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Stein Todd J

Disclosed activity across 1 company

Tapewire entity
32765
SEC CIK
0001747745

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Spok Holdings, IncSPOK · Entity 6239DirectorOctober 01, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Spok Holdings, Inc

Report date October 01, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect53,188 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 2,383 · Balance 53,188

Common StockSEC Table I · non-derivativeIndirectBraeside Capital, L.P.532,771 Reported balance After 2026-10-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-10-01 · Grant · Acquired 0 · Balance 532,771

F1: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBraeside Capital II, L.P.566,912 Reported balance After 2026-10-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-10-01 · Grant · Acquired 0 · Balance 566,912

F2: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 29, 2024 Filed Mar 4, 2024 21:00 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 0 $17.94 $0.00
Disclosure

SEC source: 0000950170-24-024804 · ownership.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,318

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:00 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 0 $17.94 $0.00
Disclosure

SEC source: 0000950170-24-024804 · ownership.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 147,885

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:00 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 7,224 $17.94 $129,582.67
Disclosure

SEC source: 0000950170-24-024804 · ownership.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 795,617

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:00 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 6,340 $17.94 $113,725.65
Disclosure

SEC source: 0000950170-24-024804 · ownership.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 709,731

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:00 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 0 $17.69 $0.00
Disclosure

SEC source: 0000950170-24-023041 · ownership.xml · nonDerivative · entry 6

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,318

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:00 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 8,415 $17.69 $148,896.69
Disclosure

SEC source: 0000950170-24-023041 · ownership.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 802,841

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:00 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 7,510 $17.69 $132,883.44
Disclosure

SEC source: 0000950170-24-023041 · ownership.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 716,071

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:00 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 7,950 $17.75 $141,078.32
Disclosure

SEC source: 0000950170-24-023041 · ownership.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 147,885

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:00 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 19,033 $17.75 $337,753.91
Disclosure

SEC source: 0000950170-24-023041 · ownership.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 811,256

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:00 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 24,003 $17.75 $425,950.04
Disclosure

SEC source: 0000950170-24-023041 · ownership.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 723,581

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2024 Filed Jan 2, 2024 21:00 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-000233 · ownership.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 155,835

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2024 Filed Jan 2, 2024 21:00 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-000233 · ownership.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 830,289

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2024 Filed Jan 2, 2024 21:00 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-000233 · ownership.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 747,584

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2024 Filed Jan 2, 2024 21:00 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 1,615 $15.48 $25,000.20
Disclosure

SEC source: 0000950170-24-000233 · ownership.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,318

Read SEC document
November 27, 2023 Filed Nov 29, 2023 21:23 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056898 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,703

Read SEC document
November 27, 2023 Filed Nov 29, 2023 21:23 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 29,987 $17.95 $538,185.69
Disclosure

SEC source: 0001209191-23-056898 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 155,835

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 21:23 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 14,446 $17.95 $259,266.70
Disclosure

SEC source: 0001209191-23-056898 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 830,289

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 21:23 UTC Spok Holdings, Inc SPOK · Entity 6239 SaleCommon Stock 6,670 $17.95 $119,708.49
Disclosure

SEC source: 0001209191-23-056898 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 747,584

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 02, 2023 Filed Oct 2, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051019 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 185,822

F3 · shares: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · price: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 02, 2023 Filed Oct 2, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051019 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 844,735

F2 · shares: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · price: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 02, 2023 Filed Oct 2, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051019 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 754,254

F1 · shares: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · price: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 02, 2023 Filed Oct 2, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 1,752 $14.27 $25,001.04
Disclosure

SEC source: 0001209191-23-051019 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,703

Read SEC document
July 03, 2023 Filed Jul 3, 2023 17:00 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040466 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 185,822

F3 · shares: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · price: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 17:00 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040466 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 844,735

F2 · shares: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · price: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 17:00 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040466 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 754,254

F1 · shares: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · price: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 17:00 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 1,317 $13.29 $17,502.93
Disclosure

SEC source: 0001209191-23-040466 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,951

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April 03, 2023 Filed Apr 3, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022146 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 185,822

F3 · shares: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · price: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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April 03, 2023 Filed Apr 3, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022146 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 844,735

F2 · shares: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · price: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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April 03, 2023 Filed Apr 3, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022146 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 754,254

F1 · shares: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · price: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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April 03, 2023 Filed Apr 3, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 1,728 $10.13 $17,504.64
Disclosure

SEC source: 0001209191-23-022146 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,634

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March 17, 2023 Filed Mar 20, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020017 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,906

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March 17, 2023 Filed Mar 20, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020017 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 185,822

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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March 17, 2023 Filed Mar 20, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 9,567 $9.64 $92,178.05
Disclosure

SEC source: 0001209191-23-020017 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 844,735

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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March 17, 2023 Filed Mar 20, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020017 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 754,254

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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March 16, 2023 Filed Mar 17, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 1,082 $9.43 $10,198.17
Disclosure

SEC source: 0001209191-23-019578 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 185,822

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 4,300 $9.43 $40,528.79
Disclosure

SEC source: 0001209191-23-019578 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 835,168

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019578 · doc4.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,906

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 1,348 $9.72 $13,098.65
Disclosure

SEC source: 0001209191-23-019578 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 830,868

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019578 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 754,254

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 13, 2023 Filed Mar 14, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 7,751 $9.84 $76,275.27
Disclosure

SEC source: 0001209191-23-018406 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 829,520

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018406 · doc4.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,906

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018406 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 184,740

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 3,500 $10.39 $36,365.35
Disclosure

SEC source: 0001209191-23-018406 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 821,769

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:00 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018406 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 754,254

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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March 09, 2023 Filed Mar 10, 2023 21:00 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 2,883 $10.43 $30,072.57
Disclosure

SEC source: 0001209191-23-017783 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 818,269

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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March 08, 2023 Filed Mar 10, 2023 21:00 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017783 · doc4.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,906

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:00 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017783 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 184,740

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:00 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 6,190 $10.26 $63,534.16
Disclosure

SEC source: 0001209191-23-017783 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 815,386

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:00 UTC Spok Holdings, Inc SPOK · Entity 6239 PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017783 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 754,254

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 03, 2023 Filed Jan 3, 2023 21:01 UTC Spok Holdings, Inc SPOK · Entity 6239 GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000154 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 184,740

F3 · shares: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · price: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.