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person · Reporting owner

Rice Daniel J. IV

Disclosed activity across 6 companies

Tapewire entity
32535
SEC CIK
0001597380

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EQT CorpEQT · Entity 3112DirectorOctober 01, 2026October 05, 2026
Net Power Inc.NPWR · Entity 6500Director · Chief Executive Officer · 10% ownerJune 08, 2023June 12, 2023
Rice Midstream Partners LPRMP · Entity 164831Director · Chief Executive OfficerDecember 19, 2016December 20, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EQT Corp

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect31,767 Reported balance After 2026-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 592 · Balance 31,767

F1: Each deferred stock unit is the economic equivalent of one share of EQT Corporation common stock.

F2: Deferred stock units represent compensation that is deferred until termination of service as a director.

F3: Includes accrued dividends.

Filing footnotes · ownership attribution and instrument terms

F1: Each deferred stock unit is the economic equivalent of one share of EQT Corporation common stock.

F2: Deferred stock units represent compensation that is deferred until termination of service as a director.

F3: Includes accrued dividends.

Net Power Inc.

Report date June 08, 2023 · Filed June 12, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeIndirectBy Rice Acquisition Sponsor II LLC0 Reported balance After 2023-06-08 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-06-08 · Disposition to issuer · Disposed 2,500 · Balance 0

F1: Pursuant to that certain Business Combination Agreement, dated December 13, 2022, and subsequently amended on April 23, 2023, by and among Rice Acquisition Corp. II ("RONI"), Rice Acquisition Holdings II LLC ("RONI Opco"), NET Power, LLC and the other parties thereto, the parties effected a business combination transaction (the "Business Combination") on June 8, 2023. In connection with the Business Combination, on June 8, 2023, RONI domesticated as a Delaware corporation (the "RONI Domestication") and changed its name to "NET Power Inc." ("NET Power") and RONI Opco domesticated as a Delaware limited liability company (together with the RONI Domestication, the "Domestication") and changed its name to "NET Power Operations LLC" ("Opco").

F2: As a result of the Domestication on June 8, 2023, (a) each issued and outstanding Class A ordinary share, par value $0.0001 per share, of RONI ("Class A Ordinary Share") automatically converted on a one-for-one basis into a share of Class A common stock, par value $0.0001 per share, of NET Power ("Class A Common Stock"), (b) each issued and outstanding Class B ordinary shares, par value $0.0001 per share, of RONI ("Class B Ordinary Share") automatically converted on a one-for-one basis into a share of Class B common stock, par value $0.0001 per share, of NET Power ("Class B Common Stock"), (c) each issued and outstanding warrant of RONI (which were exercisable for a Class A Ordinary Share) automatically converted into a warrant to purchase one share of Class A Common Stock, and (d) each issued and outstanding Class A Unit and Class B Unit of RONI Opco automatically converted on a one-for-one basis into a Class A or Class B Unit of Opco, respectively.

F3: The reporting person is a managing member of Rice Acquisition Sponsor II LLC (the "Sponsor"). As such, the reporting person may be deemed to have beneficial ownership of the securities held of record by the Sponsor. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Class A Common StockSEC Table I · non-derivativeIndirectBy Rice Acquisition Sponsor II LLC2,500 Reported balance After 2023-06-08 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2023-06-08 · Grant · Acquired 2,500 · Balance 2,500

F1: Pursuant to that certain Business Combination Agreement, dated December 13, 2022, and subsequently amended on April 23, 2023, by and among Rice Acquisition Corp. II ("RONI"), Rice Acquisition Holdings II LLC ("RONI Opco"), NET Power, LLC and the other parties thereto, the parties effected a business combination transaction (the "Business Combination") on June 8, 2023. In connection with the Business Combination, on June 8, 2023, RONI domesticated as a Delaware corporation (the "RONI Domestication") and changed its name to "NET Power Inc." ("NET Power") and RONI Opco domesticated as a Delaware limited liability company (together with the RONI Domestication, the "Domestication") and changed its name to "NET Power Operations LLC" ("Opco").

F2: As a result of the Domestication on June 8, 2023, (a) each issued and outstanding Class A ordinary share, par value $0.0001 per share, of RONI ("Class A Ordinary Share") automatically converted on a one-for-one basis into a share of Class A common stock, par value $0.0001 per share, of NET Power ("Class A Common Stock"), (b) each issued and outstanding Class B ordinary shares, par value $0.0001 per share, of RONI ("Class B Ordinary Share") automatically converted on a one-for-one basis into a share of Class B common stock, par value $0.0001 per share, of NET Power ("Class B Common Stock"), (c) each issued and outstanding warrant of RONI (which were exercisable for a Class A Ordinary Share) automatically converted into a warrant to purchase one share of Class A Common Stock, and (d) each issued and outstanding Class A Unit and Class B Unit of RONI Opco automatically converted on a one-for-one basis into a Class A or Class B Unit of Opco, respectively.

F3: The reporting person is a managing member of Rice Acquisition Sponsor II LLC (the "Sponsor"). As such, the reporting person may be deemed to have beneficial ownership of the securities held of record by the Sponsor. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Class B Ordinary SharesSEC Table I · non-derivativeIndirectBy Rice Acquisition Sponsor II LLC0 Reported balance After 2023-06-08 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2023-06-08 · Disposition to issuer · Disposed 8,535,000 · Balance 0

F1: Pursuant to that certain Business Combination Agreement, dated December 13, 2022, and subsequently amended on April 23, 2023, by and among Rice Acquisition Corp. II ("RONI"), Rice Acquisition Holdings II LLC ("RONI Opco"), NET Power, LLC and the other parties thereto, the parties effected a business combination transaction (the "Business Combination") on June 8, 2023. In connection with the Business Combination, on June 8, 2023, RONI domesticated as a Delaware corporation (the "RONI Domestication") and changed its name to "NET Power Inc." ("NET Power") and RONI Opco domesticated as a Delaware limited liability company (together with the RONI Domestication, the "Domestication") and changed its name to "NET Power Operations LLC" ("Opco").

F2: As a result of the Domestication on June 8, 2023, (a) each issued and outstanding Class A ordinary share, par value $0.0001 per share, of RONI ("Class A Ordinary Share") automatically converted on a one-for-one basis into a share of Class A common stock, par value $0.0001 per share, of NET Power ("Class A Common Stock"), (b) each issued and outstanding Class B ordinary shares, par value $0.0001 per share, of RONI ("Class B Ordinary Share") automatically converted on a one-for-one basis into a share of Class B common stock, par value $0.0001 per share, of NET Power ("Class B Common Stock"), (c) each issued and outstanding warrant of RONI (which were exercisable for a Class A Ordinary Share) automatically converted into a warrant to purchase one share of Class A Common Stock, and (d) each issued and outstanding Class A Unit and Class B Unit of RONI Opco automatically converted on a one-for-one basis into a Class A or Class B Unit of Opco, respectively.

F3: The reporting person is a managing member of Rice Acquisition Sponsor II LLC (the "Sponsor"). As such, the reporting person may be deemed to have beneficial ownership of the securities held of record by the Sponsor. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Class B Common StockSEC Table I · non-derivativeIndirectBy Rice Acquisition Sponsor II LLC7,535,000 Last balance in matching sequence After 2023-06-08 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2023-06-08 · Grant · Acquired 8,535,000 · Balance 8,535,000

F1: Pursuant to that certain Business Combination Agreement, dated December 13, 2022, and subsequently amended on April 23, 2023, by and among Rice Acquisition Corp. II ("RONI"), Rice Acquisition Holdings II LLC ("RONI Opco"), NET Power, LLC and the other parties thereto, the parties effected a business combination transaction (the "Business Combination") on June 8, 2023. In connection with the Business Combination, on June 8, 2023, RONI domesticated as a Delaware corporation (the "RONI Domestication") and changed its name to "NET Power Inc." ("NET Power") and RONI Opco domesticated as a Delaware limited liability company (together with the RONI Domestication, the "Domestication") and changed its name to "NET Power Operations LLC" ("Opco").

F2: As a result of the Domestication on June 8, 2023, (a) each issued and outstanding Class A ordinary share, par value $0.0001 per share, of RONI ("Class A Ordinary Share") automatically converted on a one-for-one basis into a share of Class A common stock, par value $0.0001 per share, of NET Power ("Class A Common Stock"), (b) each issued and outstanding Class B ordinary shares, par value $0.0001 per share, of RONI ("Class B Ordinary Share") automatically converted on a one-for-one basis into a share of Class B common stock, par value $0.0001 per share, of NET Power ("Class B Common Stock"), (c) each issued and outstanding warrant of RONI (which were exercisable for a Class A Ordinary Share) automatically converted into a warrant to purchase one share of Class A Common Stock, and (d) each issued and outstanding Class A Unit and Class B Unit of RONI Opco automatically converted on a one-for-one basis into a Class A or Class B Unit of Opco, respectively.

F3: The reporting person is a managing member of Rice Acquisition Sponsor II LLC (the "Sponsor"). As such, the reporting person may be deemed to have beneficial ownership of the securities held of record by the Sponsor. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Row 5 · 2023-06-08 · Disposition to issuer · Disposed 1,000,000 · Balance 7,535,000

F4: Immediately upon the consummation of the Business Combination, pursuant to the Sponsor Letter Agreement, dated as of December 13, 2022, by and among RONI, the Sponsor, RONI Opco, NET Power, LLC and the other parties thereto, 1,000,000 shares of Class B Common Stock and 1,000,000 Class B Units of Opco held by the Sponsor were forfeited to NET Power and Opco, respectively, for no consideration and automatically canceled.

F3: The reporting person is a managing member of Rice Acquisition Sponsor II LLC (the "Sponsor"). As such, the reporting person may be deemed to have beneficial ownership of the securities held of record by the Sponsor. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Class A Units of Rice Acquisition Holdings II LLCSEC Table II · derivative / convertible securityIndirectBy Rice Acquisition Sponsor II LLC0 Reported balance After 2023-06-08 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-06-08 · Disposition to issuer · Disposed 100 · Balance 0

F5: For each Class A Unit of RONI Opco, the Sponsor owned a corresponding Class B Ordinary Share. The Class A Units of RONI Opco (together with the corresponding Class B Ordinary Shares) were exchangeable into Class A Ordinary Shares or cash, at RONI's election, after the time of RONI's initial business combination on a one-for-one basis and had no expiration date.

F1: Pursuant to that certain Business Combination Agreement, dated December 13, 2022, and subsequently amended on April 23, 2023, by and among Rice Acquisition Corp. II ("RONI"), Rice Acquisition Holdings II LLC ("RONI Opco"), NET Power, LLC and the other parties thereto, the parties effected a business combination transaction (the "Business Combination") on June 8, 2023. In connection with the Business Combination, on June 8, 2023, RONI domesticated as a Delaware corporation (the "RONI Domestication") and changed its name to "NET Power Inc." ("NET Power") and RONI Opco domesticated as a Delaware limited liability company (together with the RONI Domestication, the "Domestication") and changed its name to "NET Power Operations LLC" ("Opco").

F2: As a result of the Domestication on June 8, 2023, (a) each issued and outstanding Class A ordinary share, par value $0.0001 per share, of RONI ("Class A Ordinary Share") automatically converted on a one-for-one basis into a share of Class A common stock, par value $0.0001 per share, of NET Power ("Class A Common Stock"), (b) each issued and outstanding Class B ordinary shares, par value $0.0001 per share, of RONI ("Class B Ordinary Share") automatically converted on a one-for-one basis into a share of Class B common stock, par value $0.0001 per share, of NET Power ("Class B Common Stock"), (c) each issued and outstanding warrant of RONI (which were exercisable for a Class A Ordinary Share) automatically converted into a warrant to purchase one share of Class A Common Stock, and (d) each issued and outstanding Class A Unit and Class B Unit of RONI Opco automatically converted on a one-for-one basis into a Class A or Class B Unit of Opco, respectively.

F3: The reporting person is a managing member of Rice Acquisition Sponsor II LLC (the "Sponsor"). As such, the reporting person may be deemed to have beneficial ownership of the securities held of record by the Sponsor. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Class A Units of NET Power Operations LLCSEC Table II · derivative / convertible securityIndirectBy Rice Acquisition Sponsor II LLC100 Reported balance After 2023-06-08 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-06-08 · Grant · Acquired 100 · Balance 100

F6: For each Class A Unit of Opco, the Sponsor owns a corresponding share of Class B Common Stock. The Class A Units of Opco (together with the corresponding share of Class B Common Stock) are exchangeable into shares of Class A Common Stock or cash, at NET Power's election, on a one-for-one basis and have no expiration date.

F1: Pursuant to that certain Business Combination Agreement, dated December 13, 2022, and subsequently amended on April 23, 2023, by and among Rice Acquisition Corp. II ("RONI"), Rice Acquisition Holdings II LLC ("RONI Opco"), NET Power, LLC and the other parties thereto, the parties effected a business combination transaction (the "Business Combination") on June 8, 2023. In connection with the Business Combination, on June 8, 2023, RONI domesticated as a Delaware corporation (the "RONI Domestication") and changed its name to "NET Power Inc." ("NET Power") and RONI Opco domesticated as a Delaware limited liability company (together with the RONI Domestication, the "Domestication") and changed its name to "NET Power Operations LLC" ("Opco").

F2: As a result of the Domestication on June 8, 2023, (a) each issued and outstanding Class A ordinary share, par value $0.0001 per share, of RONI ("Class A Ordinary Share") automatically converted on a one-for-one basis into a share of Class A common stock, par value $0.0001 per share, of NET Power ("Class A Common Stock"), (b) each issued and outstanding Class B ordinary shares, par value $0.0001 per share, of RONI ("Class B Ordinary Share") automatically converted on a one-for-one basis into a share of Class B common stock, par value $0.0001 per share, of NET Power ("Class B Common Stock"), (c) each issued and outstanding warrant of RONI (which were exercisable for a Class A Ordinary Share) automatically converted into a warrant to purchase one share of Class A Common Stock, and (d) each issued and outstanding Class A Unit and Class B Unit of RONI Opco automatically converted on a one-for-one basis into a Class A or Class B Unit of Opco, respectively.

F3: The reporting person is a managing member of Rice Acquisition Sponsor II LLC (the "Sponsor"). As such, the reporting person may be deemed to have beneficial ownership of the securities held of record by the Sponsor. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Class B Units of Rice Acquisition Holdings II LLCSEC Table II · derivative / convertible securityIndirectBy Rice Acquisition Sponsor II LLC0 Reported balance After 2023-06-08 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-06-08 · Disposition to issuer · Disposed 8,534,900 · Balance 0

F7: For each Class B Unit of RONI Opco, the Sponsor owned a corresponding Class B Ordinary Share. The Class B Units of RONI Opco were convertible into Class A Units of RONI Opco pursuant to the terms of the limited liability agreement of RONI Opco. The Class A Units of RONI Opco (together with the corresponding Class B Ordinary Shares) were exchangeable into Class A Ordinary Shares or cash, at RONI's election, after the time of RONI's initial business combination on a one-for-one basis and had no expiration date.

F1: Pursuant to that certain Business Combination Agreement, dated December 13, 2022, and subsequently amended on April 23, 2023, by and among Rice Acquisition Corp. II ("RONI"), Rice Acquisition Holdings II LLC ("RONI Opco"), NET Power, LLC and the other parties thereto, the parties effected a business combination transaction (the "Business Combination") on June 8, 2023. In connection with the Business Combination, on June 8, 2023, RONI domesticated as a Delaware corporation (the "RONI Domestication") and changed its name to "NET Power Inc." ("NET Power") and RONI Opco domesticated as a Delaware limited liability company (together with the RONI Domestication, the "Domestication") and changed its name to "NET Power Operations LLC" ("Opco").

F2: As a result of the Domestication on June 8, 2023, (a) each issued and outstanding Class A ordinary share, par value $0.0001 per share, of RONI ("Class A Ordinary Share") automatically converted on a one-for-one basis into a share of Class A common stock, par value $0.0001 per share, of NET Power ("Class A Common Stock"), (b) each issued and outstanding Class B ordinary shares, par value $0.0001 per share, of RONI ("Class B Ordinary Share") automatically converted on a one-for-one basis into a share of Class B common stock, par value $0.0001 per share, of NET Power ("Class B Common Stock"), (c) each issued and outstanding warrant of RONI (which were exercisable for a Class A Ordinary Share) automatically converted into a warrant to purchase one share of Class A Common Stock, and (d) each issued and outstanding Class A Unit and Class B Unit of RONI Opco automatically converted on a one-for-one basis into a Class A or Class B Unit of Opco, respectively.

F3: The reporting person is a managing member of Rice Acquisition Sponsor II LLC (the "Sponsor"). As such, the reporting person may be deemed to have beneficial ownership of the securities held of record by the Sponsor. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Class B Units of NET Power Operations LLCSEC Table II · derivative / convertible securityIndirectBy Rice Acquisition Sponsor II LLC8,534,900 Reported balance After 2023-06-08 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-06-08 · Grant · Acquired 8,534,900 · Balance 8,534,900

F8: For each Class B Unit of Opco, the Sponsor owns a corresponding share of Class B Common Stock. The Class B Units of Opco are convertible into Class A Units of Opco pursuant to the terms of the limited liability agreement of Opco. The Class A Units of Opco (together with the corresponding shares of Class B Common Stock) are exchangeable into shares of Class A Common Stock or cash, at NET Power's election, on a one-for-one basis and have no expiration date.

F1: Pursuant to that certain Business Combination Agreement, dated December 13, 2022, and subsequently amended on April 23, 2023, by and among Rice Acquisition Corp. II ("RONI"), Rice Acquisition Holdings II LLC ("RONI Opco"), NET Power, LLC and the other parties thereto, the parties effected a business combination transaction (the "Business Combination") on June 8, 2023. In connection with the Business Combination, on June 8, 2023, RONI domesticated as a Delaware corporation (the "RONI Domestication") and changed its name to "NET Power Inc." ("NET Power") and RONI Opco domesticated as a Delaware limited liability company (together with the RONI Domestication, the "Domestication") and changed its name to "NET Power Operations LLC" ("Opco").

F2: As a result of the Domestication on June 8, 2023, (a) each issued and outstanding Class A ordinary share, par value $0.0001 per share, of RONI ("Class A Ordinary Share") automatically converted on a one-for-one basis into a share of Class A common stock, par value $0.0001 per share, of NET Power ("Class A Common Stock"), (b) each issued and outstanding Class B ordinary shares, par value $0.0001 per share, of RONI ("Class B Ordinary Share") automatically converted on a one-for-one basis into a share of Class B common stock, par value $0.0001 per share, of NET Power ("Class B Common Stock"), (c) each issued and outstanding warrant of RONI (which were exercisable for a Class A Ordinary Share) automatically converted into a warrant to purchase one share of Class A Common Stock, and (d) each issued and outstanding Class A Unit and Class B Unit of RONI Opco automatically converted on a one-for-one basis into a Class A or Class B Unit of Opco, respectively.

F3: The reporting person is a managing member of Rice Acquisition Sponsor II LLC (the "Sponsor"). As such, the reporting person may be deemed to have beneficial ownership of the securities held of record by the Sponsor. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Class B Units of NET Power Operations LLCSEC Table II · derivative / convertible securityIndirectBy Rice Acquisition Sponsor II LLC7,534,900 Reported balance After 2023-06-08 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2023-06-08 · Disposition to issuer · Disposed 1,000,000 · Balance 7,534,900

F8: For each Class B Unit of Opco, the Sponsor owns a corresponding share of Class B Common Stock. The Class B Units of Opco are convertible into Class A Units of Opco pursuant to the terms of the limited liability agreement of Opco. The Class A Units of Opco (together with the corresponding shares of Class B Common Stock) are exchangeable into shares of Class A Common Stock or cash, at NET Power's election, on a one-for-one basis and have no expiration date.

F4: Immediately upon the consummation of the Business Combination, pursuant to the Sponsor Letter Agreement, dated as of December 13, 2022, by and among RONI, the Sponsor, RONI Opco, NET Power, LLC and the other parties thereto, 1,000,000 shares of Class B Common Stock and 1,000,000 Class B Units of Opco held by the Sponsor were forfeited to NET Power and Opco, respectively, for no consideration and automatically canceled.

F3: The reporting person is a managing member of Rice Acquisition Sponsor II LLC (the "Sponsor"). As such, the reporting person may be deemed to have beneficial ownership of the securities held of record by the Sponsor. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2028-06-08IndirectBy Rice Acquisition Sponsor II LLC0 Reported balance After 2023-06-08 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2023-06-08 · Disposition to issuer · Disposed 10,900,000 · Balance 0

F1: Pursuant to that certain Business Combination Agreement, dated December 13, 2022, and subsequently amended on April 23, 2023, by and among Rice Acquisition Corp. II ("RONI"), Rice Acquisition Holdings II LLC ("RONI Opco"), NET Power, LLC and the other parties thereto, the parties effected a business combination transaction (the "Business Combination") on June 8, 2023. In connection with the Business Combination, on June 8, 2023, RONI domesticated as a Delaware corporation (the "RONI Domestication") and changed its name to "NET Power Inc." ("NET Power") and RONI Opco domesticated as a Delaware limited liability company (together with the RONI Domestication, the "Domestication") and changed its name to "NET Power Operations LLC" ("Opco").

F2: As a result of the Domestication on June 8, 2023, (a) each issued and outstanding Class A ordinary share, par value $0.0001 per share, of RONI ("Class A Ordinary Share") automatically converted on a one-for-one basis into a share of Class A common stock, par value $0.0001 per share, of NET Power ("Class A Common Stock"), (b) each issued and outstanding Class B ordinary shares, par value $0.0001 per share, of RONI ("Class B Ordinary Share") automatically converted on a one-for-one basis into a share of Class B common stock, par value $0.0001 per share, of NET Power ("Class B Common Stock"), (c) each issued and outstanding warrant of RONI (which were exercisable for a Class A Ordinary Share) automatically converted into a warrant to purchase one share of Class A Common Stock, and (d) each issued and outstanding Class A Unit and Class B Unit of RONI Opco automatically converted on a one-for-one basis into a Class A or Class B Unit of Opco, respectively.

F3: The reporting person is a managing member of Rice Acquisition Sponsor II LLC (the "Sponsor"). As such, the reporting person may be deemed to have beneficial ownership of the securities held of record by the Sponsor. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2028-06-08IndirectBy Rice Acquisition Sponsor II LLC10,900,000 Reported balance After 2023-06-08 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2023-06-08 · Grant · Acquired 10,900,000 · Balance 10,900,000

F1: Pursuant to that certain Business Combination Agreement, dated December 13, 2022, and subsequently amended on April 23, 2023, by and among Rice Acquisition Corp. II ("RONI"), Rice Acquisition Holdings II LLC ("RONI Opco"), NET Power, LLC and the other parties thereto, the parties effected a business combination transaction (the "Business Combination") on June 8, 2023. In connection with the Business Combination, on June 8, 2023, RONI domesticated as a Delaware corporation (the "RONI Domestication") and changed its name to "NET Power Inc." ("NET Power") and RONI Opco domesticated as a Delaware limited liability company (together with the RONI Domestication, the "Domestication") and changed its name to "NET Power Operations LLC" ("Opco").

F2: As a result of the Domestication on June 8, 2023, (a) each issued and outstanding Class A ordinary share, par value $0.0001 per share, of RONI ("Class A Ordinary Share") automatically converted on a one-for-one basis into a share of Class A common stock, par value $0.0001 per share, of NET Power ("Class A Common Stock"), (b) each issued and outstanding Class B ordinary shares, par value $0.0001 per share, of RONI ("Class B Ordinary Share") automatically converted on a one-for-one basis into a share of Class B common stock, par value $0.0001 per share, of NET Power ("Class B Common Stock"), (c) each issued and outstanding warrant of RONI (which were exercisable for a Class A Ordinary Share) automatically converted into a warrant to purchase one share of Class A Common Stock, and (d) each issued and outstanding Class A Unit and Class B Unit of RONI Opco automatically converted on a one-for-one basis into a Class A or Class B Unit of Opco, respectively.

F3: The reporting person is a managing member of Rice Acquisition Sponsor II LLC (the "Sponsor"). As such, the reporting person may be deemed to have beneficial ownership of the securities held of record by the Sponsor. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to that certain Business Combination Agreement, dated December 13, 2022, and subsequently amended on April 23, 2023, by and among Rice Acquisition Corp. II ("RONI"), Rice Acquisition Holdings II LLC ("RONI Opco"), NET Power, LLC and the other parties thereto, the parties effected a business combination transaction (the "Business Combination") on June 8, 2023. In connection with the Business Combination, on June 8, 2023, RONI domesticated as a Delaware corporation (the "RONI Domestication") and changed its name to "NET Power Inc." ("NET Power") and RONI Opco domesticated as a Delaware limited liability company (together with the RONI Domestication, the "Domestication") and changed its name to "NET Power Operations LLC" ("Opco").

F2: As a result of the Domestication on June 8, 2023, (a) each issued and outstanding Class A ordinary share, par value $0.0001 per share, of RONI ("Class A Ordinary Share") automatically converted on a one-for-one basis into a share of Class A common stock, par value $0.0001 per share, of NET Power ("Class A Common Stock"), (b) each issued and outstanding Class B ordinary shares, par value $0.0001 per share, of RONI ("Class B Ordinary Share") automatically converted on a one-for-one basis into a share of Class B common stock, par value $0.0001 per share, of NET Power ("Class B Common Stock"), (c) each issued and outstanding warrant of RONI (which were exercisable for a Class A Ordinary Share) automatically converted into a warrant to purchase one share of Class A Common Stock, and (d) each issued and outstanding Class A Unit and Class B Unit of RONI Opco automatically converted on a one-for-one basis into a Class A or Class B Unit of Opco, respectively.

F3: The reporting person is a managing member of Rice Acquisition Sponsor II LLC (the "Sponsor"). As such, the reporting person may be deemed to have beneficial ownership of the securities held of record by the Sponsor. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

F4: Immediately upon the consummation of the Business Combination, pursuant to the Sponsor Letter Agreement, dated as of December 13, 2022, by and among RONI, the Sponsor, RONI Opco, NET Power, LLC and the other parties thereto, 1,000,000 shares of Class B Common Stock and 1,000,000 Class B Units of Opco held by the Sponsor were forfeited to NET Power and Opco, respectively, for no consideration and automatically canceled.

F5: For each Class A Unit of RONI Opco, the Sponsor owned a corresponding Class B Ordinary Share. The Class A Units of RONI Opco (together with the corresponding Class B Ordinary Shares) were exchangeable into Class A Ordinary Shares or cash, at RONI's election, after the time of RONI's initial business combination on a one-for-one basis and had no expiration date.

F6: For each Class A Unit of Opco, the Sponsor owns a corresponding share of Class B Common Stock. The Class A Units of Opco (together with the corresponding share of Class B Common Stock) are exchangeable into shares of Class A Common Stock or cash, at NET Power's election, on a one-for-one basis and have no expiration date.

F7: For each Class B Unit of RONI Opco, the Sponsor owned a corresponding Class B Ordinary Share. The Class B Units of RONI Opco were convertible into Class A Units of RONI Opco pursuant to the terms of the limited liability agreement of RONI Opco. The Class A Units of RONI Opco (together with the corresponding Class B Ordinary Shares) were exchangeable into Class A Ordinary Shares or cash, at RONI's election, after the time of RONI's initial business combination on a one-for-one basis and had no expiration date.

F8: For each Class B Unit of Opco, the Sponsor owns a corresponding share of Class B Common Stock. The Class B Units of Opco are convertible into Class A Units of Opco pursuant to the terms of the limited liability agreement of Opco. The Class A Units of Opco (together with the corresponding shares of Class B Common Stock) are exchangeable into shares of Class A Common Stock or cash, at NET Power's election, on a one-for-one basis and have no expiration date.

Rice Midstream Partners LP

Report date December 19, 2016 · Filed December 20, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common units representing limited partnership interestsSEC Table I · non-derivativeDirect11,380 Reported balance After 2016-12-19 transaction · row 1
1 source row

Row 1 · 2016-12-19 · Tax withholding · Disposed 4,772 · Balance 11,380

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Archaea Energy Inc.

Report date December 28, 2022 · Filed December 28, 2022

Section 16 reporting ended · disclosed 2022-12-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-12-28 transaction · row 1
1 source row

Row 1 · 2022-12-28 · Disposition to issuer · Disposed 8,715 · Balance 0

F1: Includes 6,838 restricted stock units ("RSUs") of the Issuer held by the Reporting Person immediately prior to the Effective Time (as defined below).

F2: Pursuant to the Agreement and Plan of Merger, dated October 16, 2022 (the "Merger Agreement"), by and among the Issuer, LFG Acquisition Holdings LLC ("Opco"), BP Products North America Inc. ("Parent"), Condor RTM Inc. ("Merger Sub") and Condor RTM LLC ("Opco Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Issuer Merger"), and Opco Merger Sub merged with and into Opco, with Opco continuing as the surviving company and a wholly owned subsidiary of Parent (the "Opco Merger").

F3: At the effective time of the Issuer Merger (the "Effective Time"), each share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), that was issued and outstanding as of immediately prior to the Effective Time (other than Owned Company Shares or Dissenting Company Shares, each as defined in the Merger Agreement) was automatically canceled, extinguished and converted into the right to receive $26.00 in cash, without interest (the "Per Share Price").

F4: Pursuant to the Merger Agreement, each RSU reported hereby was, at the Effective Time, automatically canceled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (i) the total number of shares of Class A Common Stock subject to such RSU, as of immediately prior to the Effective Time, and (ii) the Per Share Price.

Class B Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-12-28 transaction · row 2
1 source row

Row 2 · 2022-12-28 · Disposition to issuer · Disposed 5,154 · Balance 0

F2: Pursuant to the Agreement and Plan of Merger, dated October 16, 2022 (the "Merger Agreement"), by and among the Issuer, LFG Acquisition Holdings LLC ("Opco"), BP Products North America Inc. ("Parent"), Condor RTM Inc. ("Merger Sub") and Condor RTM LLC ("Opco Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Issuer Merger"), and Opco Merger Sub merged with and into Opco, with Opco continuing as the surviving company and a wholly owned subsidiary of Parent (the "Opco Merger").

F5: Pursuant to the Merger Agreement, at the Effective Time, each share of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock"), was automatically canceled and extinguished without any conversion thereof or consideration paid therefor.

Class B Common StockSEC Table I · non-derivativeIndirectBy Shalennial Fund I, L.P.0 Reported balance After 2022-12-28 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2022-12-28 · Disposition to issuer · Disposed 12,499,929 · Balance 0

F2: Pursuant to the Agreement and Plan of Merger, dated October 16, 2022 (the "Merger Agreement"), by and among the Issuer, LFG Acquisition Holdings LLC ("Opco"), BP Products North America Inc. ("Parent"), Condor RTM Inc. ("Merger Sub") and Condor RTM LLC ("Opco Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Issuer Merger"), and Opco Merger Sub merged with and into Opco, with Opco continuing as the surviving company and a wholly owned subsidiary of Parent (the "Opco Merger").

F5: Pursuant to the Merger Agreement, at the Effective Time, each share of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock"), was automatically canceled and extinguished without any conversion thereof or consideration paid therefor.

F6: The Reporting Person is the sole managing member of Rice Investment Group UGP, LLC, which is the general partner of both (i) Shalennial GP I, L.P. (the general partner of Shalennial Fund I, L.P. ("Shalennial Fund")) and (ii) Rice Investment Group, L.P. (the management company for Shalennial Fund). As such, the Reporting Person may have been deemed to have had beneficial ownership of the securities held of record by Shalennial Fund. The Reporting Person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have had therein, directly or indirectly.

Class A Units of LFG Acquisition Holdings LLCSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-12-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-12-28 · Disposition to issuer · Disposed 5,154 · Balance 0

F7: Prior to the Effective Time, the Class A Units of Opco (each, an "Opco Unit") (together with the corresponding shares of Class B Common Stock) were exchangeable into shares of Class A Common Stock on a one-for-one basis and had no expiration date. At the effective time of the Opco Merger (the "Opco Merger Effective Time"), pursuant to the Merger Agreement, each Opco Unit held by a holder other than the Issuer or any of its subsidiaries issued and outstanding as of immediately prior to the Opco Merger Effective Time was automatically canceled, extinguished and converted into the right to receive cash in an amount equal to the Per Share Price.

F2: Pursuant to the Agreement and Plan of Merger, dated October 16, 2022 (the "Merger Agreement"), by and among the Issuer, LFG Acquisition Holdings LLC ("Opco"), BP Products North America Inc. ("Parent"), Condor RTM Inc. ("Merger Sub") and Condor RTM LLC ("Opco Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Issuer Merger"), and Opco Merger Sub merged with and into Opco, with Opco continuing as the surviving company and a wholly owned subsidiary of Parent (the "Opco Merger").

Class A Units of LFG Acquisition Holdings LLCSEC Table II · derivative / convertible securityIndirectBy Shalennial Fund I, L.P.0 Reported balance After 2022-12-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-12-28 · Disposition to issuer · Disposed 12,499,929 · Balance 0

F7: Prior to the Effective Time, the Class A Units of Opco (each, an "Opco Unit") (together with the corresponding shares of Class B Common Stock) were exchangeable into shares of Class A Common Stock on a one-for-one basis and had no expiration date. At the effective time of the Opco Merger (the "Opco Merger Effective Time"), pursuant to the Merger Agreement, each Opco Unit held by a holder other than the Issuer or any of its subsidiaries issued and outstanding as of immediately prior to the Opco Merger Effective Time was automatically canceled, extinguished and converted into the right to receive cash in an amount equal to the Per Share Price.

F2: Pursuant to the Agreement and Plan of Merger, dated October 16, 2022 (the "Merger Agreement"), by and among the Issuer, LFG Acquisition Holdings LLC ("Opco"), BP Products North America Inc. ("Parent"), Condor RTM Inc. ("Merger Sub") and Condor RTM LLC ("Opco Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Issuer Merger"), and Opco Merger Sub merged with and into Opco, with Opco continuing as the surviving company and a wholly owned subsidiary of Parent (the "Opco Merger").

F6: The Reporting Person is the sole managing member of Rice Investment Group UGP, LLC, which is the general partner of both (i) Shalennial GP I, L.P. (the general partner of Shalennial Fund I, L.P. ("Shalennial Fund")) and (ii) Rice Investment Group, L.P. (the management company for Shalennial Fund). As such, the Reporting Person may have been deemed to have had beneficial ownership of the securities held of record by Shalennial Fund. The Reporting Person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have had therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 6,838 restricted stock units ("RSUs") of the Issuer held by the Reporting Person immediately prior to the Effective Time (as defined below).

F2: Pursuant to the Agreement and Plan of Merger, dated October 16, 2022 (the "Merger Agreement"), by and among the Issuer, LFG Acquisition Holdings LLC ("Opco"), BP Products North America Inc. ("Parent"), Condor RTM Inc. ("Merger Sub") and Condor RTM LLC ("Opco Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Issuer Merger"), and Opco Merger Sub merged with and into Opco, with Opco continuing as the surviving company and a wholly owned subsidiary of Parent (the "Opco Merger").

F3: At the effective time of the Issuer Merger (the "Effective Time"), each share of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), that was issued and outstanding as of immediately prior to the Effective Time (other than Owned Company Shares or Dissenting Company Shares, each as defined in the Merger Agreement) was automatically canceled, extinguished and converted into the right to receive $26.00 in cash, without interest (the "Per Share Price").

F4: Pursuant to the Merger Agreement, each RSU reported hereby was, at the Effective Time, automatically canceled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (i) the total number of shares of Class A Common Stock subject to such RSU, as of immediately prior to the Effective Time, and (ii) the Per Share Price.

F5: Pursuant to the Merger Agreement, at the Effective Time, each share of the Issuer's Class B common stock, par value $0.0001 per share ("Class B Common Stock"), was automatically canceled and extinguished without any conversion thereof or consideration paid therefor.

F6: The Reporting Person is the sole managing member of Rice Investment Group UGP, LLC, which is the general partner of both (i) Shalennial GP I, L.P. (the general partner of Shalennial Fund I, L.P. ("Shalennial Fund")) and (ii) Rice Investment Group, L.P. (the management company for Shalennial Fund). As such, the Reporting Person may have been deemed to have had beneficial ownership of the securities held of record by Shalennial Fund. The Reporting Person disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have had therein, directly or indirectly.

F7: Prior to the Effective Time, the Class A Units of Opco (each, an "Opco Unit") (together with the corresponding shares of Class B Common Stock) were exchangeable into shares of Class A Common Stock on a one-for-one basis and had no expiration date. At the effective time of the Opco Merger (the "Opco Merger Effective Time"), pursuant to the Merger Agreement, each Opco Unit held by a holder other than the Issuer or any of its subsidiaries issued and outstanding as of immediately prior to the Opco Merger Effective Time was automatically canceled, extinguished and converted into the right to receive cash in an amount equal to the Per Share Price.

EQT RE, LLC

Report date November 13, 2017 · Filed November 13, 2017

Section 16 reporting ended · disclosed 2017-11-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-11-13 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2017-11-13 · Grant · Acquired 771,770 · Balance 1,171,690

F1: On November 13, 2017, pursuant to the Agreement and Plan of Merger dated as of June 19, 2017 (the "Merger Agreement"), by and among Rice Energy Inc. (the "Company"), EQT Corporation ("EQT") and Eagle Merger Sub I, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company continuing as the surviving entity and as a wholly owned indirect subsidiary of EQT. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger (the "Effective Time"), the outstanding awards of performance stock units (each, a "Company PSU") granted pursuant to the Company's 2014 Long-Term Incentive Plan (the "LTIP") became vested as of immediately prior to the Effective Time, and performance conditions in respect of such awards were deemed satisfied at the maximum performance level specified in the applicable Company PSU Award and converted into Company common stock on a one-for-one basis.

Row 2 · 2017-11-13 · Tax withholding · Disposed 382,963 · Balance 788,727

Row 3 · 2017-11-13 · Disposition to issuer · Disposed 788,727 · Balance 0

F2: Pursuant to the Merger Agreement, each share of Company common stock issued and outstanding immediately prior to the Effective Time was converted at such time into the right to receive: (A) 0.37 shares of EQT common stock, and (B) $5.30 in cash, without interest.

Filing footnotes · ownership attribution and instrument terms

F1: On November 13, 2017, pursuant to the Agreement and Plan of Merger dated as of June 19, 2017 (the "Merger Agreement"), by and among Rice Energy Inc. (the "Company"), EQT Corporation ("EQT") and Eagle Merger Sub I, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company continuing as the surviving entity and as a wholly owned indirect subsidiary of EQT. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger (the "Effective Time"), the outstanding awards of performance stock units (each, a "Company PSU") granted pursuant to the Company's 2014 Long-Term Incentive Plan (the "LTIP") became vested as of immediately prior to the Effective Time, and performance conditions in respect of such awards were deemed satisfied at the maximum performance level specified in the applicable Company PSU Award and converted into Company common stock on a one-for-one basis.

F2: Pursuant to the Merger Agreement, each share of Company common stock issued and outstanding immediately prior to the Effective Time was converted at such time into the right to receive: (A) 0.37 shares of EQT common stock, and (B) $5.30 in cash, without interest.

WHITING PETROLEUM CORP

Report date July 01, 2022 · Filed July 05, 2022

Section 16 reporting ended · disclosed 2022-07-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per share ("Common Stock")SEC Table I · non-derivativeDirect0 Reported balance After 2022-07-01 transaction · row 1
1 source row

Row 1 · 2022-07-01 · Disposition to issuer · Disposed 27,447 · Balance 0

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (the "Merger Agreement"), by and among Oasis Petroleum Inc. ("Oasis"), Ohm Merger Sub Inc., a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Effective Time"), Merger Sub merged with and into Whiting, with Whiting surviving as a wholly owned subsidiary of Oasis. Pursuant to the Merger Agreement, each outstanding restricted stock unit ("RSU") held by the Reporting Person vested immediately prior to the Effective Time and, at the Effective Time, each share of Common Stock was canceled in exchange for the right to receive 0.5774 shares of common stock of Oasis and $6.25 in cash. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (the "Merger Agreement"), by and among Oasis Petroleum Inc. ("Oasis"), Ohm Merger Sub Inc., a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Effective Time"), Merger Sub merged with and into Whiting, with Whiting surviving as a wholly owned subsidiary of Oasis. Pursuant to the Merger Agreement, each outstanding restricted stock unit ("RSU") held by the Reporting Person vested immediately prior to the Effective Time and, at the Effective Time, each share of Common Stock was canceled in exchange for the right to receive 0.5774 shares of common stock of Oasis and $6.25 in cash. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2022 Filed May 13, 2022 20:33 UTC Archaea Energy Inc. LFG · Entity 121271 OtherClass A Units of LFG Acquisition Holdings LLC · Derivative 5,532,287 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-026490 · ownership.xml · derivative · entry 7

Rice Daniel J. IV · CIK 0001597380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rice Acquisition Sponsor LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,532,287 shares

Expires not disclosed

F6 · derivative.exercise_price: The Class A Units of LFG Acquisition Holdings LLC (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock on a one-for-one basis and have no expiration date.

F1 · kind: Represents the pro rata distribution of the securities of the issuer held by Rice Acquisition Sponsor LLC ("Sponsor") to all of its members. Prior to such distribution, and as of the date hereof, no such securities have been disposed of for cash by either Sponsor or its members.

F1 · price: Represents the pro rata distribution of the securities of the issuer held by Rice Acquisition Sponsor LLC ("Sponsor") to all of its members. Prior to such distribution, and as of the date hereof, no such securities have been disposed of for cash by either Sponsor or its members.

F6 · derivative.exercise_date: The Class A Units of LFG Acquisition Holdings LLC (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock on a one-for-one basis and have no expiration date.

F6 · derivative.expiration_date: The Class A Units of LFG Acquisition Holdings LLC (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock on a one-for-one basis and have no expiration date.

F2 · ownership.nature: These securities were previously held by Sponsor. Prior to the distribution of these securities, the reporting person was previously a managing member of Sponsor. As such, the reporting person may have been deemed to have beneficial ownership of the securities held of record by Sponsor. The reporting person disclaims and previously disclaimed any beneficial ownership of the securities previously held by Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:33 UTC Archaea Energy Inc. LFG · Entity 121271 OtherClass B Common Stock 5,154 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-026490 · ownership.xml · nonDerivative · entry 3

Rice Daniel J. IV · CIK 0001597380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,154

F3 · kind: Represents receipt of the reporting person's pro rata distribution of the securities of the issuer held by Sponsor.

F3 · price: Represents receipt of the reporting person's pro rata distribution of the securities of the issuer held by Sponsor.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:33 UTC Archaea Energy Inc. LFG · Entity 121271 OtherClass B Common Stock 5,532,287 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-026490 · ownership.xml · nonDerivative · entry 2

Rice Daniel J. IV · CIK 0001597380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rice Acquisition Sponsor LLC

Disclosed balance after: 0

F1 · kind: Represents the pro rata distribution of the securities of the issuer held by Rice Acquisition Sponsor LLC ("Sponsor") to all of its members. Prior to such distribution, and as of the date hereof, no such securities have been disposed of for cash by either Sponsor or its members.

F1 · price: Represents the pro rata distribution of the securities of the issuer held by Rice Acquisition Sponsor LLC ("Sponsor") to all of its members. Prior to such distribution, and as of the date hereof, no such securities have been disposed of for cash by either Sponsor or its members.

F2 · ownership.nature: These securities were previously held by Sponsor. Prior to the distribution of these securities, the reporting person was previously a managing member of Sponsor. As such, the reporting person may have been deemed to have beneficial ownership of the securities held of record by Sponsor. The reporting person disclaims and previously disclaimed any beneficial ownership of the securities previously held by Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:33 UTC Archaea Energy Inc. LFG · Entity 121271 OtherClass A Common Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-026490 · ownership.xml · nonDerivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rice Acquisition Sponsor LLC

Disclosed balance after: 0

F1 · kind: Represents the pro rata distribution of the securities of the issuer held by Rice Acquisition Sponsor LLC ("Sponsor") to all of its members. Prior to such distribution, and as of the date hereof, no such securities have been disposed of for cash by either Sponsor or its members.

F1 · price: Represents the pro rata distribution of the securities of the issuer held by Rice Acquisition Sponsor LLC ("Sponsor") to all of its members. Prior to such distribution, and as of the date hereof, no such securities have been disposed of for cash by either Sponsor or its members.

F2 · ownership.nature: These securities were previously held by Sponsor. Prior to the distribution of these securities, the reporting person was previously a managing member of Sponsor. As such, the reporting person may have been deemed to have beneficial ownership of the securities held of record by Sponsor. The reporting person disclaims and previously disclaimed any beneficial ownership of the securities previously held by Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 20:30 UTC EQT Corp EQT · Entity 3112 GrantRestricted Stock Units · Derivative 4,480 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012424 · form4.xml · derivative · entry 3

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,902

Underlying: Common Stock · 4,480 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one share of Company common stock.

F3 · derivative.exercise_date: All of the Restricted Stock Units granted to the reporting person on April 20, 2022 will vest on the date of the Company's 2023 annual meeting of shareholders, subject to the conditions set forth in the award. Shares of the Company's common stock will be delivered to the reporting person either upon vesting or, if the reporting person elected to defer receipt, following cessation of service as a director.

F3 · derivative.expiration_date: All of the Restricted Stock Units granted to the reporting person on April 20, 2022 will vest on the date of the Company's 2023 annual meeting of shareholders, subject to the conditions set forth in the award. Shares of the Company's common stock will be delivered to the reporting person either upon vesting or, if the reporting person elected to defer receipt, following cessation of service as a director.

F4 · balance_after: Includes accrued dividends.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 20:30 UTC EQT Corp EQT · Entity 3112 Exercise / conversionRestricted Stock Units · Derivative 11,569 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012424 · form4.xml · derivative · entry 2

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,422

Underlying: Common Stock · 11,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one share of Company common stock.

F4 · shares: Includes accrued dividends.

F1 · derivative.exercise_date: All of the Restricted Stock Units which were previously granted to the reporting person on April 21, 2021 (the "April 2021 Restricted Stock Units") vested on the date of the 2022 annual meeting of shareholders of EQT Corporation (the "Company") held on April 20, 2022 (the "Vesting Date"). On the Vesting Date, the reporting person received a number of shares of Company common stock equal to the number of April 2021 Restricted Stock Units.

F1 · derivative.expiration_date: All of the Restricted Stock Units which were previously granted to the reporting person on April 21, 2021 (the "April 2021 Restricted Stock Units") vested on the date of the 2022 annual meeting of shareholders of EQT Corporation (the "Company") held on April 20, 2022 (the "Vesting Date"). On the Vesting Date, the reporting person received a number of shares of Company common stock equal to the number of April 2021 Restricted Stock Units.

F4 · balance_after: Includes accrued dividends.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 20:30 UTC EQT Corp EQT · Entity 3112 Exercise / conversionCommon Stock 11,569 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-012424 · form4.xml · nonDerivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: All of the Restricted Stock Units which were previously granted to the reporting person on April 21, 2021 (the "April 2021 Restricted Stock Units") vested on the date of the 2022 annual meeting of shareholders of EQT Corporation (the "Company") held on April 20, 2022 (the "Vesting Date"). On the Vesting Date, the reporting person received a number of shares of Company common stock equal to the number of April 2021 Restricted Stock Units.

F1 · price: All of the Restricted Stock Units which were previously granted to the reporting person on April 21, 2021 (the "April 2021 Restricted Stock Units") vested on the date of the 2022 annual meeting of shareholders of EQT Corporation (the "Company") held on April 20, 2022 (the "Vesting Date"). On the Vesting Date, the reporting person received a number of shares of Company common stock equal to the number of April 2021 Restricted Stock Units.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:18 UTC EQT Corp EQT · Entity 3112 GrantDeferred Stock Units · Derivative 654 $34.41 $22,504.14
Disclosure

SEC source: 0001127602-22-011145 · form4.xml · derivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,919

Underlying: Common Stock · 654 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of EQT Corporation common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F3 · balance_after: Includes accrued dividends.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 18:01 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantRestricted Stock Units 2021 12 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002757 · primarydocument.xml · nonDerivative · entry 2

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,231

F1 · shares: Represents an increase in the securities underlying the equity award as a result of a dividend paid on the Company's common stock which entitles this award to receive dividend equivalents subject to the terms of the underlying award.

F2 · shares: Each restricted stock unit represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest on June 1, 2022.

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January 01, 2022 Filed Jan 3, 2022 15:26 UTC EQT Corp EQT · Entity 3112 GrantDeferred Stock Units · Derivative 1,032 $21.81 $22,507.92
Disclosure

SEC source: 0001127602-22-000016 · form4.xml · derivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,167

Underlying: Common Stock · 1,032 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of EQT Corporation common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

Read SEC document
January 01, 2022 Filed Jan 3, 2022 21:18 UTC Archaea Energy Inc. LFG · Entity 121271 GrantClass A Common Stock 6,838 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-000256 · ownership.xml · nonDerivative · entry 2

Rice Daniel J. IV · CIK 0001597380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,715

F2 · kind: Award of restricted stock units, which vests in a single installment on January 1, 2023. Each restricted stock unit represents a contingent right to receive one share of the issuer's Class A common stock.

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December 29, 2021 Filed Jan 3, 2022 21:18 UTC Archaea Energy Inc. LFG · Entity 121271 GrantClass A Common Stock 1,877 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-000256 · ownership.xml · nonDerivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,877

F1 · kind: Award of restricted stock units, which vests in a single installment on January 1, 2022. Each restricted stock unit represents a contingent right to receive one share of the issuer's Class A common stock.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 18:16 UTC WHITING PETROLEUM CORP WLL · Entity 125646 PurchaseCommon Stock 14,680 $67.68 $993,491.02
Disclosure

SEC source: 0001562180-21-007087 · primarydocument.xml · nonDerivative · entry 2

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,219

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $67.14 to $68.125.

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November 12, 2021 Filed Nov 16, 2021 18:16 UTC WHITING PETROLEUM CORP WLL · Entity 125646 PurchaseCommon Stock 470 $67.10 $31,536.67
Disclosure

SEC source: 0001562180-21-007087 · primarydocument.xml · nonDerivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,539

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $66.655 to $67.11. The reporting person undertakes to provide to Whiting Petroleum Corporation, any security holder of Whiting Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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October 01, 2021 Filed Oct 1, 2021 20:01 UTC EQT Corp EQT · Entity 3112 GrantDeferred Stock Units · Derivative 1,100 $20.46 $22,506.00
Disclosure

SEC source: 0001127602-21-026249 · form4.xml · derivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,136

Underlying: Common Stock · 1,100 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of EQT Corporation common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 21:08 UTC Archaea Energy Inc. LFG · Entity 121271 GrantClass A Units of LFG Acquisition Holdings LLC · Derivative 5,878,310 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-048636 · ownership.xml · derivative · entry 7

Rice Daniel J. IV · CIK 0001597380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shalennial Fund I, L.P.

Disclosed balance after: 5,878,310

Underlying: Class A Common Stock · 5,878,310 shares

Expires not disclosed

F7 · derivative.exercise_price: The Opco Class A Units (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock on a one-for-one basis and have no expiration date.

F1 · kind: On September 15, 2021, as a result of the consummation of the transactions (the "Business Combination") contemplated by that certain Business Combination Agreement, dated April 7, 2021 and subsequently amended on May 12, 2021, by and among the issuer (f/k/a Rice Acquisition Corp.), LFG Acquisition Holdings LLC (f/k/a Rice Acquisition Holdings LLC) ("Opco"), Archaea Energy LLC, Archaea Energy II LLC ("Archaea II") and the other parties thereto, in exchange for the equity interests of Archaea II, which were cancelled, Archaea Energy LLC and its members received Opco Class A units and a corresponding number of shares of the issuer's Class B common stock (which together are exchangeable into shares of the issuer's Class A Common Stock on a one-for-one basis).

F4 · kind: As a result of the Business Combination, Shalennial Fund I, L.P., as a member of Archaea Energy LLC, received 5,878,310 Opco Class A units and a corresponding number of shares of the issuer's Class B common stock (which together are exchangeable into shares of the issuer's Class A Common Stock on a one-for-one basis).

F7 · price: The Opco Class A Units (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock on a one-for-one basis and have no expiration date.

F7 · derivative.exercise_date: The Opco Class A Units (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock on a one-for-one basis and have no expiration date.

F7 · derivative.expiration_date: The Opco Class A Units (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock on a one-for-one basis and have no expiration date.

F3 · ownership.nature: Archaea Energy LLC is majority-owned and controlled by Shalennial Fund I, L.P. The reporting person is the sole managing member of Rice Investment Group UGP, LLC, which is the general partner of both (i) Shalennial GP I, L.P. (the general partner of Shalennial Fund I, L.P.) and (ii) Rice Investment Group, L.P. (the management company for Shalennial Fund I, L.P.). As such, the reporting person may be deemed to have beneficial ownership of the securities held of record by Archaea Energy LLC and the securities held of record by Shalennial Fund I, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 21:08 UTC Archaea Energy Inc. LFG · Entity 121271 GrantClass A Units of LFG Acquisition Holdings LLC · Derivative 20,010,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-048636 · ownership.xml · derivative · entry 6

Rice Daniel J. IV · CIK 0001597380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Archaea Energy LLC

Disclosed balance after: 20,010,231

Underlying: Class A Common Stock · 20,010,231 shares

Expires not disclosed

F7 · derivative.exercise_price: The Opco Class A Units (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock on a one-for-one basis and have no expiration date.

F1 · kind: On September 15, 2021, as a result of the consummation of the transactions (the "Business Combination") contemplated by that certain Business Combination Agreement, dated April 7, 2021 and subsequently amended on May 12, 2021, by and among the issuer (f/k/a Rice Acquisition Corp.), LFG Acquisition Holdings LLC (f/k/a Rice Acquisition Holdings LLC) ("Opco"), Archaea Energy LLC, Archaea Energy II LLC ("Archaea II") and the other parties thereto, in exchange for the equity interests of Archaea II, which were cancelled, Archaea Energy LLC and its members received Opco Class A units and a corresponding number of shares of the issuer's Class B common stock (which together are exchangeable into shares of the issuer's Class A Common Stock on a one-for-one basis).

F2 · kind: As a result of the Business Combination, Archaea Energy LLC received 20,010,231 Opco Class A units and a corresponding number of shares of the issuer's Class B common stock (which together are exchangeable into shares of the issuer's Class A Common Stock on a one-for-one basis).

F7 · price: The Opco Class A Units (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock on a one-for-one basis and have no expiration date.

F7 · derivative.exercise_date: The Opco Class A Units (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock on a one-for-one basis and have no expiration date.

F7 · derivative.expiration_date: The Opco Class A Units (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock on a one-for-one basis and have no expiration date.

F3 · ownership.nature: Archaea Energy LLC is majority-owned and controlled by Shalennial Fund I, L.P. The reporting person is the sole managing member of Rice Investment Group UGP, LLC, which is the general partner of both (i) Shalennial GP I, L.P. (the general partner of Shalennial Fund I, L.P.) and (ii) Rice Investment Group, L.P. (the management company for Shalennial Fund I, L.P.). As such, the reporting person may be deemed to have beneficial ownership of the securities held of record by Archaea Energy LLC and the securities held of record by Shalennial Fund I, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 21:08 UTC Archaea Energy Inc. LFG · Entity 121271 ConversionClass A Units of LFG Acquisition Holdings LLC · Derivative 5,532,187 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-048636 · ownership.xml · derivative · entry 5

Rice Daniel J. IV · CIK 0001597380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rice Acquisition Sponsor LLC

Disclosed balance after: 5,532,187

Underlying: Class A Common Stock · 5,532,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: For each Opco Class B Unit, the reporting person owns a corresponding share of the issuer's Class B common stock. In connection with the issuer's initial business combination, the Opco Class B Units convert into Opco Class A Units on a one-for-one basis, subject to adjustment. The Opco Class A Units (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock after the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. On September 15, 2021, the issuer completed its initial business combination, and as a result the Opco Class B Units held by Rice Acquisition Sponsor LLC converted into Opco Class A Units on a one-for-one basis.

F6 · kind: For each Opco Class B Unit, the reporting person owns a corresponding share of the issuer's Class B common stock. In connection with the issuer's initial business combination, the Opco Class B Units convert into Opco Class A Units on a one-for-one basis, subject to adjustment. The Opco Class A Units (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock after the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. On September 15, 2021, the issuer completed its initial business combination, and as a result the Opco Class B Units held by Rice Acquisition Sponsor LLC converted into Opco Class A Units on a one-for-one basis.

F6 · price: For each Opco Class B Unit, the reporting person owns a corresponding share of the issuer's Class B common stock. In connection with the issuer's initial business combination, the Opco Class B Units convert into Opco Class A Units on a one-for-one basis, subject to adjustment. The Opco Class A Units (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock after the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. On September 15, 2021, the issuer completed its initial business combination, and as a result the Opco Class B Units held by Rice Acquisition Sponsor LLC converted into Opco Class A Units on a one-for-one basis.

F6 · derivative.exercise_date: For each Opco Class B Unit, the reporting person owns a corresponding share of the issuer's Class B common stock. In connection with the issuer's initial business combination, the Opco Class B Units convert into Opco Class A Units on a one-for-one basis, subject to adjustment. The Opco Class A Units (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock after the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. On September 15, 2021, the issuer completed its initial business combination, and as a result the Opco Class B Units held by Rice Acquisition Sponsor LLC converted into Opco Class A Units on a one-for-one basis.

F6 · derivative.expiration_date: For each Opco Class B Unit, the reporting person owns a corresponding share of the issuer's Class B common stock. In connection with the issuer's initial business combination, the Opco Class B Units convert into Opco Class A Units on a one-for-one basis, subject to adjustment. The Opco Class A Units (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock after the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. On September 15, 2021, the issuer completed its initial business combination, and as a result the Opco Class B Units held by Rice Acquisition Sponsor LLC converted into Opco Class A Units on a one-for-one basis.

F5 · ownership.nature: The reporting person is a managing member of Rice Acquisition Sponsor LLC. As such, the reporting person may be deemed to have beneficial ownership of the securities held of record by Rice Acquisition Sponsor LLC. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 21:08 UTC Archaea Energy Inc. LFG · Entity 121271 ConversionClass B Units of LFG Acquisition Holdings LLC · Derivative 5,532,187 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-048636 · ownership.xml · derivative · entry 4

Rice Daniel J. IV · CIK 0001597380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rice Acquisition Sponsor LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,532,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: For each Opco Class B Unit, the reporting person owns a corresponding share of the issuer's Class B common stock. In connection with the issuer's initial business combination, the Opco Class B Units convert into Opco Class A Units on a one-for-one basis, subject to adjustment. The Opco Class A Units (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock after the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. On September 15, 2021, the issuer completed its initial business combination, and as a result the Opco Class B Units held by Rice Acquisition Sponsor LLC converted into Opco Class A Units on a one-for-one basis.

F6 · kind: For each Opco Class B Unit, the reporting person owns a corresponding share of the issuer's Class B common stock. In connection with the issuer's initial business combination, the Opco Class B Units convert into Opco Class A Units on a one-for-one basis, subject to adjustment. The Opco Class A Units (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock after the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. On September 15, 2021, the issuer completed its initial business combination, and as a result the Opco Class B Units held by Rice Acquisition Sponsor LLC converted into Opco Class A Units on a one-for-one basis.

F6 · price: For each Opco Class B Unit, the reporting person owns a corresponding share of the issuer's Class B common stock. In connection with the issuer's initial business combination, the Opco Class B Units convert into Opco Class A Units on a one-for-one basis, subject to adjustment. The Opco Class A Units (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock after the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. On September 15, 2021, the issuer completed its initial business combination, and as a result the Opco Class B Units held by Rice Acquisition Sponsor LLC converted into Opco Class A Units on a one-for-one basis.

F6 · derivative.exercise_date: For each Opco Class B Unit, the reporting person owns a corresponding share of the issuer's Class B common stock. In connection with the issuer's initial business combination, the Opco Class B Units convert into Opco Class A Units on a one-for-one basis, subject to adjustment. The Opco Class A Units (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock after the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. On September 15, 2021, the issuer completed its initial business combination, and as a result the Opco Class B Units held by Rice Acquisition Sponsor LLC converted into Opco Class A Units on a one-for-one basis.

F6 · derivative.expiration_date: For each Opco Class B Unit, the reporting person owns a corresponding share of the issuer's Class B common stock. In connection with the issuer's initial business combination, the Opco Class B Units convert into Opco Class A Units on a one-for-one basis, subject to adjustment. The Opco Class A Units (together with the corresponding shares of the issuer's Class B common stock) are exchangeable into shares of the issuer's Class A common stock after the time of the issuer's initial business combination on a one-for-one basis and have no expiration date. On September 15, 2021, the issuer completed its initial business combination, and as a result the Opco Class B Units held by Rice Acquisition Sponsor LLC converted into Opco Class A Units on a one-for-one basis.

F5 · ownership.nature: The reporting person is a managing member of Rice Acquisition Sponsor LLC. As such, the reporting person may be deemed to have beneficial ownership of the securities held of record by Rice Acquisition Sponsor LLC. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 21:08 UTC Archaea Energy Inc. LFG · Entity 121271 GrantClass B Common Stock 5,878,310 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-048636 · ownership.xml · nonDerivative · entry 2

Rice Daniel J. IV · CIK 0001597380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shalennial Fund I, L.P.

Disclosed balance after: 5,878,310

F1 · price: On September 15, 2021, as a result of the consummation of the transactions (the "Business Combination") contemplated by that certain Business Combination Agreement, dated April 7, 2021 and subsequently amended on May 12, 2021, by and among the issuer (f/k/a Rice Acquisition Corp.), LFG Acquisition Holdings LLC (f/k/a Rice Acquisition Holdings LLC) ("Opco"), Archaea Energy LLC, Archaea Energy II LLC ("Archaea II") and the other parties thereto, in exchange for the equity interests of Archaea II, which were cancelled, Archaea Energy LLC and its members received Opco Class A units and a corresponding number of shares of the issuer's Class B common stock (which together are exchangeable into shares of the issuer's Class A Common Stock on a one-for-one basis).

F4 · price: As a result of the Business Combination, Shalennial Fund I, L.P., as a member of Archaea Energy LLC, received 5,878,310 Opco Class A units and a corresponding number of shares of the issuer's Class B common stock (which together are exchangeable into shares of the issuer's Class A Common Stock on a one-for-one basis).

F3 · ownership.nature: Archaea Energy LLC is majority-owned and controlled by Shalennial Fund I, L.P. The reporting person is the sole managing member of Rice Investment Group UGP, LLC, which is the general partner of both (i) Shalennial GP I, L.P. (the general partner of Shalennial Fund I, L.P.) and (ii) Rice Investment Group, L.P. (the management company for Shalennial Fund I, L.P.). As such, the reporting person may be deemed to have beneficial ownership of the securities held of record by Archaea Energy LLC and the securities held of record by Shalennial Fund I, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 21:08 UTC Archaea Energy Inc. LFG · Entity 121271 GrantClass B Common Stock 20,010,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-048636 · ownership.xml · nonDerivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Archaea Energy LLC

Disclosed balance after: 20,010,231

F1 · price: On September 15, 2021, as a result of the consummation of the transactions (the "Business Combination") contemplated by that certain Business Combination Agreement, dated April 7, 2021 and subsequently amended on May 12, 2021, by and among the issuer (f/k/a Rice Acquisition Corp.), LFG Acquisition Holdings LLC (f/k/a Rice Acquisition Holdings LLC) ("Opco"), Archaea Energy LLC, Archaea Energy II LLC ("Archaea II") and the other parties thereto, in exchange for the equity interests of Archaea II, which were cancelled, Archaea Energy LLC and its members received Opco Class A units and a corresponding number of shares of the issuer's Class B common stock (which together are exchangeable into shares of the issuer's Class A Common Stock on a one-for-one basis).

F2 · price: As a result of the Business Combination, Archaea Energy LLC received 20,010,231 Opco Class A units and a corresponding number of shares of the issuer's Class B common stock (which together are exchangeable into shares of the issuer's Class A Common Stock on a one-for-one basis).

F3 · ownership.nature: Archaea Energy LLC is majority-owned and controlled by Shalennial Fund I, L.P. The reporting person is the sole managing member of Rice Investment Group UGP, LLC, which is the general partner of both (i) Shalennial GP I, L.P. (the general partner of Shalennial Fund I, L.P.) and (ii) Rice Investment Group, L.P. (the management company for Shalennial Fund I, L.P.). As such, the reporting person may be deemed to have beneficial ownership of the securities held of record by Archaea Energy LLC and the securities held of record by Shalennial Fund I, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:09 UTC EQT Corp EQT · Entity 3112 GrantDeferred Stock Units · Derivative 1,011 $22.26 $22,504.86
Disclosure

SEC source: 0001127602-21-021216 · form4.xml · derivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,036

Underlying: Common Stock · 1,011 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of EQT Corporation common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 15:01 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantRestricted Stock Units 3,955 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-003990 · primarydocument.xml · nonDerivative · entry 2

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,069

F1 · kind: Grant of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest on June 1, 2022.

Read SEC document
April 21, 2021 Filed Apr 22, 2021 18:56 UTC EQT Corp EQT · Entity 3112 GrantRestricted Stock Units · Derivative 11,510 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014256 · form4.xml · derivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,838

Underlying: Common Stock · 11,510 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one share of EQT Corporation ("Company") common stock.

F2 · derivative.exercise_date: All of the Restricted Stock Units granted to the reporting person on April 21, 2021 will vest on the date of the Company's 2022 annual meeting of shareholders, subject to the conditions set forth in the award. Shares of the Company's common stock will be delivered to the reporting person either upon vesting or, if the reporting person elected to defer receipt, following cessation of service as a director.

F2 · derivative.expiration_date: All of the Restricted Stock Units granted to the reporting person on April 21, 2021 will vest on the date of the Company's 2022 annual meeting of shareholders, subject to the conditions set forth in the award. Shares of the Company's common stock will be delivered to the reporting person either upon vesting or, if the reporting person elected to defer receipt, following cessation of service as a director.

Read SEC document
April 01, 2021 Filed Apr 1, 2021 20:20 UTC EQT Corp EQT · Entity 3112 GrantDeferred Stock Units · Derivative 1,211 $18.58 $22,500.38
Disclosure

SEC source: 0001127602-21-012590 · form4.xml · derivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,025

Underlying: Common Stock · 1,211 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of EQT Corporation common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 14:44 UTC EQT Corp EQT · Entity 3112 GrantDeferred Stock Units · Derivative 1,672 $12.71 $21,251.12
Disclosure

SEC source: 0001127602-21-000013 · form4.xml · derivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,814

Underlying: Common Stock · 1,672 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of EQT Corporation common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

Read SEC document
December 07, 2020 Filed Dec 7, 2020 21:33 UTC Archaea Energy Inc. RICE · Entity 121271 OtherClass B Units of Rice Acquisition Holdings LLC · Derivative 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-041349 · ownership.xml · derivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,532,187

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

F1 · derivative.exercise_price: For each Class B Unit of Rice Acquisition Holdings LLC ("Opco"), the Reporting Person owns a corresponding share of the Issuer's Class B common stock. In connection with the Issuer's initial business combination, the Class B Units of Opco will convert into Class A Units of Opco on a one-for-one basis, subject to adjustment. The Class A Units of Opco (together with the corresponding shares of the Issuer's Class B common stock) will be exchangeable into shares of the Issuer's Class A common stock after the time of the Issuer's initial business combination on a one-for-one basis and have no expiration date.

F2 · kind: The Class B Units of Opco owned by the Reporting Person included up to 806,250 Class B Units of Opco (and corresponding shares of Class B common stock) that were subject to forfeiture in the event the underwriters of the Issuer's initial public offering of units did not exercise in full their over-allotment option. Because the underwriters only exercised their over-allotment option in part, the Reporting Person forfeited 250,000 Class B Units of Opco (and corresponding shares of Class B common stock) on December 7, 2020 for cancellation by Opco and the Issuer.

F2 · price: The Class B Units of Opco owned by the Reporting Person included up to 806,250 Class B Units of Opco (and corresponding shares of Class B common stock) that were subject to forfeiture in the event the underwriters of the Issuer's initial public offering of units did not exercise in full their over-allotment option. Because the underwriters only exercised their over-allotment option in part, the Reporting Person forfeited 250,000 Class B Units of Opco (and corresponding shares of Class B common stock) on December 7, 2020 for cancellation by Opco and the Issuer.

F1 · derivative.exercise_date: For each Class B Unit of Rice Acquisition Holdings LLC ("Opco"), the Reporting Person owns a corresponding share of the Issuer's Class B common stock. In connection with the Issuer's initial business combination, the Class B Units of Opco will convert into Class A Units of Opco on a one-for-one basis, subject to adjustment. The Class A Units of Opco (together with the corresponding shares of the Issuer's Class B common stock) will be exchangeable into shares of the Issuer's Class A common stock after the time of the Issuer's initial business combination on a one-for-one basis and have no expiration date.

F1 · derivative.expiration_date: For each Class B Unit of Rice Acquisition Holdings LLC ("Opco"), the Reporting Person owns a corresponding share of the Issuer's Class B common stock. In connection with the Issuer's initial business combination, the Class B Units of Opco will convert into Class A Units of Opco on a one-for-one basis, subject to adjustment. The Class A Units of Opco (together with the corresponding shares of the Issuer's Class B common stock) will be exchangeable into shares of the Issuer's Class A common stock after the time of the Issuer's initial business combination on a one-for-one basis and have no expiration date.

F3 · ownership.nature: Rice Acquisition Sponsor LLC is the record holder of the shares reported herein. The Reporting Person is a managing member of Rice Acquisition Sponsor LLC. As such, the Reporting Person may be deemed to have or share beneficial ownership of the securities held directly by Rice Acquisition Sponsor LLC.

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December 01, 2020 Filed Dec 1, 2020 16:30 UTC EQT Corp EQT · Entity 3112 GrantDeferred Stock Units · Derivative 336 $14.88 $4,999.68
Disclosure

SEC source: 0001127602-20-030176 · form4.xml · derivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,142

Underlying: Common Stock · 336 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of EQT Corporation common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

Read SEC document
October 01, 2020 Filed Oct 1, 2020 14:28 UTC EQT Corp EQT · Entity 3112 GrantDeferred Stock Units · Derivative 1,643 $12.93 $21,243.99
Disclosure

SEC source: 0001127602-20-025947 · form4.xml · derivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,806

Underlying: Common Stock · 1,643 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of EQT Corporation common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

Read SEC document
September 29, 2020 Filed Oct 1, 2020 17:01 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantRestricted Stock Units 6,114 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006190 · primarydocument.xml · nonDerivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,114

F1 · kind: Grant of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest on May 31, 2021.

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July 01, 2020 Filed Jul 2, 2020 14:09 UTC EQT Corp EQT · Entity 3112 GrantDeferred Stock Units · Derivative 1,786 $11.90 $21,253.40
Disclosure

SEC source: 0001127602-20-020739 · form4.xml · derivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,162

Underlying: Common Stock · 1,786 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of EQT Corporation common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:13 UTC EQT Corp EQT · Entity 3112 GrantRestricted Stock Units · Derivative 12,680 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-015410 · form4.xml · derivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,328

Underlying: Common Stock · 12,680 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one share of EQT Corporation ("Company") common stock.

F2 · derivative.exercise_date: All of the Restricted Stock Units granted to the reporting person on May 1, 2020 will vest on the date of the Company's 2021 annual meeting of shareholders, subject to the conditions set forth in the award. Shares of the Company's common stock will be delivered to the reporting person either upon vesting or, if the reporting person elected to defer receipt, following cessation of service as a director.

F2 · derivative.expiration_date: All of the Restricted Stock Units granted to the reporting person on May 1, 2020 will vest on the date of the Company's 2021 annual meeting of shareholders, subject to the conditions set forth in the award. Shares of the Company's common stock will be delivered to the reporting person either upon vesting or, if the reporting person elected to defer receipt, following cessation of service as a director.

F3 · balance_after: Includes securities acquired through dividend reinvestment.

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April 01, 2020 Filed Apr 1, 2020 15:14 UTC EQT Corp EQT · Entity 3112 GrantDeferred Stock Units · Derivative 3,006 $7.07 $21,252.42
Disclosure

SEC source: 0001127602-20-012335 · form4.xml · derivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,377

Underlying: Common Stock · 3,006 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of EQT Corporation common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 20:11 UTC EQT Corp EQT · Entity 3112 GrantDeferred Stock Units · Derivative 1,950 $10.90 $21,255.00
Disclosure

SEC source: 0001127602-20-000522 · form4.xml · derivative · entry 2

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,340

Underlying: Common Stock · 1,950 shares

Expires not disclosed

F3 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F4 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F4 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 20:11 UTC EQT Corp EQT · Entity 3112 GrantRestricted Stock Units · Derivative 5,620 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-000522 · form4.xml · derivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,620

Underlying: Common Stock · 5,620 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of EQT Corporation (Company) common stock.

F2 · derivative.exercise_date: All of the Restricted Stock Units will vest on the date of the Company's 2020 Annual Meeting of Shareholders.

F2 · derivative.expiration_date: All of the Restricted Stock Units will vest on the date of the Company's 2020 Annual Meeting of Shareholders.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:43 UTC EQT Corp EQT · Entity 3112 GrantDeferred Stock Units · Derivative 1,997 $10.64 $21,248.08
Disclosure

SEC source: 0001127602-19-029724 · form4.xml · derivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,375

Underlying: Common Stock · 1,997 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

F2 · derivative.expiration_date: Deferred stock units represent compensation that is deferred until termination of service as a director.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:03 UTC EQT Corp EQT · Entity 3112 GrantCommon Stock 1,344 $15.81 $21,248.64
Disclosure

SEC source: 0001127602-19-024017 · form4.xml · nonDerivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation

Disclosed balance after: 2,370

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:59 UTC EQT Corp EQT · Entity 3112 PurchaseCommon Stock 1,025 $20.74 $21,258.50
Disclosure

SEC source: 0001127602-19-014677 · form4.xml · nonDerivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation

Disclosed balance after: 1,025

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:59 UTC EQT Corp EQT · Entity 3112 GrantDeferred Compensation-Phantom Units · Derivative 9,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000788 · form4.xml · derivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,623

Underlying: Common Stock · 9,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Award represents compensation that is deferred until retirement.

F2 · derivative.expiration_date: Award represents compensation that is deferred until retirement.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 23:59 UTC EQT Corp EQT · Entity 3112 GrantDeferred Compensation-Phantom Units · Derivative 3,430 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-000826 · form4.xml · derivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,810

Underlying: Common Stock · 3,430 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one share of common stock.

F2 · derivative.exercise_date: Award represents compensation that is deferred until retirement.

F2 · derivative.expiration_date: Award represents compensation that is deferred until retirement.

Read SEC document
December 22, 2017 Filed Dec 27, 2017 22:16 UTC EQT Corp EQT · Entity 3112 GiftCommon Stock 72,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-035542 · form4.xml · nonDerivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,609

F1 · price: On December 22, 2017, Mr. Rice made a gift of 72,000 shares of EQT Corporation common stock.

F2 · balance_after: Total has been updated to reflect the tax withholding associated with shares of Company common stock settled on November 22, 2017 following the Reporting Person's execution of a release of claims in favor of the Company, pursuant to the terms of that certain Separation and Release Agreement, dated November 13, 2017, by and among the Company, EQT RE, LLC, and the Reporting Person, as previously reported on a Form 4 filed by the Reporting Person on November 15, 2017.

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November 13, 2017 Filed Nov 13, 2017 17:31 UTC EQT RE, LLC RICE · Entity 162728 Disposition to issuerCommon Stock 788,727 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-026091 · doc4.xml · nonDerivative · entry 3

Rice Daniel J. IV · CIK 0001597380 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Pursuant to the Merger Agreement, each share of Company common stock issued and outstanding immediately prior to the Effective Time was converted at such time into the right to receive: (A) 0.37 shares of EQT common stock, and (B) $5.30 in cash, without interest.

Read SEC document
November 13, 2017 Filed Nov 13, 2017 17:31 UTC EQT RE, LLC RICE · Entity 162728 Tax withholdingCommon Stock 382,963 $29.32 $11,228,475.16
Disclosure

SEC source: 0000899243-17-026091 · doc4.xml · nonDerivative · entry 2

Rice Daniel J. IV · CIK 0001597380 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,727

Read SEC document
November 13, 2017 Filed Nov 13, 2017 17:31 UTC EQT RE, LLC RICE · Entity 162728 GrantCommon Stock 771,770 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-026091 · doc4.xml · nonDerivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,171,690

F1 · price: On November 13, 2017, pursuant to the Agreement and Plan of Merger dated as of June 19, 2017 (the "Merger Agreement"), by and among Rice Energy Inc. (the "Company"), EQT Corporation ("EQT") and Eagle Merger Sub I, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company continuing as the surviving entity and as a wholly owned indirect subsidiary of EQT. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger (the "Effective Time"), the outstanding awards of performance stock units (each, a "Company PSU") granted pursuant to the Company's 2014 Long-Term Incentive Plan (the "LTIP") became vested as of immediately prior to the Effective Time, and performance conditions in respect of such awards were deemed satisfied at the maximum performance level specified in the applicable Company PSU Award and converted into Company common stock on a one-for-one basis.

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November 13, 2017 Filed Nov 15, 2017 22:47 UTC EQT Corp EQT · Entity 3112 GrantDeferred Compensation-Phantom Units · Derivative 380 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032250 · form4.xml · derivative · entry 3

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380

Underlying: Common Stock · 380 shares

Expires not disclosed

F3 · derivative.exercise_price: Each phantom unit is the economic equivalent of one share of common stock.

F4 · derivative.exercise_date: Award represents compensation that is deferred until retirement.

F4 · derivative.expiration_date: Award represents compensation that is deferred until retirement.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 22:47 UTC EQT Corp EQT · Entity 3112 GrantCommon Stock 307,904 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-032250 · form4.xml · nonDerivative · entry 2

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,528

F2 · shares: Pursuant to the Merger Agreement, each outstanding award of performance stock units (each, a "Rice PSU") granted pursuant to Rice's 2014 Long-Term Incentive Plan (the "Rice LTIP") became vested and performance conditions in respect of such awards were deemed satisfied at the maximum performance level specified in the applicable Rice PSU award, and each outstanding award of restricted stock units (each, a "Rice RSU") granted pursuant to the Rice LTIP became vested. The Rice PSUs and Rice RSUs were converted into Rice common stock on a one-for-one basis upon the closing of the Merger and will be settled following the closing, subject to the effectiveness of the Reporting Person's release of claims in favor of the Company. At such time, the Reporting Person intends to file an amended Form 4 to reflect such effectiveness and the tax withholding associated with the shares reported on this Form 4.

F2 · price: Pursuant to the Merger Agreement, each outstanding award of performance stock units (each, a "Rice PSU") granted pursuant to Rice's 2014 Long-Term Incentive Plan (the "Rice LTIP") became vested and performance conditions in respect of such awards were deemed satisfied at the maximum performance level specified in the applicable Rice PSU award, and each outstanding award of restricted stock units (each, a "Rice RSU") granted pursuant to the Rice LTIP became vested. The Rice PSUs and Rice RSUs were converted into Rice common stock on a one-for-one basis upon the closing of the Merger and will be settled following the closing, subject to the effectiveness of the Reporting Person's release of claims in favor of the Company. At such time, the Reporting Person intends to file an amended Form 4 to reflect such effectiveness and the tax withholding associated with the shares reported on this Form 4.

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November 13, 2017 Filed Nov 15, 2017 22:47 UTC EQT Corp EQT · Entity 3112 GrantCommon Stock 125,624 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-032250 · form4.xml · nonDerivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,624

F1 · shares: On November 13, 2017, pursuant to the Agreement and Plan of Merger dated as of June 19, 2017 (the "Merger Agreement"), by and among Rice Energy Inc. ("Rice"), EQT Corporation (the "Company") and Eagle Merger Sub I, Inc. ("Merger Sub"), Merger Sub merged with and into Rice (the "Merger"), with Rice continuing as the surviving entity and as a wholly owned indirect subsidiary of the Company. Pursuant to the Merger Agreement, each share of Rice common stock issued and outstanding converted into the right to receive: (A) 0.37 shares of Company common stock, and (B) $5.30 in cash, without interest (the "Merger Exchange"). As a result of the Merger Exchange, the Reporting Person received the Company common stock reported on Table I in exchange for 339,524 shares of Rice common stock.

F1 · price: On November 13, 2017, pursuant to the Agreement and Plan of Merger dated as of June 19, 2017 (the "Merger Agreement"), by and among Rice Energy Inc. ("Rice"), EQT Corporation (the "Company") and Eagle Merger Sub I, Inc. ("Merger Sub"), Merger Sub merged with and into Rice (the "Merger"), with Rice continuing as the surviving entity and as a wholly owned indirect subsidiary of the Company. Pursuant to the Merger Agreement, each share of Rice common stock issued and outstanding converted into the right to receive: (A) 0.37 shares of Company common stock, and (B) $5.30 in cash, without interest (the "Merger Exchange"). As a result of the Merger Exchange, the Reporting Person received the Company common stock reported on Table I in exchange for 339,524 shares of Rice common stock.

Read SEC document
September 28, 2017 Filed Oct 2, 2017 16:45 UTC EQT RE, LLC RICE · Entity 162728 OtherCommon Stock 169,451 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023149 · doc4.xml · nonDerivative · entry 1

Rice Daniel J. IV · CIK 0001597380 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,921

F1 · kind: The Reporting Person was a member of Rice Energy Holdings LLC, a Delaware limited liability company ("Rice Holdings"). On September 28, 2017, Rice Holdings made a pro rata distribution to its members holding incentive units, including 169,451 shares of common stock of Rice Energy Inc. to the Reporting Person. This transaction is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder.

Read SEC document
May 08, 2017 Filed May 9, 2017 19:08 UTC EQT RE, LLC RICE · Entity 162728 Exercise / conversionRestricted stock units · Derivative 4,590 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-012556 · doc4.xml · derivative · entry 3

Rice Daniel J. IV · CIK 0001597380 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 4,590 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Rice Energy Inc. common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 8, 2014, the reporting person was granted 13,770 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On May 8, 2014, the reporting person was granted 13,770 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 08, 2017 Filed May 9, 2017 19:08 UTC EQT RE, LLC RICE · Entity 162728 Tax withholdingCommon stock 2,116 $21.68 $45,874.88
Disclosure

SEC source: 0000899243-17-012556 · doc4.xml · nonDerivative · entry 2

Rice Daniel J. IV · CIK 0001597380 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,470

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.