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person · Reporting owner

Davis Todd C

Disclosed activity across 5 companies

Tapewire entity
32389
SEC CIK
0001392029

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LIGAND PHARMACEUTICALS INCLGND · Entity 3825Director · Chief Executive OfficerJune 30, 2026July 06, 2026
PALVELLA THERAPEUTICS, INC.PVLA · Entity 4452DirectorJune 10, 2026June 12, 2026
Pelthos Therapeutics Inc.PTHS · Entity 6798DirectorJune 11, 2026June 15, 2026
Vaxart, Inc.VXRT · Entity 6654DirectorAugust 04, 2022August 08, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LIGAND PHARMACEUTICALS INC

Report date June 30, 2026 · Filed July 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect199,513 Reported balance After 2026-06-30 transaction · row 1
1 source row

Row 1 · 2026-06-30 · Other · Acquired 132 · Balance 199,513

F1: These shares were acquired under the Ligand Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Filing footnotes · ownership attribution and instrument terms

F1: These shares were acquired under the Ligand Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

PALVELLA THERAPEUTICS, INC.

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $102.19 · Expires 2036-06-10Direct3,000 Reported balance After 2026-06-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-10 · Grant · Acquired 3,000 · Balance 3,000

F1: The shares subject to this option shall vest upon the earlier of (i) the first anniversary of the grant date or (ii) the date of the Issuer's next annual meeting of stockholders following the grant date, subject in each case to the Reporting Person's continued service through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to this option shall vest upon the earlier of (i) the first anniversary of the grant date or (ii) the date of the Issuer's next annual meeting of stockholders following the grant date, subject in each case to the Reporting Person's continued service through the applicable vesting date.

Pelthos Therapeutics Inc.

Report date June 11, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect75,834 Ending reported balance After 2026-06-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-11 · Purchase · Acquired 35,445 · Balance 75,331

F1: This transaction was executed in multiple trades at prices ranging from $27.63 to $28.49. The price reported in column 4 above reflects the weighted average price of the shares of Common Stock purchased. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 2 · 2026-06-11 · Purchase · Acquired 503 · Balance 75,834

F2: This transaction was executed in multiple trades at prices ranging from $28.72 to $28.94. The price reported in column 4 above reflects the weighted average price of the shares of Common Stock purchased. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeIndirectBy Ligand Pharmaceuticals Incorporated1,500,000 Reported balance Holding disclosure · report date 2026-06-11 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,500,000

F3: Todd Davis is the Chief Executive Officer and a member of the board of directors of Ligand Pharmaceuticals Inc. ("Ligand"). By virtue of this relationship, Mr. Davis may be deemed to beneficially own the shares of Common Stock held of record by Ligand. Mr. Davis disclaims any such beneficial ownership except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $27.63 to $28.49. The price reported in column 4 above reflects the weighted average price of the shares of Common Stock purchased. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: This transaction was executed in multiple trades at prices ranging from $28.72 to $28.94. The price reported in column 4 above reflects the weighted average price of the shares of Common Stock purchased. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: Todd Davis is the Chief Executive Officer and a member of the board of directors of Ligand Pharmaceuticals Inc. ("Ligand"). By virtue of this relationship, Mr. Davis may be deemed to beneficially own the shares of Common Stock held of record by Ligand. Mr. Davis disclaims any such beneficial ownership except to the extent of his pecuniary interest therein.

Vaxart, Inc.

Report date August 04, 2022 · Filed August 08, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect125,905 Reported balance After 2022-08-04 transaction · row 1
1 source row

Row 1 · 2022-08-04 · Grant · Acquired 7,375 · Balance 125,905

F1: Grant of shares upon vesting of restricted stock units. The shares underlying the award shall vest on the earlier of the date immediately prior of the 2023 annual meeting of stockholders of the Issuer and August 4, 2023, the first anniversary of the date of the grant.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.91 · Expires 2032-08-03Direct44,224 Reported balance After 2022-08-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-08-04 · Grant · Acquired 44,224 · Balance 44,224

F2: The shares subject to this option shall vest on the earlier of the date immediately prior of the 2023 annual meeting of stockholders of the Issuer and August 4, 2023, the first anniversary of the date of the grant.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of shares upon vesting of restricted stock units. The shares underlying the award shall vest on the earlier of the date immediately prior of the 2023 annual meeting of stockholders of the Issuer and August 4, 2023, the first anniversary of the date of the grant.

F2: The shares subject to this option shall vest on the earlier of the date immediately prior of the 2023 annual meeting of stockholders of the Issuer and August 4, 2023, the first anniversary of the date of the grant.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BIODELIVERY SCIENCES INTERNATIONAL INC

Report date March 22, 2022 · Filed March 22, 2022

Section 16 reporting ended · disclosed 2022-03-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-03-22 transaction · row 1
1 source row

Row 1 · 2022-03-22 · Other · Disposed 252,207 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 14, 2022, by and among the Issuer, Collegium Pharmaceutical, Inc., ("Parent"), and Bristol Acquisition Company Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a tender offer for shares of common stock of Issuer, $0.001 par value per share (each, a "Share") and thereafter merged with and into the Issuer (the "Merger") effective as of March 22, 2022 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $5.60 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-03-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-03-22 · Disposition to issuer · Disposed 22,685 · Balance 0

F2: Each restricted stock unit ("RSU") represents the contingent right to receive one Share.

F3: Each Issuer RSUs that was outstanding immediately prior to the Effective Time, was cancelled and converted into the right to receive for each Share underlying such RSU, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the Merger Consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.93Direct0 Reported balance After 2022-03-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-03-22 · Disposition to issuer · Disposed 48,123 · Balance 0

F4: Immediately prior to the Effective Time, each Issuer option that was outstanding and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Issuer option (any such Issuer option, an "In-the-Money Cash Out Option") was cancelled and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the excess of the Merger Consideration over the per share exercise price of such In-the-Money Cash Out Option. All Issuer options that were not In-the-Money Cash Out Options were cancelled at the Effective Time without payment of any consideration.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.66Direct0 Reported balance After 2022-03-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-03-22 · Disposition to issuer · Disposed 85,760 · Balance 0

F4: Immediately prior to the Effective Time, each Issuer option that was outstanding and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Issuer option (any such Issuer option, an "In-the-Money Cash Out Option") was cancelled and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the excess of the Merger Consideration over the per share exercise price of such In-the-Money Cash Out Option. All Issuer options that were not In-the-Money Cash Out Options were cancelled at the Effective Time without payment of any consideration.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 14, 2022, by and among the Issuer, Collegium Pharmaceutical, Inc., ("Parent"), and Bristol Acquisition Company Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub completed a tender offer for shares of common stock of Issuer, $0.001 par value per share (each, a "Share") and thereafter merged with and into the Issuer (the "Merger") effective as of March 22, 2022 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $5.60 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes.

F2: Each restricted stock unit ("RSU") represents the contingent right to receive one Share.

F3: Each Issuer RSUs that was outstanding immediately prior to the Effective Time, was cancelled and converted into the right to receive for each Share underlying such RSU, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the Merger Consideration.

F4: Immediately prior to the Effective Time, each Issuer option that was outstanding and then exercisable for a per share exercise price less than the Merger Consideration that would be payable in respect of the Shares underlying such Issuer option (any such Issuer option, an "In-the-Money Cash Out Option") was cancelled and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding taxes, an amount in cash equal to the excess of the Merger Consideration over the per share exercise price of such In-the-Money Cash Out Option. All Issuer options that were not In-the-Money Cash Out Options were cancelled at the Effective Time without payment of any consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 08, 2018 Filed Oct 9, 2018 20:24 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 SaleCommon Stock 2,500 $253.99 $634,978.00
Disclosure

SEC source: 0000886163-18-000145 · edgardoc.xml · nonDerivative · entry 1

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,556

F1 · shares: The sale(s) reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 06, 2018, in accordance with Rule 10b5-1.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.48 to $256.77, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 24, 2018 Filed Aug 24, 2018 18:21 UTC BIODELIVERY SCIENCES INTERNATIONAL INC BDSI · Entity 128876 ConversionSeries B Convertible Preferred Stock · Derivative 75 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0000899243-18-023257 · doc4.xml · derivative · entry 2

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 416,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Series B Non-Voting Convertible Stock ("Series B") became convertible upon shareholder approval of an increase of the Company's authorized number of shares issued and outstanding on August 2, 2018. The Series B does not have an expiration date, but the issuer may force conversion of the Series B, subject to certain limitations.

F1 · derivative.expiration_date: The Series B Non-Voting Convertible Stock ("Series B") became convertible upon shareholder approval of an increase of the Company's authorized number of shares issued and outstanding on August 2, 2018. The Series B does not have an expiration date, but the issuer may force conversion of the Series B, subject to certain limitations.

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August 24, 2018 Filed Aug 24, 2018 18:21 UTC BIODELIVERY SCIENCES INTERNATIONAL INC BDSI · Entity 128876 ConversionCommon Stock 416,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-023257 · doc4.xml · nonDerivative · entry 1

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2018 Filed Aug 17, 2018 23:38 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 SaleCommon Stock 3,167 $239.50 $758,496.50
Disclosure

SEC source: 0000886163-18-000122 · edgardoc.xml · nonDerivative · entry 2

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,056

Read SEC document
August 16, 2018 Filed Aug 17, 2018 23:38 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 SaleCommon Stock 5,833 $239.93 $1,399,505.27
Disclosure

SEC source: 0000886163-18-000122 · edgardoc.xml · nonDerivative · entry 1

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,223

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $239.8845 to $240.3250, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 17:00 UTC BIODELIVERY SCIENCES INTERNATIONAL INC BDSI · Entity 128876 Exercise / conversionRestricted Stock Units · Derivative 3,124 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022574 · doc4.xml · derivative · entry 2

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,123

Underlying: Common Stock · 3,124 shares

Expires 2022-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units ("RSUs") granted to the Reporting Person on August 1, 2018 under the Issuer's 2011 Equity Incentive Plan, as amended. The remaining RSUs vest as follows: (i) 18,123 RSUs vest in the first open window following the Company's 2019 Annual Meeting of Stockholders, (ii) 30,000 RSUs vest in the first open window following the Company's 2020 Annual Meeting of Stockholders, (iii) 30,000 RSUs vest in the first open window following the Company's 2021 Annual Meeting of Stockholders and (iv) 15,000 RSUs vest in the first open window following the Company's 2022 Annual Meeting of Stockholders.

F1 · derivative.exercise_date: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units ("RSUs") granted to the Reporting Person on August 1, 2018 under the Issuer's 2011 Equity Incentive Plan, as amended. The remaining RSUs vest as follows: (i) 18,123 RSUs vest in the first open window following the Company's 2019 Annual Meeting of Stockholders, (ii) 30,000 RSUs vest in the first open window following the Company's 2020 Annual Meeting of Stockholders, (iii) 30,000 RSUs vest in the first open window following the Company's 2021 Annual Meeting of Stockholders and (iv) 15,000 RSUs vest in the first open window following the Company's 2022 Annual Meeting of Stockholders.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 17:00 UTC BIODELIVERY SCIENCES INTERNATIONAL INC BDSI · Entity 128876 Exercise / conversionCommon Stock 3,124 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-022574 · doc4.xml · nonDerivative · entry 1

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units ("RSUs") granted to the Reporting Person on August 1, 2018 under the Issuer's 2011 Equity Incentive Plan, as amended. The remaining RSUs vest as follows: (i) 18,123 RSUs vest in the first open window following the Company's 2019 Annual Meeting of Stockholders, (ii) 30,000 RSUs vest in the first open window following the Company's 2020 Annual Meeting of Stockholders, (iii) 30,000 RSUs vest in the first open window following the Company's 2021 Annual Meeting of Stockholders and (iv) 15,000 RSUs vest in the first open window following the Company's 2022 Annual Meeting of Stockholders.

F1 · price: The shares of common stock were acquired by the Reporting Person as a result of the vesting of Restricted Stock Units ("RSUs") granted to the Reporting Person on August 1, 2018 under the Issuer's 2011 Equity Incentive Plan, as amended. The remaining RSUs vest as follows: (i) 18,123 RSUs vest in the first open window following the Company's 2019 Annual Meeting of Stockholders, (ii) 30,000 RSUs vest in the first open window following the Company's 2020 Annual Meeting of Stockholders, (iii) 30,000 RSUs vest in the first open window following the Company's 2021 Annual Meeting of Stockholders and (iv) 15,000 RSUs vest in the first open window following the Company's 2022 Annual Meeting of Stockholders.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 17:37 UTC BIODELIVERY SCIENCES INTERNATIONAL INC BDSI · Entity 128876 GrantStock Options (right to buy) · Derivative 48,123 $0.00 Strike: $2.93 $0.00
Disclosure

SEC source: 0000899243-18-021412 · doc4.xml · derivative · entry 2

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,123

Underlying: Common Stock · 48,123 shares

Expires 2028-08-01

F2 · derivative.exercise_date: The stock options ("options") were issued to the Reporting Person on August 1, 2018, as compensation for service on the Issuer's board of directors. The options vest as follows: (i) 1,562 options vest in the first open window following the filing of the Company's quarterly 10Q for June 30, 2018, (ii) 9,061 options vest in the first open window following the Company's 2019 Annual Meeting of Stockholders, (iii) 15,000 options vest in the first open window following the Company's 2020 Annual Meeting of Stockholders, (iv) 15,000 options vest in the first open window following the Company's 2021 Annual Meeting of Stockholders and (v) 7,500 options vest in the first open window following the Company's 2022 Annual Meeting of Stockholders.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 17:37 UTC BIODELIVERY SCIENCES INTERNATIONAL INC BDSI · Entity 128876 GrantRestricted Stock Units · Derivative 96,247 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-18-021412 · doc4.xml · derivative · entry 1

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,247

Underlying: Common Stock · 96,247 shares

Expires 2022-08-01

F1 · derivative.exercise_date: The restricted stock units ("RSUs") were issued to the Reporting Person on August 1, 2018, as compensation for service on the Issuer's board of directors. The RSUs vest as follows: (i) 3,124 RSUs vest in the first open window following the filing of the Company's quarterly 10Q for June 30, 2018, (ii) 18,123 RSUs vest in the first open window following the Company's 2019 Annual Meeting of Stockholders, (iii) 30,000 RSUs vest in the first open window following the Company's 2020 Annual Meeting of Stockholders, (iv) 30,000 RSUs vest in the first open window following the Company's 2021 Annual Meeting of Stockholders and (v) 15,000 RSUs vest in the first open window following the Company's 2022 Annual Meeting of Stockholders.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 20:46 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 GrantNon-Qualified Stock Option (right to buy) · Derivative 2,474 $0.00 Strike: $76.77 $0.00
Disclosure

SEC source: 0000899243-18-017609 · doc4.xml · derivative · entry 2

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,474

Underlying: Common Stock · 2,474 shares

Expires 2028-06-18

F1 · derivative.exercise_date: Acquired by a grant of the Board of Directors of the Company at their annual meeting on June 19, 2018. Fully vests on the earlier of (A) the date of the next annual meeting of the Company stockholders following the grant date or (B) on the first anniversary of the date of grant.

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June 19, 2018 Filed Jun 21, 2018 20:46 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-017609 · doc4.xml · nonDerivative · entry 1

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,056

F1 · shares: Acquired by a grant of the Board of Directors of the Company at their annual meeting on June 19, 2018. Fully vests on the earlier of (A) the date of the next annual meeting of the Company stockholders following the grant date or (B) on the first anniversary of the date of grant.

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June 19, 2018 Filed Jul 3, 2018 22:45 UTC Amendment LIGAND PHARMACEUTICALS INC LGND · Entity 3825 GrantNon-Qualified Stock Option (right to buy) · Derivative 2,474 $0.00 Strike: $195.91 $0.00
Disclosure

SEC source: 0000886163-18-000099 · edgardoc.xml · derivative · entry 1

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,474

Underlying: Common Stock · 2,474 shares

Expires 2028-06-18

F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price listed in item 2 of Table II in order to reflect the market closing price on the grant date.

F2 · derivative.exercise_date: Acquired by a grant of the Board of Directors of the Company at their annual meeting on June 19, 2018. Fully vests on the earlier of (A) the date of the next annual meeting of the Company stockholders following the grant date or (B) on the first anniversary of the date of grant.

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February 27, 2018 Filed Feb 27, 2018 23:39 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 SaleCommon Stock 12,335 $151.90 $1,873,708.70
Disclosure

SEC source: 0000886163-18-000027 · edgardoc.xml · nonDerivative · entry 2

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,563

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.38 to $152.68, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:39 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 SaleCommon Stock 4,835 $153.58 $742,535.61
Disclosure

SEC source: 0000886163-18-000027 · edgardoc.xml · nonDerivative · entry 1

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,898

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.00 to $154.66, inclusive. The reporting person undertakes to provide, upon request to the Securities Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 26, 2017 Filed Dec 27, 2017 23:07 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 GiftCommon Stock 74 $0.00 $0.00
Disclosure

SEC source: 0000886163-17-000152 · edgardoc.xml · nonDerivative · entry 1

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,733

F1 · price: Charitable gift to a third party.

Read SEC document
May 25, 2017 Filed May 27, 2017 00:16 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 GrantNon-Qualified Stock Option (right to buy) · Derivative 2,456 $113.50 Strike: $113.50 $278,756.00
Disclosure

SEC source: 0000886163-17-000071 · edgardoc.xml · derivative · entry 2

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,456

Underlying: Common Stock · 2,456 shares

Expires 2027-05-25

F2 · derivative.exercise_date: Acquired by a grant of the Board of Directors of the Company at their annual meeting on May 25, 2017. Fully vests on the earlier of (A) the date of the next annual meeting of the Company stockholders following the grant date or (B) on the first anniversary of the date of grant.

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May 25, 2017 Filed May 27, 2017 00:16 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 GrantCommon Stock 666 $0.00 $0.00
Disclosure

SEC source: 0000886163-17-000071 · edgardoc.xml · nonDerivative · entry 1

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,807

F1 · shares: Acquired by a grant of the Board of Directors of the Company at their annual meeting on May 25, 2017 Fully vests on the earlier of (A) the date of the next annual meeting of the Company stockholders following the grant date or (B) on the first anniversary of the date of grant.

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December 28, 2016 Filed Dec 30, 2016 01:57 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 GiftCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0000886163-16-000251 · edgardoc.xml · nonDerivative · entry 1

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,141

F1 · price: Charitable gift to a third party.

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October 31, 2016 Filed Nov 2, 2016 00:18 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,312 $0.00 Strike: $67.53 $0.00
Disclosure

SEC source: 0000886163-16-000233 · edgardoc.xml · derivative · entry 6

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,312 shares

Expires 2024-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Acquired by a grant of the Board of Directors of the Company at their annual meeting on June 04, 2014. Fully vests on the earlier of (A) the date of the next annual meeting of the Company stockholders following the grant date or (B) on the first anniversary of the date of grant.

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October 31, 2016 Filed Nov 2, 2016 00:18 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,333 $0.00 Strike: $53.34 $0.00
Disclosure

SEC source: 0000886163-16-000233 · edgardoc.xml · derivative · entry 5

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,333 shares

Expires 2017-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 31, 2016 Filed Nov 2, 2016 00:18 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,335 $0.00 Strike: $32.30 $0.00
Disclosure

SEC source: 0000886163-16-000233 · edgardoc.xml · derivative · entry 4

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,335 shares

Expires 2023-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Acquired by a grant of the Board of Directors of the Company at their annual meeting on June 11, 2013, and will fully vest on the first anniversary of the grant date.

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October 31, 2016 Filed Nov 2, 2016 00:18 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionCommon Stock 3,312 $67.53 $223,659.36
Disclosure

SEC source: 0000886163-16-000233 · edgardoc.xml · nonDerivative · entry 3

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 31, 2016 Filed Nov 2, 2016 00:18 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionCommon Stock 7,335 $32.30 $236,920.50
Disclosure

SEC source: 0000886163-16-000233 · edgardoc.xml · nonDerivative · entry 2

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 31, 2016 Filed Nov 2, 2016 00:18 UTC LIGAND PHARMACEUTICALS INC LGND · Entity 3825 Exercise / conversionCommon Stock 3,333 $53.34 $177,782.22
Disclosure

SEC source: 0000886163-16-000233 · edgardoc.xml · nonDerivative · entry 1

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.