Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IES Holdings, Inc.IESC · Entity 3458 | Director | October 01, 2026 | October 02, 2026 |
| PATRICK INDUSTRIES INCPATK · Entity 4317 | Director | May 14, 2026 | May 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IES Holdings, Inc.
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 121,906 |
Reported balance
After 2026-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 84 · Balance 121,906 F1: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Cleveland electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Cleveland leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan. F2: On August 21, 2026, the Issuer executed a two-for-one stock split with a record date of August 14, 2026, effected in the form of a one-time special stock dividend on each share of the company's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Mr. Cleveland electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Cleveland leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan.
F2: On August 21, 2026, the Issuer executed a two-for-one stock split with a record date of August 14, 2026, effected in the form of a one-time special stock dividend on each share of the company's common stock.
PATRICK INDUSTRIES INC
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 134,880 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 1,594 · Balance 134,880 F1: Annual Director's Stock Grant awarded on May 14, 2026 and vesting on May 14, 2027. |
| Common StockSEC Table I · non-derivative | IndirectConsists of shares held in a limited liability corporation | 51,356 |
Reported balance
Holding disclosure · report date 2026-05-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 51,356 |
Filing footnotes · ownership attribution and instrument terms
F1: Annual Director's Stock Grant awarded on May 14, 2026 and vesting on May 14, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2020 Filed Feb 14, 2020 01:46 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | SaleCommon Stock | 14,479 | $56.74 | $821,496.47 |
DisclosureSEC source: 0000076605-20-000036 · wf-form4_158164477054125.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · Executive Board Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,329 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person on December 17, 2019. F2 · price: The price quoted in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.15 to $57.25, inclusive. The Reporting Person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| February 06, 2020 Filed Feb 11, 2020 01:35 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | SaleCommon Stock | 800 | $56.15 | $44,920.00 |
DisclosureSEC source: 0000076605-20-000034 · wf-form4_158138491957094.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · Executive Board Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,808 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person on December 17, 2019. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 02:20 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | Tax withholdingCommon Stock | 16,451 | $51.82 | $852,490.82 |
DisclosureSEC source: 0000076605-20-000030 · wf-form4_158035082316321.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · Executive Board Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,608 F1 · shares: Represents shares of common stock returned to the Company to satisfy the tax withholding obligation associated with a performance-based stock grant awarded in January 2017 that vested after three years upon the achievement of target Company objectives. Read SEC document |
| January 23, 2020 Filed Jan 28, 2020 02:10 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | Tax withholdingCommon Stock | 1,872 | $54.68 | $102,360.96 |
DisclosureSEC source: 0000076605-20-000018 · wf-form4_158017738875023.xml · nonDerivative · entry 3 Cleveland Todd M · CIK 0001407402 · Director · Executive Board Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,059 F3 · shares: Represents shares of common stock returned to the Company to satisfy the tax withholding obligation associated with a stock grant awarded in January 2017 that became fully vested in January 2020. Read SEC document |
| January 23, 2020 Filed Jan 28, 2020 02:10 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | GrantCommon Stock | 36,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000076605-20-000018 · wf-form4_158017738875023.xml · nonDerivative · entry 2 Cleveland Todd M · CIK 0001407402 · Director · Executive Board Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638,931 F2 · price: Shares are performance-based and vest after three years upon achievement of target Company objectives. Read SEC document |
| January 23, 2020 Filed Jan 28, 2020 02:10 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000076605-20-000018 · wf-form4_158017738875023.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · Executive Board Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,931 F1 · price: Annual Management time-based grant awarded January 2020 and vesting in January 2023. Read SEC document |
| January 17, 2020 Filed Jan 23, 2020 01:56 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | SaleCommon Stock | 2,122 | $56.15 | $119,150.30 |
DisclosureSEC source: 0000076605-20-000006 · wf-form4_157974453735417.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,931 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person on December 17, 2019. Read SEC document |
| January 14, 2020 Filed Jan 17, 2020 01:20 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | SaleCommon Stock | 10,000 | $55.54 | $555,414.00 |
DisclosureSEC source: 0000076605-20-000004 · wf-form4_157922398909123.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,053 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person on December 17, 2019. F2 · price: The price quoted in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.45 to $55.77, inclusive. The Reporting Person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:03 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 920 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-000570 · doc4.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,606 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Cleveland electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Cleveland leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| December 24, 2019 Filed Dec 27, 2019 23:31 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | SaleCommon Stock | 10,000 | $54.01 | $540,117.00 |
DisclosureSEC source: 0000076605-19-000164 · wf-form4_157748946689486.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,053 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person on September 13, 2019. F2 · price: The price quoted in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.07, inclusive. The reporting person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| December 17, 2019 Filed Dec 20, 2019 02:20 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | SaleCommon Stock | 2,000 | $50.75 | $101,500.00 |
DisclosureSEC source: 0000076605-19-000158 · wf-form4_157680838799357.xml · nonDerivative · entry 2 Cleveland Todd M · CIK 0001407402 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Held by family members living in household Disclosed balance after: 50,500 F2 · shares: Represents shares sold by members of the Reporting Person's immediate family and that have been held for over one year. Read SEC document |
| December 17, 2019 Filed Dec 20, 2019 02:20 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000076605-19-000158 · wf-form4_157680838799357.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,053 F1 · shares: Represents shares of common stock gifted by the Reporting Person. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:40 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | SaleCommon Stock | 2,898 | $52.78 | $152,953.83 |
DisclosureSEC source: 0000076605-19-000154 · wf-form4_157628040968367.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,053 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person on September 13, 2019. F2 · price: The price quoted in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.75 to $52.86, inclusive. The reporting person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| November 26, 2019 Filed Nov 30, 2019 01:49 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | SaleCommon Stock | 3,222 | $52.75 | $169,961.47 |
DisclosureSEC source: 0000076605-19-000146 · wf-form4_157507855553414.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,951 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person on September 13, 2019. F2 · price: The price quoted in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.75 to $52.77, inclusive. The reporting person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| November 07, 2019 Filed Nov 13, 2019 01:46 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | SaleCommon Stock | 3,880 | $52.82 | $204,940.82 |
DisclosureSEC source: 0000076605-19-000140 · wf-form4_157360956884374.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,173 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person on September 13, 2019. F2 · price: The price quoted in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.75 to $52.935, inclusive. The reporting person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| November 04, 2019 Filed Nov 7, 2019 01:42 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | SaleCommon Stock | 20,000 | $51.51 | $1,030,202.00 |
DisclosureSEC source: 0000076605-19-000136 · wf-form4_157309093114225.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,053 F1 · price: The price quoted in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.45 to $51.72, inclusive. The reporting person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| October 30, 2019 Filed Oct 31, 2019 00:59 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | SaleCommon Stock | 10,000 | $49.56 | $495,623.00 |
DisclosureSEC source: 0000076605-19-000129 · wf-form4_157248355705160.xml · nonDerivative · entry 2 Cleveland Todd M · CIK 0001407402 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,053 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person on September 13, 2019. F3 · price: The price quoted in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.50 to $49.70, inclusive. The Reporting Person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| October 28, 2019 Filed Oct 31, 2019 00:59 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | SaleCommon Stock | 10,000 | $48.09 | $480,936.00 |
DisclosureSEC source: 0000076605-19-000129 · wf-form4_157248355705160.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,053 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person on September 13, 2019. F2 · price: The price quoted in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.25, inclusive. The Reporting Person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:16 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 1,147 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024909 · doc4.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,686 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Cleveland electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Cleveland leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:40 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 1,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-19-000002 · primary_doc.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,539 F1 · security: Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Cleveland electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Cleveland leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 20:50 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 274 | $0.00 | $0.00 |
DisclosureSEC source: 0001297011-19-000006 · primary_doc.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,286 F1 · security: Represents Phantom Stock Units granted pursuant to the IES 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Cleveland electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Cleveland leaves the board of directors for any reason. Read SEC document |
| February 23, 2019 Filed Feb 27, 2019 00:06 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | Tax withholdingCommon Stock | 4,110 | $47.64 | $195,800.40 |
DisclosureSEC source: 0000076605-19-000026 · wf-form4_155122598076608.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,053 F1 · shares: Represents shares of common stock returned to the Company to satisfy the tax withholding obligation associated with the vesting on the third anniversary of the grant date of an annual management stock grant originally awarded in February 2016. Read SEC document |
| January 25, 2019 Filed Jan 30, 2019 02:25 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | GrantCommon Stock | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0000076605-19-000008 · wf-form4_154881508378458.xml · nonDerivative · entry 3 Cleveland Todd M · CIK 0001407402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,163 F3 · price: Annual management grant awarded January 25, 2019 and vesting on January 25, 2022. Read SEC document |
| January 25, 2019 Filed Jan 30, 2019 02:25 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | GrantCommon Stock | 100,001 | $0.00 | $0.00 |
DisclosureSEC source: 0000076605-19-000008 · wf-form4_154881508378458.xml · nonDerivative · entry 2 Cleveland Todd M · CIK 0001407402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 696,496 F2 · price: Shares are performance-based and vest after three years upon achievement of target Company objectives. Read SEC document |
| January 25, 2019 Filed Jan 30, 2019 02:25 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | Tax withholdingCommon Stock | 14,724 | $35.21 | $518,432.04 |
DisclosureSEC source: 0000076605-19-000008 · wf-form4_154881508378458.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,495 F1 · shares: Represents shares of common stock returned to the Company to satisfy the tax withholding obligation associated with a performance-based stock grant awarded in February 2016 that vested upon the achievement of target Company objectives. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:28 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0001297011-19-000001 · primary_doc.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,012 F1 · security: Represents Phantom Stock Units granted pursuant to the IES 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Cleveland electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Cleveland leaves the board of directors for any reason. Read SEC document |
| December 28, 2018 Filed Jan 11, 2019 23:31 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000076605-19-000004 · wf-form5_154724950274671.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,219 F1 · shares: Represents shares of common stock gifted by the reporting person. Read SEC document |
| December 17, 2018 Filed Dec 17, 2018 23:05 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | PurchaseCommon Stock | 10,000 | $29.59 | $295,890.00 |
DisclosureSEC source: 0000076605-18-000162 · wf-form4_154508792438486.xml · nonDerivative · entry 3 Cleveland Todd M · CIK 0001407402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,219 F2 · price: The price quoted in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.096 $30.100, inclusive. The reporting person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the price range set forth in this footnote. Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 23:05 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | PurchaseCommon Stock | 5,000 | $30.80 | $154,000.00 |
DisclosureSEC source: 0000076605-18-000162 · wf-form4_154508792438486.xml · nonDerivative · entry 2 Cleveland Todd M · CIK 0001407402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,219 Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 23:05 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | PurchaseCommon Stock | 15,000 | $31.72 | $475,725.00 |
DisclosureSEC source: 0000076605-18-000162 · wf-form4_154508792438486.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,219 F1 · price: The price quoted in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.675 to $31.719, inclusive. The reporting person undertakes to provide to Patrick Industries, Inc., any security holder of Patrick Industries, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the price range set forth in this footnote. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:34 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 240 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-18-000018 · primary_doc.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,233 F1 · security: Represents Phantom Stock Units granted pursuant to the IES 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Cleveland electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Cleveland leaves the board of directors for any reason. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 20:50 UTC | IES Holdings, Inc. IESC · Entity 3458 | PurchaseCommon Stock | 1,218 | $19.08 | $23,239.44 |
DisclosureSEC source: 0001408176-18-000017 · primary_doc.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,993 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.05 to $19.11, inclusive for transactions on 9/10/2018. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 10, 2018 Filed Oct 30, 2018 21:17 UTC | IES Holdings, Inc. IESC · Entity 3458 | OtherCommon Stock | 478 | $18.96 | $9,062.88 |
DisclosureSEC source: 0001408176-18-000023 · primary_doc.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,711 Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 00:12 UTC | IES Holdings, Inc. IESC · Entity 3458 | PurchaseCommon Stock | 3,100 | $18.99 | $58,869.00 |
DisclosureSEC source: 0001408176-18-000016 · primary_doc.xml · nonDerivative · entry 2 Cleveland Todd M · CIK 0001407402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,775 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.80 to $18.90, inclusive, for transactions on 9/6/2018, and from $18.90 to $19.10, inclusive, for transactions on 9/7/2018. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 06, 2018 Filed Sep 11, 2018 00:12 UTC | IES Holdings, Inc. IESC · Entity 3458 | PurchaseCommon Stock | 2,204 | $18.85 | $41,545.40 |
DisclosureSEC source: 0001408176-18-000016 · primary_doc.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,675 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.80 to $18.90, inclusive, for transactions on 9/6/2018, and from $18.90 to $19.10, inclusive, for transactions on 9/7/2018. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 21:56 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 279 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-18-000012 · primary_doc.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,471 F1 · security: Represents Phantom Stock Units granted pursuant to the IES 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Cleveland electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Cleveland leaves the board of directors for any reason. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:32 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 309 | $0.00 | $0.00 |
DisclosureSEC source: 0001408176-18-000003 · primary_doc.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,192 F1 · security: Represents Phantom Stock Units granted pursuant to the IES 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Cleveland electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Cleveland leaves the board of directors for any reason. Read SEC document |
| February 23, 2018 Filed Feb 24, 2018 02:38 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | Tax withholdingCommon Stock | 4,624 | $66.05 | $305,415.20 |
DisclosureSEC source: 0000076605-18-000035 · wf-form4_151943989192964.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,219 F1 · shares: Represents shares of common stock returned to the Company to satisfy the tax withholding obligation associated with the vesting on the third anniversary of the grant date of an annual management stock grant originally awarded in February 2015. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 02:29 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | GrantCommon Stock | 54,546 | $0.00 | $0.00 |
DisclosureSEC source: 0000076605-18-000016 · wf-form4_151736572973630.xml · nonDerivative · entry 2 Cleveland Todd M · CIK 0001407402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,843 F2 · price: Shares are performance-based and vest after three years upon achievement of target Company objectives. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 02:29 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | GrantCommon Stock | 9,091 | $0.00 | $0.00 |
DisclosureSEC source: 0000076605-18-000016 · wf-form4_151736572973630.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 536,297 F1 · price: Annual management grant awarded January 26, 2018 and vesting on January 26, 2021. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 23:03 UTC | IES Holdings, Inc. IESC · Entity 3458 | GrantCommon Stock | 256 | $0.00 | $0.00 |
DisclosureSEC source: 0001297011-18-000001 · primary_doc.xml · nonDerivative · entry 2 Cleveland Todd M · CIK 0001407402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,883 F2 · security: Represents Phantom Stock Units granted pursuant to the IES 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Cleveland electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Cleveland leaves the board of directors for any reason. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 23:03 UTC | IES Holdings, Inc. IESC · Entity 3458 | PurchaseCommon Stock | 1,500 | $17.03 | $25,545.00 |
DisclosureSEC source: 0001297011-18-000001 · primary_doc.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,627 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.95 to $17.30 inclusive. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 12, 2017 Filed Dec 15, 2017 02:13 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000076605-17-000166 · wf-form4_151330397021371.xml · nonDerivative · entry 1 Cleveland Todd M · CIK 0001407402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,206 F1 · shares: Represents shares of common stock gifted by the reporting person. F2 · balance_after: The Common Stock holding reported herein has been adjusted to reflect a three-for-two stock split paid by the issuer on December 8, 2017. Read SEC document |
| November 30, 2017 Filed Dec 5, 2017 02:26 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | Exercise / conversionStock Appreciation Rights · Derivative | 12,500 | $0.00 Strike: $31.87 | $0.00 |
DisclosureSEC source: 0000076605-17-000151 · wf-form4_151244080194556.xml · derivative · entry 11 Cleveland Todd M · CIK 0001407402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,499 Underlying: Common Stock · 12,500 shares Expires 2022-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Reflects stock appreciation rights that were granted on December 18, 2013. F3 · derivative.exercise_date: The stock appreciation rights exercised on November 30, 2017 became exercisable on December 18, 2016. Read SEC document |
| November 30, 2017 Filed Dec 5, 2017 02:26 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | Exercise / conversionStock Appreciation Rights · Derivative | 12,500 | $0.00 Strike: $26.56 | $0.00 |
DisclosureSEC source: 0000076605-17-000151 · wf-form4_151244080194556.xml · derivative · entry 10 Cleveland Todd M · CIK 0001407402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,499 Underlying: Common Stock · 12,500 shares Expires 2022-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Reflects stock appreciation rights that were granted on December 18, 2013. F3 · derivative.exercise_date: The stock appreciation rights exercised on November 30, 2017 became exercisable on December 18, 2016. Read SEC document |
| November 30, 2017 Filed Dec 5, 2017 02:26 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | Exercise / conversionStock Appreciation Rights · Derivative | 12,500 | $0.00 Strike: $22.13 | $0.00 |
DisclosureSEC source: 0000076605-17-000151 · wf-form4_151244080194556.xml · derivative · entry 9 Cleveland Todd M · CIK 0001407402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,499 Underlying: Common Stock · 12,500 shares Expires 2022-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Reflects stock appreciation rights that were granted on December 18, 2013. F3 · derivative.exercise_date: The stock appreciation rights exercised on November 30, 2017 became exercisable on December 18, 2016. Read SEC document |
| November 30, 2017 Filed Dec 5, 2017 02:26 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | Exercise / conversionStock Appreciation Rights · Derivative | 12,500 | $0.00 Strike: $18.45 | $0.00 |
DisclosureSEC source: 0000076605-17-000151 · wf-form4_151244080194556.xml · derivative · entry 8 Cleveland Todd M · CIK 0001407402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,499 Underlying: Common Stock · 12,500 shares Expires 2022-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Reflects stock appreciation rights that were granted on December 18, 2013. F3 · derivative.exercise_date: The stock appreciation rights exercised on November 30, 2017 became exercisable on December 18, 2016. Read SEC document |
| November 30, 2017 Filed Dec 5, 2017 02:26 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | Tax withholdingCommon Stock | 17,127 | $101.20 | $1,733,252.40 |
DisclosureSEC source: 0000076605-17-000151 · wf-form4_151244080194556.xml · nonDerivative · entry 6 Cleveland Todd M · CIK 0001407402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,470 Read SEC document |
| November 30, 2017 Filed Dec 5, 2017 02:26 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | Disposition to issuerCommon Stock | 12,230 | $101.20 | $1,237,676.00 |
DisclosureSEC source: 0000076605-17-000151 · wf-form4_151244080194556.xml · nonDerivative · entry 5 Cleveland Todd M · CIK 0001407402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,597 F1 · kind: Reflects exercise of the stock appreciation rights reported on Table II of this Form 4. Read SEC document |
| November 30, 2017 Filed Dec 5, 2017 02:26 UTC | PATRICK INDUSTRIES INC PATK · Entity 4317 | Exercise / conversionCommon Stock | 12,500 | $31.87 | $398,375.00 |
DisclosureSEC source: 0000076605-17-000151 · wf-form4_151244080194556.xml · nonDerivative · entry 4 Cleveland Todd M · CIK 0001407402 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects exercise of the stock appreciation rights reported on Table II of this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.