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FERNANDEZ PHILLIP M

Disclosed activity across 3 companies

Tapewire entity
32863
SEC CIK
0001200465

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Braze, Inc.BRZE · Entity 4102DirectorJune 30, 2026July 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Braze, Inc.

Report date June 30, 2026 · Filed July 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect28,055 Reported balance After 2026-06-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-30 · Grant · Acquired 7,753 · Balance 28,055

F1: The reported securities represent a restricted stock unit ("RSU") award and shall vest on the earlier of (i) June 30, 2027, or (ii) the date immediately preceding the date of the Issuer's 2027 annual meeting of stockholders, in each case subject to the Reporting Person's continuous service on such vesting date.

F2: Of the reported shares, 7,753 shares are represented by restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities represent a restricted stock unit ("RSU") award and shall vest on the earlier of (i) June 30, 2027, or (ii) the date immediately preceding the date of the Issuer's 2027 annual meeting of stockholders, in each case subject to the Reporting Person's continuous service on such vesting date.

F2: Of the reported shares, 7,753 shares are represented by restricted stock units.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PTC INC.

Report date June 16, 2021 · Filed June 17, 2021

Section 16 reporting ended · disclosed 2021-06-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,397 Reported balance After 2021-06-16 transaction · row 1
1 source row

Row 1 · 2021-06-16 · Exercise / conversion · Acquired 1,727 · Balance 23,397

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-06-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-06-16 · Exercise / conversion · Disposed 1,727 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2: Time-based restricted stock units granted on February 10, 2021 that vested on June 16, 2021 in connection with Mr. Fernandez's resignation from the Board of Directors.

F3: This amount represents the total number of derivative securities beneficially owned of the class shown.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2: Time-based restricted stock units granted on February 10, 2021 that vested on June 16, 2021 in connection with Mr. Fernandez's resignation from the Board of Directors.

F3: This amount represents the total number of derivative securities beneficially owned of the class shown.

Yext, Inc.

Report date June 13, 2019 · Filed June 14, 2019

Section 16 reporting ended · disclosed 2019-06-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect28,078 Reported balance After 2019-06-13 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-06-13 · Exercise / conversion · Acquired 10,989 · Balance 28,078

F1: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

F2: Includes 17,089 deferred stock units, which settled on June 13, 2019, at the end of Mr. Fernandez's term as director.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-06-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-06-13 · Exercise / conversion · Disposed 10,989 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

F3: 100% of the shares subject to award were settled in shares of Yext, Inc. common stock on June 13, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

F2: Includes 17,089 deferred stock units, which settled on June 13, 2019, at the end of Mr. Fernandez's term as director.

F3: 100% of the shares subject to award were settled in shares of Yext, Inc. common stock on June 13, 2019.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2024 Filed Feb 20, 2024 22:21 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass B Common Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001676238-24-000022 · wk-form4_1708467692.xml · derivative · entry 5

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:21 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionClass B Common Stock · Derivative 1,500 $3.83 $5,745.00
Disclosure

SEC source: 0001676238-24-000022 · wk-form4_1708467692.xml · derivative · entry 4

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:21 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001676238-24-000022 · wk-form4_1708467692.xml · derivative · entry 3

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 167,692

Underlying: Class B Common Stock · 1,500 shares

Expires 2029-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the tenth day of each month commencing on June 10, 2019, subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:21 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 1,500 $59.91 $89,865.00
Disclosure

SEC source: 0001676238-24-000022 · wk-form4_1708467692.xml · nonDerivative · entry 2

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,056

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan adopted on April 5, 2023.

F2 · balance_after: Of the reported shares, 5,846 shares are represented by restricted stock units.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:21 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass A Common Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001676238-24-000022 · wk-form4_1708467692.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F2 · balance_after: Of the reported shares, 5,846 shares are represented by restricted stock units.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 21:38 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass B Common Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001676238-24-000008 · wk-form4_1705613871.xml · derivative · entry 5

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 21:38 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionClass B Common Stock · Derivative 1,500 $3.83 $5,745.00
Disclosure

SEC source: 0001676238-24-000008 · wk-form4_1705613871.xml · derivative · entry 4

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 21:38 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001676238-24-000008 · wk-form4_1705613871.xml · derivative · entry 3

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 169,192

Underlying: Class B Common Stock · 1,500 shares

Expires 2029-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the tenth day of each month commencing on June 10, 2019, subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 21:38 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 1,500 $53.35 $80,025.00
Disclosure

SEC source: 0001676238-24-000008 · wk-form4_1705613871.xml · nonDerivative · entry 2

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,056

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan adopted on April 5, 2023.

F2 · balance_after: Of the reported shares, 5,846 shares are represented by restricted stock units.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 21:38 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass A Common Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001676238-24-000008 · wk-form4_1705613871.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F2 · balance_after: Of the reported shares, 5,846 shares are represented by restricted stock units.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:39 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass B Common Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001676238-23-000215 · wk-form4_1703025558.xml · derivative · entry 5

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:39 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionClass B Common Stock · Derivative 1,500 $3.83 $5,745.00
Disclosure

SEC source: 0001676238-23-000215 · wk-form4_1703025558.xml · derivative · entry 4

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:39 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001676238-23-000215 · wk-form4_1703025558.xml · derivative · entry 3

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,692

Underlying: Class B Common Stock · 1,500 shares

Expires 2029-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the tenth day of each month commencing on June 10, 2019, subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:39 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 1,500 $55.65 $83,475.00
Disclosure

SEC source: 0001676238-23-000215 · wk-form4_1703025558.xml · nonDerivative · entry 2

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,056

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan adopted on April 5, 2023.

F2 · balance_after: Of the reported shares, 5,846 shares are represented by restricted stock units.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:39 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass A Common Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001676238-23-000215 · wk-form4_1703025558.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F2 · balance_after: Of the reported shares, 5,846 shares are represented by restricted stock units.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:33 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass B Common Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001676238-23-000179 · wk-form4_1700260419.xml · derivative · entry 5

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:33 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionClass B Common Stock · Derivative 1,500 $3.83 $5,745.00
Disclosure

SEC source: 0001676238-23-000179 · wk-form4_1700260419.xml · derivative · entry 4

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:33 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001676238-23-000179 · wk-form4_1700260419.xml · derivative · entry 3

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 172,192

Underlying: Class B Common Stock · 1,500 shares

Expires 2029-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the tenth day of each month commencing on June 10, 2019, subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:33 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 1,500 $49.05 $73,575.00
Disclosure

SEC source: 0001676238-23-000179 · wk-form4_1700260419.xml · nonDerivative · entry 2

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,056

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan adopted on April 5, 2023.

F2 · balance_after: Of the reported shares, 5,846 shares are represented by restricted stock units.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:33 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass A Common Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001676238-23-000179 · wk-form4_1700260419.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F2 · balance_after: Of the reported shares, 5,846 shares are represented by restricted stock units.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 20:37 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass B Common Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001676238-23-000166 · wk-form4_1697661443.xml · derivative · entry 5

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 20:37 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionClass B Common Stock · Derivative 1,500 $3.83 $5,745.00
Disclosure

SEC source: 0001676238-23-000166 · wk-form4_1697661443.xml · derivative · entry 4

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 20:37 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001676238-23-000166 · wk-form4_1697661443.xml · derivative · entry 3

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 173,692

Underlying: Class B Common Stock · 1,500 shares

Expires 2029-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the tenth day of each month commencing on June 10, 2019, subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 20:37 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 1,500 $45.95 $68,925.00
Disclosure

SEC source: 0001676238-23-000166 · wk-form4_1697661443.xml · nonDerivative · entry 2

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,056

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan adopted on April 5, 2023.

F2 · balance_after: Of the reported shares, 5,846 shares are represented by restricted stock units.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 20:37 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass A Common Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001676238-23-000166 · wk-form4_1697661443.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F2 · balance_after: Of the reported shares, 5,846 shares are represented by restricted stock units.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:27 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass B Common Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001676238-23-000156 · wk-form4_1695158840.xml · derivative · entry 5

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:27 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionClass B Common Stock · Derivative 1,500 $3.83 $5,745.00
Disclosure

SEC source: 0001676238-23-000156 · wk-form4_1695158840.xml · derivative · entry 4

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:27 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001676238-23-000156 · wk-form4_1695158840.xml · derivative · entry 3

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 175,192

Underlying: Class B Common Stock · 1,500 shares

Expires 2029-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the tenth day of each month commencing on June 10, 2019, subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:27 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 1,500 $45.48 $68,220.00
Disclosure

SEC source: 0001676238-23-000156 · wk-form4_1695158840.xml · nonDerivative · entry 2

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,056

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan adopted on April 5, 2023

F2 · balance_after: Of the reported shares, 5,846 shares are represented by restricted stock units.

Read SEC document
September 15, 2023 Filed Sep 19, 2023 21:27 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass A Common Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001676238-23-000156 · wk-form4_1695158840.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F2 · balance_after: Of the reported shares, 5,846 shares are represented by restricted stock units.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:20 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass B Common Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001676238-23-000110 · wk-form4_1692307223.xml · derivative · entry 5

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:20 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionClass B Common Stock · Derivative 1,500 $3.83 $5,745.00
Disclosure

SEC source: 0001676238-23-000110 · wk-form4_1692307223.xml · derivative · entry 4

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:20 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001676238-23-000110 · wk-form4_1692307223.xml · derivative · entry 3

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,692

Underlying: Class B Common Stock · 1,500 shares

Expires 2029-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the tenth day of each month commencing on June 10, 2019, subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:20 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 1,500 $41.89 $62,835.00
Disclosure

SEC source: 0001676238-23-000110 · wk-form4_1692307223.xml · nonDerivative · entry 2

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,056

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan adopted on April 5, 2023.

F2 · balance_after: Of the reported shares, 5,846 shares are represented by restricted stock units.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:20 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass A Common Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001676238-23-000110 · wk-form4_1692307223.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F2 · balance_after: Of the reported shares, 5,846 shares are represented by restricted stock units.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 20:14 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass B Common Stock · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001676238-23-000085 · wk-form4_1688760833.xml · derivative · entry 5

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 20:14 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionClass B Common Stock · Derivative 1,500 $3.83 $5,745.00
Disclosure

SEC source: 0001676238-23-000085 · wk-form4_1688760833.xml · derivative · entry 4

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 20:14 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001676238-23-000085 · wk-form4_1688760833.xml · derivative · entry 3

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 178,192

Underlying: Class B Common Stock · 1,500 shares

Expires 2029-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the tenth day of each month commencing on June 10, 2019, subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 20:14 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 1,500 $43.19 $64,785.00
Disclosure

SEC source: 0001676238-23-000085 · wk-form4_1688760833.xml · nonDerivative · entry 2

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,056

F2 · balance_after: Of the reported shares, 5,846 shares are represented by RSUs.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 20:14 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass A Common Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001676238-23-000085 · wk-form4_1688760833.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F2 · balance_after: Of the reported shares, 5,846 shares are represented by RSUs.

Read SEC document
June 29, 2023 Filed Jul 3, 2023 21:08 UTC Braze, Inc. BRZE · Entity 4102 GrantClass A Common Stock 5,846 $0.00 $0.00
Disclosure

SEC source: 0001676238-23-000078 · wk-form4_1688418517.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,056

F1 · shares: The reported securities represent a restricted stock unit ("RSU") award and shall vest on the earlier of (i) June 29, 2024, or (ii) the date immediately preceding the date of the Issuer's 2024 annual meeting of stockholders, in each case subject to the Reporting Person's continuous service on such vesting date.

Read SEC document
June 30, 2022 Filed Jul 13, 2022 20:31 UTC Braze, Inc. BRZE · Entity 4102 GrantClass A Common Stock 5,210 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042048 · doc4.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,210

F1 · shares: The reported securities represent a restricted stock unit ("RSU") award and shall vest on the earlier of (i) June 30, 2023, or (ii) the date immediately preceding the date of the Issuer's 2023 annual meeting of stockholders, in each case subject to the Reporting Person's continuous service on such vesting date.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 21:46 UTC Braze, Inc. BRZE · Entity 4102 OtherStock Option (Right to Buy) · Derivative 179,692 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001209191-21-066480 · doc4.xml · derivative · entry 2

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,692

Underlying: Class B Common Stock · 179,692 shares

Expires 2029-07-30

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the tenth day of each month commencing on June 10, 2019, subject to the Reporting Person's continuous service through such vesting date.

F3 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 21:46 UTC Braze, Inc. BRZE · Entity 4102 OtherStock Option (Right to Buy) · Derivative 179,692 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001209191-21-066480 · doc4.xml · derivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 179,692 shares

Expires 2029-07-30

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the tenth day of each month commencing on June 10, 2019, subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

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June 16, 2021 Filed Jun 17, 2021 20:02 UTC PTC INC. PTC · Entity 3317 Exercise / conversionRestricted Stock Units · Derivative 1,727 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-006992 · section16.xml · derivative · entry 2

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units granted on February 10, 2021 that vested on June 16, 2021 in connection with Mr. Fernandez's resignation from the Board of Directors.

F2 · derivative.expiration_date: Time-based restricted stock units granted on February 10, 2021 that vested on June 16, 2021 in connection with Mr. Fernandez's resignation from the Board of Directors.

F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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June 16, 2021 Filed Jun 17, 2021 20:02 UTC PTC INC. PTC · Entity 3317 Exercise / conversionCommon Stock 1,727 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-006992 · section16.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 24, 2021 Filed May 25, 2021 20:14 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 250 $132.50 $33,125.00
Disclosure

SEC source: 0001654954-21-006271 · section16.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,670

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

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April 26, 2021 Filed Apr 27, 2021 20:04 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 250 $147.76 $36,940.00
Disclosure

SEC source: 0001654954-21-004679 · section16.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,920

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

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March 24, 2021 Filed Mar 24, 2021 20:56 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 250 $130.87 $32,717.50
Disclosure

SEC source: 0001654954-21-003224 · section16.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,170

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

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February 24, 2021 Filed Feb 24, 2021 21:03 UTC PTC INC. PTC · Entity 3317 SaleCommon Stock 250 $139.26 $34,815.00
Disclosure

SEC source: 0001654954-21-002055 · section16.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,420

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.