Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Global Indemnity Group, LLCGBLI · Entity 5587 | Director · 10% owner | June 30, 2026 | July 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Global Indemnity Group, LLC
Report date June 30, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 1,892,140 |
Reported balance
After 2026-06-30 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-06-30 · Grant · Acquired 9,154 · Balance 1,892,140 F1: Represents a grant of 5,767 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and 3,387 A Common Shares granted as a tax gross-up. F2: Includes 1,197,651 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. |
| Class A Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 293,715 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 293,715 F3: Common Shares owned indirectly by Fox Paine Global, Inc. through its indirect limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 B Common Shares. Mr. Fox is a director of Fox Paine Global, Inc. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. |
| Class A-2 Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 550,000 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 550,000 F4: Common Shares held by Mercury Assets Delaware LLC, which holds 550,000 Class A-2 Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of 5,767 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and 3,387 A Common Shares granted as a tax gross-up.
F2: Includes 1,197,651 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.
F3: Common Shares owned indirectly by Fox Paine Global, Inc. through its indirect limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 B Common Shares. Mr. Fox is a director of Fox Paine Global, Inc. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.
F4: Common Shares held by Mercury Assets Delaware LLC, which holds 550,000 Class A-2 Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2026 Filed Jul 2, 2026 20:52 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 9,154 | $26.01 | $238,095.54 |
DisclosureSEC source: 0001193125-26-294821 · ownership.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,892,140 F1 · shares: Represents a grant of 5,767 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and 3,387 A Common Shares granted as a tax gross-up. F2 · ownership.nature: Includes 1,197,651 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| March 31, 2026 Filed Apr 2, 2026 21:28 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 8,446 | $28.19 | $238,092.74 |
DisclosureSEC source: 0001193125-26-140593 · ownership.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,882,986 F1 · shares: Represents a grant of 5,321 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and 3,125 A Common Shares granted as a tax gross-up. F2 · ownership.nature: Includes 1,197,651 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 21:29 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 8,639 | $27.56 | $238,090.84 |
DisclosureSEC source: 0001193125-26-002497 · ownership.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,874,540 F1 · shares: Represents a grant of 5,443 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and 3,196 A Common Shares granted as a tax gross-up. F2 · ownership.nature: Includes 1,189,205 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| September 30, 2025 Filed Oct 2, 2025 20:05 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 8,247 | $28.87 | $238,090.89 |
DisclosureSEC source: 0001193125-25-228299 · ownership.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,865,901 F1 · shares: Represents a grant of 5,195 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and 3,052 A Common Shares granted as a tax gross-up. F2 · ownership.nature: Includes 1,180,566 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| August 08, 2025 Filed Aug 11, 2025 20:31 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | PurchaseClass A Common Shares | 13,101 | $28.88 | $378,356.88 |
DisclosureSEC source: 0000950170-25-106598 · ownership.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,857,654 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.25 to $29.00. The reporting person undertakes to provide to Global Indemnity Group, LLC, any security holder of Global Indemnity Group, LLC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F2 · ownership.nature: Includes 1,172,319 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 20:43 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 5,868 | $29.73 | $174,455.64 |
DisclosureSEC source: 0000950170-25-093101 · ownership.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,844,553 F1 · shares: Represents a grant of 3,697 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and 2,171 A Common Shares granted as a tax gross-up. F2 · ownership.nature: Includes 1,159,218 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 20, 2025 Filed May 21, 2025 22:15 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | PurchaseClass A Common Shares | 6,130 | $31.99 | $196,098.70 |
DisclosureSEC source: 0000950170-25-075910 · ownership.xml · nonDerivative · entry 4 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,838,685 F7 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.87 to $32.00. The reporting person undertakes to provide to Global Indemnity Group, LLC, any security holder of Global Indemnity Group, LLC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (7) to this Form 4. F8 · ownership.nature: Includes 1,153,350 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 B Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 20, 2025 Filed May 21, 2025 22:15 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | PurchaseClass A Common Shares | 3,870 | $31.28 | $121,053.60 |
DisclosureSEC source: 0000950170-25-075910 · ownership.xml · nonDerivative · entry 3 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,832,555 F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.83 to $31.75. The reporting person undertakes to provide to Global Indemnity Group, LLC, any security holder of Global Indemnity Group, LLC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (5) to this Form 4. F6 · ownership.nature: Includes 1,147,220 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 B Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 19, 2025 Filed May 21, 2025 22:15 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | PurchaseClass A Common Shares | 8,092 | $31.96 | $258,620.32 |
DisclosureSEC source: 0000950170-25-075910 · ownership.xml · nonDerivative · entry 2 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,828,685 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.56 to $32.00. The reporting person undertakes to provide to Global Indemnity Group, LLC, any security holder of Global Indemnity Group, LLC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4. F4 · ownership.nature: Includes 1,143,350 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 B Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 19, 2025 Filed May 21, 2025 22:15 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | PurchaseClass A Common Shares | 1,908 | $31.05 | $59,243.40 |
DisclosureSEC source: 0000950170-25-075910 · ownership.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,820,593 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.50 to $31.50. The reporting person undertakes to provide to Global Indemnity Group, LLC, any security holder of Global Indemnity Group, LLC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F2 · ownership.nature: Includes 1,135,258 Class A Common Shares ("A Common Shares") held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 14, 2025 Filed May 16, 2025 00:52 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | PurchaseClass A Common Shares | 22,400 | $30.31 | $678,944.00 |
DisclosureSEC source: 0000950170-25-073057 · ownership.xml · nonDerivative · entry 3 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,818,685 F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.15 to $30.64. The reporting person undertakes to provide to Global Indemnity Group, LLC, any security holder of Global Indemnity Group, LLC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4. F6 · ownership.nature: Includes 1,133,350 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 B Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 13, 2025 Filed May 16, 2025 00:52 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | PurchaseClass A Common Shares | 1,400 | $30.22 | $42,308.00 |
DisclosureSEC source: 0000950170-25-073057 · ownership.xml · nonDerivative · entry 2 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,796,285 F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.10 to $30.44. The reporting person undertakes to provide to Global Indemnity Group, LLC, any security holder of Global Indemnity Group, LLC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F4 · ownership.nature: Includes 1,110,950 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 B Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 13, 2025 Filed May 16, 2025 00:52 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | PurchaseClass A Common Shares | 10,000 | $29.05 | $290,500.00 |
DisclosureSEC source: 0000950170-25-073057 · ownership.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,794,885 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.70 to $29.35. The reporting person undertakes to provide to Global Indemnity Group, LLC, any security holder of Global Indemnity Group, LLC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F2 · ownership.nature: Includes 1,109,550 Class A Common Shares ("A Common Shares") held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 21:15 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 4,623 | $35.09 | $162,221.07 |
DisclosureSEC source: 0000950170-25-049572 · ownership.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,784,885 F1 · shares: Represents a grant of 2,913 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,710 A Common Shares granted as a tax gross-up. F2 · ownership.nature: Includes 1,099,550 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| March 06, 2025 Filed Mar 14, 2025 20:04 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A-2 Common Shares | 550,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-039396 · ownership.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 550,000 F1 · shares: Represents a grant of A-2 Common Shares to Fox Paine & Company, LLC in recognition of its services for the conceived, designed, and directed successful completion of the Issuer's internal reorganization. F2 · ownership.nature: Common Shares owned indirectly by Fox Paine Global, Inc. through its ownership in Fox Paine & Company, LLC, which holds 550,000 A-2 Common Shares. Mr. Fox is a director of Fox Paine Global, Inc. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| March 06, 2025 Filed Apr 2, 2025 20:54 UTC Amendment | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A-2 Common Shares | 550,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-049501 · ownership.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 550,000 F1 · shares: Represents a grant of A-2 Common Shares to Fox Paine & Company, LLC in recognition of its services for the conceived, designed, and directed successful completion of the Issuer's internal reorganization. F2 · balance_after: The Reporting Person's Form 4 filed with the SEC on 3/14/2025 inadvertently omitted the Power of Attorney as an exhibit. The transactions reported in this Form 4/A are being re-reported solely to allow the filing of this amendment to attach the Power of Attorney. Except as otherwise noted in this footnote, all other information disclosed in the Reporting Person's original Form 4 was accurately reported. F3 · ownership.nature: Common Shares owned indirectly by Fox Paine Global, Inc. through its ownership in Fox Paine & Company, LLC, which holds 550,000 A-2 Common Shares. Mr. Fox is a director of Fox Paine Global, Inc. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:02 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 5,118 | $34.89 | $178,567.02 |
DisclosureSEC source: 0000950170-25-001118 · ownership.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,780,262 F1 · shares: Represents a grant of 3,224 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,894 A Common Shares granted as a tax gross-up. F2 · ownership.nature: Includes 1,094,927 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:03 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 5,732 | $31.16 | $178,609.12 |
DisclosureSEC source: 0000950170-24-111411 · ownership.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,775,144 F1 · shares: Represents a grant of 3,611 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 2,121 A Common Shares granted as a tax gross-up. F2 · ownership.nature: Includes 1,089,809 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 22:00 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 5,717 | $31.23 | $178,541.91 |
DisclosureSEC source: 0000950170-24-080871 · ownership.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,769,412 F1 · shares: Represents a grant of 3,602 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 2,115 A Common Shares granted as a tax gross-up. F2 · ownership.nature: Includes 1,084,077 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| March 31, 2024 Filed Apr 2, 2024 20:06 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 5,976 | $29.88 | $178,562.88 |
DisclosureSEC source: 0000950170-24-040142 · ownership.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,763,695 F1 · shares: Represents a grant of 3,765 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 2,211 A Common Shares granted as a tax gross-up. F2 · ownership.nature: Includes 1,078,360 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 21:05 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 5,751 | $31.05 | $178,568.55 |
DisclosureSEC source: 0000950170-24-000881 · ownership.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,757,719 F1 · shares: Represents a grant of 3,623 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 2,128 A Common Shares granted as a tax gross-up. F2 · ownership.nature: Includes 1,072,384 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 20:05 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 5,279 | $33.83 | $178,588.57 |
DisclosureSEC source: 0001209191-23-051398 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,751,968 F1 · shares: Represents a grant of 3,326 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,953 A Common Shares granted as a tax gross-up. F2 · ownership.nature: Includes 1,066,633 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 20:04 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 5,913 | $30.20 | $178,572.60 |
DisclosureSEC source: 0001209191-23-040960 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,746,689 F1 · shares: Represents a grant of 3,725 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 2,188 A Common Shares granted as a tax gross-up. F2 · ownership.nature: Includes 1,061,354 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:16 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 7,013 | $25.46 | $178,550.98 |
DisclosureSEC source: 0001209191-23-022681 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,740,776 F1 · shares: Represents a grant of 4,418 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 2,595 A Common Shares granted as a tax gross-up. F2 · ownership.nature: Includes 1,055,441 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:06 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 7,260 | $23.23 | $168,649.80 |
DisclosureSEC source: 0001209191-23-000848 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,733,763 F1 · shares: Represents a grant of 4,574 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 2,686 A Common Shares granted as a tax gross-up. Vesting has been deferred to the earlier of January 1, 2024 or a change in control of the Issuer. F2 · ownership.nature: Includes 1,048,428 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares and 172,939 Class B Common Shares ("B Common Shares"). The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 22:50 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | Disposition to issuerClass A Common Shares | 153,594 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-058241 · doc4.xml · nonDerivative · entry 3 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · kind: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). On November 17, 2022, in connection with the Distributions, 87,112 A Common Shares previously owned by FPC II were distributed to LPH LP. On November 18, 2022, in connection with the Distributions, 153,594 A Common Shares previously owned by LPH LP were distributed to persons in which Mr. Fox has no beneficial interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F1 · shares: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · shares: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). On November 17, 2022, in connection with the Distributions, 87,112 A Common Shares previously owned by FPC II were distributed to LPH LP. On November 18, 2022, in connection with the Distributions, 153,594 A Common Shares previously owned by LPH LP were distributed to persons in which Mr. Fox has no beneficial interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F1 · price: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · price: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). On November 17, 2022, in connection with the Distributions, 87,112 A Common Shares previously owned by FPC II were distributed to LPH LP. On November 18, 2022, in connection with the Distributions, 153,594 A Common Shares previously owned by LPH LP were distributed to persons in which Mr. Fox has no beneficial interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F4 · ownership.nature: Common Shares owned by LPH LP. The sole general partner of LPH LP is GPLTD. As a result, GPLTD may be deemed to control the Common Shares owned by LPH LP. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 22:50 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 87,112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-058241 · doc4.xml · nonDerivative · entry 2 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · kind: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). On November 17, 2022, in connection with the Distributions, 87,112 A Common Shares previously owned by FPC II were distributed to LPH LP. On November 18, 2022, in connection with the Distributions, 153,594 A Common Shares previously owned by LPH LP were distributed to persons in which Mr. Fox has no beneficial interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F1 · shares: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · shares: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). On November 17, 2022, in connection with the Distributions, 87,112 A Common Shares previously owned by FPC II were distributed to LPH LP. On November 18, 2022, in connection with the Distributions, 153,594 A Common Shares previously owned by LPH LP were distributed to persons in which Mr. Fox has no beneficial interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F1 · price: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · price: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). On November 17, 2022, in connection with the Distributions, 87,112 A Common Shares previously owned by FPC II were distributed to LPH LP. On November 18, 2022, in connection with the Distributions, 153,594 A Common Shares previously owned by LPH LP were distributed to persons in which Mr. Fox has no beneficial interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F4 · ownership.nature: Common Shares owned by LPH LP. The sole general partner of LPH LP is GPLTD. As a result, GPLTD may be deemed to control the Common Shares owned by LPH LP. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 22:50 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | Disposition to issuerClass A Common Shares | 87,112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-058241 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · kind: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). On November 17, 2022, in connection with the Distributions, 87,112 A Common Shares previously owned by FPC II were distributed to LPH LP. On November 18, 2022, in connection with the Distributions, 153,594 A Common Shares previously owned by LPH LP were distributed to persons in which Mr. Fox has no beneficial interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F1 · shares: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · shares: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). On November 17, 2022, in connection with the Distributions, 87,112 A Common Shares previously owned by FPC II were distributed to LPH LP. On November 18, 2022, in connection with the Distributions, 153,594 A Common Shares previously owned by LPH LP were distributed to persons in which Mr. Fox has no beneficial interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F1 · price: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · price: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). On November 17, 2022, in connection with the Distributions, 87,112 A Common Shares previously owned by FPC II were distributed to LPH LP. On November 18, 2022, in connection with the Distributions, 153,594 A Common Shares previously owned by LPH LP were distributed to persons in which Mr. Fox has no beneficial interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F3 · ownership.nature: Common Shares owned by FPC II. The sole general partner of FPC II is LPH LP. The sole general partner of LPH LP is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Common Shares owned by FPC II. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 22:48 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | ConversionClass B Common Shares · Derivative | 66,482 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-057366 · doc4.xml · derivative · entry 6 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Shares · 66,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F1 · kind: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · kind: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that 87,112 A Common Shares owned by FPC II (after giving effect to the Conversions) and 66,482 A Common Shares held by LPH LP (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial interest within 10 days. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares expected to be distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · shares: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · shares: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that 87,112 A Common Shares owned by FPC II (after giving effect to the Conversions) and 66,482 A Common Shares held by LPH LP (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial interest within 10 days. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares expected to be distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · price: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · price: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that 87,112 A Common Shares owned by FPC II (after giving effect to the Conversions) and 66,482 A Common Shares held by LPH LP (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial interest within 10 days. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares expected to be distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F7 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F7 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F4 · ownership.nature: Common Shares owned by LPH LP. The sole general partner of LPH LP is GPLTD. As a result, GPLTD may be deemed to control the Common Shares owned by LPH LP. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 22:48 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | ConversionClass B Common Shares · Derivative | 87,112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-057366 · doc4.xml · derivative · entry 5 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,620,673 Underlying: Class A Common Shares · 87,112 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F1 · kind: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · kind: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that 87,112 A Common Shares owned by FPC II (after giving effect to the Conversions) and 66,482 A Common Shares held by LPH LP (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial interest within 10 days. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares expected to be distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · shares: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · shares: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that 87,112 A Common Shares owned by FPC II (after giving effect to the Conversions) and 66,482 A Common Shares held by LPH LP (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial interest within 10 days. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares expected to be distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · price: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · price: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that 87,112 A Common Shares owned by FPC II (after giving effect to the Conversions) and 66,482 A Common Shares held by LPH LP (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial interest within 10 days. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares expected to be distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F7 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F7 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F3 · ownership.nature: Common Shares owned by FPC II. The sole general partner of FPC II is LPH LP. The sole general partner of LPH LP is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Common Shares owned by FPC II. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 22:48 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | ConversionClass A Common Shares | 66,482 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-057366 · doc4.xml · nonDerivative · entry 2 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 66,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · kind: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that 87,112 A Common Shares owned by FPC II (after giving effect to the Conversions) and 66,482 A Common Shares held by LPH LP (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial interest within 10 days. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares expected to be distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · shares: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · shares: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that 87,112 A Common Shares owned by FPC II (after giving effect to the Conversions) and 66,482 A Common Shares held by LPH LP (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial interest within 10 days. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares expected to be distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · price: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · price: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that 87,112 A Common Shares owned by FPC II (after giving effect to the Conversions) and 66,482 A Common Shares held by LPH LP (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial interest within 10 days. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares expected to be distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F4 · ownership.nature: Common Shares owned by LPH LP. The sole general partner of LPH LP is GPLTD. As a result, GPLTD may be deemed to control the Common Shares owned by LPH LP. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 22:48 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | ConversionClass A Common Shares | 87,112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-057366 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 87,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · kind: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that 87,112 A Common Shares owned by FPC II (after giving effect to the Conversions) and 66,482 A Common Shares held by LPH LP (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial interest within 10 days. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares expected to be distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · shares: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · shares: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that 87,112 A Common Shares owned by FPC II (after giving effect to the Conversions) and 66,482 A Common Shares held by LPH LP (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial interest within 10 days. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares expected to be distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · price: On November 11, 2022, it was resolved that (i) Fox Paine Capital Fund II International, L.P. ("FPC II") will make an interim distribution of Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below) to its general partner, FP International LPH, L.P. ("LPH LP"), and that (ii) after receiving such distribution, LPH LP will make a distribution of Common Shares to certain of its limited partners in redemption of such limited partner's partnership interests, in each case, in accordance with their respective Partnership Agreements (collectively, the "Distributions"). Prior to the Distributions, FPC II and LPH LP collectively held 3,774,267 Common Shares. Upon completion of the Distributions, 3,620,673 Common Shares will continue to be held by FPC II, and 153,594 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. F2 · price: On November 14, 2022, in anticipation of the Distributions, (i) FPC II converted 87,112 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) LPH LP converted 66,482 B Common Shares into A Common Shares (collectively, the "Conversions"). In connection with the Distributions, it is expected that 87,112 A Common Shares owned by FPC II (after giving effect to the Conversions) and 66,482 A Common Shares held by LPH LP (after giving effect to the Conversions) will be distributed to persons in which Mr. Fox has no beneficial interest within 10 days. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares expected to be distributed to persons in which Mr. Fox has no beneficial interest. As a result of the distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F3 · ownership.nature: Common Shares owned by FPC II. The sole general partner of FPC II is LPH LP. The sole general partner of LPH LP is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Common Shares owned by FPC II. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 20:34 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 9,120 | $25.13 | $229,185.60 |
DisclosureSEC source: 0001209191-22-052259 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,726,503 F1 · shares: Represents a grant of 5,472 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 3,648 A Common Shares granted as a tax gross-up. Vesting has been deferred to the earlier of January 1, 2024 or a change in control of the Issuer. F2 · ownership.nature: Includes 1,041,168 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 20:39 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 8,827 | $25.96 | $229,148.92 |
DisclosureSEC source: 0001209191-22-040260 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,717,383 F1 · shares: Represents a grant of 5,296 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 3,531 A Common Shares granted as a tax gross-up. Vesting has been deferred to the earlier of January 1, 2024 or a change in control of the Issuer. F2 · ownership.nature: Includes 1,032,048 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:33 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 7,313 | $25.64 | $187,505.32 |
DisclosureSEC source: 0001209191-22-022411 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,708,556 F1 · shares: Represents a grant of 4,388 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 2,925 A Common Shares granted as a tax gross-up. Vesting has been deferred to the earlier of January 1, 2024 or a change in control of the Issuer. F2 · ownership.nature: Includes 1,023,221 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 21:45 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | PurchaseClass B Common Shares · Derivative | 763,777 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-003748 · doc4.xml · derivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,707,785 Underlying: Class A Common Shares · 3,707,785 shares Expires not disclosed F1 · derivative.exercise_price: Each Class B Common Share ("B Common Share") of Global Indemnity Group, LLC ("Issuer") is convertible into one Issuer Class A Common Share ("A Common Share" and, together with B Common Shares, "Common Shares"). F2 · kind: The reported securities are held by Fox Paine Capital Fund II International, L.P. ("Fund II"), a limited partnership in which Mr. Fox has an indirect pecuniary interest. On January 14, 2022, Mercury Assets Delaware, LLC, a limited liability company, was assigned by a limited partner of Fund II ("Assignor") Assignor's partnership interest representing a 20.6% interest in Fund II for an aggregate purchase price of $23,163,474.00 (the "Assignment"), which aggregate purchase price was allocable among Assignor's beneficial interest in cash and Common Shares held by Fund II and liabilities acquired as a result of the Assignment. The sole member of Mercury Assets Delaware, LLC is the Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. F2 · shares: The reported securities are held by Fox Paine Capital Fund II International, L.P. ("Fund II"), a limited partnership in which Mr. Fox has an indirect pecuniary interest. On January 14, 2022, Mercury Assets Delaware, LLC, a limited liability company, was assigned by a limited partner of Fund II ("Assignor") Assignor's partnership interest representing a 20.6% interest in Fund II for an aggregate purchase price of $23,163,474.00 (the "Assignment"), which aggregate purchase price was allocable among Assignor's beneficial interest in cash and Common Shares held by Fund II and liabilities acquired as a result of the Assignment. The sole member of Mercury Assets Delaware, LLC is the Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. F2 · price: The reported securities are held by Fox Paine Capital Fund II International, L.P. ("Fund II"), a limited partnership in which Mr. Fox has an indirect pecuniary interest. On January 14, 2022, Mercury Assets Delaware, LLC, a limited liability company, was assigned by a limited partner of Fund II ("Assignor") Assignor's partnership interest representing a 20.6% interest in Fund II for an aggregate purchase price of $23,163,474.00 (the "Assignment"), which aggregate purchase price was allocable among Assignor's beneficial interest in cash and Common Shares held by Fund II and liabilities acquired as a result of the Assignment. The sole member of Mercury Assets Delaware, LLC is the Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. F1 · derivative.exercise_date: Each Class B Common Share ("B Common Share") of Global Indemnity Group, LLC ("Issuer") is convertible into one Issuer Class A Common Share ("A Common Share" and, together with B Common Shares, "Common Shares"). F1 · derivative.expiration_date: Each Class B Common Share ("B Common Share") of Global Indemnity Group, LLC ("Issuer") is convertible into one Issuer Class A Common Share ("A Common Share" and, together with B Common Shares, "Common Shares"). F3 · ownership.nature: Common Shares owned by Fund II. The sole general partner of Fund II is FP International LPH, L.P. ("FPI LPH"). The sole general partner of FPI LPH is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Common Shares owned by Fund II. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:33 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 5,388 | $25.78 | $138,902.64 |
DisclosureSEC source: 0001209191-22-000811 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,701,243 F1 · shares: Represents a grant of 3,394 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,994 A Common Shares granted as a tax gross-up. Vesting has been deferred to the earlier of January 1, 2024 or a change in control of the Issuer. F2 · ownership.nature: Includes 1,015,908 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| November 26, 2021 Filed Nov 30, 2021 21:15 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | OtherClass B Common Shares · Derivative | 44 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-067125 · doc4.xml · derivative · entry 2 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 66,482 Underlying: Class A Common Shares · 66,482 shares Expires not disclosed F1 · derivative.exercise_price: Each Class B Common Share ("B Common Share") of Global Indemnity Group, LLC ("Issuer") is convertible into one Issuer Class A Common Share ("A Common Share" and, together with B Common Shares, "Common Shares"). F2 · kind: On November 10, 2021, it was resolved that Fox Paine Capital Co-Investors International GP, Ltd. ("Fund II Cayman Corp") be liquidated and all assets held by Fund II Cayman Corp be distributed to FP International LPH, L.P. ("FPI LPH"), the sole shareholder of Fund II Cayman Corp (the "Distribution"), including the 44 B Common Shares held by Fund II Cayman Corp. On November 26, 2021, Fund II Cayman Corp distributed 44 B Common Shares to FPI LPH in respect of its equity interest in Fund II Cayman Corp. FPI LPH has no current intention to liquidate or to further distribute the B Common Shares received by FPI LPH in the Distribution. As a result of the Distribution, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F2 · price: On November 10, 2021, it was resolved that Fox Paine Capital Co-Investors International GP, Ltd. ("Fund II Cayman Corp") be liquidated and all assets held by Fund II Cayman Corp be distributed to FP International LPH, L.P. ("FPI LPH"), the sole shareholder of Fund II Cayman Corp (the "Distribution"), including the 44 B Common Shares held by Fund II Cayman Corp. On November 26, 2021, Fund II Cayman Corp distributed 44 B Common Shares to FPI LPH in respect of its equity interest in Fund II Cayman Corp. FPI LPH has no current intention to liquidate or to further distribute the B Common Shares received by FPI LPH in the Distribution. As a result of the Distribution, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F1 · derivative.exercise_date: Each Class B Common Share ("B Common Share") of Global Indemnity Group, LLC ("Issuer") is convertible into one Issuer Class A Common Share ("A Common Share" and, together with B Common Shares, "Common Shares"). F1 · derivative.expiration_date: Each Class B Common Share ("B Common Share") of Global Indemnity Group, LLC ("Issuer") is convertible into one Issuer Class A Common Share ("A Common Share" and, together with B Common Shares, "Common Shares"). F4 · ownership.nature: Common Shares owned by FPI LPH. The sole general partner of FPI LPH is GPLTD. As a result, GPLTD may be deemed to control the Common Shares owned by FPI LPH. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| November 26, 2021 Filed Nov 30, 2021 21:15 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | OtherClass B Common Shares · Derivative | 44 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-067125 · doc4.xml · derivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Shares · 44 shares Expires not disclosed F1 · derivative.exercise_price: Each Class B Common Share ("B Common Share") of Global Indemnity Group, LLC ("Issuer") is convertible into one Issuer Class A Common Share ("A Common Share" and, together with B Common Shares, "Common Shares"). F2 · kind: On November 10, 2021, it was resolved that Fox Paine Capital Co-Investors International GP, Ltd. ("Fund II Cayman Corp") be liquidated and all assets held by Fund II Cayman Corp be distributed to FP International LPH, L.P. ("FPI LPH"), the sole shareholder of Fund II Cayman Corp (the "Distribution"), including the 44 B Common Shares held by Fund II Cayman Corp. On November 26, 2021, Fund II Cayman Corp distributed 44 B Common Shares to FPI LPH in respect of its equity interest in Fund II Cayman Corp. FPI LPH has no current intention to liquidate or to further distribute the B Common Shares received by FPI LPH in the Distribution. As a result of the Distribution, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F2 · price: On November 10, 2021, it was resolved that Fox Paine Capital Co-Investors International GP, Ltd. ("Fund II Cayman Corp") be liquidated and all assets held by Fund II Cayman Corp be distributed to FP International LPH, L.P. ("FPI LPH"), the sole shareholder of Fund II Cayman Corp (the "Distribution"), including the 44 B Common Shares held by Fund II Cayman Corp. On November 26, 2021, Fund II Cayman Corp distributed 44 B Common Shares to FPI LPH in respect of its equity interest in Fund II Cayman Corp. FPI LPH has no current intention to liquidate or to further distribute the B Common Shares received by FPI LPH in the Distribution. As a result of the Distribution, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F1 · derivative.exercise_date: Each Class B Common Share ("B Common Share") of Global Indemnity Group, LLC ("Issuer") is convertible into one Issuer Class A Common Share ("A Common Share" and, together with B Common Shares, "Common Shares"). F1 · derivative.expiration_date: Each Class B Common Share ("B Common Share") of Global Indemnity Group, LLC ("Issuer") is convertible into one Issuer Class A Common Share ("A Common Share" and, together with B Common Shares, "Common Shares"). F3 · ownership.nature: Common Shares owned by Fund II Cayman Corp. The sole shareholder of Fund II Cayman Corp is FPI LPH. The sole general partner of FPI LPH is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Common Shares owned by Fund II Cayman Corp. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:35 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 5,263 | $26.39 | $138,890.57 |
DisclosureSEC source: 0001209191-21-058991 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,695,855 F1 · shares: Represents a grant of 3,316 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,947 A Common Shares granted as a tax gross-up. Vesting has been deferred to the earlier of January 1, 2024 or a change in control of the Issuer. F2 · ownership.nature: Includes 1,010,520 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 18:50 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | GrantClass A Common Shares | 4,838 | $28.71 | $138,898.98 |
DisclosureSEC source: 0001209191-21-044827 · doc4.xml · nonDerivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,690,592 F1 · shares: Represents a grant of 3,048 Class A Common Shares ("A Common Shares") in recognition of services rendered as a board member of the Issuer and GBLI Holdings, LLC, an indirect, wholly owned subsidiary of the Issuer and 1,790 A Common Shares granted as a tax gross-up. Vesting has been deferred to the earlier of January 1, 2024 or a change in control of the Issuer. F2 · ownership.nature: Includes 1,005,257 A Common Shares held by Mercury Assets Delaware LLC and Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which holds 979,050 A Common Shares. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:03 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | OtherClass B Common Shares · Derivative | 3,707,785 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-035970 · doc4.xml · derivative · entry 3 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,707,785 Underlying: Class A Common Shares · 3,707,785 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following completion of the Distributions, 3,806,896 Common Shares collectively held by UNH I and UNH II prior to the Distributions continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares are held by persons in which Mr. Fox has no beneficial interest. F3 · kind: On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to F4 · kind: Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and F5 · kind: (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. On May 24, 2021, UNH I and UNH II collectively distributed 3,707,785 B Common Shares to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following completion of the Distributions, 3,806,896 Common Shares collectively held by UNH I and UNH II prior to the Distributions continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares are held by persons in which Mr. Fox has no beneficial interest. F3 · price: On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to F4 · price: Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and F5 · price: (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. On May 24, 2021, UNH I and UNH II collectively distributed 3,707,785 B Common Shares to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F8 · ownership.nature: Common Shares owned by Fund II. The sole general partner of Fund II is FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is GPLTD. As a result, GPLTD may be deemed to control the Common Shares owned by FP International LPH, L.P. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:03 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | OtherClass B Common Shares · Derivative | 1,877,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-035970 · doc4.xml · derivative · entry 2 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Shares · 1,877,578 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following completion of the Distributions, 3,806,896 Common Shares collectively held by UNH I and UNH II prior to the Distributions continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares are held by persons in which Mr. Fox has no beneficial interest. F3 · kind: On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to F4 · kind: Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and F5 · kind: (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. On May 24, 2021, UNH I and UNH II collectively distributed 3,707,785 B Common Shares to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following completion of the Distributions, 3,806,896 Common Shares collectively held by UNH I and UNH II prior to the Distributions continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares are held by persons in which Mr. Fox has no beneficial interest. F3 · price: On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to F4 · price: Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and F5 · price: (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. On May 24, 2021, UNH I and UNH II collectively distributed 3,707,785 B Common Shares to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F7 · ownership.nature: Common Shares owned by UNH II. A majority of the outstanding share capital of UNH II is held by Fund II. The sole general partner of Fund II is FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is GPLTD. As a result, GPLTD may be deemed to control the Common Shares owned by UNH II. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| May 24, 2021 Filed May 26, 2021 21:03 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | OtherClass B Common Shares · Derivative | 1,830,207 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-035970 · doc4.xml · derivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Shares · 1,830,207 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following completion of the Distributions, 3,806,896 Common Shares collectively held by UNH I and UNH II prior to the Distributions continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares are held by persons in which Mr. Fox has no beneficial interest. F3 · kind: On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to F4 · kind: Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and F5 · kind: (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. On May 24, 2021, UNH I and UNH II collectively distributed 3,707,785 B Common Shares to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Following completion of the Distributions, 3,806,896 Common Shares collectively held by UNH I and UNH II prior to the Distributions continue to be held by direct shareholders of UNH I and UNH II or their affiliates, and 203,612 Common Shares are held by persons in which Mr. Fox has no beneficial interest. F3 · price: On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to F4 · price: Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and F5 · price: (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. On May 24, 2021, UNH I and UNH II collectively distributed 3,707,785 B Common Shares to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) did not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F6 · ownership.nature: Common Shares owned by UNH I. A majority of the outstanding share capital of UNH I is held by Fund II. The sole general partner of Fund II is FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Common Shares owned by UNH I. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 21:03 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | OtherClass B Common Shares · Derivative | 9,802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026984 · doc4.xml · derivative · entry 6 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 51,882 Underlying: Class A Common Shares · 9,802 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · kind: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · kind: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · kind: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · kind: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · price: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · price: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · price: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · price: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F12 · ownership.nature: Common Shares owned indirectly by Fox Paine Global, Inc. through its indirect limited partnership interest in Fox Mercury Investments, L.P., which, following the Distributions, holds 979,050 A Common Shares and 172,939 B Common Shares. Prior to the Distributions, Fox Mercury Investments, L.P. was an indirect owner of 32,673 B Common Shares held, collectively, by UNH I and UNH II, all of which such shares Fox Mercury Investments, L.P. received in the Distributions. Mr. Fox is a director of Fox Paine Global, Inc. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 21:03 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | OtherClass B Common Shares · Derivative | 22,871 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026984 · doc4.xml · derivative · entry 5 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 121,057 Underlying: Class A Common Shares · 22,871 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · kind: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · kind: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · kind: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · kind: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · price: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · price: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · price: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · price: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F11 · ownership.nature: Common Shares owned indirectly by Mercury Assets Delaware LLC through its limited partnership interest in Fox Mercury Investments, L.P., which, following the Distributions, holds 979,050 A Common Shares and 172,939 B Common Shares. Prior to the Distributions, Fox Mercury Investments, L.P. was an indirect owner of 32,673 B Common Shares held, collectively, by UNH I and UNH II, all of which such shares Fox Mercury Investments, L.P. received in the Distributions. The sole member of Mercury Assets Delaware LLC is Benjerome Trust. Mr. Fox is the sole trustee of the Benjerome Trust. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 21:03 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | OtherClass B Common Shares · Derivative | 66,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026984 · doc4.xml · derivative · entry 4 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 66,438 Underlying: Class A Common Shares · 66,438 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · kind: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · kind: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · kind: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · kind: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · price: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · price: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · price: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · price: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F10 · ownership.nature: Common Shares owned by FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is Fox Paine International GP, Ltd. ("GPLTD"). As a result, GPLTD may be deemed to control the Common Shares owned by FP International LPH, L.P. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 21:03 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | OtherClass B Common Shares · Derivative | 14,164 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026984 · doc4.xml · derivative · entry 3 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Shares · 14,164 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · kind: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · kind: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · kind: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · kind: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · price: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · price: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · price: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · price: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F9 · ownership.nature: Common Shares owned by FPC Investment GP. The sole general partner of FPC Investment GP is Fox Paine Capital Fund II GP, LLC. The manager of Fox Paine Capital Fund II GP, LLC is Fox Paine Capital Management II, LLC. As a result, Fox Paine Capital Management II, LLC may be deemed to control the Common Shares owned by Fox Paine Capital Fund II GP, LLC. Fox Paine Capital Management II, LLC is wholly owned by Fox Mercury Investments, L.P. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 21:03 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | OtherClass B Common Shares · Derivative | 18,509 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026984 · doc4.xml · derivative · entry 2 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Shares · 18,509 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · kind: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · kind: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · kind: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · kind: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · price: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · price: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · price: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · price: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F8 · ownership.nature: Common Shares owned by Fox Paine Capital Fund II GP, LLC. The manager of Fox Paine Capital Fund II GP, LLC is Fox Paine Capital Management II, LLC. As a result, Fox Paine Capital Management II, LLC may be deemed to control the Common Shares owned by Fox Paine Capital Fund II GP, LLC. Fox Paine Capital Management II, LLC is wholly owned by Fox Mercury Investments, L.P. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 21:03 UTC | Global Indemnity Group, LLC GBLI · Entity 5587 | OtherClass B Common Shares · Derivative | 66,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026984 · doc4.xml · derivative · entry 1 FOX SAUL A · CIK 0001099187 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Shares · 66,438 shares Expires not disclosed F1 · derivative.exercise_price: Each B Common Share is convertible into one A Common Share. F2 · kind: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · kind: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · kind: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · kind: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · kind: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F2 · price: As previously reported on Form 4, on April 1, 2021, it was resolved that each of U.N. Holdings (Cayman), Ltd. ("UNH I") and U.N. Holdings (Cayman) II, Ltd. ("UNH II") be liquidated and all assets held by each of UNH I and UNH II be distributed to their respective shareholders in accordance with their respective Articles of Association, followed by the liquidation of, and distribution of all assets held by, the minority shareholders of UNH I and UNH II (collectively, the "Distributions"). Prior to the Distributions, UNH I and UNH II collectively held 4,010,508 Global Indemnity Group, LLC ("Issuer") Common Shares (as defined below). Upon completion of the Distributions, 3,806,896 Common Shares will continue to be held by direct shareholders of UNH I and UNH II (continued in footnote 3) F3 · price: or their affiliates, and 203,612 Common Shares will be held by persons in which Mr. Fox has no beneficial interest. On April 5, 2021, in anticipation of the Distributions, (i) UNH I converted 93,080 Issuer Class B Common Shares ("B Common Shares") into Issuer Class A Common Shares ("A Common Shares" and, together with B Common Shares, "Common Shares") and (ii) UNH II converted 93,080 B Common Shares into A Common Shares (collectively, the "Conversions"). Beginning on April 8, 2021, in connection with the Distributions, all 203,612 A Common Shares previously owned by UNH I and UNH II were distributed to persons in which Mr. Fox has no beneficial ownership interest. Mr. Fox previously disclaimed beneficial ownership of the A Common Shares that were (continued in footnote 4) F4 · price: distributed to persons in which Mr. Fox has no beneficial ownership interest. On April 12, 2021, in connection with the Distributions, UNH I and UNH II distributed 99,111 B Common Shares as follows: (i) 66,438 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II Co-Investors International, L.P. in respect of its equity interest in UNH I and UNH II, (ii) 18,509 B Common Shares previously owned by UNH I and UNH II were distributed to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in UNH I and UNH II and (iii) 14,164 B Common Shares previously owned by UNH I and UNH II were distributed to FPC Investment GP in respect of its equity interest in UNH I and UNH II. On April 14, 2021, (i) Fox Paine Capital Fund II Co-Investors International, L.P. made (continued in footnote 5) F5 · price: a further distribution of the 66,438 B Common Shares received from UNH I and UNH II to FP International LPH, L.P. in respect of its equity interest in Fox Paine Capital Fund II Co-Investors International, L.P., (ii) FPC Investment GP made a further distribution of the 14,164 B Common Shares received from UNH I and UNH II to Fox Paine Capital Fund II GP, LLC in respect of its equity interest in FPC Investment GP and (iii) Fox Paine Capital Fund II GP, LLC made a further distribution of the 14,164 B Common Shares received from FPC Investment GP pursuant to the foregoing clause (ii) and the 18,509 B Common Shares received from UNH I and UNH II to Fox Mercury Investments, LP. in respect of its equity interest in Fox Paine Capital Fund II GP, LLC. Upon completion of the Distributions, it is expected (continued in footnote 6) F6 · price: that 3,707,785 B Common Shares owned by UNH I and UNH II will be distributed to Fox Paine Capital Fund II International, L.P. ("Fund II") in respect of its equity interest in UNH I and UNH II. Fund II has no current intention to liquidate or to further distribute the Common Shares that will be received by Fund II in the Distributions. As a result of the Distributions, Mr. Fox's beneficial ownership of Common Shares (excluding shares over which Mr. Fox disclaimed beneficial ownership) will not change. F1 · derivative.exercise_date: Each B Common Share is convertible into one A Common Share. F1 · derivative.expiration_date: Each B Common Share is convertible into one A Common Share. F7 · ownership.nature: Common Shares owned by Fox Paine Capital Fund II Co-Investors International, L.P. The sole general partner of Fox Paine Capital Fund II Co-Investors International, L.P. is FP International LPH, L.P. The sole general partner of FP International LPH, L.P. is GPLTD. As a result, GPLTD may be deemed to control the Common Shares owned by Fox Paine Capital Fund II Co-Investors International, L.P. Fox Mercury Investments, L.P. is a minority shareholder of GPLTD. Mr. Fox disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.