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Kalia Kumud

Disclosed activity across 1 company

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32650
SEC CIK
0001927831

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Guardant Health, Inc.GH · Entity 3238Chief Information OfficerOctober 01, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Guardant Health, Inc.

Report date October 01, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect42,773 Ending reported balance After 2026-10-01 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2026-10-01 · Exercise / conversion · Acquired 1,607 · Balance 41,401

Row 2 · 2026-10-01 · Exercise / conversion · Acquired 1,084 · Balance 42,485

Row 3 · 2026-10-01 · Exercise / conversion · Acquired 1,995 · Balance 44,480

Row 4 · 2026-10-01 · Exercise / conversion · Acquired 1,360 · Balance 45,840

Row 5 · 2026-10-01 · Tax withholding · Disposed 3,067 · Balance 42,773

F1: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-10-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-10-01 · Exercise / conversion · Disposed 1,607 · Balance 0

F2: This represents a restricted stock unit award granted on November 7, 2022 that vested over a four-year period. 25% of the shares subject to such award vested on October 1, 2023 and the remaining 75% of the shares vested in equal quarterly installments over the remaining three-year period thereafter.

F3: Not applicable for Restricted Stock Units.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-10-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-10-01 · Exercise / conversion · Disposed 1,084 · Balance 0

F4: This represents a restricted stock unit award granted on December 13, 2023 that vested over a three-year period. 33% of the shares subject to such award vested on October 1, 2024 and the remaining 67% of the shares vested in equal quarterly installments over the remaining two-year period thereafter.

F3: Not applicable for Restricted Stock Units.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct7,978 Reported balance After 2026-10-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-10-01 · Exercise / conversion · Disposed 1,995 · Balance 7,978

F5: This represents a restricted stock unit award granted on November 8, 2024 that vests over a three-year period. 33% of the shares subject to such award vested on October 1, 2025 and the remaining 67% of the shares vests in equal quarterly installments over the remaining two-year period thereafter.

F3: Not applicable for Restricted Stock Units.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct8,162 Reported balance After 2026-10-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-10-01 · Exercise / conversion · Disposed 1,360 · Balance 8,162

F6: This represents a restricted stock unit award granted on March 12, 2025 that vests over a three-year period. 33% of the shares subject to such award vested on April 1, 2026 and the remaining 67% of the shares vests in equal quarterly installments over the remaining two-year period thereafter.

F3: Not applicable for Restricted Stock Units.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

F2: This represents a restricted stock unit award granted on November 7, 2022 that vested over a four-year period. 25% of the shares subject to such award vested on October 1, 2023 and the remaining 75% of the shares vested in equal quarterly installments over the remaining three-year period thereafter.

F3: Not applicable for Restricted Stock Units.

F4: This represents a restricted stock unit award granted on December 13, 2023 that vested over a three-year period. 33% of the shares subject to such award vested on October 1, 2024 and the remaining 67% of the shares vested in equal quarterly installments over the remaining two-year period thereafter.

F5: This represents a restricted stock unit award granted on November 8, 2024 that vests over a three-year period. 33% of the shares subject to such award vested on October 1, 2025 and the remaining 67% of the shares vests in equal quarterly installments over the remaining two-year period thereafter.

F6: This represents a restricted stock unit award granted on March 12, 2025 that vests over a three-year period. 33% of the shares subject to such award vested on April 1, 2026 and the remaining 67% of the shares vests in equal quarterly installments over the remaining two-year period thereafter.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2024 Filed Apr 2, 2024 22:08 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRestricted Stock Units · Derivative 1,607 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000084 · wk-form4_1712095699.xml · derivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,070

Underlying: Common Stock · 1,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on October 1, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:08 UTC Guardant Health, Inc. GH · Entity 3238 Tax withholdingCommon Stock 574 $20.25 $11,623.50
Disclosure

SEC source: 0001576280-24-000084 · wk-form4_1712095699.xml · nonDerivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,755

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 22:08 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCommon Stock 1,607 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000084 · wk-form4_1712095699.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2024 Filed Mar 19, 2024 21:29 UTC Guardant Health, Inc. GH · Entity 3238 PurchaseCommon Stock 2,187 $17.82 $38,962.72
Disclosure

SEC source: 0001576280-24-000065 · wk-form4_1710883734.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,722

Read SEC document
March 01, 2024 Filed Mar 4, 2024 23:35 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRestricted Stock Units · Derivative 710 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000051 · wk-form4_1709595337.xml · derivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,262

Underlying: Common Stock · 710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and the remaining 75% of the shares subject to such award in equal installments on each quarterly anniversary of of September 1, 2022, during the three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 23:35 UTC Guardant Health, Inc. GH · Entity 3238 Tax withholdingCommon Stock 254 $18.97 $4,818.38
Disclosure

SEC source: 0001576280-24-000051 · wk-form4_1709595337.xml · nonDerivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,535

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 23:35 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCommon Stock 710 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000051 · wk-form4_1709595337.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2024 Filed Jan 9, 2024 00:45 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 5,376 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000018 · wk-form4_1704761150.xml · derivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 5,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on January 7, 2021, and the remaining 75% of the shares subject to such award in substantially equal installments on each anniversary of January 7, 2021, during the three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
January 07, 2024 Filed Jan 9, 2024 00:45 UTC Guardant Health, Inc. GH · Entity 3238 Tax withholdingCOMMON STOCK 2,171 $25.78 $55,968.38
Disclosure

SEC source: 0001576280-24-000018 · wk-form4_1704761150.xml · nonDerivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,079

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
January 07, 2024 Filed Jan 9, 2024 00:45 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCOMMON STOCK 5,376 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000018 · wk-form4_1704761150.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:48 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 1,607 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000010 · wk-form4_1704329276.xml · derivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,677

Underlying: COMMON STOCK · 1,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on October 1, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:48 UTC Guardant Health, Inc. GH · Entity 3238 Tax withholdingCOMMON STOCK 659 $27.05 $17,825.95
Disclosure

SEC source: 0001576280-24-000010 · wk-form4_1704329276.xml · nonDerivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,874

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:48 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCOMMON STOCK 1,607 $0.00 $0.00
Disclosure

SEC source: 0001576280-24-000010 · wk-form4_1704329276.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 22:23 UTC Guardant Health, Inc. GH · Entity 3238 GrantRESTRICTED STOCK UNITS · Derivative 12,940 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000215 · wk-form4_1702679002.xml · derivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,940

Underlying: COMMON STOCK · 12,940 shares

Expires not disclosed

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on December 13, 2023 that vests over a three-year period. 33% of the shares subject to such award vests on October 1, 2024 and the remaining 67% of the shares vests in equal quarterly installments over the remaining two-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 22:23 UTC Guardant Health, Inc. GH · Entity 3238 GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 19,410 $0.00 Strike: $28.37 $0.00
Disclosure

SEC source: 0001576280-23-000215 · wk-form4_1702679002.xml · derivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,410

Underlying: COMMON STOCK · 19,410 shares

Expires 2033-12-13

F1 · derivative.exercise_date: This represents a stock option granted on December 13, 2023 that vests over a three-year period. 33% of the shares subject to such award vests on October 1, 2024 and the remaining 67% of the shares vests in equal monthly installments over the remaining two-year period thereafter.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 23:25 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 710 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000199 · wk-form4_1701732329.xml · derivative · entry 4

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,972

Underlying: COMMON STOCK · 710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and the remaining 75% of the shares subject to such award in equal installments on each quarterly anniversary of of September 1, 2022, during the three-year period thereafter.

F4 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 23:25 UTC Guardant Health, Inc. GH · Entity 3238 SaleCOMMON STOCK 5,800 $26.37 $152,954.12
Disclosure

SEC source: 0001576280-23-000199 · wk-form4_1701732329.xml · nonDerivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,926

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.36 to $26.395 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 23:25 UTC Guardant Health, Inc. GH · Entity 3238 Tax withholdingCOMMON STOCK 353 $26.33 $9,294.49
Disclosure

SEC source: 0001576280-23-000199 · wk-form4_1701732329.xml · nonDerivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,726

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 23:25 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCOMMON STOCK 710 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000199 · wk-form4_1701732329.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:22 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 6,428 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000171 · wk-form4_1696281736.xml · derivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,284

Underlying: COMMON STOCK · 6,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on October 1, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:22 UTC Guardant Health, Inc. GH · Entity 3238 Tax withholdingCOMMON STOCK 2,872 $29.64 $85,126.08
Disclosure

SEC source: 0001576280-23-000171 · wk-form4_1696281736.xml · nonDerivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,369

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:22 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCOMMON STOCK 6,428 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000171 · wk-form4_1696281736.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 23:11 UTC Guardant Health, Inc. GH · Entity 3238 SaleCOMMON STOCK 2,125 $32.59 $69,253.75
Disclosure

SEC source: 0001576280-23-000155 · wk-form4_1694646696.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,813

Read SEC document
September 09, 2023 Filed Sep 11, 2023 21:55 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 6,544 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000149 · wk-form4_1694469310.xml · derivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,545

Underlying: COMMON STOCK · 6,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award annually commencing on September 9, 2020.

F3 · derivative.expiration_date: Not applicable to Restricted Stock Units.

Read SEC document
September 09, 2023 Filed Sep 11, 2023 21:55 UTC Guardant Health, Inc. GH · Entity 3238 Tax withholdingCOMMON STOCK 2,263 $33.72 $76,308.36
Disclosure

SEC source: 0001576280-23-000149 · wk-form4_1694469310.xml · nonDerivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,938

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 09, 2023 Filed Sep 11, 2023 21:55 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCOMMON STOCK 6,544 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000149 · wk-form4_1694469310.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:52 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 710 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000137 · wk-form4_1693947138.xml · derivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,682

Underlying: COMMON STOCK · 710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and the remaining 75% of the shares subject to such award in equal installments on each quarterly anniversary of of September 1, 2022, during the three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:52 UTC Guardant Health, Inc. GH · Entity 3238 Tax withholdingCOMMON STOCK 246 $35.01 $8,612.46
Disclosure

SEC source: 0001576280-23-000137 · wk-form4_1693947138.xml · nonDerivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,657

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 20:52 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCOMMON STOCK 710 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000137 · wk-form4_1693947138.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 21:42 UTC Guardant Health, Inc. GH · Entity 3238 GrantRESTRICTED STOCK UNITS · Derivative 7,609 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000085 · wk-form4_1686692516.xml · derivative · entry 4

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,609

Underlying: COMMON STOCK · 7,609 shares

Expires not disclosed

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on June 9, 2023 that vests over a three-year period. 33% of the shares subject to such award vests on June 15, 2024 and the remaining 67% of the shares vests in equal quarterly installments over the remaining two-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 21:42 UTC Guardant Health, Inc. GH · Entity 3238 GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 11,414 $0.00 Strike: $32.86 $0.00
Disclosure

SEC source: 0001576280-23-000085 · wk-form4_1686692516.xml · derivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,414

Underlying: COMMON STOCK · 11,414 shares

Expires 2033-06-09

F1 · derivative.exercise_date: This represents a stock option award granted on June 9, 2023 that vests over a three-year period. 33% of the shares subject to such award vests on June 9, 2024, and the remaining 67% of the shares vests in equal installments on each monthly anniversary of June 9, 2024, during the two-year period thereafter.

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June 09, 2023 Filed Jun 13, 2023 21:42 UTC Guardant Health, Inc. GH · Entity 3238 PurchaseCOMMON STOCK 750 $32.78 $24,584.25
Disclosure

SEC source: 0001576280-23-000085 · wk-form4_1686692516.xml · nonDerivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,193

Read SEC document
June 09, 2023 Filed Jun 13, 2023 21:42 UTC Guardant Health, Inc. GH · Entity 3238 PurchaseCOMMON STOCK 2,231 $32.68 $72,913.77
Disclosure

SEC source: 0001576280-23-000085 · wk-form4_1686692516.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,443

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:45 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 710 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000070 · wk-form4_1686001518.xml · derivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,392

Underlying: COMMON STOCK · 710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and the remaining 75% of the shares subject to such award in equal installments on each quarterly anniversary of of September 1, 2022, during the three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:45 UTC Guardant Health, Inc. GH · Entity 3238 Tax withholdingCOMMON STOCK 246 $31.39 $7,721.94
Disclosure

SEC source: 0001576280-23-000070 · wk-form4_1686001518.xml · nonDerivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,212

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

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June 01, 2023 Filed Jun 5, 2023 21:45 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCOMMON STOCK 710 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000070 · wk-form4_1686001518.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2023 Filed Mar 3, 2023 21:59 UTC Guardant Health, Inc. GH · Entity 3238 SaleCOMMON STOCK 6,500 $31.92 $207,466.35
Disclosure

SEC source: 0001576280-23-000028 · wf-form4_167788074603027.xml · nonDerivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,261

F2 · shares: Represents the weighted average price of shares sold at prices that ranged from $31.87 to $31.99.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:59 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 711 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000028 · wf-form4_167788074603027.xml · derivative · entry 4

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,102

Underlying: COMMON STOCK · 711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and the remaining 75% of the shares subject to such award in equal installments on each quarterly anniversary of of September 1, 2022, during the three-year period thereafter.

F4 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:59 UTC Guardant Health, Inc. GH · Entity 3238 Tax withholdingCOMMON STOCK 246 $29.36 $7,222.56
Disclosure

SEC source: 0001576280-23-000028 · wf-form4_167788074603027.xml · nonDerivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,761

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:59 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCOMMON STOCK 711 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000028 · wf-form4_167788074603027.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2023 Filed Jan 9, 2023 22:44 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 5,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000007 · wf-form4_167330422648816.xml · derivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,376

Underlying: COMMON STOCK · 5,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on January 7, 2021, and the remaining 75% of the shares subject to such award in substantially equal installments on each anniversary of January 7, 2021, during the three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
January 07, 2023 Filed Jan 9, 2023 22:44 UTC Guardant Health, Inc. GH · Entity 3238 Tax withholdingCOMMON STOCK 2,187 $25.95 $56,752.65
Disclosure

SEC source: 0001576280-23-000007 · wf-form4_167330422648816.xml · nonDerivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,680

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
January 07, 2023 Filed Jan 9, 2023 22:44 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCOMMON STOCK 5,375 $0.00 $0.00
Disclosure

SEC source: 0001576280-23-000007 · wf-form4_167330422648816.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:07 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 710 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000110 · wf-form4_167027800131732.xml · derivative · entry 3

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,813

Underlying: COMMON STOCK · 710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and the remaining 75% of the shares subject to such award in equal installments on each quarterly anniversary of of September 1, 2022, during the three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:07 UTC Guardant Health, Inc. GH · Entity 3238 Tax withholdingCOMMON STOCK 353 $52.41 $18,500.73
Disclosure

SEC source: 0001576280-22-000110 · wf-form4_167027800131732.xml · nonDerivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,492

F1 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:07 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionCOMMON STOCK 710 $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000110 · wf-form4_167027800131732.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:46 UTC Guardant Health, Inc. GH · Entity 3238 SaleCOMMON STOCK 3,125 $51.87 $162,082.19
Disclosure

SEC source: 0001576280-22-000106 · wf-form4_166872514675848.xml · nonDerivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,135

F1 · price: Represents the weighted average price of shares sold at prices that ranged from $51.8535 to $51.95.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:36 UTC Guardant Health, Inc. GH · Entity 3238 GrantRESTRICTED STOCK UNITS · Derivative 25,712 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000100 · wf-form4_166803336634906.xml · derivative · entry 2

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,712

Underlying: COMMON STOCK · 25,712 shares

Expires not disclosed

F2 · derivative.exercise_date: This represents a restricted stock unit award granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on November 7, 2023 and the remaining 75% of the shares vests in equal quarterly installments over the remaining three-year period thereafter.

F3 · derivative.expiration_date: Not applicable for Restricted Stock Units.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 22:36 UTC Guardant Health, Inc. GH · Entity 3238 GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 51,424 $0.00 Strike: $47.20 $0.00
Disclosure

SEC source: 0001576280-22-000100 · wf-form4_166803336634906.xml · derivative · entry 1

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,424

Underlying: COMMON STOCK · 51,424 shares

Expires 2032-11-06

F1 · derivative.exercise_date: This represents a stock option granted on November 7, 2022 that vests over a four-year period. 25% of the shares subject to such award vests on November 7, 2023 and the remaining 75% of the shares vests in equal monthly installments over the remaining three-year period thereafter.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 20:14 UTC Guardant Health, Inc. GH · Entity 3238 Exercise / conversionRESTRICTED STOCK UNITS · Derivative 6,544 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001576280-22-000079 · wf-form4_166310002869043.xml · derivative · entry 6

Kalia Kumud · CIK 0001927831 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,089

Underlying: COMMON STOCK · 6,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The restricted stock unit vests as to 25% of the shares subject to such award annually commencing on September 9, 2020.

F3 · derivative.expiration_date: Not applicable to Restricted Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.