Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ITRON, INC.ITRI · Entity 2773 | Director | October 01, 2026 | October 05, 2026 |
| Ultra Clean Holdings, Inc.UCTT · Entity 1193 | CFO | June 04, 2026 | June 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ITRON, INC.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,995 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 608 · Balance 2,995 F1: Reflects the grant of common stock independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the grant of common stock independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service.
Ultra Clean Holdings, Inc.
Report date June 04, 2026 · Filed June 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 66,476 |
Ending reported balance
After 2026-06-04 transaction · row 29
29 source rows · reconciled sequenceRow 1 · 2026-06-04 · Sale · Disposed 600 · Balance 80,297 F1: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $86.6975 to $87.6400. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). Row 2 · 2026-06-04 · Sale · Disposed 1,070 · Balance 79,227 F2: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $88.3400 to $89.2125. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Row 3 · 2026-06-04 · Sale · Disposed 688 · Balance 78,539 F3: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $89.3600 to $90.2100. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). Row 4 · 2026-06-04 · Sale · Disposed 972 · Balance 77,567 F4: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $90.5700 to $91.5500. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4). Row 5 · 2026-06-04 · Sale · Disposed 172 · Balance 77,395 F5: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $91.6150 to $91.8200. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5). Row 6 · 2026-06-04 · Sale · Disposed 40 · Balance 77,355 Row 7 · 2026-06-04 · Sale · Disposed 120 · Balance 77,235 F6: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $87.1900 to $87.7750. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6). Row 8 · 2026-06-04 · Sale · Disposed 360 · Balance 76,875 F7: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $88.3650 to $89.3000. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7). Row 9 · 2026-06-04 · Sale · Disposed 150 · Balance 76,725 F8: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $89.4300 to $90.2150. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8). Row 10 · 2026-06-04 · Sale · Disposed 301 · Balance 76,424 F9: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $90.6950 to $91.6450. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9). Row 11 · 2026-06-04 · Sale · Disposed 20 · Balance 76,404 F10: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $91.7500 to $91.9100. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (10). Row 12 · 2026-06-04 · Sale · Disposed 40 · Balance 76,364 Row 13 · 2026-06-04 · Sale · Disposed 120 · Balance 76,244 F11: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $87.2950 to $87.8200. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (11). Row 14 · 2026-06-04 · Sale · Disposed 321 · Balance 75,923 F12: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $88.3700 to $89.1800. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (12). Row 15 · 2026-06-04 · Sale · Disposed 157 · Balance 75,766 F13: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $89.3650 to $89.8450. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (13). Row 16 · 2026-06-04 · Sale · Disposed 260 · Balance 75,506 F14: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $90.4400 to $91.1100. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (14). Row 17 · 2026-06-04 · Sale · Disposed 91 · Balance 75,415 F15: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $91.4400 to $91.8200. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (15). Row 18 · 2026-06-04 · Sale · Disposed 96 · Balance 75,319 Row 19 · 2026-06-04 · Sale · Disposed 392 · Balance 74,927 F16: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $87.2950 to $87.9550. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (16). Row 20 · 2026-06-04 · Sale · Disposed 907 · Balance 74,020 F17: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $88.3550 to $89.1950. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (17). Row 21 · 2026-06-04 · Sale · Disposed 446 · Balance 73,574 F18: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $89.3650 to $89.9950. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (18). Row 22 · 2026-06-04 · Sale · Disposed 763 · Balance 72,811 F19: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $90.5600 to $91.5350. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (19). Row 23 · 2026-06-04 · Sale · Disposed 171 · Balance 72,640 F20: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $91.6100 to $91.9200. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (20). Row 24 · 2026-06-04 · Sale · Disposed 488 · Balance 72,152 F21: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $86.5900 to $87.4800. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (21). Row 25 · 2026-06-04 · Sale · Disposed 1,429 · Balance 70,723 F22: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $87.6350 to $88.5050. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (22). Row 26 · 2026-06-04 · Sale · Disposed 1,429 · Balance 69,294 F23: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $88.6550 to $89.6050. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (23). Row 27 · 2026-06-04 · Sale · Disposed 852 · Balance 68,442 F24: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $89.6550 to $90.2150. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (24). Row 28 · 2026-06-04 · Sale · Disposed 1,706 · Balance 66,736 F25: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $90.6600 to $91.6300. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (25). Row 29 · 2026-06-04 · Sale · Disposed 260 · Balance 66,476 F26: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $91.6600 to $91.8400. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (26). |
Filing footnotes · ownership attribution and instrument terms
F1: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $86.6975 to $87.6400. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
F2: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $88.3400 to $89.2125. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
F3: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $89.3600 to $90.2100. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
F4: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $90.5700 to $91.5500. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).
F5: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $91.6150 to $91.8200. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).
F6: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $87.1900 to $87.7750. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).
F7: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $88.3650 to $89.3000. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).
F8: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $89.4300 to $90.2150. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).
F9: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $90.6950 to $91.6450. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9).
F10: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $91.7500 to $91.9100. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (10).
F11: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $87.2950 to $87.8200. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (11).
F12: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $88.3700 to $89.1800. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (12).
F13: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $89.3650 to $89.8450. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (13).
F14: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $90.4400 to $91.1100. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (14).
F15: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $91.4400 to $91.8200. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (15).
F16: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $87.2950 to $87.9550. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (16).
F17: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $88.3550 to $89.1950. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (17).
F18: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $89.3650 to $89.9950. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (18).
F19: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $90.5600 to $91.5350. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (19).
F20: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $91.6100 to $91.9200. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (20).
F21: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $86.5900 to $87.4800. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (21).
F22: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $87.6350 to $88.5050. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (22).
F23: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $88.6550 to $89.6050. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (23).
F24: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $89.6550 to $90.2150. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (24).
F25: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $90.6600 to $91.6300. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (25).
F26: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $91.6600 to $91.8400. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (26).
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NEOPHOTONICS CORP
Report date August 03, 2022 · Filed August 05, 2022
Section 16 reporting ended · disclosed 2022-08-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 1
1 source rowRow 1 · 2022-08-03 · Disposition to issuer · Disposed 4,685 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.03 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-08-03 · Disposition to issuer · Disposed 7,457 · Balance 0 F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. |
| Restricted Stock Unit (right to acquire)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-08-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-08-03 · Disposition to issuer · Disposed 5,787 · Balance 0 F3: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
F2: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option.
F3: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2026 Filed May 5, 2026 01:15 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 3,102 | $78.15 | $242,421.30 |
DisclosureSEC source: 0000950103-26-006814 · ownership.xml · nonDerivative · entry 2 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,509 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 30, 2026 Filed May 5, 2026 01:15 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 3,770 | $78.15 | $294,625.50 |
DisclosureSEC source: 0000950103-26-006814 · ownership.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,611 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 15:57 UTC | ITRON, INC. ITRI · Entity 2773 | GrantCommon Stock | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0000780571-26-000107 · form4.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,766 F1 · shares: Reflects the grant of common stock independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service. Read SEC document |
| January 02, 2026 Filed Jan 5, 2026 20:40 UTC | ITRON, INC. ITRI · Entity 2773 | GrantCommon Stock | 529 | $0.00 | $0.00 |
DisclosureSEC source: 0000780571-26-000014 · form4.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,160 F1 · shares: Reflects the grant of common stock independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service. Read SEC document |
| January 02, 2026 Filed Jan 9, 2026 22:56 UTC Amendment | ITRON, INC. ITRI · Entity 2773 | GrantCommon Stock | 555 | $0.00 | $0.00 |
DisclosureSEC source: 0000780571-26-000018 · form4a.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,186 F1 · shares: Reflects the grant of common stock independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service. F2 · balance_after: This amendment is being filed to include 26 shares inadvertently omitted due to an arithmetic error. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 23:00 UTC | ITRON, INC. ITRI · Entity 2773 | GrantCommon Stock | 631 | $0.00 | $0.00 |
DisclosureSEC source: 0000780571-25-000071 · form4.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 631 F1 · shares: Reflects the grant of common stock independent members of Itron's board of directors receive quarterly as part of their annual compensation for board service. 223 shares of this grant were compensation for pro-rated service for the third quarter of 2025. Read SEC document |
| April 30, 2025 Filed May 3, 2025 01:04 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 2,874 | $18.71 | $53,772.54 |
DisclosureSEC source: 0000950103-25-005718 · dp228533_4-savage.xml · nonDerivative · entry 3 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,381 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 30, 2025 Filed May 3, 2025 01:04 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 3,762 | $18.71 | $70,387.02 |
DisclosureSEC source: 0000950103-25-005718 · dp228533_4-savage.xml · nonDerivative · entry 2 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,255 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 30, 2025 Filed May 3, 2025 01:04 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 2,988 | $18.71 | $55,905.48 |
DisclosureSEC source: 0000950103-25-005718 · dp228533_4-savage.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,017 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 25, 2025 Filed Apr 30, 2025 01:05 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 27,831 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-25-005450 · dp228269_4-savage.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,005 F1 · shares: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 25, 2025. Read SEC document |
| March 31, 2025 Filed Apr 3, 2025 00:30 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 1,064 | $21.41 | $22,780.24 |
DisclosureSEC source: 0000950103-25-004330 · dp227204_4-savage.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,174 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| July 12, 2024 Filed Jul 15, 2024 22:20 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 2,440 | $55.87 | $136,322.80 |
DisclosureSEC source: 0000950103-24-010036 · dp20465_4-savage.xml · nonDerivative · entry 2 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 49,238 F1 · kind: The sale reported was effected by the reporting person pursuant to the Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. Read SEC document |
| July 11, 2024 Filed Jul 15, 2024 22:20 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 897 | $55.87 | $50,115.39 |
DisclosureSEC source: 0000950103-24-010036 · dp20465_4-savage.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 51,678 F1 · kind: The sale reported was effected by the reporting person pursuant to the Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. Read SEC document |
| July 08, 2024 Filed Jul 10, 2024 22:53 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 10,079 | $54.18 | $546,080.22 |
DisclosureSEC source: 0000950103-24-009848 · dp214368_4-savage.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 52,575 F1 · kind: The sale reported was effected by the reporting person pursuant to the Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. Read SEC document |
| July 02, 2024 Filed Jul 4, 2024 01:12 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 9,682 | $51.08 | $494,556.56 |
DisclosureSEC source: 0000950103-24-009666 · dp214200_4-savage.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,654 F1 · kind: The sale reported was effected by the reporting person pursuant to the Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2024. Read SEC document |
| June 10, 2024 Filed Jun 12, 2024 00:23 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 2,708 | $47.18 | $127,763.44 |
DisclosureSEC source: 0000950103-24-008211 · dp212740_4-savage.xml · nonDerivative · entry 6 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 72,336 Read SEC document |
| June 07, 2024 Filed Jun 12, 2024 00:23 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 5,551 | $46.14 | $256,125.92 |
DisclosureSEC source: 0000950103-24-008211 · dp212740_4-savage.xml · nonDerivative · entry 5 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,044 F5 · kind: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $46.1300 to $46.4100. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4. Read SEC document |
| June 07, 2024 Filed Jun 12, 2024 00:23 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 1,706 | $46.01 | $78,484.87 |
DisclosureSEC source: 0000950103-24-008211 · dp212740_4-savage.xml · nonDerivative · entry 4 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,595 F4 · kind: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $45.8700 to $46.3200. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Read SEC document |
| June 07, 2024 Filed Jun 12, 2024 00:23 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 1,467 | $45.91 | $67,349.97 |
DisclosureSEC source: 0000950103-24-008211 · dp212740_4-savage.xml · nonDerivative · entry 3 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 82,301 F3 · kind: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $45.5250 to $46.2700. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| June 07, 2024 Filed Jun 12, 2024 00:23 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 5,551 | $45.91 | $254,851.41 |
DisclosureSEC source: 0000950103-24-008211 · dp212740_4-savage.xml · nonDerivative · entry 2 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 83,768 F2 · kind: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $45.5900 to $46.4100. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| June 07, 2024 Filed Jun 12, 2024 00:23 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 1,044 | $45.89 | $47,907.28 |
DisclosureSEC source: 0000950103-24-008211 · dp212740_4-savage.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 89,319 F1 · kind: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $45.6000 to $46.2700. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| April 30, 2024 Filed May 3, 2024 00:41 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 3,755 | $41.83 | $157,071.65 |
DisclosureSEC source: 0000950103-24-006309 · dp210849_4-savage.xml · nonDerivative · entry 3 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,363 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 30, 2024 Filed May 3, 2024 00:41 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 1,505 | $41.83 | $62,954.15 |
DisclosureSEC source: 0000950103-24-006309 · dp210849_4-savage.xml · nonDerivative · entry 2 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,118 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 30, 2024 Filed May 3, 2024 00:41 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 2,868 | $41.83 | $119,968.44 |
DisclosureSEC source: 0000950103-24-006309 · dp210849_4-savage.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,623 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 26, 2024 Filed May 1, 2024 01:57 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 17,289 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-24-006076 · dp210630_4-savage.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,491 F1 · shares: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 26, 2024. Read SEC document |
| March 31, 2024 Filed Apr 3, 2024 00:13 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 1,062 | $45.94 | $48,788.28 |
DisclosureSEC source: 0000950103-24-004813 · dp209359_4-savage.xml · nonDerivative · entry 3 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,202 F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| March 31, 2024 Filed Apr 3, 2024 00:13 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 1,354 | $45.94 | $62,202.76 |
DisclosureSEC source: 0000950103-24-004813 · dp209359_4-savage.xml · nonDerivative · entry 2 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,264 F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| March 31, 2024 Filed Apr 3, 2024 00:13 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 2,618 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-24-004813 · dp209359_4-savage.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,618 F1 · shares: Represents performance stock units that settled on March 31, 2024. Read SEC document |
| April 30, 2023 Filed May 2, 2023 23:30 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 1,443 | $28.54 | $41,183.22 |
DisclosureSEC source: 0000950103-23-006772 · dp193284_4-savage.xml · nonDerivative · entry 6 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,000 F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 30, 2023 Filed May 2, 2023 23:30 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 5,364 | $28.54 | $153,088.56 |
DisclosureSEC source: 0000950103-23-006772 · dp193284_4-savage.xml · nonDerivative · entry 5 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,443 F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 30, 2023 Filed May 2, 2023 23:30 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 1,786 | $28.54 | $50,972.44 |
DisclosureSEC source: 0000950103-23-006772 · dp193284_4-savage.xml · nonDerivative · entry 4 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,807 F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 30, 2023 Filed May 2, 2023 23:30 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 2,835 | $28.54 | $80,910.90 |
DisclosureSEC source: 0000950103-23-006772 · dp193284_4-savage.xml · nonDerivative · entry 3 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,593 F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 30, 2023 Filed May 2, 2023 23:30 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 5,364 | $28.54 | $153,088.56 |
DisclosureSEC source: 0000950103-23-006772 · dp193284_4-savage.xml · nonDerivative · entry 2 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,428 F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 28, 2023 Filed May 2, 2023 23:30 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 21,772 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-23-006772 · dp193284_4-savage.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,972 F1 · shares: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 28, 2023. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 22:22 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 1,008 | $33.16 | $33,425.28 |
DisclosureSEC source: 0000950103-23-005422 · dp191934_4-savage.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,020 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:16 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 8,071 | $32.30 | $260,703.79 |
DisclosureSEC source: 0000950103-23-003696 · dp190209_4-savage.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,028 F1 · kind: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $31.8900 to $32.8500. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 01:36 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | SaleCommon Stock | 14,814 | $31.92 | $472,828.81 |
DisclosureSEC source: 0000950103-22-019106 · dp183792_4-savage.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · CFO and SVP Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,099 F1 · kind: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $31.3100 to $32.3000. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 22:55 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerRestricted Stock Unit (right to acquire) · Derivative | 5,787 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-22-044652 · doc4.xml · derivative · entry 3 Savage Sheri · CIK 0001667557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,787 shares Expires not disclosed F3 · price: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration. F3 · derivative.exercise_date: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration. F3 · derivative.expiration_date: Restricted Stock Unit Awards of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 22:55 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 7,457 | Not disclosed Strike: $10.03 | Not disclosed |
DisclosureSEC source: 0001209191-22-044652 · doc4.xml · derivative · entry 2 Savage Sheri · CIK 0001667557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,457 shares Expires not disclosed F2 · price: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. F2 · derivative.exercise_date: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. F2 · derivative.expiration_date: Options to purchase common stock of the Issuer, whether vested or unvested as of immediately prior to the Closing Date, were cancelled and converted into the right to receive the Merger Consideration, less the exercise price per share of such cancelled option. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 22:55 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Disposition to issuerCommon Stock | 4,685 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-044652 · doc4.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated November 3, 2021, by and among the Issuer, Lumentum Holdings Inc., a Delaware corporation ("Lumentum"), and Neptune Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Lumentum ("Merger Sub"), on August 3, 2022 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Lumentum. In connection with the Merger, these shares were cancelled and converted into the right to receive $16.00 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). Read SEC document |
| July 02, 2022 Filed Jul 6, 2022 20:26 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionRestricted Stock Units (right to acquire) · Derivative | 4,685 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-22-000091 · edgardoc.xml · derivative · entry 2 Savage Sheri · CIK 0001667557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,685 shares Expires 2022-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F2 · derivative.exercise_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| July 02, 2022 Filed Jul 6, 2022 20:26 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | Exercise / conversionCommon Stock | 4,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001227025-22-000091 · edgardoc.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 22:10 UTC | NEOPHOTONICS CORP NPTN · Entity 124843 | GrantRestricted Stock Units (right to acquire) · Derivative | 5,787 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001227025-22-000074 · edgardoc.xml · derivative · entry 1 Savage Sheri · CIK 0001667557 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,787 Underlying: Common Stock · 5,787 shares Expires 2023-06-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of NeoPhotonics common stock. F2 · derivative.exercise_date: This RSU shall vest on the 12 month anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company. Read SEC document |
| April 30, 2022 Filed May 4, 2022 01:56 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 5,581 | $31.17 | $173,959.77 |
DisclosureSEC source: 0000950103-22-007877 · dp172532_4-savage.xml · nonDerivative · entry 5 Savage Sheri · CIK 0001667557 · CFO and SVP Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,913 F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 30, 2022 Filed May 4, 2022 01:56 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 1,865 | $31.17 | $58,132.05 |
DisclosureSEC source: 0000950103-22-007877 · dp172532_4-savage.xml · nonDerivative · entry 4 Savage Sheri · CIK 0001667557 · CFO and SVP Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,494 F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 30, 2022 Filed May 4, 2022 01:56 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 1,554 | $31.17 | $48,438.18 |
DisclosureSEC source: 0000950103-22-007877 · dp172532_4-savage.xml · nonDerivative · entry 3 Savage Sheri · CIK 0001667557 · CFO and SVP Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,359 F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 30, 2022 Filed May 4, 2022 01:56 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 5,581 | $31.17 | $173,959.77 |
DisclosureSEC source: 0000950103-22-007877 · dp172532_4-savage.xml · nonDerivative · entry 2 Savage Sheri · CIK 0001667557 · CFO and SVP Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,913 F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 29, 2022 Filed May 4, 2022 01:56 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | GrantCommon Stock | 16,629 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-22-007877 · dp172532_4-savage.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · CFO and SVP Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,494 F1 · shares: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 29, 2022 Read SEC document |
| April 24, 2022 Filed Apr 26, 2022 23:29 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 5,824 | $33.56 | $195,453.44 |
DisclosureSEC source: 0000950103-22-007065 · dp171686_4-savage.xml · nonDerivative · entry 2 Savage Sheri · CIK 0001667557 · CFO and SVP Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,865 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
| April 24, 2022 Filed Apr 26, 2022 23:29 UTC | Ultra Clean Holdings, Inc. UCTT · Entity 1193 | Tax withholdingCommon Stock | 5,824 | $33.56 | $195,453.44 |
DisclosureSEC source: 0000950103-22-007065 · dp171686_4-savage.xml · nonDerivative · entry 1 Savage Sheri · CIK 0001667557 · CFO and SVP Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,689 F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.