Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NOVAGOLD RESOURCES INCNG · Entity 1348 | Director · President and CEO | September 30, 2026 | October 03, 2026 |
| Trilogy Metals Inc.TMQ · Entity 5362 | Director | December 11, 2025 | December 12, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NOVAGOLD RESOURCES INC
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 115,712 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 2,467 · Balance 115,712 F1: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2026. F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.40 to $8.14, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. |
| Common SharesSEC Table I · non-derivative | IndirectFamily Trust | 1,494,143 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,494,143 |
| Common SharesSEC Table I · non-derivative | IndirectIrrevocable Trust | 445,000 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 445,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2026.
F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.40 to $8.14, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
Trilogy Metals Inc.
Report date December 11, 2025 · Filed December 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.61 · Expires 2030-12-10 | Direct | 50,000 |
Reported balance
After 2025-12-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-12-11 · Grant · Acquired 50,000 · Balance 50,000 F1: Converted from Canadian exercise price of C$6.35 using an exchange rate of C$1.3774 = US$1.00. |
Filing footnotes · ownership attribution and instrument terms
F1: Converted from Canadian exercise price of C$6.35 using an exchange rate of C$1.3774 = US$1.00.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2019 Filed Jun 6, 2019 17:16 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GiftCommon Shares | 47,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-004089 · marketforms-45156.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Survivors Trust Disclosed balance after: 1,516,592 Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 21:16 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units · Derivative | 1,853.23 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012708 · doc1.xml · derivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,914.16 Underlying: Common Stock · 1,853.23 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| March 29, 2019 Filed Mar 29, 2019 17:41 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 3,611 | $3.95 | $14,263.45 |
DisclosureSEC source: 0001214659-19-002358 · marketforms-44709.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,134 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.72 to $4.25, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 18:32 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units · Derivative | 2,343.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005951 · doc1.xml · derivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,060.93 Underlying: Common Stock · 2,343.7 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 31, 2018 Filed Jan 8, 2019 16:54 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 3,600 | $3.96 | $14,256.00 |
DisclosureSEC source: 0001214659-19-000194 · marketforms-43691.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,523 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.79 to $4.29, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 27, 2018 Filed Dec 27, 2018 22:47 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | OtherCommon Shares | 1,564,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007813 · marketforms-43578.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,923 F1 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee, but is not a beneficiary of the family trust. Read SEC document |
| December 27, 2018 Filed Sep 24, 2019 22:20 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | OtherCommon Shares | 33,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-018714 · doc1.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Gregory and Sharon Lang Family Survivors Trust DTD 12/27/2018 Disclosed balance after: 33,896 F1 · kind: Transfer to Family Trust. Read SEC document |
| December 27, 2018 Filed Sep 24, 2019 22:20 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | OtherCommon Shares | 33,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-018714 · doc1.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Transfer to Family Trust. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 18:37 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001214659-18-007706 · marketforms-43523.xml · derivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 200,000 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3399=U.S.$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 18:37 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 65,039 | $3.84 | $249,749.76 |
DisclosureSEC source: 0001214659-18-007706 · marketforms-43523.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,654,015 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.12 to $5.19, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.15 to USD using an exchange rate of CAD $1.3399=USD $1.00. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 18:37 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 111,972 | $3.87 | $433,331.64 |
DisclosureSEC source: 0001214659-18-007706 · marketforms-43523.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,719,054 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$5.16 to $5.20 inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.18 to USD using an exchange rate of CAD $1.3399=USD $1.00. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 18:37 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 200,000 | $2.16 | $432,000.00 |
DisclosureSEC source: 0001214659-18-007706 · marketforms-43523.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,831,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3399=U.S.$1.00. Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 18:38 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $2.17 | $0.00 |
DisclosureSEC source: 0001214659-18-007703 · marketforms-43514.xml · derivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Shares · 150,000 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3379=U.S.$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16. Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 18:38 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 42,117 | $3.79 | $159,623.43 |
DisclosureSEC source: 0001214659-18-007703 · marketforms-43514.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,631,026 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.06 to $5.1123, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.08 to USD using an exchange rate of CAD $1.3379=USD $1.00. Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 18:38 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 85,184 | $3.82 | $325,402.88 |
DisclosureSEC source: 0001214659-18-007703 · marketforms-43514.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,673,143 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$5.10 to $5.11 inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.11 to USD using an exchange rate of CAD $1.3379=USD $1.00. Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 18:38 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 150,000 | $2.17 | $325,500.00 |
DisclosureSEC source: 0001214659-18-007703 · marketforms-43514.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,758,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3379=U.S.$1.00. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 19:29 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $2.17 | $0.00 |
DisclosureSEC source: 0001214659-18-007686 · marketforms-43511.xml · derivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Shares · 150,000 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3359=U.S.$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 19:29 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 44,099 | $3.94 | $173,750.06 |
DisclosureSEC source: 0001214659-18-007686 · marketforms-43511.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,608,327 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.25 to $5.30, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.26 to USD using an exchange rate of CAD $1.3359=USD $1.00. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 19:29 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 82,128 | $3.96 | $325,226.88 |
DisclosureSEC source: 0001214659-18-007686 · marketforms-43511.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,652,426 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$5.29 to $5.30 inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.30 to USD using an exchange rate of CAD $1.3359=USD $1.00. Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 19:29 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 150,000 | $2.17 | $325,500.00 |
DisclosureSEC source: 0001214659-18-007686 · marketforms-43511.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,734,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3359=U.S.$1.00. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 16:21 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $2.17 | $0.00 |
DisclosureSEC source: 0001214659-18-007669 · marketforms-43507.xml · derivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Shares · 150,000 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3346=U.S.$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 16:21 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 43,768 | $3.93 | $172,008.24 |
DisclosureSEC source: 0001214659-18-007669 · marketforms-43507.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,584,554 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.223 to $5.2725, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.25 to USD using an exchange rate of CAD $1.3346=USD $1.00. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 16:21 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 82,597 | $3.95 | $326,258.15 |
DisclosureSEC source: 0001214659-18-007669 · marketforms-43507.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,628,322 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$5.25 to $5.275 inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.27 to USD using an exchange rate of CAD $1.3346=USD $1.00. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 16:21 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 150,000 | $2.17 | $325,500.00 |
DisclosureSEC source: 0001214659-18-007669 · marketforms-43507.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,710,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3346=U.S.$1.00. Read SEC document |
| December 10, 2018 Filed Dec 10, 2018 20:27 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GiftCommon Shares | 90,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007597 · marketforms-43481.xml · nonDerivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,513,527 Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 16:18 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $2.17 | $0.00 |
DisclosureSEC source: 0001214659-18-007636 · marketforms-43486.xml · derivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Shares · 300,000 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3379=U.S.$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 16:18 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 87,822 | $3.93 | $345,140.46 |
DisclosureSEC source: 0001214659-18-007636 · marketforms-43486.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,560,919 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.20 to $5.335, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.26 to USD using an exchange rate of CAD $1.3379=USD $1.00. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 16:18 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 164,786 | $3.95 | $650,904.70 |
DisclosureSEC source: 0001214659-18-007636 · marketforms-43486.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,648,741 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$5.23 to $5.33 inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.28 to USD using an exchange rate of CAD $1.3379=USD $1.00. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 16:18 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 300,000 | $2.17 | $651,000.00 |
DisclosureSEC source: 0001214659-18-007636 · marketforms-43486.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,813,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3379=U.S.$1.00. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 20:27 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $2.18 | $0.00 |
DisclosureSEC source: 0001214659-18-007597 · marketforms-43481.xml · derivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950,000 Underlying: Common Shares · 150,000 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3299=U.S.$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 20:27 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 41,568 | $3.80 | $157,958.40 |
DisclosureSEC source: 0001214659-18-007597 · marketforms-43481.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,604,327 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.03 to $5.08, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.05 to USD using an exchange rate of CAD $1.3229=USD $1.00. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 20:27 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 85,970 | $3.80 | $326,686.00 |
DisclosureSEC source: 0001214659-18-007597 · marketforms-43481.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,645,895 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$5.04 to $5.07 inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.06 to USD using an exchange rate of CAD $1.3299=USD $1.00. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 20:27 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 150,000 | $2.18 | $327,000.00 |
DisclosureSEC source: 0001214659-18-007597 · marketforms-43481.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,731,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3299=U.S.$1.00. Read SEC document |
| December 05, 2018 Filed Dec 7, 2018 22:31 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDirector Stock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001567619-18-007512 · doc1.xml · derivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2023-12-04 F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.94 using an exchange rate of C$1.3353=US$1.00. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 11:00 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (right to buy) · Derivative | 165,150 | $0.00 Strike: $2.19 | $0.00 |
DisclosureSEC source: 0001214659-18-007513 · marketforms-43433.xml · derivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100,000 Underlying: Common Shares · 165,150 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3219=U.S.$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 11:00 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 47,636 | $3.78 | $180,064.08 |
DisclosureSEC source: 0001214659-18-007513 · marketforms-43433.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,581,865 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$4.9826 to $5.03, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.00 to USD using an exchange rate of CAD $1.3219=USD $1.00. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 11:00 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 95,292 | $3.80 | $362,109.60 |
DisclosureSEC source: 0001214659-18-007513 · marketforms-43433.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,629,501 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$5.02 to $5.03 inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.03 to USD using an exchange rate of CAD $1.3219=USD $1.00. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 11:00 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 165,150 | $2.19 | $361,678.50 |
DisclosureSEC source: 0001214659-18-007513 · marketforms-43433.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,724,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3219=U.S.$1.00. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 18:35 UTC | Trilogy Metals Inc. TMQ · Entity 5362 | GrantDeferred Share Units · Derivative | 1,343.17 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-007405 · doc1.xml · derivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,717.23 Underlying: Common Stock · 1,343.17 shares Expires not disclosed F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date. Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 20:36 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionPerformance Share Units ("PSUs") · Derivative | 318,488 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007444 · marketforms-43367.xml · derivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 318,488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The December 1, 2016 grant totaling 388,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 3, 2018, the performance criteria were deemed to have been met with respect to the grant at 82% of the original grant amount, decreasing the award to a total of 318,488 common shares. F1 · derivative.exercise_date: The December 1, 2016 grant totaling 388,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 3, 2018, the performance criteria were deemed to have been met with respect to the grant at 82% of the original grant amount, decreasing the award to a total of 318,488 common shares. F1 · derivative.expiration_date: The December 1, 2016 grant totaling 388,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 3, 2018, the performance criteria were deemed to have been met with respect to the grant at 82% of the original grant amount, decreasing the award to a total of 318,488 common shares. F1 · derivative.underlying_shares: The December 1, 2016 grant totaling 388,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 3, 2018, the performance criteria were deemed to have been met with respect to the grant at 82% of the original grant amount, decreasing the award to a total of 318,488 common shares. Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 20:36 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 141,250 | $3.67 | $518,387.50 |
DisclosureSEC source: 0001214659-18-007444 · marketforms-43367.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,538,022 Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 20:36 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 318,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007444 · marketforms-43367.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,679,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The December 1, 2016 grant totaling 388,400 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 3, 2018, the performance criteria were deemed to have been met with respect to the grant at 82% of the original grant amount, decreasing the award to a total of 318,488 common shares. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 16:06 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001214659-18-007471 · marketforms-43422.xml · derivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,265,150 Underlying: Common Shares · 200,000 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3191=U.S.$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 16:06 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 61,087 | $3.73 | $227,854.51 |
DisclosureSEC source: 0001214659-18-007471 · marketforms-43422.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,559,643 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$4.91 to $4.96, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$4.92 to USD using an exchange rate of CAD $1.3191=USD $1.00. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 16:06 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 117,292 | $3.75 | $439,845.00 |
DisclosureSEC source: 0001214659-18-007471 · marketforms-43422.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,620,730 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$4.93 to $4.96 inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$4.94 to USD using an exchange rate of CAD $1.3191=USD $1.00. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 16:06 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 200,000 | $2.20 | $440,000.00 |
DisclosureSEC source: 0001214659-18-007471 · marketforms-43422.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,738,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3191=U.S.$1.00. Read SEC document |
| December 01, 2018 Filed Dec 3, 2018 20:36 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantPerformance Share Units ("PSUs") · Derivative | 388,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007444 · marketforms-43367.xml · derivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922,800 Underlying: Common Shares · 388,100 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2021. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2021. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2021. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2018 Filed Dec 3, 2018 20:36 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantStock Option (right to buy) · Derivative | 969,000 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001214659-18-007444 · marketforms-43367.xml · derivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969,000 Underlying: Common Shares · 969,000 shares Expires 2023-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 16:05 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001214659-18-007242 · marketforms-43239.xml · derivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,465,150 Underlying: Common Shares · 100,000 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3182=U.S.$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 16:05 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 20,444 | $3.86 | $78,913.84 |
DisclosureSEC source: 0001214659-18-007242 · marketforms-43239.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,360,784 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.08 to $5.10, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.09 to USD using an exchange rate of CAD $1.3182=USD $1.00. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.