Moradi David

SEC source: 0001658843-26-000008 · form4-10022026_081024.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · EXECUTIVE CHAIRMAN AND CPO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 797,595

F1 · shares: Represents shares withheld to cover withholding taxes upon the vesting of restricted stock units.

SEC source: 0001658843-26-000006 · form4-07022026_080720.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · EXECUTIVE CHAIRMAN AND CPO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 803,301

F1 · shares: Represents shares withheld to cover withholding taxes upon the vesting of restricted stock units.

SEC source: 0001658843-26-000004 · form4-05072026_120512.xml · nonDerivative · entry 4

Moradi David · CIK 0001658843 · Director · EXECUTIVE CHAIRMAN AND CPO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 807,105

F4 · shares: Represents performance share awards that were forfeited and cancelled.

SEC source: 0001658843-26-000004 · form4-05072026_120512.xml · nonDerivative · entry 3

Moradi David · CIK 0001658843 · Director · EXECUTIVE CHAIRMAN AND CPO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 857,105

F3 · shares: Represents RSUs that were forfeited and cancelled.

SEC source: 0001658843-26-000004 · form4-05072026_120512.xml · nonDerivative · entry 2

Moradi David · CIK 0001658843 · Director · EXECUTIVE CHAIRMAN AND CPO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 966,695

F2 · shares: Represents shares withheld to cover withholding taxes upon the vesting of RSUs.

SEC source: 0001658843-26-000004 · form4-05072026_120512.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · EXECUTIVE CHAIRMAN AND CPO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 982,221

F1 · shares: Restricted stock units ("RSUs") that vest as follows: (a) 9,667 on June 30, 2026, (b) 14,500 on September 30, 2026, (c) 14,500 on December 31, 2026, (d) 14,500 on March 31, 2027, and (e) 4,833 on May 4, 2027.

SEC source: 0001658843-26-000002 · form4-01132026_100121.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,009,486

F1 · shares: Represents shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0001415889-25-022759 · form4-08222025_080852.xml · nonDerivative · entry 2

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,030,335

F2 · shares: Represents the forfeiture of performance share awards that were originally reported on a Form 4 filed on August 24, 2020 due to the performance goals not being achieved.

SEC source: 0001415889-25-022759 · form4-08222025_080852.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,080,335

F1 · shares: Represents shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0001415889-25-009663 · form4-04022025_080442.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,105,867

F1 · shares: Restricted stock units that vest as follows: 81,444 vest on January 9, 2026 and 160,000 vest on January 9, 2027.

SEC source: 0001415889-25-001862 · form4-01222025_100155.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864,423

F1 · shares: Represents shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0001415889-24-029966 · form4-12202024_091202.xml · nonDerivative · entry 2

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900,148

F2 · price: Represents shares withheld to cover tax withholding obligations upon the vesting of the PSUs.

SEC source: 0001415889-24-029966 · form4-12202024_091202.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 917,906

F1 · shares: Represents previously-granted performance stock units ("PSUs") with performance-based metrics unrelated to stock price. On December 18, 2024, it was determined that these PSUs were earned and vested.

SEC source: 0001415889-24-028459 · form4-12062024_091259.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 1,864,290

F1 · shares: On December 4, 2024, the reporting person sold shares of common stock of the issuer to Needham & Company, LLC, as the representative of the underwriters (the "Representative"), pursuant to an Underwriting Agreement, dated as of December 4, 2024, by and among the reporting person, the other selling stockholders, the issuer and the Representative in connection with the issuer's previously disclosed secondary offering.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 11

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,764,290

F12 · price: Reflects the weighted average price of 211 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 14, 2024 with sale prices ranging from $27.23 to $27.27 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 10

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,764,501

F11 · price: Reflects the weighted average price of 6,718 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 14, 2024 with sale prices ranging from $26.22 to $27.155 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 9

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,771,219

F10 · price: Reflects the weighted average price of 7,132 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 14, 2024 with sale prices ranging from $25.21 to $26.175 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 8

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,778,351

F9 · price: Reflects the weighted average price of 2,189 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 13, 2024 with sale prices ranging from $28.25 to $28.68 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 7

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,780,540

F8 · price: Reflects the weighted average price of 9,267 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 13, 2024 with sale prices ranging from $27.23 to $28.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 6

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,789,807

F7 · price: Reflects the weighted average price of 40,228 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 13, 2024 with sale prices ranging from $26.30 to $27.21 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 5

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,830,035

F6 · price: Reflects the weighted average price of 2,199 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 12, 2024 with sale prices ranging from $32.24 to $33.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 4

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,832,234

F5 · price: Reflects the weighted average price of 4,445 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 12, 2024 with sale prices ranging from $31.24 to $32.21 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 3

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,836,679

F4 · price: Reflects the weighted average price of 5,125 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 12, 2024 with sale prices ranging from $30.21 to $31.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 2

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,841,804

F3 · price: Reflects the weighted average price of 18,397 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 12, 2024 with sale prices ranging from $29.21 to $30.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,860,201

F1 · price: Reflects the weighted average price of 38,132 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 12, 2024 with sale prices ranging from $28.21 to $29.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-23-013316 · form4-09182023_090901.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,898,333

F1 · price: Reflects the weighted average price of 29,947 shares of common stock of AudioEye, Inc. purchased by the reporting person in multiple transactions on September 15, 2023 with purchase prices ranging from $5.44 to $5.65 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-23-005164 · form4-03202023_090303.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,868,386

F1 · price: Reflects the weighted average price of 4,457 shares of common stock of AudioEye, Inc. purchased by the reporting person in multiple transactions on March 17, 2023 with purchase prices ranging from $5.50 to $5.60 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-23-005125 · form4-03172023_080309.xml · nonDerivative · entry 2

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,863,929

F3 · price: Reflects the weighted average price of 4,530 shares of common stock of AudioEye, Inc. purchased by the reporting person in multiple transactions on March 16, 2023 with purchase prices ranging from $4.90 to $5.70 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-23-005125 · form4-03172023_080309.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,859,399

F1 · price: Reflects the weighted average price of 1,810 shares of common stock of AudioEye, Inc. purchased by the reporting person in multiple transactions on March 15, 2023 with purchase prices ranging from $5.22 to $5.25 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-23-001397 · form4-01242023_100140.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862,906

F1 · shares: Consists entirely of shares of stock withheld by the issuer to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

SEC source: 0001415889-22-005598 · form4-05242022_010501.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892,223

F1 · shares: Represents restricted stock units granted under the AudioEye, Inc. 2020 Equity Incentive Plan, which vest as follows: 111,706 RSUs will vest on each of January 20, 2023, January 20, 2024 and January 20, 2025, and the remaining 64,882 RSUs will vest on August 20, 2025.

F2 · balance_after: Reflects the cancellation of 50,000 performance-based restricted stock units that were originally reported on a Form 4 filed on March 12, 2021.

SEC source: 0001179110-21-010509 · edgar.xml · nonDerivative · entry 3

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,857,589

F4 · price: Reflects the weighted average price of 17,520 shares of common stock of AudioEye, Inc. purchased in multiple transactions on December 2, 2021 with purchase prices ranging from $7.53 to $7.55 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001179110-21-010509 · edgar.xml · nonDerivative · entry 2

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,840,069

F3 · price: Reflects the weighted average price of 22,800 shares of common stock of AudioEye, Inc. purchased in multiple transactions on December 1, 2021 with purchase prices ranging from $7.98 to $8.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001179110-21-010509 · edgar.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,817,269

F1 · price: Reflects the weighted average price of 9,038 shares of common stock of AudioEye, Inc. purchased in multiple transactions on November 30, 2021 with purchase prices ranging from $7.50 to $7.86 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001179110-21-008341 · edgar.xml · nonDerivative · entry 2

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,808,231

F2 · price: Reflects the weighted average price of 16,734 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 20, 2021 with purchase prices ranging from $11.01 to $11.99 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001179110-21-008341 · edgar.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,791,497

F1 · price: Reflects the weighted average price of 10,000 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 19, 2021 with purchase prices ranging from $11.50 to $11.70 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001179110-21-008280 · edgar.xml · nonDerivative · entry 5

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,781,497

F5 · price: Reflects the weighted average price of 16,600 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 18, 2021 with purchase prices ranging from $10.63 to $10.98 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F6 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001179110-21-008280 · edgar.xml · nonDerivative · entry 4

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,764,897

F4 · price: Reflects the weighted average price of 200 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 17, 2021 with purchase prices ranging from $11.42 to $11.49 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F6 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001179110-21-008280 · edgar.xml · nonDerivative · entry 3

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,764,697

F3 · price: Reflects the weighted average price of 23,432 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 17, 2021 with purchase prices ranging from $10.30 to $11.29 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F6 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001179110-21-008280 · edgar.xml · nonDerivative · entry 2

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,741,265

F2 · price: Reflects the weighted average price of 5,019 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 16, 2021 with purchase prices ranging from $10.90 to $11.58 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F6 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001179110-21-008280 · edgar.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,736,246

F1 · price: Reflects the weighted average price of 4,981 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 16, 2021 with purchase prices ranging from $9.34 to $10.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F6 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001179110-21-007048 · edgar.xml · derivative · entry 3

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 153,888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock is convertible into that number of shares of common stock determined by dividing $10 plus any accrued dividends by the conversion price of $4.385.

F3 · derivative.exercise_date: The shares of Series A Convertible Preferred Stock were immediately convertible upon issuance and do not expire.

F3 · derivative.expiration_date: The shares of Series A Convertible Preferred Stock were immediately convertible upon issuance and do not expire.

SEC source: 0001179110-21-007048 · edgar.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series A Convertible Preferred Stock is convertible into that number of shares of common stock determined by dividing $10 plus any accrued dividends by the conversion price of $4.385.

SEC source: 0001179110-21-003337 · edgar.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,335

F1 · shares: Represents the grant of performance-based restricted stock units ("PSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan (the "Plan"), which PSUs will be earned and vest upon the earlier of (i) the Volume Weight Average Price ("VWAP") of AudioEye, Inc.'s (the "Issuer") common stock being in excess of $100 on The Nasdaq Stock Market LLC over 20 consecutive trading days prior to March 11, 2026 while David Moradi is serving as Interim Chief Executive Officer or Chief Strategic Officer of the Issuer or (ii) the termination of David Moradi's employment with the Issuer by the Issuer without cause prior to March 11, 2026, and will be settled promptly after the vesting date.

F2 · balance_after: Securities of the Issuer held directly by David Moradi, including PSUs and other derivative securities that can be settled solely in stock.

SEC source: 0001179110-21-002071 · edgar.xml · derivative · entry 5

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2021-04-19

F5 · price: Pursuant to Instruction 4(c)(iii), this column is left blank.

SEC source: 0001179110-21-002071 · edgar.xml · nonDerivative · entry 3

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,335

F3 · kind: On February 18, 2021, the reporting person exercised a warrant to purchase 4,000 shares of AudioeEye, Inc. common stock for $6.25 a share. The reporting person paid the exercise priceon a cashless basis, resulting in AudioeEye, Inc.'s withholding of 600 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,400 shares.

F2 · balance_after: Securities of the Issuer held directly by David Moradi.

SEC source: 0001179110-21-002071 · edgar.xml · nonDerivative · entry 2

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,935

F2 · balance_after: Securities of the Issuer held directly by David Moradi.

SEC source: 0001179110-21-002071 · edgar.xml · nonDerivative · entry 1

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,935

F1 · shares: Number of Shares withheld to cover withholding taxes associated with with the vesting of 55,000 shares of common stock subject to a performance share award previously granted to David Moradi.

F2 · balance_after: Securities of the Issuer held directly by David Moradi.

SEC source: 0000899243-20-023323 · doc4.xml · nonDerivative · entry 3

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,586

F5 · kind: Reflects the grant of PSAs under the Plan, which PSAs will vest upon the earlier of (i) the VWAP of the Issuer's common stock being in excess of $100 on NASDAQ over 20 Consecutive Trading Days prior to August 20, 2025 while David Moradi is serving as Interim Chief Executive Officer or Chief Strategic Officer of the Issuer or (ii) the termination of David Moradi's employment with the Issuer by the Issuer without cause prior to August 20, 2025, and will be settled promptly after the vesting date.

F5 · price: Reflects the grant of PSAs under the Plan, which PSAs will vest upon the earlier of (i) the VWAP of the Issuer's common stock being in excess of $100 on NASDAQ over 20 Consecutive Trading Days prior to August 20, 2025 while David Moradi is serving as Interim Chief Executive Officer or Chief Strategic Officer of the Issuer or (ii) the termination of David Moradi's employment with the Issuer by the Issuer without cause prior to August 20, 2025, and will be settled promptly after the vesting date.

F2 · balance_after: In addition to the shares reported herein, this reflects 40,417 previously granted restricted stock units ("RSUs") under the Plan, of which (i) 11,280 RSUs will vest on December 6, 2020, subject to David Moradi's continuing service with the Issuer through such date, and will be settled on the earlier of (A) December 6, 2026 and (B) immediately prior to a "change in control event" within the meaning of Treasury Regulation Section 1.409A-3(i)(5), (ii) 17,857 RSUs will vest on November 8, 2020, subject to David Moradi's continuing service with the Issuer through such date, and will be settled promptly after the vesting date but no later than March 15, 2021, and (iii) 11,280 RSUs will vest on May 20, 2021, subject to David Moradi's continuing service with the Issuer through such date, and will be settled on the earlier of (X) May 20, 2027 and (Y) immediately prior to a "change in control event" within the meaning of Treasury Regulation Section 1.409A-3(i)(5).

F3 · ownership.direct: Securities of the Issuer held directly by David Moradi.

SEC source: 0000899243-20-023323 · doc4.xml · nonDerivative · entry 2

Sero Capital LLC · CIK 0001751296 · Director · See Remarks · 10% owner

Moradi David · CIK 0001658843 · Director · See Remarks · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,586

F4 · kind: Reflects the grant of PSAs under the Plan, which PSAs will vest upon the earlier of (i) the VWAP of the Issuer's common stock being in excess of $50 on NASDAQ over 20 Consecutive Trading Days prior to August 20, 2025 while David Moradi is serving as Interim Chief Executive Officer or Chief Strategic Officer of the Issuer or (ii) the termination of David Moradi's employment with the Issuer by the Issuer without cause prior to August 20, 2025, and will be settled promptly after the vesting date.

F4 · price: Reflects the grant of PSAs under the Plan, which PSAs will vest upon the earlier of (i) the VWAP of the Issuer's common stock being in excess of $50 on NASDAQ over 20 Consecutive Trading Days prior to August 20, 2025 while David Moradi is serving as Interim Chief Executive Officer or Chief Strategic Officer of the Issuer or (ii) the termination of David Moradi's employment with the Issuer by the Issuer without cause prior to August 20, 2025, and will be settled promptly after the vesting date.

F2 · balance_after: In addition to the shares reported herein, this reflects 40,417 previously granted restricted stock units ("RSUs") under the Plan, of which (i) 11,280 RSUs will vest on December 6, 2020, subject to David Moradi's continuing service with the Issuer through such date, and will be settled on the earlier of (A) December 6, 2026 and (B) immediately prior to a "change in control event" within the meaning of Treasury Regulation Section 1.409A-3(i)(5), (ii) 17,857 RSUs will vest on November 8, 2020, subject to David Moradi's continuing service with the Issuer through such date, and will be settled promptly after the vesting date but no later than March 15, 2021, and (iii) 11,280 RSUs will vest on May 20, 2021, subject to David Moradi's continuing service with the Issuer through such date, and will be settled on the earlier of (X) May 20, 2027 and (Y) immediately prior to a "change in control event" within the meaning of Treasury Regulation Section 1.409A-3(i)(5).

F3 · ownership.direct: Securities of the Issuer held directly by David Moradi.