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person · Reporting owner

Ullem Scott B.

Disclosed activity across 3 companies

Tapewire entity
33138
SEC CIK
0001446989

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BERRY GLOBAL GROUP, INC.BERY · Entity 80192DirectorNovember 25, 2023November 28, 2023
Edwards Lifesciences CorpEW · Entity 3026CVP, Chief Financial OfficerMay 11, 2026May 12, 2026
ILLUMINA, INC.ILMN · Entity 3137DirectorSeptember 30, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BERRY GLOBAL GROUP, INC.

Report date November 25, 2023 · Filed November 28, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,728 Reported balance After 2023-11-25 transaction · row 1
1 source row

Row 1 · 2023-11-25 · Exercise / conversion · Acquired 1,970 · Balance 4,728

F1: Each restricted stock unit represents a contingent right to receive one share of BERY common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,393 Reported balance After 2023-11-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-11-25 · Exercise / conversion · Disposed 1,970 · Balance 1,393

F1: Each restricted stock unit represents a contingent right to receive one share of BERY common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2: The award was granted on November 25, 2022 and vested in full on November 25, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of BERY common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2: The award was granted on November 25, 2022 and vested in full on November 25, 2023.

Edwards Lifesciences Corp

Report date May 11, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect46,740 Ending reported balance After 2026-05-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-05-11 · Exercise / conversion · Acquired 19,830 · Balance 57,744

F1: On May 11, 2023, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 6, 2026, the Compensation and Governance Committee of the Board of Directors determined that 167.70% of the target number of shares would vest as of May 11, 2026, and the actual number of shares vested are reflected on this Form 4.

Row 2 · 2026-05-11 · Tax withholding · Disposed 11,004 · Balance 46,740

Performance RightsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-05-11 · Exercise / conversion · Disposed 19,830 · Balance 0

F1: On May 11, 2023, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 6, 2026, the Compensation and Governance Committee of the Board of Directors determined that 167.70% of the target number of shares would vest as of May 11, 2026, and the actual number of shares vested are reflected on this Form 4.

F2: These Performance Rights expire on May 10, 2030.

Common StockSEC Table I · non-derivativeIndirectBy Trust266,318 Reported balance Holding disclosure · report date 2026-05-11 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 266,318

Filing footnotes · ownership attribution and instrument terms

F1: On May 11, 2023, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 6, 2026, the Compensation and Governance Committee of the Board of Directors determined that 167.70% of the target number of shares would vest as of May 11, 2026, and the actual number of shares vested are reflected on this Form 4.

F2: These Performance Rights expire on May 10, 2030.

ILLUMINA, INC.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,143 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 113 · Balance 11,143

F1: Mr. Ullem elected to receive 100% of his 2026 board and committee cash retainer fees in Illumina stock. The number of shares issued in lieu of cash is based on the quotient of (i) the cash compensation otherwise payable for the immediately completed quarter divided by (ii) the volume weighted average closing price per share during the immediately completed quarter, calculated by reference to each trading day during such quarter. The amount reported on this Form represents Mr. Ullem's 3rd quarter 2026 retainer fees.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Ullem elected to receive 100% of his 2026 board and committee cash retainer fees in Illumina stock. The number of shares issued in lieu of cash is based on the quotient of (i) the cash compensation otherwise payable for the immediately completed quarter divided by (ii) the volume weighted average closing price per share during the immediately completed quarter, calculated by reference to each trading day during such quarter. The amount reported on this Form represents Mr. Ullem's 3rd quarter 2026 retainer fees.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2020 Filed May 13, 2020 20:17 UTC Edwards Lifesciences Corp EW · Entity 3026 Tax withholdingCommon Stock 750 $217.84 $163,380.00
Disclosure

SEC source: 0001225208-20-007578 · doc4.xml · nonDerivative · entry 2

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,869

Read SEC document
May 11, 2020 Filed May 13, 2020 20:17 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 6,606 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007578 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 11, 2017, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 6, 2020, the Compensation Committee of the Board of Directors determined that 175% of the target shares would vest as of May 11, 2020, and the actual number of shares vested are reflected on this Form.

F1 · price: On May 11, 2017, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 6, 2020, the Compensation Committee of the Board of Directors determined that 175% of the target shares would vest as of May 11, 2020, and the actual number of shares vested are reflected on this Form.

Read SEC document
May 07, 2020 Filed May 8, 2020 23:28 UTC Edwards Lifesciences Corp EW · Entity 3026 GrantPerformance Rights · Derivative 2,575 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007340 · doc4.xml · derivative · entry 4

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,575

Underlying: Common Stock · 2,575 shares

Expires 2027-05-06

F3 · derivative.exercise_price: Reflects the target number of shares (the Target Award) covered by restricted stock units granted under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program on May 7, 2020 and scheduled to vest on May 7, 2023. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

F3 · shares: Reflects the target number of shares (the Target Award) covered by restricted stock units granted under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program on May 7, 2020 and scheduled to vest on May 7, 2023. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

F3 · derivative.exercise_date: Reflects the target number of shares (the Target Award) covered by restricted stock units granted under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program on May 7, 2020 and scheduled to vest on May 7, 2023. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

F3 · derivative.expiration_date: Reflects the target number of shares (the Target Award) covered by restricted stock units granted under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program on May 7, 2020 and scheduled to vest on May 7, 2023. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

F3 · derivative.underlying_shares: Reflects the target number of shares (the Target Award) covered by restricted stock units granted under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program on May 7, 2020 and scheduled to vest on May 7, 2023. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

Read SEC document
May 07, 2020 Filed May 8, 2020 23:28 UTC Edwards Lifesciences Corp EW · Entity 3026 GrantEmployee Stock Option (Right to Acquire) · Derivative 18,700 $0.00 Strike: $218.04 $0.00
Disclosure

SEC source: 0001225208-20-007340 · doc4.xml · derivative · entry 3

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,700

Underlying: Common Stock · 18,700 shares

Expires 2027-05-06

F2 · derivative.exercise_date: These options were granted on May 7, 2020 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become vested and exercisable commencing one year after the grant date in four equal annual installments.

Read SEC document
May 07, 2020 Filed May 8, 2020 23:28 UTC Edwards Lifesciences Corp EW · Entity 3026 GrantCommon Stock 2,075 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-007340 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,013

F1 · shares: These restricted stock units were granted on May 7, 2020 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become vested and exercisable commencing one year after the grant date in four equal annual installments.

Read SEC document
January 07, 2020 Filed Jan 7, 2020 20:26 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 7,500 $0.00 Strike: $41.94 $0.00
Disclosure

SEC source: 0001225208-20-000615 · doc4.xml · derivative · entry 4

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,600

Underlying: Common Stock · 7,500 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
January 07, 2020 Filed Jan 7, 2020 20:26 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 7,500 $234.25 $1,756,875.00
Disclosure

SEC source: 0001225208-20-000615 · doc4.xml · nonDerivative · entry 2

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,938

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
January 07, 2020 Filed Jan 7, 2020 20:26 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 7,500 $41.94 $314,550.00
Disclosure

SEC source: 0001225208-20-000615 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 00:40 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 7,500 $0.00 Strike: $41.94 $0.00
Disclosure

SEC source: 0001225208-19-015604 · doc4.xml · derivative · entry 4

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,100

Underlying: Common Stock · 7,500 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 00:40 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 7,500 $233.88 $1,754,100.00
Disclosure

SEC source: 0001225208-19-015604 · doc4.xml · nonDerivative · entry 2

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,938

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 00:40 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 7,500 $41.94 $314,550.00
Disclosure

SEC source: 0001225208-19-015604 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 22:24 UTC BERRY GLOBAL GROUP, INC. BERY · Entity 80192 GrantDirector Stock Option (Right to Buy) · Derivative 11,500 $0.00 Strike: $45.60 $0.00
Disclosure

SEC source: 0001567619-19-022306 · doc1.xml · derivative · entry 1

Ullem Scott B. · CIK 0001446989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 11,500 shares

Expires 2029-11-24

F1 · derivative.exercise_date: Granted under the 2015 Long-Term Incentive Plan. Option fully vested.

Read SEC document
November 12, 2019 Filed Nov 12, 2019 22:38 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 7,500 $0.00 Strike: $41.94 $0.00
Disclosure

SEC source: 0001225208-19-014404 · doc4.xml · derivative · entry 4

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,600

Underlying: Common Stock · 7,500 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
November 12, 2019 Filed Nov 12, 2019 22:38 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 7,500 $234.28 $1,757,100.00
Disclosure

SEC source: 0001225208-19-014404 · doc4.xml · nonDerivative · entry 2

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,938

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
November 12, 2019 Filed Nov 12, 2019 22:38 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 7,500 $41.94 $314,550.00
Disclosure

SEC source: 0001225208-19-014404 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 16:30 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 7,500 $0.00 Strike: $41.94 $0.00
Disclosure

SEC source: 0001225208-19-013933 · doc4.xml · derivative · entry 5

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,100

Underlying: Common Stock · 7,500 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 16:30 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 7,500 $235.30 $1,764,750.00
Disclosure

SEC source: 0001225208-19-013933 · doc4.xml · nonDerivative · entry 3

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,938

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 16:30 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 7,500 $41.94 $314,550.00
Disclosure

SEC source: 0001225208-19-013933 · doc4.xml · nonDerivative · entry 2

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
October 25, 2019 Filed Oct 30, 2019 16:30 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 3,626 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013933 · doc4.xml · nonDerivative · entry 4

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 71,588

Read SEC document
October 25, 2019 Filed Oct 30, 2019 16:30 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 3,626 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013933 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,938

Read SEC document
September 09, 2019 Filed Sep 10, 2019 00:17 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 7,500 $0.00 Strike: $41.94 $0.00
Disclosure

SEC source: 0001225208-19-012275 · doc4.xml · derivative · entry 4

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,600

Underlying: Common Stock · 7,500 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 00:17 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 7,500 $225.74 $1,693,050.00
Disclosure

SEC source: 0001225208-19-012275 · doc4.xml · nonDerivative · entry 2

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,564

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 00:17 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 7,500 $41.94 $314,550.00
Disclosure

SEC source: 0001225208-19-012275 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
August 26, 2019 Filed Aug 27, 2019 01:44 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 7,500 $0.00 Strike: $41.94 $0.00
Disclosure

SEC source: 0001225208-19-011904 · doc4.xml · derivative · entry 4

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,100

Underlying: Common Stock · 7,500 shares

Expires 2021-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
August 26, 2019 Filed Aug 27, 2019 01:44 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 7,500 $213.44 $1,600,800.00
Disclosure

SEC source: 0001225208-19-011904 · doc4.xml · nonDerivative · entry 2

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,564

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
August 26, 2019 Filed Aug 27, 2019 01:44 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 7,500 $41.94 $314,550.00
Disclosure

SEC source: 0001225208-19-011904 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 26, 2019.

Read SEC document
May 14, 2019 Filed May 14, 2019 23:36 UTC Edwards Lifesciences Corp EW · Entity 3026 Tax withholdingCommon Stock 1,104 $178.17 $196,699.68
Disclosure

SEC source: 0001225208-19-007998 · doc4.xml · nonDerivative · entry 4

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,564

Read SEC document
May 12, 2019 Filed May 14, 2019 23:36 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionPerformance Rights · Derivative 2,784 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007998 · doc4.xml · derivative · entry 6

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 12, 2016, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 7, 2019, the Compensation Committee of the Board of Directors determined that 75.77% of the target shares would vest as of May 12, 2019, and the actual number of shares vested are reflected on this Form and the balance of the award terminated.

F1 · derivative.exercise_date: On May 12, 2016, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 7, 2019, the Compensation Committee of the Board of Directors determined that 75.77% of the target shares would vest as of May 12, 2019, and the actual number of shares vested are reflected on this Form and the balance of the award terminated.

F1 · derivative.expiration_date: On May 12, 2016, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 7, 2019, the Compensation Committee of the Board of Directors determined that 75.77% of the target shares would vest as of May 12, 2019, and the actual number of shares vested are reflected on this Form and the balance of the award terminated.

F1 · derivative.underlying_shares: On May 12, 2016, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 7, 2019, the Compensation Committee of the Board of Directors determined that 75.77% of the target shares would vest as of May 12, 2019, and the actual number of shares vested are reflected on this Form and the balance of the award terminated.

Read SEC document
May 12, 2019 Filed May 14, 2019 23:36 UTC Edwards Lifesciences Corp EW · Entity 3026 Tax withholdingCommon Stock 1,236 $181.10 $223,839.60
Disclosure

SEC source: 0001225208-19-007998 · doc4.xml · nonDerivative · entry 3

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,668

F1 · shares: On May 12, 2016, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 7, 2019, the Compensation Committee of the Board of Directors determined that 75.77% of the target shares would vest as of May 12, 2019, and the actual number of shares vested are reflected on this Form and the balance of the award terminated.

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May 12, 2019 Filed May 14, 2019 23:36 UTC Edwards Lifesciences Corp EW · Entity 3026 Tax withholdingCommon Stock 506 $181.10 $91,636.60
Disclosure

SEC source: 0001225208-19-007998 · doc4.xml · nonDerivative · entry 2

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,904

Read SEC document
May 12, 2019 Filed May 14, 2019 23:36 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 2,784 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007998 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 12, 2016, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 7, 2019, the Compensation Committee of the Board of Directors determined that 75.77% of the target shares would vest as of May 12, 2019, and the actual number of shares vested are reflected on this Form and the balance of the award terminated.

F1 · price: On May 12, 2016, the Reporting Person was granted a target number of shares covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 7, 2019, the Compensation Committee of the Board of Directors determined that 75.77% of the target shares would vest as of May 12, 2019, and the actual number of shares vested are reflected on this Form and the balance of the award terminated.

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May 08, 2019 Filed May 10, 2019 18:18 UTC Edwards Lifesciences Corp EW · Entity 3026 GrantPerformance Rights · Derivative 2,825 $0.00 $0.00
Disclosure

SEC source: 0001223203-19-000027 · primary_doc.xml · derivative · entry 4

Ullem Scott B. · CIK 0001446989 · CVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,825

Underlying: Common Stock · 2,825 shares

Expires 2026-05-07

F3 · derivative.exercise_price: Reflects the target number of shares (the Target Award) covered by restricted stock units granted under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program on May 8, 2019 and scheduled to vest on May 8, 2022. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

F3 · shares: Reflects the target number of shares (the Target Award) covered by restricted stock units granted under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program on May 8, 2019 and scheduled to vest on May 8, 2022. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

F3 · derivative.exercise_date: Reflects the target number of shares (the Target Award) covered by restricted stock units granted under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program on May 8, 2019 and scheduled to vest on May 8, 2022. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

F3 · derivative.expiration_date: Reflects the target number of shares (the Target Award) covered by restricted stock units granted under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program on May 8, 2019 and scheduled to vest on May 8, 2022. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

F3 · derivative.underlying_shares: Reflects the target number of shares (the Target Award) covered by restricted stock units granted under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program on May 8, 2019 and scheduled to vest on May 8, 2022. The number of restricted stock units that vest will depend upon achievement of certain performance goals over a three-year performance period and will range from 0% to 175% of the Target Awards.

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May 08, 2019 Filed May 10, 2019 18:18 UTC Edwards Lifesciences Corp EW · Entity 3026 GrantEmployee Stock Option (Right to Acquire) · Derivative 19,900 $0.00 Strike: $177.77 $0.00
Disclosure

SEC source: 0001223203-19-000027 · primary_doc.xml · derivative · entry 3

Ullem Scott B. · CIK 0001446989 · CVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,900

Underlying: Common Stock · 19,900 shares

Expires 2026-05-07

F2 · derivative.exercise_date: These options were granted on May 8, 2019 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become vested and exercisable commencing one year after the grant date in four equal annual installments.

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May 08, 2019 Filed May 10, 2019 18:18 UTC Edwards Lifesciences Corp EW · Entity 3026 GrantCommon Stock 2,250 $0.00 $0.00
Disclosure

SEC source: 0001223203-19-000027 · primary_doc.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,626

F1 · shares: These restricted stock units were granted on May 8, 2019 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become 50% vested three years after the grant date and 50% vested four years after the grant date.

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February 21, 2019 Filed Feb 27, 2019 01:04 UTC Edwards Lifesciences Corp EW · Entity 3026 GrantCommon Stock 575 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-003784 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,376

F1 · shares: These restricted stock units were granted on February 21, 2019 under the Edwards Lifesciences Corporation Long-Term Stock Incentive Compensation Program and are scheduled to become 50% vested three years after the grant date and 50% vested four years after the grant date.

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February 05, 2019 Filed Feb 6, 2019 16:59 UTC BERRY GLOBAL GROUP, INC. BERY · Entity 80192 GrantDirector Stock Option (Right To Buy) · Derivative 8,000 $0.00 Strike: $49.90 $0.00
Disclosure

SEC source: 0001567619-19-002457 · doc1.xml · derivative · entry 1

Ullem Scott B. · CIK 0001446989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Common Stock · 8,000 shares

Expires 2029-02-04

F1 · derivative.exercise_date: Granted under the 2015 Long-Term Incentive Plan. Option fully vested.

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October 03, 2018 Filed Feb 13, 2019 00:37 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 5,182 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002327 · doc5.xml · nonDerivative · entry 2

Ullem Scott B. · CIK 0001446989 · CVP, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 67,962

Read SEC document
October 03, 2018 Filed Feb 13, 2019 00:37 UTC Edwards Lifesciences Corp EW · Entity 3026 GiftCommon Stock 5,182 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002327 · doc5.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,801

Read SEC document
September 05, 2018 Filed Sep 7, 2018 22:17 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 25,036 $0.00 Strike: $34.05 $0.00
Disclosure

SEC source: 0001225208-18-013252 · doc4.xml · derivative · entry 6

Ullem Scott B. · CIK 0001446989 · CVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,036 shares

Expires 2021-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2018.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 22:17 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 20,936 $139.81 $2,927,097.75
Disclosure

SEC source: 0001225208-18-013252 · doc4.xml · nonDerivative · entry 4

Ullem Scott B. · CIK 0001446989 · CVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,983

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2018.

F4 · price: This transaction was executed in multiple trades at prices ranging from $139.32 to $140.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 22:17 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 2,300 $140.76 $323,748.00
Disclosure

SEC source: 0001225208-18-013252 · doc4.xml · nonDerivative · entry 3

Ullem Scott B. · CIK 0001446989 · CVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,919

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $140.32 to $141.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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September 05, 2018 Filed Sep 7, 2018 22:17 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 1,800 $141.81 $255,261.96
Disclosure

SEC source: 0001225208-18-013252 · doc4.xml · nonDerivative · entry 2

Ullem Scott B. · CIK 0001446989 · CVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,219

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $141.43 to $142.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 22:17 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 25,036 $34.05 $852,475.80
Disclosure

SEC source: 0001225208-18-013252 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2018.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:31 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionEmployee Stock Option (Right to Acquire) · Derivative 25,000 $0.00 Strike: $34.05 $0.00
Disclosure

SEC source: 0001225208-18-012712 · doc4.xml · derivative · entry 7

Ullem Scott B. · CIK 0001446989 · CVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,036

Underlying: Common Stock · 25,000 shares

Expires 2021-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2018.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:31 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 8,700 $137.14 $1,193,160.63
Disclosure

SEC source: 0001225208-18-012712 · doc4.xml · nonDerivative · entry 5

Ullem Scott B. · CIK 0001446989 · CVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,983

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2018.

F5 · price: This transaction was executed in multiple trades at prices ranging from $136.58 to $137.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:31 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 7,522 $135.10 $1,016,189.10
Disclosure

SEC source: 0001225208-18-012712 · doc4.xml · nonDerivative · entry 4

Ullem Scott B. · CIK 0001446989 · CVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,683

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2018.

F4 · price: This transaction was executed in multiple trades at prices ranging from $134.58 to $135.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:31 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 5,169 $137.86 $712,594.20
Disclosure

SEC source: 0001225208-18-012712 · doc4.xml · nonDerivative · entry 3

Ullem Scott B. · CIK 0001446989 · CVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,205

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $137.58 to $138.14. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:31 UTC Edwards Lifesciences Corp EW · Entity 3026 SaleCommon Stock 3,609 $136.10 $491,168.30
Disclosure

SEC source: 0001225208-18-012712 · doc4.xml · nonDerivative · entry 2

Ullem Scott B. · CIK 0001446989 · CVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,374

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $135.58 to $136.57. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 20:31 UTC Edwards Lifesciences Corp EW · Entity 3026 Exercise / conversionCommon Stock 25,000 $34.05 $851,250.00
Disclosure

SEC source: 0001225208-18-012712 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2018.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 22:41 UTC Edwards Lifesciences Corp EW · Entity 3026 Tax withholdingCommon Stock 282 $146.99 $41,451.18
Disclosure

SEC source: 0001225208-18-011636 · doc4.xml · nonDerivative · entry 1

Ullem Scott B. · CIK 0001446989 · CVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,983

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.