Snap-on Inc SNA · Entity 3268 | GrantPerformance Units · Derivative | 547 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006113 · form4.xml · derivative · entry 8 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547 Underlying: Common Stock · 547 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F8 · derivative.exercise_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. F8 · derivative.expiration_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:02 UTC | Snap-on Inc SNA · Entity 3268 | GrantRestricted Stock Units · Derivative | 546 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006113 · form4.xml · derivative · entry 7 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546 Underlying: Common Stock · 546 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F7 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits. F7 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:02 UTC | Snap-on Inc SNA · Entity 3268 | GrantStock Option (Right to Buy) · Derivative | 4,700 | $0.00 Strike: $155.34 | $0.00 |
DisclosureSEC source: 0001127602-20-006113 · form4.xml · derivative · entry 6 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,700 Underlying: Common Stock · 4,700 shares Expires 2030-02-13 F6 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option. F5 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:02 UTC | Snap-on Inc SNA · Entity 3268 | Disposition to issuerRestricted Stock Units · Derivative | 576 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006113 · form4.xml · derivative · entry 5 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 576 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F4 · kind: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited. F4 · price: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited. F4 · derivative.exercise_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited. F4 · derivative.expiration_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:02 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionPerformance Units · Derivative | 207 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006113 · form4.xml · derivative · entry 4 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 207 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:02 UTC | Snap-on Inc SNA · Entity 3268 | Disposition to issuerPerformance Units · Derivative | 127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006113 · form4.xml · derivative · entry 3 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207 Underlying: Common Stock · 127 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:02 UTC | Snap-on Inc SNA · Entity 3268 | Tax withholdingCommon Stock | 72 | $155.34 | $11,184.48 |
DisclosureSEC source: 0001127602-20-006113 · form4.xml · nonDerivative · entry 2 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,252.1633 F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:02 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 207 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-006113 · form4.xml · nonDerivative · entry 1 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,324.1633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| December 28, 2019 Filed Dec 31, 2019 00:33 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionRestricted Stock Units · Derivative | 5 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-035982 · form4.xml · derivative · entry 5 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1 for 1. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| December 28, 2019 Filed Dec 31, 2019 00:33 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionDeferred Stock Units · Derivative | 5 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-035982 · form4.xml · derivative · entry 4 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37.9882 Underlying: Common Stock · 5 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1 for 1. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares. F5 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. F5 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. F6 · balance_after: This information is based on a plan statement dated September 30, 2019, as updated by the transaction being reported. Read SEC document |
| December 28, 2019 Filed Dec 31, 2019 00:33 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionRestricted Stock Units · Derivative | 121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-035982 · form4.xml · derivative · entry 3 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5 Underlying: Common Stock · 121 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1 for 1. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| December 28, 2019 Filed Dec 31, 2019 00:33 UTC | Snap-on Inc SNA · Entity 3268 | Tax withholdingCommon Stock | 42 | $169.20 | $7,106.40 |
DisclosureSEC source: 0001127602-19-035982 · form4.xml · nonDerivative · entry 2 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,117.1633 F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units. Read SEC document |
| December 28, 2019 Filed Dec 31, 2019 00:33 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-035982 · form4.xml · nonDerivative · entry 1 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,159.1633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares. F2 · balance_after: Includes 39.6359 shares acquired under the Snap-on Incorporated Employee Stock Ownership Plan and a dividend reinvestment plan. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:12 UTC | Snap-on Inc SNA · Entity 3268 | GrantPerformance Units · Derivative | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006908 · form4.xml · derivative · entry 10 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576 Underlying: Common Stock · 576 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F10 · derivative.exercise_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. F10 · derivative.expiration_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:12 UTC | Snap-on Inc SNA · Entity 3268 | GrantRestricted Stock Units · Derivative | 576 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006908 · form4.xml · derivative · entry 9 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576 Underlying: Common Stock · 576 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F9 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits. F9 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:12 UTC | Snap-on Inc SNA · Entity 3268 | GrantStock Option (Right to Buy) · Derivative | 4,500 | $0.00 Strike: $155.92 | $0.00 |
DisclosureSEC source: 0001127602-19-006908 · form4.xml · derivative · entry 8 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 4,500 shares Expires 2029-02-14 F8 · price: The transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option. F7 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:12 UTC | Snap-on Inc SNA · Entity 3268 | Disposition to issuerRestricted Stock Units · Derivative | 95 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006908 · form4.xml · derivative · entry 7 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338 Underlying: Common Stock · 95 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F6 · kind: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter. F6 · price: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter. F6 · derivative.exercise_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter. F6 · derivative.expiration_date: Based on Company performance during fiscal 2018, approximately 78.1% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2020, the units will then vest in one installment and the shares will be issued shortly thereafter. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:12 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionDeferred Stock Units · Derivative | 13 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006908 · form4.xml · derivative · entry 6 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32.4105 Underlying: Common Stock · 13 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F4 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. F4 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. F5 · balance_after: This information is based on a plan statement dated December 31, 2018, as updated by the transaction being reported. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:12 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionPerformance Units · Derivative | 13 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006908 · form4.xml · derivative · entry 5 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:12 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionPerformance Units · Derivative | 282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006908 · form4.xml · derivative · entry 4 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13 Underlying: Common Stock · 282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:12 UTC | Snap-on Inc SNA · Entity 3268 | Disposition to issuerPerformance Units · Derivative | 45 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006908 · form4.xml · derivative · entry 3 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295 Underlying: Common Stock · 45 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.exercise_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.expiration_date: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:12 UTC | Snap-on Inc SNA · Entity 3268 | Tax withholdingCommon Stock | 105 | $155.92 | $16,371.60 |
DisclosureSEC source: 0001127602-19-006908 · form4.xml · nonDerivative · entry 2 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,998.5274 F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:12 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-006908 · form4.xml · nonDerivative · entry 1 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,103.5274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: Based on Company performance during the 2016-2018 period, approximately 86.9% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). The reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| December 29, 2018 Filed Jan 2, 2019 23:43 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionRestricted Stock Units · Derivative | 395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-000398 · form4.xml · derivative · entry 3 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 1 for 1. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018. F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018. F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018. Read SEC document |
| December 29, 2018 Filed Jan 2, 2019 23:43 UTC | Snap-on Inc SNA · Entity 3268 | Tax withholdingCommon Stock | 155 | $144.25 | $22,358.75 |
DisclosureSEC source: 0001127602-19-000398 · form4.xml · nonDerivative · entry 2 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,821.5274 F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units. Read SEC document |
| December 29, 2018 Filed Jan 2, 2019 23:43 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-000398 · form4.xml · nonDerivative · entry 1 Miller Richard Thomas · CIK 0001740864 · VP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,976.5274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2016 and vested in one installment based on continued employment through the end of fiscal 2018. F2 · balance_after: Includes 0.9247 shares acquired under a dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.