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FERGUSON DIANA SUE

Disclosed activity across 5 companies

Tapewire entity
32473
SEC CIK
0001275975

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GARTNER INCIT · Entity 465DirectorOctober 01, 2026October 05, 2026
INVACARE HOLDINGS CorpIVC · Entity 86444DirectorMarch 12, 2021March 16, 2021
MATTEL INC /DE/MAT · Entity 1046DirectorMay 28, 2026June 01, 2026
Sally Beauty Holdings, Inc.SBH · Entity 4676DirectorJanuary 22, 2026January 27, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GARTNER INC

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,946 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Other · Acquired 139 · Balance 2,946

F1: This reporting person has elected to receive an immediate distribution of the CSE shares.

Common Stock Equivalents (CSE)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct220 Reported balance After 2026-10-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-10-01 · Grant · Acquired 139 · Balance 220

F2: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP.

Common Stock Equivalents (CSE)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct81 Reported balance After 2026-10-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-10-01 · Other · Disposed 139 · Balance 81

F1: This reporting person has elected to receive an immediate distribution of the CSE shares.

F2: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP.

Filing footnotes · ownership attribution and instrument terms

F1: This reporting person has elected to receive an immediate distribution of the CSE shares.

F2: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP.

INVACARE HOLDINGS Corp

Report date March 12, 2021 · Filed March 16, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect51,344 Reported balance After 2021-03-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-03-12 · Grant · Acquired 13,388 · Balance 51,344

F1: Restricted stock units granted pursuant to the Invacare Corporation 2018 Equity Compensation Plan in an exempt transaction under Rule 16b-3. These restricted stock units are scheduled to vest in full on May 15, 2022. The reporting person has elected to defer receipt of the common shares issuable upon vesting of these restricted stock units until her separation from the issuer, pursuant to the 2012 Invacare Corporation Non-Employee Directors Deferred Compensation Plan.

F2: Includes 37,956 previously reported restricted stock units issued pursuant to the Invacare Corporation 2018 Equity Compensation Plan, 18,045 of which are vested and 15,439 of which vest in full on May 15, 2021; however the reporting person has elected to defer receipt of the common shares issuable upon the vesting of these restricted stock units until the reporting persons' separation from the issuer, pursuant to the Invacare Corporation 2012 Non-Employee Directors Deferred Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units granted pursuant to the Invacare Corporation 2018 Equity Compensation Plan in an exempt transaction under Rule 16b-3. These restricted stock units are scheduled to vest in full on May 15, 2022. The reporting person has elected to defer receipt of the common shares issuable upon vesting of these restricted stock units until her separation from the issuer, pursuant to the 2012 Invacare Corporation Non-Employee Directors Deferred Compensation Plan.

F2: Includes 37,956 previously reported restricted stock units issued pursuant to the Invacare Corporation 2018 Equity Compensation Plan, 18,045 of which are vested and 15,439 of which vest in full on May 15, 2021; however the reporting person has elected to defer receipt of the common shares issuable upon the vesting of these restricted stock units until the reporting persons' separation from the issuer, pursuant to the Invacare Corporation 2012 Non-Employee Directors Deferred Compensation Plan.

MATTEL INC /DE/

Report date May 28, 2026 · Filed June 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect11,753 Reported balance After 2026-05-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-28 · Grant · Acquired 11,753 · Balance 11,753

F1: The Restricted Stock Units ("RSUs" or "Units") were granted on May 28, 2026 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. The RSUs are accompanied by dividend equivalent rights.

F2: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant or such later date in accordance with the terms of the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: The Restricted Stock Units ("RSUs" or "Units") were granted on May 28, 2026 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. The RSUs are accompanied by dividend equivalent rights.

F2: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant or such later date in accordance with the terms of the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock.

Sally Beauty Holdings, Inc.

Report date January 22, 2026 · Filed January 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2036-12-31Direct9,975 Reported balance After 2026-01-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-22 · Grant · Acquired 9,975 · Balance 9,975

F1: Restricted Stock Units ("RSUs") convert into SBH common stock on a one-for-one basis.

F2: 100% of the RSUs vest on the earliest of (i) December 31, 2036, (ii) the date the reporting person's service as a director of the issuer has terminated, or (iii) a change in control of the issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units ("RSUs") convert into SBH common stock on a one-for-one basis.

F2: 100% of the RSUs vest on the earliest of (i) December 31, 2036, (ii) the date the reporting person's service as a director of the issuer has terminated, or (iii) a change in control of the issuer.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Frontier Communications Parent, Inc.

Report date April 30, 2021 · Filed April 30, 2021

Section 16 reporting ended · disclosed 2021-04-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-04-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-04-30 · Other · Disposed 56,556.32 · Balance 0

F1: Prior to their cancellation pursuant to the Plan (as defined below), phantom stock units were convertible one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Issuer.

F2: On April 14, 2020, the Issuer and all of its direct and indirect subsidiaries (the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court") and on August 21, 2020 the Debtors filed the Fifth Amended Joint Plan of Reorganization of Frontier Communications Corporation and Its Debtor Affiliates Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"). On August 27, 2020, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date"), the Debtors satisfied the remaining conditions precedent to consummation of the Plan set forth in the Plan, the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases without any need for further action or order of the Bankruptcy Court.

F3: (Continued from footnote 2) On the Effective Date, in connection with the satisfaction of the conditions to effectiveness as set forth in the Confirmation Order and in the Plan, (i) the Issuer completed a series of transactions pursuant to which it transferred all of its assets in a taxable sale to an indirectly wholly owned subsidiary of Frontier Communications Parent, Inc., a Delaware corporation ("New Frontier"), prior to winding down its business, (ii) all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto and (iii) all of the Issuer's equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. New Frontier is the successor to the Issuer pursuant to

F4: (Continued from footnote 3) Rule 12g-3 under the Securities Exchange Act of 1934, as amended. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Prior to their cancellation pursuant to the Plan (as defined below), phantom stock units were convertible one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Issuer.

F2: On April 14, 2020, the Issuer and all of its direct and indirect subsidiaries (the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court") and on August 21, 2020 the Debtors filed the Fifth Amended Joint Plan of Reorganization of Frontier Communications Corporation and Its Debtor Affiliates Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"). On August 27, 2020, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date"), the Debtors satisfied the remaining conditions precedent to consummation of the Plan set forth in the Plan, the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases without any need for further action or order of the Bankruptcy Court.

F3: (Continued from footnote 2) On the Effective Date, in connection with the satisfaction of the conditions to effectiveness as set forth in the Confirmation Order and in the Plan, (i) the Issuer completed a series of transactions pursuant to which it transferred all of its assets in a taxable sale to an indirectly wholly owned subsidiary of Frontier Communications Parent, Inc., a Delaware corporation ("New Frontier"), prior to winding down its business, (ii) all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto and (iii) all of the Issuer's equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. New Frontier is the successor to the Issuer pursuant to

F4: (Continued from footnote 3) Rule 12g-3 under the Securities Exchange Act of 1934, as amended. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2024 Filed Jan 4, 2024 23:27 UTC GARTNER INC IT · Entity 465 OtherCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000914 · form4.xml · nonDerivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,182

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 21:36 UTC GARTNER INC IT · Entity 465 OtherCommon Stock Equivalent (CSE) · Derivative 76 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-025526 · form4.xml · derivative · entry 3

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81

Underlying: Common Stock · 76 shares

Expires not disclosed

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP.

F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 21:36 UTC GARTNER INC IT · Entity 465 GrantCommon Stock Equivalent (CSE) · Derivative 76 $346.00 Strike: $0.00 $26,296.00
Disclosure

SEC source: 0001127602-23-025526 · form4.xml · derivative · entry 2

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157

Underlying: Common Stock · 76 shares

Expires not disclosed

F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP.

F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 21:36 UTC GARTNER INC IT · Entity 465 OtherCommon Stock 76 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-025526 · form4.xml · nonDerivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,122

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

Read SEC document
July 21, 2023 Filed Jul 24, 2023 21:17 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 11,418 $0.00 $0.00
Disclosure

SEC source: 0001523711-23-000066 · wf-form4_169023343412914.xml · derivative · entry 2

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,418 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated July 21, 2020 and filed on July 22, 2020, the Reporting Person received a grant of 11,418 Restricted Stock Units ("RSUs") on July 21, 2020. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On July 21, 2023, 100% of these RSUs were settled, resulting in the issuance of 11,418 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated July 21, 2020 and filed on July 22, 2020, the Reporting Person received a grant of 11,418 Restricted Stock Units ("RSUs") on July 21, 2020. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On July 21, 2023, 100% of these RSUs were settled, resulting in the issuance of 11,418 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated July 21, 2020 and filed on July 22, 2020, the Reporting Person received a grant of 11,418 Restricted Stock Units ("RSUs") on July 21, 2020. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On July 21, 2023, 100% of these RSUs were settled, resulting in the issuance of 11,418 shares of Mattel, Inc. Common Stock.

Read SEC document
July 21, 2023 Filed Jul 24, 2023 21:17 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 11,418 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-23-000066 · wf-form4_169023343412914.xml · nonDerivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated July 21, 2020 and filed on July 22, 2020, the Reporting Person received a grant of 11,418 Restricted Stock Units ("RSUs") on July 21, 2020. The RSUs were fully vested on the grant date and are settled on the third anniversary of the grant date. On July 21, 2023, 100% of these RSUs were settled, resulting in the issuance of 11,418 shares of Mattel, Inc. Common Stock.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:39 UTC GARTNER INC IT · Entity 465 OtherCommon Stock Equivalent (CSE) · Derivative 76 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020419 · form4.xml · derivative · entry 3

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81

Underlying: Common Stock · 76 shares

Expires not disclosed

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP.

F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:39 UTC GARTNER INC IT · Entity 465 GrantCommon Stock Equivalent (CSE) · Derivative 76 $347.08 Strike: $0.00 $26,378.08
Disclosure

SEC source: 0001127602-23-020419 · form4.xml · derivative · entry 2

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157

Underlying: Common Stock · 76 shares

Expires not disclosed

F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP.

F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSEs") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Gartner, Inc. Long-Term Incentive Plan ("LTIP"). The CSEs convert into Gartner common stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the LTIP.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 20:39 UTC GARTNER INC IT · Entity 465 OtherCommon Stock 76 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-020419 · form4.xml · nonDerivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,046

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:42 UTC GARTNER INC IT · Entity 465 GrantRestricted Stock Units · Derivative 705 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-017895 · form4.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 705

Underlying: Common Stock · 705 shares

Expires not disclosed

F1 · derivative.exercise_date: One hundred percent (100%) of the RSUs shall vest on June 1, 2024, subject to Grantee's continued service as a director through such date.

F1 · derivative.expiration_date: One hundred percent (100%) of the RSUs shall vest on June 1, 2024, subject to Grantee's continued service as a director through such date.

Read SEC document
May 15, 2023 Filed May 18, 2023 00:50 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 8,594 $0.00 $0.00
Disclosure

SEC source: 0001523711-23-000055 · wf-form4_168437104147990.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,594

Underlying: Common Stock · 8,594 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 15, 2023, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:17 UTC GARTNER INC IT · Entity 465 OtherCommon Stock Equivalent (CSE) · Derivative 81 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-012610 · form4.xml · derivative · entry 3

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81

Underlying: Common Stock · 81 shares

Expires not disclosed

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:17 UTC GARTNER INC IT · Entity 465 GrantCommon Stock Equivalent (CSE) · Derivative 81 $324.71 Strike: $0.00 $26,301.51
Disclosure

SEC source: 0001127602-23-012610 · form4.xml · derivative · entry 2

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162

Underlying: Common Stock · 81 shares

Expires not disclosed

F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:17 UTC GARTNER INC IT · Entity 465 OtherCommon Stock 81 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-012610 · form4.xml · nonDerivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 970

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:30 UTC GARTNER INC IT · Entity 465 OtherCommon Stock Equivalent (CSE) · Derivative 56 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000945 · form4.xml · derivative · entry 3

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81

Underlying: Common Stock · 56 shares

Expires not disclosed

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:30 UTC GARTNER INC IT · Entity 465 GrantCommon Stock Equivalent (CSE) · Derivative 56 $337.49 Strike: $0.00 $18,899.44
Disclosure

SEC source: 0001127602-23-000945 · form4.xml · derivative · entry 2

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137

Underlying: Common Stock · 56 shares

Expires not disclosed

F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

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January 03, 2023 Filed Jan 5, 2023 22:30 UTC GARTNER INC IT · Entity 465 OtherCommon Stock 56 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-000945 · form4.xml · nonDerivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 889

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 20:06 UTC Sally Beauty Holdings, Inc. SBH · Entity 4676 GrantRestricted stock units · Derivative 12,458 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-035199 · doc4.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,458

Underlying: Common Stock · 12,458 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest on November 15, 2023. Vested shares will be delivered to the reporting person on the earlier of (i) December 31, 2036, (ii) the date such reporting person's service as a director of the issuer has terminated, or (iii) a change in control of the issuer.

F3 · derivative.expiration_date: The restricted stock units vest on November 15, 2023. Vested shares will be delivered to the reporting person on the earlier of (i) December 31, 2036, (ii) the date such reporting person's service as a director of the issuer has terminated, or (iii) a change in control of the issuer.

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October 03, 2022 Filed Oct 5, 2022 21:19 UTC GARTNER INC IT · Entity 465 OtherCommon Stock Equivalent (CSE) · Derivative 62 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-023731 · form4.xml · derivative · entry 3

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81

Underlying: Common Stock · 62 shares

Expires not disclosed

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

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October 03, 2022 Filed Oct 5, 2022 21:19 UTC GARTNER INC IT · Entity 465 GrantCommon Stock Equivalent (CSE) · Derivative 62 $284.36 Strike: $0.00 $17,630.32
Disclosure

SEC source: 0001127602-22-023731 · form4.xml · derivative · entry 2

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143

Underlying: Common Stock · 62 shares

Expires not disclosed

F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

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October 03, 2022 Filed Oct 5, 2022 21:19 UTC GARTNER INC IT · Entity 465 OtherCommon Stock 62 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-023731 · form4.xml · nonDerivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

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July 01, 2022 Filed Jul 6, 2022 21:08 UTC GARTNER INC IT · Entity 465 OtherCommon Stock Equivalent (CSE) · Derivative 61 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-018977 · form4.xml · derivative · entry 3

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81

Underlying: Common Stock · 61 shares

Expires not disclosed

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

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July 01, 2022 Filed Jul 6, 2022 21:08 UTC GARTNER INC IT · Entity 465 GrantCommon Stock Equivalent (CSE) · Derivative 61 $244.28 Strike: $0.00 $14,901.08
Disclosure

SEC source: 0001127602-22-018977 · form4.xml · derivative · entry 2

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142

Underlying: Common Stock · 61 shares

Expires not disclosed

F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

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July 01, 2022 Filed Jul 6, 2022 21:08 UTC GARTNER INC IT · Entity 465 OtherCommon Stock 61 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-018977 · form4.xml · nonDerivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

Read SEC document
June 03, 2022 Filed Jun 3, 2022 21:20 UTC GARTNER INC IT · Entity 465 Exercise / conversionRestricted Stock Units · Derivative 660 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-016712 · form4.xml · derivative · entry 3

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This award vested in its entirety on June 3, 2022.

F2 · derivative.expiration_date: This award vested in its entirety on June 3, 2022.

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June 03, 2022 Filed Jun 3, 2022 21:20 UTC GARTNER INC IT · Entity 465 Exercise / conversionCommon Stock 660 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-016712 · form4.xml · nonDerivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 21:20 UTC GARTNER INC IT · Entity 465 GrantRestricted Stock Units · Derivative 893 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-016712 · form4.xml · derivative · entry 2

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893

Underlying: Common Stock · 893 shares

Expires not disclosed

F1 · derivative.exercise_date: One hundred percent (100%) of the RSUs shall vest on June 2, 2023, subject to Grantee's continued service as a director through such date.

F1 · derivative.expiration_date: One hundred percent (100%) of the RSUs shall vest on June 2, 2023, subject to Grantee's continued service as a director through such date.

Read SEC document
May 25, 2022 Filed May 27, 2022 20:45 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 6,843 $0.00 $0.00
Disclosure

SEC source: 0001523711-22-000065 · wf-form4_165368430111046.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,843

Underlying: Common Stock · 6,843 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 25, 2022, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock.

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock.

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April 01, 2022 Filed Apr 5, 2022 21:12 UTC GARTNER INC IT · Entity 465 OtherCommon Stock Equivalent (CSE) · Derivative 50 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-011598 · form4.xml · derivative · entry 3

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 21:12 UTC GARTNER INC IT · Entity 465 GrantCommon Stock Equivalent (CSE) · Derivative 50 $299.46 Strike: $0.00 $14,973.00
Disclosure

SEC source: 0001127602-22-011598 · form4.xml · derivative · entry 2

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131

Underlying: Common Stock · 50 shares

Expires not disclosed

F2 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F2 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

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April 01, 2022 Filed Apr 5, 2022 21:12 UTC GARTNER INC IT · Entity 465 OtherCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-011598 · form4.xml · nonDerivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50

F1 · kind: This reporting person has elected to receive an immediate distribution of the CSE shares.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 23:01 UTC GARTNER INC IT · Entity 465 GrantCommon Stock Equivalent (CSE) · Derivative 47 $321.96 Strike: $0.00 $15,132.12
Disclosure

SEC source: 0001127602-22-000984 · form4.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81

Underlying: Common Stock · 47 shares

Expires not disclosed

F1 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F1 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 20:39 UTC Sally Beauty Holdings, Inc. SBH · Entity 4676 GrantRestricted stock units · Derivative 8,045 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-043307 · doc4.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,045

Underlying: Common Stock · 8,045 shares

Expires not disclosed

F1 · security: Grant of restricted stock units under the Sally Beauty Holdings, Inc. 2019 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest on November 15, 2022. Vested shares will be delivered to the reporting person on the earlier of i) December 31, 2036, ii) the date such reporting person's service as a director of the issuer has terminated, or iii) upon change in control of ownership of the issuer.

F3 · derivative.expiration_date: The restricted stock units vest on November 15, 2022. Vested shares will be delivered to the reporting person on the earlier of i) December 31, 2036, ii) the date such reporting person's service as a director of the issuer has terminated, or iii) upon change in control of ownership of the issuer.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:50 UTC GARTNER INC IT · Entity 465 GrantCommon Stock Equivalent (CSE) · Derivative 34 $306.20 Strike: $0.00 $10,410.80
Disclosure

SEC source: 0001127602-21-026720 · form4.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34

Underlying: Common Stock · 34 shares

Expires not disclosed

F1 · derivative.exercise_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

F1 · derivative.expiration_date: These are Common Stock Equivalents ("CSE") received as compensation for service as an outside director of Gartner, Inc. They were granted under the Company's 2014 Long-Term Incentive Plan ("2014 LTIP"). The CSEs convert into Gartner Common Stock on the date the outside director's continuous status as a director terminates, or as otherwise provided in the 2014 LTIP.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 20:19 UTC GARTNER INC IT · Entity 465 GrantRestricted Stock Units · Derivative 660 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023976 · form4.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660

Underlying: Common Stock · 660 shares

Expires not disclosed

F1 · derivative.exercise_date: One hundred percent (100%) of the RSUs shall vest on June 3, 2022, subject to Grantee's continued service as a director through such date.

F1 · derivative.expiration_date: One hundred percent (100%) of the RSUs shall vest on June 3, 2022, subject to Grantee's continued service as a director through such date.

Read SEC document
May 26, 2021 Filed May 28, 2021 22:43 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 7,539 $0.00 $0.00
Disclosure

SEC source: 0001523711-21-000044 · wf-form4_162224179108226.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,539

Underlying: Common Stock · 7,539 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 26, 2021, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

Read SEC document
April 30, 2021 Filed Apr 30, 2021 13:48 UTC Frontier Communications Parent, Inc. FTRCQ · Entity 69025 OtherPhantom Stock Units · Derivative 56,556.32 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-015164 · form4.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56,556.32 shares

Expires not disclosed

F1 · derivative.exercise_price: Prior to their cancellation pursuant to the Plan (as defined below), phantom stock units were convertible one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Issuer.

F2 · kind: On April 14, 2020, the Issuer and all of its direct and indirect subsidiaries (the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court") and on August 21, 2020 the Debtors filed the Fifth Amended Joint Plan of Reorganization of Frontier Communications Corporation and Its Debtor Affiliates Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan"). On August 27, 2020, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date"), the Debtors satisfied the remaining conditions precedent to consummation of the Plan set forth in the Plan, the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases without any need for further action or order of the Bankruptcy Court.

F3 · kind: (Continued from footnote 2) On the Effective Date, in connection with the satisfaction of the conditions to effectiveness as set forth in the Confirmation Order and in the Plan, (i) the Issuer completed a series of transactions pursuant to which it transferred all of its assets in a taxable sale to an indirectly wholly owned subsidiary of Frontier Communications Parent, Inc., a Delaware corporation ("New Frontier"), prior to winding down its business, (ii) all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto and (iii) all of the Issuer's equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. New Frontier is the successor to the Issuer pursuant to

F4 · kind: (Continued from footnote 3) Rule 12g-3 under the Securities Exchange Act of 1934, as amended. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer.

F1 · derivative.exercise_date: Prior to their cancellation pursuant to the Plan (as defined below), phantom stock units were convertible one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Issuer.

F1 · derivative.expiration_date: Prior to their cancellation pursuant to the Plan (as defined below), phantom stock units were convertible one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Issuer.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 16:45 UTC INVACARE HOLDINGS Corp IVC · Entity 86444 GrantCommon Shares 13,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020856 · doc4.xml · nonDerivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,344

F1 · shares: Restricted stock units granted pursuant to the Invacare Corporation 2018 Equity Compensation Plan in an exempt transaction under Rule 16b-3. These restricted stock units are scheduled to vest in full on May 15, 2022. The reporting person has elected to defer receipt of the common shares issuable upon vesting of these restricted stock units until her separation from the issuer, pursuant to the 2012 Invacare Corporation Non-Employee Directors Deferred Compensation Plan.

F2 · balance_after: Includes 37,956 previously reported restricted stock units issued pursuant to the Invacare Corporation 2018 Equity Compensation Plan, 18,045 of which are vested and 15,439 of which vest in full on May 15, 2021; however the reporting person has elected to defer receipt of the common shares issuable upon the vesting of these restricted stock units until the reporting persons' separation from the issuer, pursuant to the Invacare Corporation 2012 Non-Employee Directors Deferred Compensation Plan.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 20:59 UTC Sally Beauty Holdings, Inc. SBH · Entity 4676 GrantRestricted Stock Units · Derivative 15,401 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028347 · form4.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,401

Underlying: Common Stock · 15,401 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on November 15, 2021. Vested shares will be delivered to the reporting person on the earlier of i) December 31, 2036, ii) the date such reporting person's service as a Director of the Issuer has terminated or iii) upon change in control of ownership of the Issuer.

F2 · derivative.expiration_date: The restricted stock units vest on November 15, 2021. Vested shares will be delivered to the reporting person on the earlier of i) December 31, 2036, ii) the date such reporting person's service as a Director of the Issuer has terminated or iii) upon change in control of ownership of the Issuer.

Read SEC document
July 21, 2020 Filed Jul 22, 2020 20:16 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 11,418 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000033 · wf-form4_159544895332194.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,418

Underlying: Common Stock · 11,418 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on July 21, 2020 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

Read SEC document
March 27, 2020 Filed Mar 31, 2020 17:20 UTC INVACARE HOLDINGS Corp IVC · Entity 86444 GrantCommon Shares 15,439 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021861 · doc4.xml · nonDerivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,956

F1 · shares: Restricted stock units granted pursuant to the Invacare Corporation 2018 Equity Compensation Plan in an exempt transaction under Rule 16b-3. These restricted stock units are scheduled to vest in full on May 15, 2021. The reporting person has elected to defer receipt of the common shares issuable upon vesting of these restricted stock units until her separation from the issuer, pursuant to the 2012 Invacare Corporation Non-Employee Directors Deferred Compensation Plan.

F2 · balance_after: Includes 18,045 previously reported restricted stock units issued pursuant to the Invacare Corporation 2018 Equity Compensation Plan, all of which vest in full on May 15, 2020; however the reporting person has elected to defer receipt of the common shares issuable upon the vesting of these restricted stock units until her separation from the issuer, pursuant to the Invacare Corporation 2012 Non-Employee Directors Deferred Compensation Plan.

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November 05, 2019 Filed Nov 7, 2019 21:47 UTC Sally Beauty Holdings, Inc. SBH · Entity 4676 GrantRestricted Stock Units · Derivative 8,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032208 · form4.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,408

Underlying: Common Stock · 8,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest on November 15, 2020. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

F2 · derivative.expiration_date: The restricted stock units vest on November 15, 2020. Vested shares will be delivered to the reporting person on the date such reporting person's service as a Director of the Issuer has terminated.

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September 30, 2019 Filed Oct 1, 2019 22:28 UTC Sally Beauty Holdings, Inc. SBH · Entity 4676 Exercise / conversionRestricted Stock Units · Derivative 5,412 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029510 · form4.xml · derivative · entry 2

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: On January 31, 2019, the reporting person was granted 5,412 restricted stock units ("RSUs") pursuant to the Sally Beauty Holdings, Inc. Amended and Restated Independent Director Compensation Policy. Such RSUs vested on September 30, 2019 and the reporting person elected to receive shares of common stock in settlement of the RSUs on such date.

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September 30, 2019 Filed Oct 1, 2019 22:28 UTC Sally Beauty Holdings, Inc. SBH · Entity 4676 Exercise / conversionCommon Stock 5,412 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-029510 · form4.xml · nonDerivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 17:50 UTC Frontier Communications Parent, Inc. FTR · Entity 69025 GrantPhantom Stock Units · Derivative 14,018.69 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014268 · form4.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,556.32

Underlying: Common Stock · 14,018.69 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company.

F2 · kind: Quarterly payment of portion of annual retainer paid in the form of phantom stock units.

F1 · derivative.exercise_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company.

F1 · derivative.expiration_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 16:49 UTC INVACARE HOLDINGS Corp IVC · Entity 86444 GrantCommon Shares 18,045 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020315 · doc4.xml · nonDerivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,517

F1 · shares: Restricted stock units granted pursuant to the Invacare Corporation 2018 Equity Compensation Plan in an exempt transaction under Rule 16b-3. These restricted stock units are scheduled to vest in full on May 15, 2020. The reporting person has elected to defer receipt of the common shares issuable upon vesting of these restricted stock units until her separation from the issuer, pursuant to the 2012 Invacare Corporation Non-Employee Directors Deferred Compensation Plan.

F2 · balance_after: Includes 4,472 previously reported restricted stock units issued pursuant to the Invacare Corporation 2018 Equity Compensation Plan, all of which vest in full on August 15, 2019.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 21:43 UTC Sally Beauty Holdings, Inc. SBH · Entity 4676 GrantRestricted Stock Units · Derivative 5,412 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-003384 · form4.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,412

Underlying: Common Stock · 5,412 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.expiration_date: The restricted stock units vest on September 30, 2019.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 16:50 UTC Frontier Communications Parent, Inc. FTR · Entity 69025 GrantPhantom Stock Units · Derivative 12,244.9 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-000769 · form4.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,537.63

Underlying: Common Stock · 12,244.9 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company.

F2 · kind: Quarterly payment of portion of annual retainer paid in the form of phantom stock units.

F1 · derivative.exercise_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company.

F1 · derivative.expiration_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 16:27 UTC Frontier Communications Parent, Inc. FTR · Entity 69025 GrantPhantom Stock Units · Derivative 4,769.48 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029033 · form4.xml · derivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,292.73

Underlying: Common Stock · 4,769.48 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company.

F2 · kind: Quarterly payment of portion of annual retainer paid in the form of phantom stock units.

F1 · derivative.exercise_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company.

F1 · derivative.expiration_date: Phantom stock units convert one-for-one into shares of common stock or cash equivalent, at the election of the Reporting Person, upon the Reporting Person's termination of service as a director of the Company.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 10:39 UTC INVACARE HOLDINGS Corp IVC · Entity 86444 GrantCommon Shares 4,472 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043426 · doc4.xml · nonDerivative · entry 1

FERGUSON DIANA SUE · CIK 0001275975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,472

F1 · shares: Restricted stock units granted pursuant to the Invacare Corporation 2018 Equity Compensation Plan in an exempt transaction under Rule 16b-3. These restricted stock units vest in full on August 15, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.