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person · Reporting owner

Krognes Steve E.

Disclosed activity across 5 companies

Tapewire entity
32853
SEC CIK
0001666236

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Corvus Pharmaceuticals, Inc.CRVS · Entity 4839DirectorJune 09, 2020June 12, 2020
Denali Therapeutics Inc.DNLI · Entity 1735DirectorJune 03, 2026June 05, 2026
Gritstone bio, Inc.GRTS · Entity 80946DirectorJune 16, 2023June 21, 2023
Guardant Health, Inc.GH · Entity 3238DirectorSeptember 16, 2026September 17, 2026
PLIANT THERAPEUTICS, INC.PLRX · Entity 7022DirectorJune 11, 2026June 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Corvus Pharmaceuticals, Inc.

Report date June 09, 2020 · Filed June 12, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.27 · Expires 2030-06-09Direct15,000 Reported balance After 2020-06-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-06-09 · Grant · Acquired 15,000 · Balance 15,000

F1: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2021 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of the grant date or (ii) the date of the 2021 Annual Meeting of the Issuer's stockholders, assuming continuous service as a director until such vesting date.

Denali Therapeutics Inc.

Report date June 03, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect38,202 Reported balance After 2026-06-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-03 · Grant · Acquired 6,408 · Balance 38,202

F1: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

F2: Includes 6,408 unvested RSUs.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.66 · Expires 2036-06-03Direct19,226 Reported balance After 2026-06-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-03 · Grant · Acquired 19,226 · Balance 19,226

F4: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Common StockSEC Table I · non-derivativeIndirectSee footnote781,797 Reported balance Holding disclosure · report date 2026-06-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 781,797

F3: The shares are held of record by The Steve Edward Krognes Revocable Trust U/A DTD 01/25/2016, for which the Reporting Person serves as trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

F2: Includes 6,408 unvested RSUs.

F3: The shares are held of record by The Steve Edward Krognes Revocable Trust U/A DTD 01/25/2016, for which the Reporting Person serves as trustee.

F4: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Gritstone bio, Inc.

Report date June 16, 2023 · Filed June 21, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.19 · Expires 2033-06-15Direct51,800 Reported balance After 2023-06-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-06-16 · Grant · Acquired 51,800 · Balance 51,800

F1: The option will vest and become exercisable on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the next annual stockholder's meeting to the extent unvested as of such date, subject to continued service through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The option will vest and become exercisable on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the next annual stockholder's meeting to the extent unvested as of such date, subject to continued service through the applicable vesting date.

Guardant Health, Inc.

Report date September 16, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,906 Ending reported balance After 2026-09-16 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-09-16 · Sale · Disposed 1,103 · Balance 13,477

F1: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $173.98 to $174.975. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Row 2 · 2026-09-16 · Sale · Disposed 3,300 · Balance 10,177

F2: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $175.02 to $176.01. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Row 3 · 2026-09-16 · Sale · Disposed 1,300 · Balance 8,877

F3: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $176.055 to $176.88. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Row 4 · 2026-09-16 · Sale · Disposed 971 · Balance 7,906

F4: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $177.08 to $177.945. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $173.98 to $174.975. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F2: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $175.02 to $176.01. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $176.055 to $176.88. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F4: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $177.08 to $177.945. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

PLIANT THERAPEUTICS, INC.

Report date June 11, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.14 · Expires 2036-06-11Direct70,000 Reported balance After 2026-06-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-11 · Grant · Acquired 70,000 · Balance 70,000

F1: 25% of the shares subject to such option vest and become exercisable on October 1, 2026, January 1, 2027, and April 1, 2027, respectively, and the remaining 25% of the shares subject to such option vest and become exercisable on the earlier of (i) the one-year anniversary of the June 11, 2026 grant date or (ii) the next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer as a Director through each such date or, if earlier, such annual meeting.

Filing footnotes · ownership attribution and instrument terms

F1: 25% of the shares subject to such option vest and become exercisable on October 1, 2026, January 1, 2027, and April 1, 2027, respectively, and the remaining 25% of the shares subject to such option vest and become exercisable on the earlier of (i) the one-year anniversary of the June 11, 2026 grant date or (ii) the next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer as a Director through each such date or, if earlier, such annual meeting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2025 Filed Mar 4, 2025 23:05 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-25-000048 · wk-form4_1741129549.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,469

Underlying: Common Stock · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vested 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award vests in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 23:05 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001576280-25-000048 · wk-form4_1741129549.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 22:11 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-25-000032 · wk-form4_1738707094.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,623

Underlying: Common Stock · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vested 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award vests substantially in equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 22:11 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001576280-25-000032 · wk-form4_1738707094.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2025 Filed Jan 9, 2025 01:23 UTC Denali Therapeutics Inc. DNLI · Entity 1735 SaleCommon Stock 3,339 $20.81 $69,484.59
Disclosure

SEC source: 0001714899-25-000048 · wk-form4_1736385830.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,757

F1 · kind: Shares sold to satisfy the tax obligations by the Reporting Person in connection with the settlement of previously vested restricted stock units.

F2 · balance_after: Includes 5,967 Unvested RSUs.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 21:52 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRestricted Stock Units · Derivative 155 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-25-000002 · wk-form4_1735854742.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,777

Underlying: Common Stock · 155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vested as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award vests in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 21:52 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCommon Stock 155 $0.00 $0.00
Disclosure

SEC source: 0001576280-25-000002 · wk-form4_1735854742.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:14 UTC Denali Therapeutics Inc. DNLI · Entity 1735 SaleCommon Stock 30,000 $20.25 $607,500.00
Disclosure

SEC source: 0001714899-25-000002 · wk-form4_1735938858.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,096

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted December 1, 2023.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares ranging from $20.10 to $20.55 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Reflects an allocation of 30,000 shares from the Steven Edward Krognes Revocable Trust to the Reporting Person.

F4 · balance_after: Includes 13,467 Unvested RSUs.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 00:20 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000289 · wk-form4_1733185194.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,932

Underlying: Common Stock · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 00:20 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000289 · wk-form4_1733185194.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2024 Filed Nov 4, 2024 22:28 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000253 · wk-form4_1730759290.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,086

Underlying: Common Stock · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
October 31, 2024 Filed Nov 4, 2024 22:28 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000253 · wk-form4_1730759290.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 21:58 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000228 · wk-form4_1727819887.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,240

Underlying: Common Stock · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 21:58 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000228 · wk-form4_1727819887.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:37 UTC Denali Therapeutics Inc. DNLI · Entity 1735 SaleCommon Stock 30,000 $29.03 $870,900.00
Disclosure

SEC source: 0001714899-24-000200 · wk-form4_1727901447.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,096

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted December 1, 2023.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares ranging from $28.50 to $29.32 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Reflects an allocation of 26,419 shares from the Steven Edward Krognes Revocable Trust to the Reporting Person.

F4 · balance_after: Includes 13,467 Unvested RSUs.

Read SEC document
August 31, 2024 Filed Sep 3, 2024 20:43 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRestricted Stock Units · Derivative 155 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000196 · wk-form4_1725396217.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,394

Underlying: Common Stock · 155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
August 31, 2024 Filed Sep 3, 2024 20:43 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCommon Stock 155 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000196 · wk-form4_1725396217.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 20:15 UTC Denali Therapeutics Inc. DNLI · Entity 1735 SaleCommon Stock 1,727 $23.79 $41,085.33
Disclosure

SEC source: 0001714899-24-000196 · wk-form4_1724357741.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,677

F1 · kind: Shares sold to satisfy the tax obligations by the Reporting Person in connection with the settlement of previously vested restricted stock units.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares ranging from $23.75 to $23.79 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 13,467 Unvested RSUs.

Read SEC document
July 31, 2024 Filed Aug 1, 2024 22:46 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000184 · wk-form4_1722552399.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,549

Underlying: Common Stock · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
July 31, 2024 Filed Aug 1, 2024 22:46 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000184 · wk-form4_1722552399.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2024 Filed Jul 4, 2024 01:13 UTC Denali Therapeutics Inc. DNLI · Entity 1735 SaleCommon Stock 100 $22.80 $2,280.00
Disclosure

SEC source: 0001714899-24-000156 · wk-form4_1720055619.xml · nonDerivative · entry 3

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,404

F2 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted December 1, 2023.

F1 · balance_after: Includes 18,467 unvested RSUs.

Read SEC document
July 01, 2024 Filed Jul 4, 2024 01:13 UTC Denali Therapeutics Inc. DNLI · Entity 1735 SaleCommon Stock 29,900 $22.12 $661,388.00
Disclosure

SEC source: 0001714899-24-000156 · wk-form4_1720055619.xml · nonDerivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,504

F2 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted December 1, 2023.

F3 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares ranging from $21.80 to $22.78 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: Includes 18,467 unvested RSUs.

F4 · balance_after: Reflects an allocation of 11,784 shares from the Steven Edward Krognes Revocable Trust to the Reporting Person.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 20:49 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000160 · wk-form4_1719953336.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,703

Underlying: Common Stock · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 20:49 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000160 · wk-form4_1719953336.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 23:57 UTC PLIANT THERAPEUTICS, INC. PLRX · Entity 7022 GrantCommon Stock (Right to Buy) · Derivative 53,528 $0.00 Strike: $13.06 $0.00
Disclosure

SEC source: 0001746473-24-000090 · wk-form4_1718668632.xml · derivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,528

Underlying: Common Stock · 53,528 shares

Expires 2034-06-13

F1 · derivative.exercise_date: 1/36th of the shares subject to such option vest and become exercisable in substantially equal installments on each monthly anniversary of June 13, 2024, subject to the Reporting Person's continuous service to the Issuer on each such date.

Read SEC document
June 13, 2024 Filed Jul 4, 2024 01:13 UTC Denali Therapeutics Inc. DNLI · Entity 1735 SaleCommon Stock 688 $21.79 $14,991.52
Disclosure

SEC source: 0001714899-24-000156 · wk-form4_1720055619.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,620

F1 · balance_after: Includes 18,467 unvested RSUs.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 00:56 UTC Guardant Health, Inc. GH · Entity 3238 GrantRestricted Stock Units · Derivative 6,674 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000138 · wk-form4_1718326588.xml · derivative · entry 4

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,674

Underlying: Common Stock · 6,674 shares

Expires not disclosed

F4 · derivative.exercise_date: The restricted stock units vest in full on the one-year anniversary of the grant date, June 12, 2024 or the date of the next year annual stockholders meeting, whichever is earlier.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 00:56 UTC Guardant Health, Inc. GH · Entity 3238 GrantStock Option (Right to Buy) · Derivative 10,703 $0.00 Strike: $31.84 $0.00
Disclosure

SEC source: 0001576280-24-000138 · wk-form4_1718326588.xml · derivative · entry 3

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,703

Underlying: Common Stock · 10,703 shares

Expires 2034-06-12

F3 · derivative.exercise_date: The stock option vests in full on the one-year anniversary of the grant date, June 12, 2024 or the date of the next year annual stockholders meeting, whichever is earlier.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 00:56 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRestricted Stock Units · Derivative 5,592 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000138 · wk-form4_1718326588.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The restricted stock units vest in full on the one-year anniversary of the grant date, June 14, 2023 or the date of the next year annual stockholders meeting, whichever is earlier.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 00:56 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCommon Stock 5,592 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000138 · wk-form4_1718326588.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 22:20 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRestricted Stock Units · Derivative 155 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000122 · wk-form4_1717453190.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,857

Underlying: Common Stock · 155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 22:20 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCommon Stock 155 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000122 · wk-form4_1717453190.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 22:33 UTC Denali Therapeutics Inc. DNLI · Entity 1735 GrantStock Option (right to buy) · Derivative 17,901 $0.00 Strike: $18.56 $0.00
Disclosure

SEC source: 0001714899-24-000142 · wk-form4_1717540391.xml · derivative · entry 3

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,901

Underlying: Common Stock · 17,901 shares

Expires 2034-05-31

F4 · derivative.exercise_date: 100% of the shares subject to the option shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 22:33 UTC Denali Therapeutics Inc. DNLI · Entity 1735 GrantCommon Stock 5,967 $0.00 $0.00
Disclosure

SEC source: 0001714899-24-000142 · wk-form4_1717540391.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,308

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of common stock of the Issuer. 100% of the RSUs shall vest upon the earlier of (i) the one year anniversary of the grant date or (ii) the day preceding the Issuer's next annual meeting of stockholders occurring after the grant date.

F2 · balance_after: Includes 18,467 unvested RSUs.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:03 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000096 · wk-form4_1714683784.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,012

Underlying: Common Stock · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
April 30, 2024 Filed May 2, 2024 21:03 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000096 · wk-form4_1714683784.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:07 UTC Denali Therapeutics Inc. DNLI · Entity 1735 SaleCommon Stock 92,500 $20.50 $1,896,250.00
Disclosure

SEC source: 0001714899-24-000098 · wk-form4_1712095651.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,341

F1 · kind: The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan adopted December 1, 2023.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares ranging from $20.06 to $20.73 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 16,716 unvested RSUs.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 21:25 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000076 · wk-form4_1712006700.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,166

Underlying: Common Stock · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 21:25 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000076 · wk-form4_1712006700.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:08 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRestricted Stock Units · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000047 · wk-form4_1709330881.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,320

Underlying: Common Stock · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:08 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCommon Stock 154 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000047 · wk-form4_1709330881.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 02:16 UTC Denali Therapeutics Inc. DNLI · Entity 1735 SaleCommon Stock 2,750 $17.29 $47,547.50
Disclosure

SEC source: 0001714899-24-000062 · wk-form4_1708049752.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,841

F1 · kind: Shares sold to satisfy the tax obligations by the reporting person in connection with the settlement of previously vested restricted stock units.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares ranging from $17.07 to $17.30 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 16,716 RSUs.

Read SEC document
January 31, 2024 Filed Feb 1, 2024 22:38 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRestricted Stock Units · Derivative 155 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000028 · wk-form4_1706827123.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,474

Underlying: Common Stock · 155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
January 31, 2024 Filed Feb 1, 2024 22:38 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCommon Stock 155 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000028 · wk-form4_1706827123.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2024 Filed Jan 10, 2024 00:34 UTC Denali Therapeutics Inc. DNLI · Entity 1735 SaleCommon Stock 3,208 $19.43 $62,331.44
Disclosure

SEC source: 0001714899-24-000037 · wk-form4_1704846873.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,591

F1 · kind: Shares sold to satisfy the tax obligations by the reporting person in connection with the settlement of previously vested restricted stock units.

F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares ranging from $19.37 to $19.43 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 24,002 RSUs.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 23:06 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000002 · wk-form4_1704236774.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,629

Underlying: COMMON STOCK · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
December 31, 2023 Filed Jan 2, 2024 23:06 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCOMMON STOCK 154 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000002 · wk-form4_1704236774.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 23:22 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000195 · wk-form4_1701732132.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,783

Underlying: COMMON STOCK · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 23:22 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCOMMON STOCK 154 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000195 · wk-form4_1701732132.xml · nonDerivative · entry 1

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 00:07 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 154 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000181 · wk-form4_1698883625.xml · derivative · entry 2

Krognes Steve E. · CIK 0001666236 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,937

Underlying: COMMON STOCK · 154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This represents a restricted stock unit award granted on August 9, 2022 that vests as to 25% of the shares subject to such award on June 30, 2023, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each monthly anniversary of June 30, 2023, during the three-year period thereafter.

F2 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.