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CAFARO DEBRA A

Disclosed activity across 2 companies

Tapewire entity
32459
SEC CIK
0001215188

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PNC FINANCIAL SERVICES GROUP, INC.PNC · Entity 2924DirectorOctober 01, 2026October 05, 2026
Ventas, Inc.VTR · Entity 3044Director · Chairman and CEOFebruary 11, 2026February 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PNC FINANCIAL SERVICES GROUP, INC.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitSEC Table II · derivative / convertible securityIndirectDeferred Compensation Plan9,835 Reported balance After 2026-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 119 · Balance 9,835

F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

Deferred Stock UnitSEC Table II · derivative / convertible securityDirect11,139 Reported balance Holding disclosure · report date 2026-10-01 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 11,139

F3: Deferred stock units ("DSUs") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's equity incentive plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F4: Includes DSUs acquired by the reporting person as dividend equivalents under the Program in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

F3: Deferred stock units ("DSUs") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's equity incentive plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F4: Includes DSUs acquired by the reporting person as dividend equivalents under the Program in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

Ventas, Inc.

Report date February 11, 2026 · Filed February 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,266,847 Ending reported balance After 2026-02-11 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-02-11 · Grant · Acquired 176,925 · Balance 1,290,959

F1: Shares issued pursuant to the 2023-2025 performance stock unit award granted to Reporting Person on January 23, 2023, under the Ventas, Inc. 2022 Incentive Plan (the "Plan").

Row 2 · 2026-02-11 · Tax withholding · Disposed 78,377 · Balance 1,212,582

F2: Represents shares withheld to pay taxes on the shares issued pursuant to the 2023-2025 performance stock unit award granted to Reporting Person on January 23, 2023.

F3: Represents the applicable closing price per share of Issuer's common stock.

Row 3 · 2026-02-11 · Grant · Acquired 54,265 · Balance 1,266,847

F4: Restricted stock units granted to Reporting Person on February 11, 2026, pursuant to the Plan. The units are payable solely in common stock, are subject to the terms of the Plan and the applicable award agreements and vest in three equal annual installments on the first day of the month following each of the first three anniversaries of the grant date.

F3: Represents the applicable closing price per share of Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Shares issued pursuant to the 2023-2025 performance stock unit award granted to Reporting Person on January 23, 2023, under the Ventas, Inc. 2022 Incentive Plan (the "Plan").

F2: Represents shares withheld to pay taxes on the shares issued pursuant to the 2023-2025 performance stock unit award granted to Reporting Person on January 23, 2023.

F3: Represents the applicable closing price per share of Issuer's common stock.

F4: Restricted stock units granted to Reporting Person on February 11, 2026, pursuant to the Plan. The units are payable solely in common stock, are subject to the terms of the Plan and the applicable award agreements and vest in three equal annual installments on the first day of the month following each of the first three anniversaries of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 30, 2020 Filed Jan 27, 2021 01:26 UTC Ventas, Inc. VTR · Entity 3044 GiftCommon Stock 40,991 $0.00 $0.00
Disclosure

SEC source: 0000740260-21-000026 · wf-form4_161171077325862.xml · nonDerivative · entry 3

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,287

Read SEC document
December 18, 2020 Filed Jan 27, 2021 01:26 UTC Ventas, Inc. VTR · Entity 3044 GiftCommon Stock 86,542 $0.00 $0.00
Disclosure

SEC source: 0000740260-21-000026 · wf-form4_161171077325862.xml · nonDerivative · entry 2

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2020 Trust

Disclosed balance after: 86,542

Read SEC document
December 18, 2020 Filed Jan 27, 2021 01:26 UTC Ventas, Inc. VTR · Entity 3044 GiftCommon Stock 86,542 $0.00 $0.00
Disclosure

SEC source: 0000740260-21-000026 · wf-form4_161171077325862.xml · nonDerivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,278

Read SEC document
October 01, 2020 Filed Oct 5, 2020 18:18 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 283 $109.43 $30,968.69
Disclosure

SEC source: 0001209191-20-053493 · doc4.xml · derivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 3,170

Underlying: $5 Par Common Stock · 283 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 31 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:41 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 263 $102.83 $27,044.29
Disclosure

SEC source: 0001209191-20-040382 · doc4.xml · derivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 2,856

Underlying: $5 Par Common Stock · 263 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 29 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 20:55 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantDeferred Stock Unit · Derivative 1,368 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026332 · doc4.xml · derivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,520

Underlying: $5 Par Common Stock · 1,368 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.exercise_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.expiration_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:07 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 361 $87.35 $31,533.35
Disclosure

SEC source: 0001209191-20-023270 · doc4.xml · derivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 2,564

Underlying: $5 Par Common Stock · 361 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 17 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 22:01 UTC Ventas, Inc. VTR · Entity 3044 GrantCommon Stock 41,752 $0.00 $0.00
Disclosure

SEC source: 0000740260-20-000050 · wf-form4_158275449612428.xml · nonDerivative · entry 3

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 801,820

F3 · shares: Restricted stock units granted by Issuer pursuant to the Plan. Such units are payable solely in common stock and subject to the terms and conditions of the Plan. The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · balance_after: As of February 24, 2020, Reporting Person owns options to purchase an aggregate of 2,301,481 shares of Issuer's common stock.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 22:01 UTC Ventas, Inc. VTR · Entity 3044 Tax withholdingCommon Stock 19,536 $63.05 $1,231,744.80
Disclosure

SEC source: 0000740260-20-000050 · wf-form4_158275449612428.xml · nonDerivative · entry 2

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,068

F2 · shares: Represents shares withheld to pay taxes on the vesting of pRSUs granted on January 18, 2017 under the Plan. Such vested units are payable solely in common stock of the Issuer and subject to the terms of the Plan.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 22:01 UTC Ventas, Inc. VTR · Entity 3044 GrantCommon Stock 44,101 $0.00 $0.00
Disclosure

SEC source: 0000740260-20-000050 · wf-form4_158275449612428.xml · nonDerivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 779,604

F1 · shares: Represents shares of common stock issued as a result of the Issuer having met certain performance criteria during the three-year performance period from January 1, 2017 through December 31, 2019 (the "Performance Period"), pursuant to the Reporting Person's performance-based restricted stock unit ("pRSU") award agreement granted by Issuer on January 18, 2017 in accordance with the Ventas, Inc. 2012 Incentive Plan (the "Plan"). Such units vested in a single installment at the end of the Performance Period, were payable solely in common stock and subject to the terms and conditions of the Plan and paid out on February 24, 2020, following certification of the attainment of certain performance goals by the Executive Compensation Committee of the Issuer's Board of Directors.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:44 UTC Ventas, Inc. VTR · Entity 3044 Exercise / conversionStock Option (Right to Buy) · Derivative 72,300 $46.88 Strike: $46.88 $3,389,424.00
Disclosure

SEC source: 0000740260-20-000044 · wf-form4_158258063304674.xml · derivative · entry 4

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,301,481

Underlying: Common Stock · 72,300 shares

Expires 2022-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vest in three equal annual installments beginning on the date of grant.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:44 UTC Ventas, Inc. VTR · Entity 3044 SaleCommon Stock 72,300 $62.09 $4,488,904.56
Disclosure

SEC source: 0000740260-20-000044 · wf-form4_158258063304674.xml · nonDerivative · entry 2

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,503

F1 · shares: On February 20, 2020, the Reporting Person transmitted to the Securities and Exchange Commission a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $62.00 to $62.35, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

F2 · shares: These shares are being sold pursuant to a written non-discretionary Rule 10b5-1(c) sales plan dated November 5, 2019.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:44 UTC Ventas, Inc. VTR · Entity 3044 Exercise / conversionCommon Stock 72,300 $46.88 $3,389,424.00
Disclosure

SEC source: 0000740260-20-000044 · wf-form4_158258063304674.xml · nonDerivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 22:10 UTC Ventas, Inc. VTR · Entity 3044 Tax withholdingCommon Stock 6,097 $58.36 $355,820.92
Disclosure

SEC source: 0000740260-20-000034 · wf-form4_158154541584262.xml · nonDerivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,503

F1 · shares: Represents shares withheld to pay taxes on the vesting of restricted stock units granted on February 11, 2019 under the Ventas, Inc. 2012 Incentive Plan (the "Plan"). Such vested units are payable solely in common stock of the Issuer and subject to the terms of the Plan.

F2 · balance_after: As of February 11, 2020, Reporting Person owns options to purchase an aggregate of 2,373,781 shares of Issuer's common stock.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 21:41 UTC Ventas, Inc. VTR · Entity 3044 Tax withholdingCommon Stock 8,777 $58.83 $516,350.91
Disclosure

SEC source: 0000740260-20-000028 · wf-form4_158016129642663.xml · nonDerivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,600

F1 · shares: Represents shares withheld to pay taxes on the vesting of restricted stock units granted on January 24, 2018 under the Ventas, Inc. 2012 Incentive Plan (the "Plan"). Such vested units are payable solely in common stock of the Issuer and subject to the terms of the Plan.

F2 · balance_after: As of January 24, 2020, Reporting Person owns options to purchase an aggregate of 2,373,781 shares of Issuer's common stock.

Read SEC document
January 18, 2020 Filed Jan 21, 2020 21:45 UTC Ventas, Inc. VTR · Entity 3044 Tax withholdingCommon Stock 7,374 $58.81 $433,664.94
Disclosure

SEC source: 0000740260-20-000021 · wf-form4_157964312769130.xml · nonDerivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,377

F1 · shares: Represents shares withheld to pay taxes on the vesting of restricted stock units granted on January 18, 2017 under the Ventas, Inc. 2012 Incentive Plan (the "Plan"). Such vested units are payable solely in common stock of the Issuer and subject to the terms of the Plan.

F2 · balance_after: As of January 18, 2020, Reporting Person owns options to purchase an aggregate of 2,373,781 shares of Issuer's common stock.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:09 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 178 $160.37 $28,545.86
Disclosure

SEC source: 0001209191-20-001643 · doc4.xml · derivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 2,186

Underlying: $5 Par Common Stock · 178 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 15 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 22:01 UTC Ventas, Inc. VTR · Entity 3044 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $51.85 Strike: $51.85 $1,037,000.00
Disclosure

SEC source: 0000740260-19-000172 · wf-form4_157653366663221.xml · derivative · entry 3

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,373,781

Underlying: Common Stock · 20,000 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These options vested in three equal annual installments beginning on the date of the grant.

F2 · derivative.underlying_shares: Reporting Person satisfied the exercise price and applicable taxes in cash.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 22:01 UTC Ventas, Inc. VTR · Entity 3044 Exercise / conversionCommon Stock 20,000 $51.85 $1,037,000.00
Disclosure

SEC source: 0000740260-19-000172 · wf-form4_157653366663221.xml · nonDerivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 16:28 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 200 $137.20 $27,440.00
Disclosure

SEC source: 0001209191-19-052012 · doc4.xml · derivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 1,993

Underlying: $5 Par Common Stock · 200 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 15 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:47 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 193 $139.80 $26,981.40
Disclosure

SEC source: 0001209191-19-040921 · doc4.xml · derivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 1,778

Underlying: $5 Par Common Stock · 193 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 11 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 20:40 UTC Ventas, Inc. VTR · Entity 3044 Exercise / conversionStock Option (Right to Buy) · Derivative 64,473 $45.00 Strike: $45.00 $2,901,285.00
Disclosure

SEC source: 0000740260-19-000114 · wf-form4_156106319057938.xml · derivative · entry 7

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,393,781

Underlying: Common Stock · 64,473 shares

Expires 2021-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date of grant.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 20:40 UTC Ventas, Inc. VTR · Entity 3044 SaleCommon Stock 64,473 $69.05 $4,451,538.29
Disclosure

SEC source: 0000740260-19-000114 · wf-form4_156106319057938.xml · nonDerivative · entry 4

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,751

F2 · shares: These shares are being sold pursuant to a written non-discretionary Rule 10b5-1(c) sales plan dated December 14, 2018.

F3 · shares: On June 18, 2019, the Reporting Person transmitted to the SEC a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $69.00 to $69.18, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
June 19, 2019 Filed Jun 20, 2019 20:40 UTC Ventas, Inc. VTR · Entity 3044 Exercise / conversionCommon Stock 64,473 $45.00 $2,901,285.00
Disclosure

SEC source: 0000740260-19-000114 · wf-form4_156106319057938.xml · nonDerivative · entry 3

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 20:40 UTC Ventas, Inc. VTR · Entity 3044 Exercise / conversionStock Option (Right to Buy) · Derivative 3,607 $45.00 Strike: $45.00 $162,315.00
Disclosure

SEC source: 0000740260-19-000114 · wf-form4_156106319057938.xml · derivative · entry 6

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,458,254

Underlying: Common Stock · 3,607 shares

Expires 2021-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date of grant.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 20:40 UTC Ventas, Inc. VTR · Entity 3044 SaleCommon Stock 3,607 $69.02 $248,948.29
Disclosure

SEC source: 0000740260-19-000114 · wf-form4_156106319057938.xml · nonDerivative · entry 2

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,751

F1 · shares: On June 18, 2019, the Reporting Person transmitted to the Securities and Exchange Commission a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $69.00 to $69.05, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

F2 · shares: These shares are being sold pursuant to a written non-discretionary Rule 10b5-1(c) sales plan dated December 14, 2018.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 20:40 UTC Ventas, Inc. VTR · Entity 3044 Exercise / conversionCommon Stock 3,607 $45.00 $162,315.00
Disclosure

SEC source: 0000740260-19-000114 · wf-form4_156106319057938.xml · nonDerivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 21:17 UTC Ventas, Inc. VTR · Entity 3044 Exercise / conversionStock Option (Right to Buy) · Derivative 68,084 $45.00 Strike: $45.00 $3,063,780.00
Disclosure

SEC source: 0000740260-19-000110 · wf-form4_156089266284146.xml · derivative · entry 4

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,461,861

Underlying: Common Stock · 68,084 shares

Expires 2021-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date of grant.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 21:17 UTC Ventas, Inc. VTR · Entity 3044 SaleCommon Stock 68,084 $66.54 $4,530,098.30
Disclosure

SEC source: 0000740260-19-000110 · wf-form4_156089266284146.xml · nonDerivative · entry 2

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,751

F1 · shares: On June 14, 2019, the Reporting Person transmitted to the Securities and Exchange Commission a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $66.50 to $66.73, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

F2 · shares: These shares are being sold pursuant to a written non-discretionary Rule 10b5-1(c) sales plan dated December 14, 2018.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 21:17 UTC Ventas, Inc. VTR · Entity 3044 Exercise / conversionCommon Stock 68,084 $45.00 $3,063,780.00
Disclosure

SEC source: 0000740260-19-000110 · wf-form4_156089266284146.xml · nonDerivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 19:49 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantDeferred Stock Unit · Derivative 1,080 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025957 · doc4.xml · derivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,099

Underlying: $5 Par Common Stock · 1,080 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.exercise_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F1 · derivative.expiration_date: Deferred stock unit ("DSU") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement one share of The PNC Financial Services Group, Inc. ("PNC") common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 17:40 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 248 $126.91 $31,473.68
Disclosure

SEC source: 0001209191-19-022983 · doc4.xml · derivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 1,574

Underlying: $5 Par Common Stock · 248 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 10 phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 21:39 UTC Ventas, Inc. VTR · Entity 3044 Exercise / conversionStock Option (Right to Buy) · Derivative 68,084 $45.00 Strike: $45.00 $3,063,780.00
Disclosure

SEC source: 0000740260-19-000049 · wf-form4_155018036950879.xml · derivative · entry 4

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,529,945

Underlying: Common Stock · 68,084 shares

Expires 2021-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in three equal annual installments beginning on the date of grant.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 21:39 UTC Ventas, Inc. VTR · Entity 3044 SaleCommon Stock 68,084 $64.09 $4,363,558.03
Disclosure

SEC source: 0000740260-19-000049 · wf-form4_155018036950879.xml · nonDerivative · entry 2

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,751

F1 · shares: On February 13, 2019, the Reporting Person transmitted to the Securities and Exchange Commission a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $64.00 to $64.18, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

F2 · shares: These shares are being sold pursuant to a written non-discretionary Rule 10b5-1(c) sales plan dated December 14, 2018.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 21:39 UTC Ventas, Inc. VTR · Entity 3044 Exercise / conversionCommon Stock 68,084 $45.00 $3,063,780.00
Disclosure

SEC source: 0000740260-19-000049 · wf-form4_155018036950879.xml · nonDerivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 22:27 UTC Ventas, Inc. VTR · Entity 3044 GrantCommon Stock 41,294 $63.75 $2,632,492.50
Disclosure

SEC source: 0000740260-19-000044 · wf-form4_155001044393019.xml · nonDerivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,751

F1 · shares: Restricted stock units granted by Issuer pursuant to the Ventas, Inc. 2012 Incentive Plan (the "Plan"). Such units are payable solely in common stock and subject to the terms and conditions of the Plan. The restricted stock units vest in three equal annual installments beginning on the first anniversary of the date of the grant.

F2 · balance_after: As of February 11, 2019, Reporting Person owns options to purchase an aggregate of 2,598,029 shares of Issuer's common stock.

Read SEC document
January 24, 2019 Filed Jan 28, 2019 21:45 UTC Ventas, Inc. VTR · Entity 3044 Tax withholdingCommon Stock 8,777 $61.95 $543,735.15
Disclosure

SEC source: 0000740260-19-000032 · wf-form4_154871193173419.xml · nonDerivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,457

F1 · shares: Represents shares withheld to pay taxes on the vesting of restricted stock units granted on January 24, 2018 under the Ventas, Inc. 2012 Incentive Plan (the "Plan"). Such vested units are payable solely in common stock of the Issuer and subject to the terms of the Plan.

F2 · balance_after: As of January 24, 2019, Reporting Person owns options to purchase an aggregate of 2,598,029 shares of Issuer's common stock.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 21:46 UTC Ventas, Inc. VTR · Entity 3044 Tax withholdingCommon Stock 18,986 $61.04 $1,158,905.44
Disclosure

SEC source: 0000740260-19-000023 · wf-form4_154819356200060.xml · nonDerivative · entry 3

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705,234

F2 · shares: Represents shares withheld to pay taxes on the vesting of restricted stock units granted on January 18, 2017 under the Plan. Such vested units are payable solely in common stock of the Issuer and subject to the terms of the Plan.

F3 · balance_after: As of January 18, 2019, Reporting Person owns options to purchase an aggregate of 2,598,029 shares of Issuer's common stock.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 21:46 UTC Ventas, Inc. VTR · Entity 3044 Tax withholdingCommon Stock 7,380 $61.04 $450,475.20
Disclosure

SEC source: 0000740260-19-000023 · wf-form4_154819356200060.xml · nonDerivative · entry 2

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724,220

F2 · shares: Represents shares withheld to pay taxes on the vesting of restricted stock units granted on January 18, 2017 under the Plan. Such vested units are payable solely in common stock of the Issuer and subject to the terms of the Plan.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 21:46 UTC Ventas, Inc. VTR · Entity 3044 Tax withholdingCommon Stock 12,567 $61.04 $767,089.68
Disclosure

SEC source: 0000740260-19-000023 · wf-form4_154819356200060.xml · nonDerivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731,600

F1 · shares: Represents shares withheld to pay the taxes on the vesting of restricted stock granted on January 18, 2017 under the Ventas, Inc. 2012 Incentive Plan (the "Plan").

Read SEC document
January 02, 2019 Filed Jan 4, 2019 18:18 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 253 $118.81 $30,058.93
Disclosure

SEC source: 0001209191-19-001777 · doc4.xml · derivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 1,316

Underlying: $5 Par Common Stock · 253 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 8 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 19:43 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 221 $135.99 $30,053.79
Disclosure

SEC source: 0001209191-18-053701 · doc4.xml · derivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 1,055

Underlying: $5 Par Common Stock · 221 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 5 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
July 03, 2018 Filed Jul 5, 2018 22:56 UTC Ventas, Inc. VTR · Entity 3044 Exercise / conversionStock Option (Right to Buy) · Derivative 30,942 $37.51 Strike: $37.51 $1,160,634.42
Disclosure

SEC source: 0000740260-18-000132 · wf-form4_153083137864788.xml · derivative · entry 4

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,598,029

Underlying: Common Stock · 30,942 shares

Expires 2020-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning on January 20, 2010.

Read SEC document
July 03, 2018 Filed Jul 5, 2018 22:56 UTC Ventas, Inc. VTR · Entity 3044 SaleCommon Stock 30,942 $58.00 $1,794,636.00
Disclosure

SEC source: 0000740260-18-000132 · wf-form4_153083137864788.xml · nonDerivative · entry 2

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,167

F1 · shares: On May 14, 2018, the Reporting Person transmitted to the Securities and Exchange Commission a Form 144 covering the sale of the Issuer's common stock reported in Table I. The shares are being sold pursuant to a written non-discretionary 10b5-1 sales plan dated May 10, 2018 entered into by Reporting Person.

Read SEC document
July 03, 2018 Filed Jul 5, 2018 22:56 UTC Ventas, Inc. VTR · Entity 3044 Exercise / conversionCommon Stock 30,942 $37.51 $1,160,634.42
Disclosure

SEC source: 0000740260-18-000132 · wf-form4_153083137864788.xml · nonDerivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 22:08 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 210 $135.57 $28,469.70
Disclosure

SEC source: 0001209191-18-040100 · doc4.xml · derivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 829

Underlying: $5 Par Common Stock · 210 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2 · balance_after: Includes an aggregate of 3 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 21:05 UTC Ventas, Inc. VTR · Entity 3044 Exercise / conversionStock Option (Right to Buy) · Derivative 15,505 $37.51 Strike: $37.51 $581,592.55
Disclosure

SEC source: 0000740260-18-000114 · wf-form4_152814627139682.xml · derivative · entry 4

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,628,971

Underlying: Common Stock · 15,505 shares

Expires 2020-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning on January 20, 2010.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 21:05 UTC Ventas, Inc. VTR · Entity 3044 SaleCommon Stock 15,505 $55.00 $852,775.00
Disclosure

SEC source: 0000740260-18-000114 · wf-form4_152814627139682.xml · nonDerivative · entry 2

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,167

F1 · shares: On May 14, 2018, the Reporting Person transmitted to the Securities and Exchange Commission a Form 144 covering the sale of the Issuer's common stock reported in Table I. The shares are being sold pursuant to a written non-discretionary 10b5-1 sales plan dated May 10, 2018 entered into by Reporting Person.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 21:05 UTC Ventas, Inc. VTR · Entity 3044 Exercise / conversionCommon Stock 15,505 $37.51 $581,592.55
Disclosure

SEC source: 0000740260-18-000114 · wf-form4_152814627139682.xml · nonDerivative · entry 1

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2018 Filed May 31, 2018 20:38 UTC Ventas, Inc. VTR · Entity 3044 Exercise / conversionStock Option (Right to Buy) · Derivative 15,439 $37.51 Strike: $37.51 $579,116.89
Disclosure

SEC source: 0000740260-18-000112 · wf-form4_152779908953308.xml · derivative · entry 4

CAFARO DEBRA A · CIK 0001215188 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,644,476

Underlying: Common Stock · 15,439 shares

Expires 2020-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning on January 20, 2010.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.