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person · Reporting owner

Lewnes Ann

Disclosed activity across 3 companies

Tapewire entity
32807
SEC CIK
0001597445

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADOBE INC.ADBE · Entity 2895EVP, CMO, Corp Strategy & DevFebruary 02, 2023February 03, 2023
MATTEL INC /DE/MAT · Entity 1046DirectorJuly 31, 2023August 02, 2023
MongoDB, Inc.MDB · Entity 3107DirectorJune 30, 2026July 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADOBE INC.

Report date February 02, 2023 · Filed February 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,977.0511 Reported balance After 2023-02-02 transaction · row 1
1 source row

Row 1 · 2023-02-02 · Sale · Disposed 2,599 · Balance 26,977.0511

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 1, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 1, 2022.

MATTEL INC /DE/

Report date July 31, 2023 · Filed August 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect51,858 Reported balance After 2023-07-31 transaction · row 1
1 source row

Row 1 · 2023-07-31 · Exercise / conversion · Acquired 12,601 · Balance 51,858

F1: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 12,601 Restricted Stock Units ("RSUs") on July 31, 2020. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On July 31, 2023, 100% of these RSUs were settled, resulting in the issuance of 12,601 shares of Mattel, Inc. Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-07-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-07-31 · Exercise / conversion · Disposed 12,601 · Balance 0

F1: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 12,601 Restricted Stock Units ("RSUs") on July 31, 2020. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On July 31, 2023, 100% of these RSUs were settled, resulting in the issuance of 12,601 shares of Mattel, Inc. Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 12,601 Restricted Stock Units ("RSUs") on July 31, 2020. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On July 31, 2023, 100% of these RSUs were settled, resulting in the issuance of 12,601 shares of Mattel, Inc. Common Stock.

MongoDB, Inc.

Report date June 30, 2026 · Filed July 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,454 Ending reported balance After 2026-06-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-30 · Grant · Acquired 767 · Balance 3,295

F1: Represents restricted stock units issued to the Reporting Person pursuant to the annual equity grant under the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's 2027 annual stockholders' meeting, subject to the Reporting Person providing continuous service to the Issuer through such date.

Row 2 · 2026-06-30 · Grant · Acquired 159 · Balance 3,454

F2: Represents fully vested shares issued to the Reporting Person who elected to receive stock in lieu of cash for services as a director under the Issuer's non-employee director compensation policy. The number of shares was calculated based on the 30-day volume-weighted average share price as of the date immediately prior to the date of issuance and the amount of fees owed to the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units issued to the Reporting Person pursuant to the annual equity grant under the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's 2027 annual stockholders' meeting, subject to the Reporting Person providing continuous service to the Issuer through such date.

F2: Represents fully vested shares issued to the Reporting Person who elected to receive stock in lieu of cash for services as a director under the Issuer's non-employee director compensation policy. The number of shares was calculated based on the 30-day volume-weighted average share price as of the date immediately prior to the date of issuance and the amount of fees owed to the Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2020 Filed Jan 29, 2020 00:29 UTC ADOBE INC. ADBE · Entity 2895 GrantRestricted Stock Units · Derivative 8,648 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000031 · wf-form4_158025777006237.xml · derivative · entry 15

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,648

Underlying: Common Stock · 8,648 shares

Expires not disclosed

F9 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

F9 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 00:29 UTC ADOBE INC. ADBE · Entity 2895 GrantPerformance Shares · Derivative 17,296 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000031 · wf-form4_158025777006237.xml · derivative · entry 14

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,296

Underlying: Common Stock · 17,296 shares

Expires not disclosed

F7 · shares: Represents 200% of the target payout (the maximum number of Performance Shares that will be earned, if at all) following the three-year performance period.

F8 · derivative.exercise_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2020 vesting commencement date if the performance goal is achieved.

F8 · derivative.expiration_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2020 vesting commencement date if the performance goal is achieved.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:29 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 2,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000031 · wf-form4_158025777006237.xml · derivative · entry 13

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,347

Underlying: Common Stock · 2,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.

F6 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:29 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 4,048 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000031 · wf-form4_158025777006237.xml · derivative · entry 12

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,048

Underlying: Common Stock · 4,048 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date.

F5 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:29 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 6,295 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000031 · wf-form4_158025777006237.xml · derivative · entry 11

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date.

F4 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:29 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionPerformance Shares · Derivative 37,770 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000031 · wf-form4_158025777006237.xml · derivative · entry 10

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2017 vesting commencement date.

F3 · derivative.expiration_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2017 vesting commencement date.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:29 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 1,214 $351.37 $426,563.18
Disclosure

SEC source: 0000796343-20-000031 · wf-form4_158025777006237.xml · nonDerivative · entry 9

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,565

F2 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:29 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 2,450 $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000031 · wf-form4_158025777006237.xml · nonDerivative · entry 8

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:29 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 2,006 $351.37 $704,848.22
Disclosure

SEC source: 0000796343-20-000031 · wf-form4_158025777006237.xml · nonDerivative · entry 7

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,329

F2 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:29 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 4,048 $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000031 · wf-form4_158025777006237.xml · nonDerivative · entry 6

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:29 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 3,136 $351.37 $1,101,896.32
Disclosure

SEC source: 0000796343-20-000031 · wf-form4_158025777006237.xml · nonDerivative · entry 5

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,287

F2 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:29 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 6,295 $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000031 · wf-form4_158025777006237.xml · nonDerivative · entry 4

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:29 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 18,726 $351.37 $6,579,754.62
Disclosure

SEC source: 0000796343-20-000031 · wf-form4_158025777006237.xml · nonDerivative · entry 3

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,128

F2 · shares: Shares surrendered to pay tax liability due at vesting.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:29 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 37,770 $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000031 · wf-form4_158025777006237.xml · nonDerivative · entry 2

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2019 Filed Jan 29, 2020 00:29 UTC ADOBE INC. ADBE · Entity 2895 GiftCommon Stock 1,514 $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000031 · wf-form4_158025777006237.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 0

F1 · ownership.nature: Shares held by the Welch and Lewnes Family Living Trust dtd 11/14/2005 of which the reporting person is a trustee.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:16 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 661 $324.46 $214,468.19
Disclosure

SEC source: 0000796343-19-000202 · wf-form4_157679014569790.xml · nonDerivative · entry 3

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,598

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

F4 · price: This transaction was executed in multiple trades at prices ranging from $324.21 to $324.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:16 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 1,547 $323.79 $500,907.31
Disclosure

SEC source: 0000796343-19-000202 · wf-form4_157679014569790.xml · nonDerivative · entry 2

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,259

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $323.21 to $324.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 21:16 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 792 $322.36 $255,308.88
Disclosure

SEC source: 0000796343-19-000202 · wf-form4_157679014569790.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,806

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $322.02 to $322.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:03 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 1,930 $300.83 $580,609.62
Disclosure

SEC source: 0000796343-19-000169 · wf-form4_157437019483461.xml · nonDerivative · entry 2

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,598

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $300.46 to $301.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:03 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 1,070 $300.00 $320,999.04
Disclosure

SEC source: 0000796343-19-000169 · wf-form4_157437019483461.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,528

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $299.39 to $300.38. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 16, 2019 Filed Oct 17, 2019 20:22 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 50 $271.65 $13,582.50
Disclosure

SEC source: 0000796343-19-000167 · wf-form4_157134371332703.xml · nonDerivative · entry 4

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,598

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

Read SEC document
October 16, 2019 Filed Oct 17, 2019 20:22 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 2,300 $270.02 $621,038.64
Disclosure

SEC source: 0000796343-19-000167 · wf-form4_157134371332703.xml · nonDerivative · entry 3

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,648

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

F4 · price: This transaction was executed in multiple trades at prices ranging from $269.83 to $270.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 16, 2019 Filed Oct 17, 2019 20:22 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 200 $269.13 $53,825.50
Disclosure

SEC source: 0000796343-19-000167 · wf-form4_157134371332703.xml · nonDerivative · entry 2

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,948

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $268.68 to $269.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 16, 2019 Filed Oct 17, 2019 20:22 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 450 $268.18 $120,682.49
Disclosure

SEC source: 0000796343-19-000167 · wf-form4_157134371332703.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,148

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $267.68 to $268.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 20:27 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 200 $275.28 $55,055.00
Disclosure

SEC source: 0000796343-19-000161 · wf-form4_156901121891692.xml · nonDerivative · entry 5

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,598

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

F6 · price: This transaction was executed in multiple trades at prices ranging from $275.15 to 275.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 20:27 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 2,200 $274.91 $604,803.98
Disclosure

SEC source: 0000796343-19-000161 · wf-form4_156901121891692.xml · nonDerivative · entry 4

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,798

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

F5 · price: This transaction was executed in multiple trades at prices ranging from $274.02 to 274.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 20:27 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 200 $273.21 $54,641.00
Disclosure

SEC source: 0000796343-19-000161 · wf-form4_156901121891692.xml · nonDerivative · entry 3

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,998

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

F4 · price: This transaction was executed in multiple trades at prices ranging from $272.83 to 273.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 20:27 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 200 $271.83 $54,366.00
Disclosure

SEC source: 0000796343-19-000161 · wf-form4_156901121891692.xml · nonDerivative · entry 2

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,198

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $271.52 to 272.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 20:27 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 200 $270.80 $54,159.00
Disclosure

SEC source: 0000796343-19-000161 · wf-form4_156901121891692.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,398

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $270.50 to 271.09. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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August 21, 2019 Filed Aug 23, 2019 20:06 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 1,800 $289.88 $521,783.82
Disclosure

SEC source: 0000796343-19-000156 · wf-form4_156659078147434.xml · nonDerivative · entry 3

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,598

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

F4 · price: This transaction was executed in multiple trades at prices ranging from $289.52 to $290.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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August 21, 2019 Filed Aug 23, 2019 20:06 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 800 $288.97 $231,173.92
Disclosure

SEC source: 0000796343-19-000156 · wf-form4_156659078147434.xml · nonDerivative · entry 2

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,398

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

F3 · price: This transaction was executed in multiple trades at prices ranging from $288.46 to $289.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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August 21, 2019 Filed Aug 23, 2019 20:06 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 400 $287.52 $115,006.00
Disclosure

SEC source: 0000796343-19-000156 · wf-form4_156659078147434.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,198

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $287.12 to $287.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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July 17, 2019 Filed Jul 19, 2019 21:02 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 3,000 $307.13 $921,390.00
Disclosure

SEC source: 0000796343-19-000150 · wf-form4_156357010600130.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,598

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

F2 · balance_after: Includes 140 shares acquired on June 28, 2019 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.

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June 19, 2019 Filed Jun 20, 2019 20:12 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 3,000 $287.00 $861,000.00
Disclosure

SEC source: 0000796343-19-000136 · wf-form4_156106153881354.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,458

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

Read SEC document
May 19, 2019 Filed May 20, 2019 19:33 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 4,619 $0.00 $0.00
Disclosure

SEC source: 0001523711-19-000040 · wf-form4_155838077056613.xml · derivative · entry 3

Lewnes Ann · CIK 0001597445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated May 19, 2016 and filed on May 23, 2016, the Reporting Person received a grant of 4,619 Restricted Stock Units ("RSUs") on May 19, 2016. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 19, 2019, 100% of these RSUs were settled, resulting in the issuance of 4,619 shares of Mattel Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated May 19, 2016 and filed on May 23, 2016, the Reporting Person received a grant of 4,619 Restricted Stock Units ("RSUs") on May 19, 2016. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 19, 2019, 100% of these RSUs were settled, resulting in the issuance of 4,619 shares of Mattel Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated May 19, 2016 and filed on May 23, 2016, the Reporting Person received a grant of 4,619 Restricted Stock Units ("RSUs") on May 19, 2016. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 19, 2019, 100% of these RSUs were settled, resulting in the issuance of 4,619 shares of Mattel Common Stock.

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May 19, 2019 Filed May 20, 2019 19:33 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 4,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-19-000040 · wf-form4_155838077056613.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated May 19, 2016 and filed on May 23, 2016, the Reporting Person received a grant of 4,619 Restricted Stock Units ("RSUs") on May 19, 2016. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On May 19, 2019, 100% of these RSUs were settled, resulting in the issuance of 4,619 shares of Mattel Common Stock.

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May 16, 2019 Filed May 20, 2019 19:33 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 12,567 $0.00 $0.00
Disclosure

SEC source: 0001523711-19-000040 · wf-form4_155838077056613.xml · derivative · entry 2

Lewnes Ann · CIK 0001597445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,567

Underlying: Common Stock · 12,567 shares

Expires not disclosed

F2 · derivative.exercise_price: The RSUs were granted on May 16, 2019, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F3 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

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May 15, 2019 Filed May 16, 2019 20:24 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 3,000 $269.82 $809,460.00
Disclosure

SEC source: 0000796343-19-000128 · wf-form4_155803826514627.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,458

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

Read SEC document
April 17, 2019 Filed Apr 18, 2019 20:08 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 3,000 $272.18 $816,540.00
Disclosure

SEC source: 0000796343-19-000119 · wf-form4_155561811875138.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,458

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 20:13 UTC ADOBE INC. ADBE · Entity 2895 GiftCommon Stock 1,910 $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000076 · wf-form4_155363122490419.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,458

Read SEC document
March 20, 2019 Filed Mar 21, 2019 20:26 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 3,000 $260.54 $781,620.00
Disclosure

SEC source: 0000796343-19-000070 · wf-form4_155319999688804.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,368

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:17 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 3,000 $258.13 $774,390.00
Disclosure

SEC source: 0000796343-19-000056 · wf-form4_155078381024997.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,368

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:35 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 3,000 $240.16 $720,480.00
Disclosure

SEC source: 0000796343-19-000050 · wf-form4_154897053982501.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,368

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 22, 2018.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 21:40 UTC ADOBE INC. ADBE · Entity 2895 GrantRestricted Stock Units · Derivative 9,797 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000034 · wf-form4_154871161130374.xml · derivative · entry 14

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,797

Underlying: Common Stock · 9,797 shares

Expires not disclosed

F8 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.

F8 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.

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January 24, 2019 Filed Jan 28, 2019 21:40 UTC ADOBE INC. ADBE · Entity 2895 GrantPerformance Shares · Derivative 19,594 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000034 · wf-form4_154871161130374.xml · derivative · entry 13

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,594

Underlying: Common Stock · 19,594 shares

Expires not disclosed

F6 · shares: Represents 200% of the target payout (the maximum number of Performance Shares that will be earned, if at all) following the three-year performance period.

F7 · derivative.exercise_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2019 vesting commencement date if the performance goal is achieved.

F7 · derivative.expiration_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2019 vesting commencement date if the performance goal is achieved.

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January 24, 2019 Filed Jan 28, 2019 21:40 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 4,049 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000034 · wf-form4_154871161130374.xml · derivative · entry 12

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,096

Underlying: Common Stock · 4,049 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date.

F5 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date.

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January 24, 2019 Filed Jan 28, 2019 21:40 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 6,295 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000034 · wf-form4_154871161130374.xml · derivative · entry 11

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,295

Underlying: Common Stock · 6,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date.

F4 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date.

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January 24, 2019 Filed Jan 28, 2019 21:40 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Units · Derivative 6,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000034 · wf-form4_154871161130374.xml · derivative · entry 10

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date.

F3 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date.

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January 24, 2019 Filed Jan 28, 2019 21:40 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionPerformance Shares · Derivative 38,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000034 · wf-form4_154871161130374.xml · derivative · entry 9

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2016 vesting commencement date.

F2 · derivative.expiration_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2016 vesting commencement date.

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January 24, 2019 Filed Jan 28, 2019 21:40 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 2,007 $242.56 $486,817.92
Disclosure

SEC source: 0000796343-19-000034 · wf-form4_154871161130374.xml · nonDerivative · entry 8

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,368

F1 · shares: Shares surrendered to pay tax liability due at vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.