Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Asana, Inc.ASAN · Entity 4425 | Director | June 30, 2026 | July 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Asana, Inc.
Report date June 30, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 532,776 |
Reported balance
After 2026-06-30 transaction · row 1
1 source rowRow 1 · 2026-06-30 · Gift · Disposed 2,700,000 · Balance 532,776 F1: Represents shares of Class A Common Stock that the Reporting Person donated as a gift to Fidelity Investments Charitable Gift Fund. The Reporting Person does not exercise voting or investment control, directly or indirectly, over Fidelity Investments Charitable Gift Fund or any of its affiliates, or over the donated shares following this transfer. The Reporting Person does not have any pecuniary interest in any shares held by Fidelity Investments Charitable Gift Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock that the Reporting Person donated as a gift to Fidelity Investments Charitable Gift Fund. The Reporting Person does not exercise voting or investment control, directly or indirectly, over Fidelity Investments Charitable Gift Fund or any of its affiliates, or over the donated shares following this transfer. The Reporting Person does not have any pecuniary interest in any shares held by Fidelity Investments Charitable Gift Fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 23, 2024 Filed Sep 25, 2024 22:51 UTC | Asana, Inc. ASAN · Entity 4425 | GiftClass B Common Stock · Derivative | 847,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001477720-24-000088 · wk-form4_1727304707.xml · derivative · entry 2 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,566,532 Underlying: Class A Common Stock · 847,458 shares Expires not disclosed F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F3 · kind: The Reporting Person transferred the shares as a gift to Justin Rosenstein 2024 Grantor Retained Annuity Trust. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. Read SEC document |
| September 23, 2024 Filed Sep 25, 2024 22:51 UTC | Asana, Inc. ASAN · Entity 4425 | GiftClass A Common Stock | 550,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001477720-24-000088 · wk-form4_1727304707.xml · nonDerivative · entry 1 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,197,309 F1 · shares: Represents shares of Class A Common Stock that the Reporting Person donated as a gift to National Philanthropic Trust. The Reporting Person does not exercise voting or investment control, directly or indirectly, over National Philanthropic Trust or any of its affiliates, or over the donated shares following this transfer. The Reporting Person does not have any pecuniary interest in any shares held by National Philanthropic Trust. Read SEC document |
| June 18, 2024 Filed Jun 20, 2024 21:33 UTC | Asana, Inc. ASAN · Entity 4425 | GiftClass A Common Stock | 603,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001477720-24-000034 · wk-form4_1718919196.xml · nonDerivative · entry 2 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,747,309 F2 · shares: Represents shares of Class A Common Stock that the Reporting Person donated as a gift to National Philanthropic Trust. The Reporting Person does not exercise voting or investment control, directly or indirectly, over National Philanthropic Trust or any of its affiliates, or over the donated shares following this transfer. The Reporting Person does not have any pecuniary interest in any shares held by National Philanthropic Trust. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 21:33 UTC | Asana, Inc. ASAN · Entity 4425 | GrantClass A Common Stock | 14,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001477720-24-000034 · wk-form4_1718919196.xml · nonDerivative · entry 1 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,351,111 F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of June 17, 2025 or the day of the next annual meeting of the stockholders, subject to the Reporting Person's continuous service through such date. Read SEC document |
| September 11, 2023 Filed Sep 29, 2023 23:45 UTC | Asana, Inc. ASAN · Entity 4425 | GiftClass B Common Stock · Derivative | 380,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050889 · doc4.xml · derivative · entry 1 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,413,990 Underlying: Class A Common Stock · 380,140 shares Expires not disclosed F1 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · kind: The Reporting Person received the shares as a gift from Justin Rosenstein Trust 2. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 21:19 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 300,000 | $24.95 | $7,485,000.00 |
DisclosureSEC source: 0001209191-23-038516 · doc4.xml · nonDerivative · entry 1 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,336,528 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted September 28, 2022. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 22:39 UTC | Asana, Inc. ASAN · Entity 4425 | GrantClass A Common Stock | 7,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037164 · doc4.xml · nonDerivative · entry 1 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,636,528 F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of June 12, 2024 or the day of the next annual meeting of the stockholders, subject to the Reporting Person's continuous service through such date. Read SEC document |
| September 20, 2022 Filed Sep 24, 2022 00:35 UTC | Asana, Inc. ASAN · Entity 4425 | GiftClass B Common Stock · Derivative | 258,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-051189 · doc4.xml · derivative · entry 1 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,033,850 Underlying: Class A Common Stock · 258,565 shares Expires not disclosed F1 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · kind: The Reporting Person received the shares as a gift from Justin Rosenstein Trust 2. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 21:43 UTC | Asana, Inc. ASAN · Entity 4425 | GrantClass A Common Stock | 9,684 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-037068 · doc4.xml · nonDerivative · entry 1 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,628,775 F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of June 13, 2023 or the day of the next annual meeting of the stockholders, subject to the Reporting Person's continuous service through such date. Vested RSUs will settle into shares of Class A Common Stock on the earlier to occur of (i) the second anniversary of the date the RSUs vest and (ii) a change in control. Read SEC document |
| February 01, 2022 Filed Feb 4, 2022 00:24 UTC | Asana, Inc. ASAN · Entity 4425 | GrantClass A Common Stock | 142 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007017 · doc4.xml · nonDerivative · entry 1 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,619,091 F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended January 31, 2022. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on January 31, 2022. Read SEC document |
| December 22, 2021 Filed Dec 28, 2021 01:00 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionClass B Common Stock · Derivative | 3,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071321 · doc4.xml · derivative · entry 4 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,775,285 Underlying: Class A Common Stock · 3,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. Read SEC document |
| December 22, 2021 Filed Dec 28, 2021 01:00 UTC | Asana, Inc. ASAN · Entity 4425 | GiftClass A Common Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071321 · doc4.xml · nonDerivative · entry 3 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,618,949 F3 · shares: Represents shares of Class A Common Stock that the Reporting Person donated as a gift to Fidelity Charitable. The Reporting Person does not exercise voting or investment control, directly or indirectly, over Fidelity Charitable or any of its affiliates, or over the donated shares following this transfer. The Reporting Person does not have any pecuniary interest in any shares held by Fidelity Charitable. Read SEC document |
| December 22, 2021 Filed Dec 28, 2021 01:00 UTC | Asana, Inc. ASAN · Entity 4425 | GiftClass A Common Stock | 375,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071321 · doc4.xml · nonDerivative · entry 2 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,868,949 F2 · shares: Represents shares of Class A Common Stock that the Reporting Person donated as a gift to OneProject.org. The Reporting Person is an officer and director of OneProject.org. The Reporting Person does not have any pecuniary interest in any shares held by OneProject.org. Read SEC document |
| December 22, 2021 Filed Dec 28, 2021 01:00 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionClass A Common Stock | 3,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071321 · doc4.xml · nonDerivative · entry 1 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,244,449 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 23:14 UTC | Asana, Inc. ASAN · Entity 4425 | GrantClass A Common Stock | 55 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-062823 · doc4.xml · nonDerivative · entry 1 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,244,449 F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended October 31, 2021. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on November 1, 2021. Read SEC document |
| September 28, 2021 Filed Oct 1, 2021 21:26 UTC | Asana, Inc. ASAN · Entity 4425 | GiftClass B Common Stock · Derivative | 50,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058548 · doc4.xml · derivative · entry 1 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,775,285 Underlying: Class A Common Stock · 50,832 shares Expires not disclosed F1 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · kind: The Reporting Person received the shares as a gift from Justin Rosenstein Trust 2. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F3 · balance_after: Includes 293,011 shares of Class B common stock that are held by the Reporting Person that were previously held of record by Justin Michael Rosenstein TTEE Justin Michael Rosenstein REV TR DTD 11/24/08 and distributed to the Reporting Person on October 7, 2020. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 21:46 UTC | Asana, Inc. ASAN · Entity 4425 | GrantClass A Common Stock | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-049726 · doc4.xml · nonDerivative · entry 1 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,244,394 F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended July 31, 2021. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on July 30, 2021. Read SEC document |
| June 14, 2021 Filed Jun 17, 2021 00:38 UTC | Asana, Inc. ASAN · Entity 4425 | GrantClass A Common Stock | 3,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041191 · doc4.xml · nonDerivative · entry 1 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,244,289 F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will vest on the earlier of June 14, 2022 or the day of the next annual meeting of the stockholders, subject to the Reporting Person's continuous service through such date. Vested RSUs will settle into shares of Class A Common Stock on the earlier to occur of (i) June 14, 2024 and (ii) a change in control. Read SEC document |
| April 30, 2021 Filed May 4, 2021 23:08 UTC | Asana, Inc. ASAN · Entity 4425 | GrantClass A Common Stock | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-030086 · doc4.xml · nonDerivative · entry 1 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,240,507 F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarters ended January 31, 2021 and April 31, 2021. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on April 30, 2021. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:28 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 100,000 | $29.11 | $2,911,000.00 |
DisclosureSEC source: 0001209191-20-053273 · doc4.xml · nonDerivative · entry 3 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,240,057 F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.29 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:28 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 100,000 | $28.09 | $2,809,000.00 |
DisclosureSEC source: 0001209191-20-053273 · doc4.xml · nonDerivative · entry 2 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,340,057 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.46 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:28 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 950,000 | $27.00 | $25,650,000.00 |
DisclosureSEC source: 0001209191-20-053273 · doc4.xml · nonDerivative · entry 1 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440,057 Read SEC document |
| September 23, 2020 Filed Sep 26, 2020 00:15 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionClass B Common Stock · Derivative | 2,379,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052157 · doc4.xml · derivative · entry 2 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,431,442 Underlying: Class A Common Stock · 2,379,302 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. Read SEC document |
| September 23, 2020 Filed Sep 26, 2020 00:15 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionClass A Common Stock | 2,379,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052157 · doc4.xml · nonDerivative · entry 1 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,390,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:44 UTC | Asana, Inc. ASAN · Entity 4425 | OtherClass B Common Stock · Derivative | 293,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051669 · doc4.xml · derivative · entry 10 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 293,011 Underlying: Class A Common Stock · 293,011 shares Expires not disclosed F1 · security: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F5 · ownership.nature: The shares are held of record by Justin Michael Rosenstein TTEE Justin Michael Rosenstein REV TR DTD 11/24/08. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:44 UTC | Asana, Inc. ASAN · Entity 4425 | OtherExisting Class B Common Stock · Derivative | 293,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051669 · doc4.xml · derivative · entry 9 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 293,011 shares Expires not disclosed F1 · security: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.exercise_price: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.exercise_date: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.expiration_date: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · ownership.nature: The shares are held of record by Justin Michael Rosenstein TTEE Justin Michael Rosenstein REV TR DTD 11/24/08. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:44 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionExisting Class B Common Stock · Derivative | 293,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051669 · doc4.xml · derivative · entry 8 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 293,011 Underlying: Class A Common Stock · 293,011 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Series C Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F4 · derivative.exercise_price: The Series C Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F4 · derivative.exercise_date: The Series C Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F4 · derivative.expiration_date: The Series C Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F5 · ownership.nature: The shares are held of record by Justin Michael Rosenstein TTEE Justin Michael Rosenstein REV TR DTD 11/24/08. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:44 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionSeries C Preferred Stock · Derivative | 293,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051669 · doc4.xml · derivative · entry 7 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Existing Class B Common Stock · 293,011 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Series C Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F4 · derivative.exercise_price: The Series C Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F4 · derivative.exercise_date: The Series C Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F4 · derivative.expiration_date: The Series C Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F5 · ownership.nature: The shares are held of record by Justin Michael Rosenstein TTEE Justin Michael Rosenstein REV TR DTD 11/24/08. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:44 UTC | Asana, Inc. ASAN · Entity 4425 | OtherClass B Common Stock · Derivative | 1,560,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051669 · doc4.xml · derivative · entry 6 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,810,744 Underlying: Class A Common Stock · 1,560,000 shares Expires not disclosed F1 · security: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:44 UTC | Asana, Inc. ASAN · Entity 4425 | OtherExisting Class B Common Stock · Derivative | 1,560,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051669 · doc4.xml · derivative · entry 5 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,560,000 shares Expires not disclosed F1 · security: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.exercise_price: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.exercise_date: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.expiration_date: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:44 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionExisting Class B Common Stock · Derivative | 1,560,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051669 · doc4.xml · derivative · entry 4 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,560,000 Underlying: Class A Common Stock · 1,560,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The Series 1 Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F3 · derivative.exercise_price: The Series 1 Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F3 · derivative.exercise_date: The Series 1 Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F3 · derivative.expiration_date: The Series 1 Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:44 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionSeries 1 Preferred Stock · Derivative | 1,560,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051669 · doc4.xml · derivative · entry 3 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Existing Class B Common Stock · 1,560,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The Series 1 Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F3 · derivative.exercise_price: The Series 1 Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F3 · derivative.exercise_date: The Series 1 Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F3 · derivative.expiration_date: The Series 1 Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:44 UTC | Asana, Inc. ASAN · Entity 4425 | OtherClass B Common Stock · Derivative | 20,250,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051669 · doc4.xml · derivative · entry 2 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,250,744 Underlying: Class A Common Stock · 20,250,744 shares Expires not disclosed F1 · security: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:44 UTC | Asana, Inc. ASAN · Entity 4425 | OtherExisting Class B Common Stock · Derivative | 20,250,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051669 · doc4.xml · derivative · entry 1 Rosenstein Justin · CIK 0001823099 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,250,744 shares Expires not disclosed F1 · security: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.exercise_price: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.exercise_date: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.expiration_date: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.