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person · Reporting owner

Blashford Eric B.

Disclosed activity across 1 company

Tapewire entity
32287
SEC CIK
0001698603

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BROADWIND, INC.BWEN · Entity 6779President and CEOJuly 01, 2026July 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BROADWIND, INC.

Report date July 01, 2026 · Filed July 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect654,523 Reported balance After 2026-07-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-01 · Grant · Acquired 41,251 · Balance 654,523

F1: Includes (i) 18,199 restricted stock units that vest 18,199 shares on 5/16/27; (ii) 41,250 restricted stock units that vest 20,625 shares on each of 5/15/27 and 5/15/28; (iii) 41,786 restricted stock units that vest 13,928 shares on 5/28/27 and 13,929 shares on each of 5/28/28 and 5/28/29; and (iv) 41,251 restricted stock units that vest 8,250 shares on each of 7/1/27, 7/1/28, 7/1/29 and 7/1/30 and 8,251 shares on 7/1/31.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan41,050.5 Reported balance Holding disclosure · report date 2026-07-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 41,050.5

Filing footnotes · ownership attribution and instrument terms

F1: Includes (i) 18,199 restricted stock units that vest 18,199 shares on 5/16/27; (ii) 41,250 restricted stock units that vest 20,625 shares on each of 5/15/27 and 5/15/28; (iii) 41,786 restricted stock units that vest 13,928 shares on 5/28/27 and 13,929 shares on each of 5/28/28 and 5/28/29; and (iv) 41,251 restricted stock units that vest 8,250 shares on each of 7/1/27, 7/1/28, 7/1/29 and 7/1/30 and 8,251 shares on 7/1/31.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2026 Filed Jul 6, 2026 19:30 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 41,251 $4.65 $191,817.15
Disclosure

SEC source: 0001437749-26-022752 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 654,523

F1 · balance_after: Includes (i) 18,199 restricted stock units that vest 18,199 shares on 5/16/27; (ii) 41,250 restricted stock units that vest 20,625 shares on each of 5/15/27 and 5/15/28; (iii) 41,786 restricted stock units that vest 13,928 shares on 5/28/27 and 13,929 shares on each of 5/28/28 and 5/28/29; and (iv) 41,251 restricted stock units that vest 8,250 shares on each of 7/1/27, 7/1/28, 7/1/29 and 7/1/30 and 8,251 shares on 7/1/31.

Read SEC document
May 28, 2026 Filed Jun 1, 2026 21:05 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 41,786 $3.68 $153,563.55
Disclosure

SEC source: 0001437749-26-019061 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 613,272

F1 · balance_after: Includes (i) 18,199 restricted stock units that vest 18,199 shares on 5/16/27; (ii) 41,250 restricted stock units that vest 20,625 shares on each of 5/15/27 and 5/15/28; and iii) 41,786 restricted stock units that vest 13,928 shares on 5/28/27 and 13,929 shares on each of 5/28/28 and 5/28/29.

Read SEC document
May 26, 2026 Filed May 28, 2026 21:50 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 4,691 $3.96 $18,576.36
Disclosure

SEC source: 0001437749-26-018783 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,486

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 18,199 restricted stock units that vest 18,199 shares on 5/16/27; and (ii) 41,250 restricted stock units that vest 20,625 shares on each of 5/15/27 and 5/15/28.

Read SEC document
May 18, 2026 Filed May 19, 2026 21:50 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 7,656 $3.79 $29,016.24
Disclosure

SEC source: 0001437749-26-017825 · rdgdoc.xml · nonDerivative · entry 2

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 576,177

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 11,808 restricted stock units that vest 11,808 shares on 5/25/26; (ii) 18,199 restricted stock units that vest 18,199 shares on 5/16/27; and (iii) 41,250 restricted stock units that vest 20,625 shares on each of 5/15/27 and 5/15/28.

Read SEC document
May 15, 2026 Filed May 19, 2026 21:50 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 8,941 $4.52 $40,413.32
Disclosure

SEC source: 0001437749-26-017825 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583,833

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

Read SEC document
May 27, 2025 Filed May 29, 2025 21:04 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 3,352 $1.72 $5,765.44
Disclosure

SEC source: 0001437749-25-018836 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 592,774

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 11,808 restricted stock units that vest on 5/25/26; (ii) 36,398 restricted stock units that vest 18,199 shares on each of 5/16/26 and 5/16/27; and (iii) 61,875 restricted stock units that vest 20,625 shares on each of 5/15/26, 5/15/27 and 5/15/28.

Read SEC document
May 16, 2025 Filed May 19, 2025 21:07 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 5,165 $1.88 $9,710.20
Disclosure

SEC source: 0001437749-25-017631 · rdgdoc.xml · nonDerivative · entry 2

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 596,126

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 23,616 restricted stock units that vest 11,808 shares on each of 5/25/25 and 5/25/26; (ii) 36,398 restricted stock units that vest 18,199 shares on each of 5/16/26 and 5/16/27; and (iii) 61,875 restricted stock units that vest 20,625 shares on each of 5/15/26, 5/15/27 and 5/15/28.

Read SEC document
May 15, 2025 Filed May 19, 2025 21:07 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 61,875 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-017631 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 601,291

Read SEC document
April 25, 2025 Filed Apr 29, 2025 21:00 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 5,654 $1.49 $8,424.46
Disclosure

SEC source: 0001437749-25-013561 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 539,416

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 23,616 restricted stock units that vest 11,808 shares on each of 5/25/25 and 5/25/26; and (ii) 54,596 restricted stock units that vest 18,198 shares on 5/16/25 and 18,199 shares on each of 5/16/26 and 5/16/27.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:12 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 69,511 $1.57 $109,132.27
Disclosure

SEC source: 0001437749-25-005717 · rdgdoc.xml · nonDerivative · entry 2

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 545,070

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 19,922 restricted stock units that vest on 4/25/25; (ii) 23,616 restricted stock units that vest 11,808 shares on each of 5/25/25 and 5/25/26; and (iii) 54,596 restricted stock units that vest 18,198 shares on 5/16/25 and 18,199 shares on each of 5/16/26 and 5/16/27.

Read SEC document
February 26, 2025 Filed Feb 28, 2025 21:12 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 146,094 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-005717 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 614,581

Read SEC document
August 16, 2024 Filed Aug 20, 2024 21:02 UTC BROADWIND, INC. BWEN · Entity 6779 PurchaseCommon Stock 5,000 $2.27 $11,339.50
Disclosure

SEC source: 0001437749-24-027387 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 468,487

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.26 to $2.27; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc.

F2 · balance_after: Includes (i) 19,922 restricted stock units that vest on 4/25/25; (ii) 23,616 restricted stock units that vest 11,808 shares on each of 5/25/25 and 5/25/26; and (ii) 54,596 restricted stock units that vest 18,198 shares on 5/16/25 and 18,199 shares on each of 5/16/26 and 5/16/27.

Read SEC document
May 28, 2024 Filed May 30, 2024 21:32 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 4,794 $4.42 $21,189.48
Disclosure

SEC source: 0001437749-24-018766 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,487

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 19,922 restricted stock units that vest on 4/25/25; (ii) 23,616 restricted stock units that vest 11,808 shares on each of 5/25/25 and 5/25/26; and (ii) 54,596 restricted stock units that vest 18,198 shares on 5/16/25 and 18,199 shares on each of 5/16/26 and 5/16/27.

Read SEC document
May 16, 2024 Filed May 20, 2024 21:12 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 54,596 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017701 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 468,281

F1 · balance_after: Includes (i) 19,922 restricted stock units that vest on 4/25/25; (ii) 35,423 restricted stock units that vest 11,807 shares on 5/25/24, and 11,808 shares on each of 5/25/25 and 5/25/26; and (ii) 54,596 restricted stock units that vest 18,198 shares on 5/16/25 and 18,199 shares on each of 5/16/26 and 5/16/27.

Read SEC document
May 07, 2024 Filed May 9, 2024 21:08 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 2,928 $2.17 $6,353.76
Disclosure

SEC source: 0001437749-24-015734 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413,685

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 19,922 restricted stock units that vest on 4/25/25; and (ii) 35,423 restricted stock units that vest 11,807 shares on 5/25/24, and 11,808 shares on each of 5/25/25 and 5/25/26.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 21:03 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 7,759 $2.08 $16,138.72
Disclosure

SEC source: 0001437749-24-013743 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,613

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 9,336 restricted stock units that vest on 5/7/24; (ii) 19,922 restricted stock units that vest on 4/25/25; and (iii) 35,423 restricted stock units that vest 11,807 shares on 5/25/24, and 11,808 shares on each of 5/25/25 and 5/25/26.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 20:37 UTC BROADWIND, INC. BWEN · Entity 6779 PurchaseCommon Stock 6,000 $3.52 $21,120.00
Disclosure

SEC source: 0001437749-23-024172 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,372

F1 · balance_after: Includes (i) 9,336 restricted stock units that vest on 5/7/24; (ii) 39,844 restricted stock units that vest 19,922 shares on each of 4/25/24 and 4/25/25; and (iii) 35,423 restricted stock units that vest 11,807 shares on 5/25/24, and 11,808 shares on each of 5/25/25 and 5/25/26.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:41 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 36,966 $4.11 $151,930.26
Disclosure

SEC source: 0001437749-23-016128 · rdgdoc.xml · nonDerivative · entry 3

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,372

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 9,336 restricted stock units that vest on 5/7/24; (ii) 39,844 restricted stock units that vest 19,922 shares on each of 4/25/24 and 4/25/25; and (iii) 35,423 restricted stock units that vest 11,807 shares on 5/25/24, and 11,808 shares on each of 5/25/25 and 5/25/26.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:41 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 80,292 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016128 · rdgdoc.xml · nonDerivative · entry 2

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 455,338

Read SEC document
May 25, 2023 Filed May 30, 2023 20:41 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 35,423 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-016128 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,046

Read SEC document
May 08, 2023 Filed May 10, 2023 21:10 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 4,123 $4.82 $19,872.86
Disclosure

SEC source: 0001437749-23-013667 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,623

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 9,336 restricted stock units that vest on 5/7/24; and (ii) 39,844 restricted stock units that vest 19,922 shares on each of 4/25/24 and 4/25/25.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:51 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 9,936 $4.96 $49,282.56
Disclosure

SEC source: 0001437749-23-012349 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,746

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 18,672 restricted stock units that vest 9,336 shares on each of 5/7/23 and 5/7/24; and (ii) 39,844 restricted stock units that vest 19,922 shares on each of 4/25/24 and 4/25/25.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 20:43 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 8,726 $4.97 $43,368.22
Disclosure

SEC source: 0001437749-23-011395 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,682

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 22,500 restricted stock units that vest on 4/30/23; (ii) 18,672 restricted stock units that vest 9,336 shares on each of 5/7/23 and 5/7/24; and (iii) 39,844 restricted stock units that vest 19,922 shares on each of 4/25/24 and 4/25/25.

Read SEC document
November 11, 2022 Filed Nov 14, 2022 22:06 UTC BROADWIND, INC. BWEN · Entity 6779 PurchaseCommon Stock 5,000 $1.69 $8,450.00
Disclosure

SEC source: 0001437749-22-027363 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,408

F1 · balance_after: Includes (i) 22,500 restricted stock units that vest on 4/30/23; (ii) 18,672 restricted stock units that vest 9,336 shares on each of 5/7/23 and 5/7/24; and (iii) 59,766 restricted stock units that vest 19,922 shares on each of 4/25/23, 4/25/24 and 4/25/25.

Read SEC document
May 09, 2022 Filed May 11, 2022 20:51 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 2,777 $1.70 $4,720.90
Disclosure

SEC source: 0001437749-22-011939 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,408

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 22,500 restricted stock units that vest on 4/30/23; (ii) 18,672 restricted stock units that vest 9,336 shares on each of 5/7/23 and 5/7/24; and (iii) 59,766 restricted stock units that vest 19,922 shares on each of 4/25/23, 4/25/24 and 4/25/25.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:58 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 8,954 $1.83 $16,385.82
Disclosure

SEC source: 0001437749-22-010885 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,185

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 22,500 restricted stock units that vest on 4/30/23; (ii) 28,008 restricted stock units that vest 9,336 shares on each of 5/7/22, 5/7/23 and 5/7/24; and (iii) 59,766 restricted stock units that vest 19,922 shares on each of 4/25/23, 4/25/24 and 4/25/25.

Read SEC document
April 25, 2022 Filed Apr 27, 2022 20:38 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 6,519 $1.77 $11,538.63
Disclosure

SEC source: 0001437749-22-009893 · rdgdoc.xml · nonDerivative · entry 2

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,139

F1 · shares: 1. The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: 2. Includes (i) 45,000 restricted stock units that vest 22,500 shares on each of 4/30/22 and 4/30/23; (ii) 28,008 restricted stock units that vest 9,336 shares on each of 5/7/22, 5/7/23 and 5/7/24; and (iii) 59,766 restricted stock units that vest 19,922 shares on each of 4/25/23, 4/25/24 and 4/25/25.

Read SEC document
April 25, 2022 Filed Apr 27, 2022 20:38 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 59,766 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-009893 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,658

Read SEC document
March 02, 2022 Filed Mar 4, 2022 23:23 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 53,407 $2.22 $118,563.54
Disclosure

SEC source: 0001437749-22-005317 · rdgdoc.xml · nonDerivative · entry 2

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,892

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 17,438 restricted stock units that vest on 4/23/22; (ii) 45,000 restricted stock units that vest 22,500 shares on each of 4/30/22 and 4/30/23; and (iii) 28,008 restricted stock units that vest 9,336 shares on each of 5/7/22, 5/7/23 and 5/7/24.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 23:23 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 113,503 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-005317 · rdgdoc.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,299

Read SEC document
May 07, 2021 Filed May 11, 2021 20:46 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 28,008 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-064580 · tm2115445-2_4seq1.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,796

F1 · balance_after: Includes (i) 17,438 restricted stock units that vest on 4/23/22; (ii) 45,000 restricted stock units that vest 22,500 shares on each of 4/30/22 and 4/30/23; and (iii) 28,008 restricted stock units that vest 9,336 shares on each of 5/1/22, 5/1/23 and 5/1/24.

Read SEC document
May 04, 2021 Filed May 6, 2021 17:14 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 22,946 $4.97 $114,041.62
Disclosure

SEC source: 0001104659-21-062264 · tm2115445-1_4seq1.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,788

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 17,438 restricted stock units that vest on 4/23/22; and (ii) 45,000 restricted stock units that vest 22,500 shares on each of 4/30/22 and 4/30/23.

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April 30, 2021 Filed May 4, 2021 14:48 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 10,043 $5.17 $51,922.31
Disclosure

SEC source: 0001104659-21-060685 · tm2115033-4_4seq1.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,734

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 50,000 restricted stock units that vest on 5/4/21; (ii) 17,438 restricted stock units that vest on 4/23/22; and (iii) 45,000 restricted stock units that vest 22,500 shares on each of 4/30/22 and 4/30/23.

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April 23, 2021 Filed Apr 27, 2021 19:29 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 7,670 $5.23 $40,114.10
Disclosure

SEC source: 0001104659-21-055552 · tm2114337-1_4seq1.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,777

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 50,000 restricted stock units that vest on 5/4/21; (ii) 17,438 restricted stock units that vest on 4/23/22; and (iii) 67,500 restricted stock units that vest 22,500 shares on each of 4/30/21, 4/30/22 and 4/30/23.

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February 25, 2021 Filed Mar 1, 2021 22:15 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 15,240 $7.94 $121,005.60
Disclosure

SEC source: 0001104659-21-030132 · tm218317-1_4seq1.xml · nonDerivative · entry 2

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,369

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 50,000 restricted stock units that vest on 5/4/21; (ii) 34,876 restricted stock units that vest 17,438 shares on each of 4/23/21 and 4/23/22; and (iii) 67,500 restricted stock units that vest 22,500 shares on each of 4/30/21, 4/30/22 and 4/30/23.

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February 25, 2021 Filed Mar 1, 2021 22:15 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 54,120 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-030132 · tm218317-1_4seq1.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,609

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February 25, 2021 Filed Apr 1, 2021 20:12 UTC Amendment BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 25,162 $7.94 $199,786.28
Disclosure

SEC source: 0001104659-21-045566 · tm2111902-4_4aseq1.xml · nonDerivative · entry 2

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,447

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.

F2 · balance_after: Includes (i) 50,000 restricted stock units that vest on 5/4/21; (ii) 34,876 restricted stock units that vest 17,438 shares on each of 4/23/21 and 4/23/22; and (iii) 67,500 restricted stock units that vest 22,500 shares on each of 4/30/21, 4/30/22 and 4/30/23.

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February 25, 2021 Filed Apr 1, 2021 20:12 UTC Amendment BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 54,120 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-045566 · tm2111902-4_4aseq1.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,609

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February 22, 2021 Filed Feb 24, 2021 00:48 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 2,651 $8.46 $22,427.46
Disclosure

SEC source: 0001104659-21-026976 · tm217661-1_4seq1.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,489

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 50,000 restricted stock units that vest on 5/4/21; (ii) 34,876 restricted stock units that vest 17,438 shares on each of 4/23/21 and 4/23/22; and (iii) 67,500 restricted stock units that vest 22,500 shares on each of 4/30/21, 4/30/22 and 4/30/23.

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April 30, 2020 Filed May 5, 2020 01:43 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 67,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-056445 · a4.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,140

F1 · balance_after: Includes (i) 7,380 restricted stock units that vest on 2/20/21; (ii) 50,000 restricted stock units that vest on 5/4/21; (iii) 34,876 restricted stock units that vest 17,438 shares on each of 4/23/21 and 4/23/22; and (iv) 67,500 restricted stock units that vest 22,500 shares on each of 4/30/21, 4/30/22 and 4/30/23.

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December 12, 2019 Filed Dec 16, 2019 19:59 UTC BROADWIND, INC. BWEN · Entity 6779 PurchaseCommon Stock 3,000 $1.85 $5,550.00
Disclosure

SEC source: 0001104659-19-072972 · a4.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,640

F1 · balance_after: Includes (i) 4,729 restricted stock units that vest on 2/21/20; (ii) 14,760 restricted stock units that vest 7,380 shares on each of 2/20/20 and 2/20/21; (iii) 50,000 restricted stock units that vest on 5/4/21; and (iv) 52,313 restricted stock units that vest 17,437 shares on 4/23/20 and 17,438 shares on each of 4/23/21 and 4/23/22.

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August 16, 2019 Filed Aug 16, 2019 21:02 UTC BROADWIND, INC. BWEN · Entity 6779 PurchaseCommon Stock 2,000 $1.62 $3,240.00
Disclosure

SEC source: 0001104659-19-046402 · a4.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,640

F1 · balance_after: Includes (i) 4,729 restricted stock units that vest on 2/21/20; (ii) 14,760 restricted stock units that vest 7,380 shares on each of 2/20/20 and 2/20/21; (iii) 50,000 restricted stock units that vest on 5/4/21; and (iv) 52,313 restricted stock units that vest 17,437 shares on 4/23/20 and 17,438 shares on each of 4/23/21 and 4/23/22.

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April 23, 2019 Filed Apr 25, 2019 20:11 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 52,313 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-023691 · a4.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,640

F1 · shares: Represents 52,313 restricted stock units that vest 17,437 shares on 4/23/20 and 17,438 shares on each of 4/23/21 and 4/23/22.

F2 · balance_after: Includes (i) 4,729 restricted stock units that vest on 2/21/20; (ii) 14,760 restricted stock units that vest 7,380 shares on each of 2/20/20 and 2/20/21; (iii) 50,000 restricted stock units that vest on 5/4/21; and (iv) 52,313 restricted stock units that vest 17,437 shares on 4/23/20 and 17,438 shares on each of 4/23/21 and 4/23/22.

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February 22, 2019 Filed Feb 25, 2019 17:01 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 4,393 $1.30 $5,710.90
Disclosure

SEC source: 0001104659-19-010244 · a4.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,327

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 4,729 restricted stock units that vest on 2/21/20; (ii) 14,760 restricted stock units that vest 7,380 shares on each of 2/20/20 and 2/20/21; and (iii) 50,000 restricted stock units that vest on 5/4/21.

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February 21, 2019 Filed Feb 22, 2019 22:06 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 1,699 $1.44 $2,446.56
Disclosure

SEC source: 0001104659-19-010122 · a4.xml · nonDerivative · entry 2

Blashford Eric B. · CIK 0001698603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,720

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 12,229 restricted stock units that vest on 2/22/19; (ii) 4,729 restricted stock units that vest on 2/21/20; (iii) 14,760 restricted stock units that vest 7,380 shares on each of 2/20/20 and 2/20/21; and (iv) 50,000 restricted stock units that vest on 5/4/21.

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February 20, 2019 Filed Feb 22, 2019 22:06 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 2,651 $1.41 $3,737.91
Disclosure

SEC source: 0001104659-19-010122 · a4.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,419

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

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May 04, 2018 Filed May 4, 2018 21:02 UTC BROADWIND, INC. BWEN · Entity 6779 GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-030662 · a4.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,070

F1 · shares: Represents 50,000 restricted stock units that vest on 5/4/21.

F2 · balance_after: Includes (i) 12,229 restricted stock units that vest on 2/22/19; (ii) 9,458 restricted stock units that vest 4,729 shares on each of 2/21/19 and 2/21/20; (iii) 22,140 restricted stock units that vest 7,380 shares on each of 2/20/19, 2/20/20 and 2/20/21; and (iv) 50,000 restricted stock units that vest on 5/4/21.

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February 22, 2018 Filed Feb 23, 2018 21:53 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 4,392 $2.30 $10,101.60
Disclosure

SEC source: 0001104659-18-011737 · a4.xml · nonDerivative · entry 2

Blashford Eric B. · CIK 0001698603 · Pres., Broadwind Towers, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,070

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2 · balance_after: Includes (i) 12,229 restricted stock units that vest on 2/22/19; (ii) 9,458 restricted stock units that vest 4,729 shares on each of 2/21/19 and 2/21/20; and (iii) 22,140 restricted stock units that vest 7,380 shares on each of 2/20/19, 2/20/20 and 2/20/21.

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February 21, 2018 Filed Feb 23, 2018 21:53 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 1,699 $2.31 $3,924.69
Disclosure

SEC source: 0001104659-18-011737 · a4.xml · nonDerivative · entry 1

Blashford Eric B. · CIK 0001698603 · Pres., Broadwind Towers, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,462

F1 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

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February 20, 2018 Filed Feb 21, 2018 23:55 UTC BROADWIND, INC. BWEN · Entity 6779 Tax withholdingCommon Stock 1,439 $2.39 $3,439.21
Disclosure

SEC source: 0001104659-18-011145 · a4.xml · nonDerivative · entry 2

Blashford Eric B. · CIK 0001698603 · Pres., Broadwind Towers, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,161

F2 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F3 · balance_after: Includes (i) 24,458 restricted stock units that vest 12,229 shares on each of 2/22/18 and 2/22/19; (ii) 14,187 restricted stock units that vest 4,729 shares on each of 2/21/18, 2/21/19 and 2/21/20; and (iii) 22,140 restricted stock units that vest 7,380 shares on each of 2/20/19, 2/20/20 and 2/20/21.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.