Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AerCap Holdings N.V.AER · Entity 3217 | Director | March 18, 2026 | March 18, 2026 |
| GTY Technology Holdings Inc.GTYH · Entity 125445 | Director | February 19, 2019 | February 22, 2019 |
| IonQ, Inc.IONQ · Entity 3350 | CAO, CLO and Secretary | September 11, 2026 | September 16, 2026 |
| PROGRESS SOFTWARE CORP /MAPRGS · Entity 4559 | Director | July 02, 2026 | July 06, 2026 |
| Rain Enhancement Technologies Holdco, Inc.RAIN · Entity 7988 | 10% owner | February 06, 2025 | February 10, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AerCap Holdings N.V.
Report date March 18, 2026 · Filed March 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 16,020 |
Reported balance
Holding disclosure · report date 2026-03-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 16,020 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F1: Restricted Stock Units ("RSUs") convert into Ordinary Shares on a one-for-one basis. This award will fully vest on December 17, 2026, subject to the reporting person's continued service. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-03-18 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F2: RSUs convert into Ordinary Shares on a one-for-one basis. This award will fully vest on April 30, 2029, subject to the reporting person's continued service. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units ("RSUs") convert into Ordinary Shares on a one-for-one basis. This award will fully vest on December 17, 2026, subject to the reporting person's continued service.
F2: RSUs convert into Ordinary Shares on a one-for-one basis. This award will fully vest on April 30, 2029, subject to the reporting person's continued service.
GTY Technology Holdings Inc.
Report date February 19, 2019 · Filed February 22, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,000 |
Reported balance
After 2019-02-19 transaction · row 1
1 source rowRow 1 · 2019-02-19 · Conversion · Acquired 30,000 · Balance 30,000 F1: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-02-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-02-19 · Conversion · Disposed 30,000 · Balance 0 F1: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Immediately prior to the consummation (the "Closing") of the Issuer's initial business combination on February 19, 2019 (the "business combination"), each outstanding Class B ordinary share, par value $0.0001 per share (the "Founder Shares") of GTY Technology Holdings Inc. ("GTY Cayman"), was converted into one Class A ordinary share, par value $0.0001 per share of GTY Cayman ("Class A Ordinary Shares"). Upon consummation of the business combination, each outstanding Class A Ordinary Share was exchanged for one share of the Issuer's common stock, par value $0.0001 per share.
IonQ, Inc.
Report date September 11, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,001 |
Reported balance
After 2026-09-11 transaction · row 1
1 source rowRow 1 · 2026-09-11 · Tax withholding · Disposed 4,457 · Balance 100,001 F1: The reported securities were sold to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units ("RSUs"). F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.35 to $37.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were sold to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units ("RSUs").
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.35 to $37.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
PROGRESS SOFTWARE CORP /MA
Report date July 02, 2026 · Filed July 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 58,691 |
Reported balance
After 2026-07-02 transaction · row 1
1 source rowRow 1 · 2026-07-02 · Grant · Acquired 5,857 · Balance 58,691 F1: Represents deferred stock units issued to the Reporting Person by Progress Software Corporation (the "Company") as the fiscal year 2026 equity retainer for the Reporting Person's services as a director of the Company during such period. These deferred stock units were issued in accordance with the Company's Director Compensation Plan pursuant to the Company's 2008 Stock Option and Incentive Plan and are payable on a one-for-one basis exclusively in common stock on the earlier of a change in control of the Company or the date the Reporting Person terminates service on the board of directors of the Company (the "Board of Directors"). The deferred stock units will vest on the date of the Company's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors until such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents deferred stock units issued to the Reporting Person by Progress Software Corporation (the "Company") as the fiscal year 2026 equity retainer for the Reporting Person's services as a director of the Company during such period. These deferred stock units were issued in accordance with the Company's Director Compensation Plan pursuant to the Company's 2008 Stock Option and Incentive Plan and are payable on a one-for-one basis exclusively in common stock on the earlier of a change in control of the Company or the date the Reporting Person terminates service on the board of directors of the Company (the "Board of Directors"). The deferred stock units will vest on the date of the Company's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continued service on the Board of Directors until such date.
Rain Enhancement Technologies Holdco, Inc.
Report date February 06, 2025 · Filed February 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 13,173 |
Reported balance
After 2025-02-06 transaction · row 1
1 source rowRow 1 · 2025-02-06 · Purchase · Acquired 13,173 · Balance 13,173 F1: In connection with the closing of the business combination ("Business Combination") between Coliseum Acquisition Corp. ("Coliseum"), Rain Enhancement Technologies, Inc. ("RET"), and Rain Enhancement Technologies Holdco, Inc. (the "Issuer"), the Reporting Person subscribed to purchase an aggregate of 21,955 shares of the Issuer's Class A common stock, par value $0.0001 per share, at a price of approximately $11.39 per share in a private placement pursuant to a Subscription Agreement dated as of December 23, 2024, by and among the Reporting Person and the Issuer. As previously reported, an aggregate of 8,782 shares of Class A Common Stock was issued pursuant to such subscription on December 31, 2024. The remaining 13,173 shares of Class A Common Stock pursuant to such subscription were issued on February 6, 2025. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Rainwater LLC | 1,848,104 |
Reported balance
Holding disclosure · report date 2025-02-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,848,104 F2: Paul T. Dacier is the sole member of Rainwater LLC and has voting and investment discretion with respect to the securities held of record by Rainwater LLC. Mr. Dacier disclaims beneficial ownership of the securities held by Rainwater LLC, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the closing of the business combination ("Business Combination") between Coliseum Acquisition Corp. ("Coliseum"), Rain Enhancement Technologies, Inc. ("RET"), and Rain Enhancement Technologies Holdco, Inc. (the "Issuer"), the Reporting Person subscribed to purchase an aggregate of 21,955 shares of the Issuer's Class A common stock, par value $0.0001 per share, at a price of approximately $11.39 per share in a private placement pursuant to a Subscription Agreement dated as of December 23, 2024, by and among the Reporting Person and the Issuer. As previously reported, an aggregate of 8,782 shares of Class A Common Stock was issued pursuant to such subscription on December 31, 2024. The remaining 13,173 shares of Class A Common Stock pursuant to such subscription were issued on February 6, 2025.
F2: Paul T. Dacier is the sole member of Rainwater LLC and has voting and investment discretion with respect to the securities held of record by Rainwater LLC. Mr. Dacier disclaims beneficial ownership of the securities held by Rainwater LLC, except to the extent of his pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EMC CORP
Report date September 06, 2016 · Filed September 08, 2016
Section 16 reporting ended · disclosed 2016-09-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-09-07 transaction · row 24
24 source rows · reconciled sequenceRow 1 · 2016-09-06 · Exercise / conversion · Acquired 26,000 · Balance 480,699 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 2 · 2016-09-06 · Tax withholding · Disposed 21,378 · Balance 459,321 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 3 · 2016-09-06 · Exercise / conversion · Acquired 38,169 · Balance 497,490 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 4 · 2016-09-06 · Tax withholding · Disposed 31,383 · Balance 466,107 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 5 · 2016-09-06 · Exercise / conversion · Acquired 28,000 · Balance 494,107 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 6 · 2016-09-06 · Tax withholding · Disposed 20,997 · Balance 473,110 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 7 · 2016-09-06 · Exercise / conversion · Acquired 24,000 · Balance 497,110 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 8 · 2016-09-06 · Tax withholding · Disposed 18,055 · Balance 479,055 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 9 · 2016-09-06 · Exercise / conversion · Acquired 36,000 · Balance 515,055 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 10 · 2016-09-06 · Tax withholding · Disposed 27,082 · Balance 487,973 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 11 · 2016-09-06 · Exercise / conversion · Acquired 19,873 · Balance 507,846 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 12 · 2016-09-06 · Tax withholding · Disposed 16,838 · Balance 491,008 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 13 · 2016-09-06 · Exercise / conversion · Acquired 29,809 · Balance 520,817 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 14 · 2016-09-06 · Tax withholding · Disposed 25,256 · Balance 495,561 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 15 · 2016-09-06 · Exercise / conversion · Acquired 15,977 · Balance 511,538 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 16 · 2016-09-06 · Tax withholding · Disposed 14,881 · Balance 496,657 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 17 · 2016-09-06 · Exercise / conversion · Acquired 22,967 · Balance 519,624 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 18 · 2016-09-06 · Tax withholding · Disposed 21,391 · Balance 498,233 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 19 · 2016-09-06 · Exercise / conversion · Acquired 23,236 · Balance 521,469 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 20 · 2016-09-06 · Tax withholding · Disposed 22,394 · Balance 499,075 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 21 · 2016-09-06 · Exercise / conversion · Acquired 17,640 · Balance 516,715 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 22 · 2016-09-06 · Tax withholding · Disposed 17,001 · Balance 499,714 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 23 · 2016-09-06 · Tax withholding · Disposed 121,240 · Balance 378,474 F3: Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units. Row 24 · 2016-09-07 · Disposition to issuer · Disposed 378,474 · Balance 0 F4: In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.). |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2016-09-07 transaction · row 25
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 25 · 2016-09-07 · Disposition to issuer · Disposed 24,000 · Balance 0 F4: In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.11 · Expires 2017-11-28 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2016-09-06 · Exercise / conversion · Disposed 26,000 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.11 · Expires 2017-11-28 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · 2016-09-06 · Exercise / conversion · Disposed 38,169 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.18 · Expires 2018-08-20 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 28
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 28 · 2016-09-06 · Exercise / conversion · Disposed 28,000 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.31 · Expires 2019-08-04 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 29
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 29 · 2016-09-06 · Exercise / conversion · Disposed 24,000 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.31 · Expires 2019-08-04 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 30
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 30 · 2016-09-06 · Exercise / conversion · Disposed 36,000 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $20.47 · Expires 2020-08-03 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 31
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 31 · 2016-09-06 · Exercise / conversion · Disposed 19,873 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $20.47 · Expires 2020-08-03 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 32
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 32 · 2016-09-06 · Exercise / conversion · Disposed 29,809 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $25.04 · Expires 2021-08-03 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 33
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 33 · 2016-09-06 · Exercise / conversion · Disposed 15,977 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $25.04 · Expires 2021-08-03 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 34
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 34 · 2016-09-06 · Exercise / conversion · Disposed 22,967 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $26.80 · Expires 2022-08-08 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 35
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 35 · 2016-09-06 · Exercise / conversion · Disposed 23,236 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F6: In connection with the Merger, 5,809 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $26.80 · Expires 2022-08-08 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 36
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 36 · 2016-09-06 · Exercise / conversion · Disposed 17,640 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F7: In connection with the Merger, 3,528 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time").
F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above.
F3: Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units.
F4: In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.).
F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time").
F6: In connection with the Merger, 5,809 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016.
F7: In connection with the Merger, 3,528 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 06, 2016 Filed Sep 8, 2016 21:08 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionCommon Stock | 29,809 | $20.47 | $610,190.23 |
DisclosureSEC source: 0000790070-16-000293 · edgar.xml · nonDerivative · entry 13 DACIER PAUL T · CIK 0001189870 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:08 UTC | EMC CORP EMC · Entity 11918 | Tax withholdingCommon Stock | 16,838 | $28.77 | $484,429.26 |
DisclosureSEC source: 0000790070-16-000293 · edgar.xml · nonDerivative · entry 12 DACIER PAUL T · CIK 0001189870 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,008 F2 · shares: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:08 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionCommon Stock | 19,873 | $20.47 | $406,800.31 |
DisclosureSEC source: 0000790070-16-000293 · edgar.xml · nonDerivative · entry 11 DACIER PAUL T · CIK 0001189870 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:08 UTC | EMC CORP EMC · Entity 11918 | Tax withholdingCommon Stock | 27,082 | $28.77 | $779,149.14 |
DisclosureSEC source: 0000790070-16-000293 · edgar.xml · nonDerivative · entry 10 DACIER PAUL T · CIK 0001189870 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,973 F2 · shares: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:08 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionCommon Stock | 36,000 | $15.31 | $551,160.00 |
DisclosureSEC source: 0000790070-16-000293 · edgar.xml · nonDerivative · entry 9 DACIER PAUL T · CIK 0001189870 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:08 UTC | EMC CORP EMC · Entity 11918 | Tax withholdingCommon Stock | 18,055 | $28.77 | $519,442.35 |
DisclosureSEC source: 0000790070-16-000293 · edgar.xml · nonDerivative · entry 8 DACIER PAUL T · CIK 0001189870 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,055 F2 · shares: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:08 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionCommon Stock | 24,000 | $15.31 | $367,440.00 |
DisclosureSEC source: 0000790070-16-000293 · edgar.xml · nonDerivative · entry 7 DACIER PAUL T · CIK 0001189870 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:08 UTC | EMC CORP EMC · Entity 11918 | Tax withholdingCommon Stock | 20,997 | $28.77 | $604,083.69 |
DisclosureSEC source: 0000790070-16-000293 · edgar.xml · nonDerivative · entry 6 DACIER PAUL T · CIK 0001189870 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,110 F2 · shares: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:08 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionCommon Stock | 28,000 | $15.18 | $425,040.00 |
DisclosureSEC source: 0000790070-16-000293 · edgar.xml · nonDerivative · entry 5 DACIER PAUL T · CIK 0001189870 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:08 UTC | EMC CORP EMC · Entity 11918 | Tax withholdingCommon Stock | 31,383 | $28.77 | $902,888.91 |
DisclosureSEC source: 0000790070-16-000293 · edgar.xml · nonDerivative · entry 4 DACIER PAUL T · CIK 0001189870 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,107 F2 · shares: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:08 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionCommon Stock | 38,169 | $19.11 | $729,409.59 |
DisclosureSEC source: 0000790070-16-000293 · edgar.xml · nonDerivative · entry 3 DACIER PAUL T · CIK 0001189870 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:08 UTC | EMC CORP EMC · Entity 11918 | Tax withholdingCommon Stock | 21,378 | $28.77 | $615,045.06 |
DisclosureSEC source: 0000790070-16-000293 · edgar.xml · nonDerivative · entry 2 DACIER PAUL T · CIK 0001189870 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,321 F2 · shares: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 21:08 UTC | EMC CORP EMC · Entity 11918 | Exercise / conversionCommon Stock | 26,000 | $19.11 | $496,860.00 |
DisclosureSEC source: 0000790070-16-000293 · edgar.xml · nonDerivative · entry 1 DACIER PAUL T · CIK 0001189870 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 480,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.