Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Summit Midstream CorpSMC · Entity 5504 | Executive VP, GC, CCO and Secy | October 01, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Summit Midstream Corp
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 72,757 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Sale · Disposed 2,600 · Balance 72,757 F1: These Common Stocks were sold in compliance with a qualified selling plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2: The price reported in Column 4 is a weighted average price and has been rounded to the nearest cent. These Common Stocks were sold in multiple transactions at prices ranging from $29.85 to $30.75, inclusive. The reporting person undertakes to provide to Summit Midstream Corporation, any security holder of Summit Midstream Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Stocks sold at each separate price within the ranges set forth in footnote 2 to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: These Common Stocks were sold in compliance with a qualified selling plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 is a weighted average price and has been rounded to the nearest cent. These Common Stocks were sold in multiple transactions at prices ranging from $29.85 to $30.75, inclusive. The reporting person undertakes to provide to Summit Midstream Corporation, any security holder of Summit Midstream Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Stocks sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Summit Midstream Partners, LP
Report date August 01, 2024 · Filed August 02, 2024
Section 16 reporting ended · disclosed 2024-08-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-08-01 transaction · row 1
1 source rowRow 1 · 2024-08-01 · Disposition to issuer · Disposed 48,201 · Balance 0 F1: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation. F2: After the Effective Time, the Reporting Person holds an aggregate 0 common units and phantom units. This total includes phantom units from other tranches with different vesting dates. |
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-08-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-08-01 · Disposition to issuer · Disposed 102,745 · Balance 0 F3: Each phantom unit is the economic equivalent of one common unit. F1: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation. F4: The phantom units and associated distribution equivalent rights do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Partnership. F2: After the Effective Time, the Reporting Person holds an aggregate 0 common units and phantom units. This total includes phantom units from other tranches with different vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation.
F2: After the Effective Time, the Reporting Person holds an aggregate 0 common units and phantom units. This total includes phantom units from other tranches with different vesting dates.
F3: Each phantom unit is the economic equivalent of one common unit.
F4: The phantom units and associated distribution equivalent rights do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Partnership.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 3, 2026 00:58 UTC | Summit Midstream Corp SMC · Entity 5504 | SaleCommon Stock | 2,600 | $30.51 | $79,326.00 |
DisclosureSEC source: 0002024218-26-000091 · wk-form4_1790989120.xml · nonDerivative · entry 1 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 72,757 F1 · kind: These Common Stocks were sold in compliance with a qualified selling plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price and has been rounded to the nearest cent. These Common Stocks were sold in multiple transactions at prices ranging from $29.85 to $30.75, inclusive. The reporting person undertakes to provide to Summit Midstream Corporation, any security holder of Summit Midstream Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Stocks sold at each separate price within the ranges set forth in footnote 2 to this Form 4. Read SEC document |
| July 02, 2026 Filed Jul 7, 2026 00:53 UTC | Summit Midstream Corp SMC · Entity 5504 | SaleCommon Stock | 2,600 | $29.72 | $77,272.00 |
DisclosureSEC source: 0002024218-26-000083 · wk-form4_1783385609.xml · nonDerivative · entry 1 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 75,357 F1 · kind: These Common Stocks were sold in compliance with a qualified selling plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price and has been rounded to the nearest cent. These Common Stocks were sold in multiple transactions at prices ranging from $29.42 to $30.13, inclusive. The reporting person undertakes to provide to Summit Midstream Corporation, any security holder of Summit Midstream Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Stocks sold at each separate price within the ranges set forth in footnote 2 to this Form 4. Read SEC document |
| March 16, 2026 Filed Mar 17, 2026 23:46 UTC | Summit Midstream Corp SMC · Entity 5504 | GrantCorporation Restricted Stock Units · Derivative | 17,544 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-26-000032 · wk-form4_1773791169.xml · derivative · entry 11 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,734 Underlying: Common Stock · 17,544 shares Expires not disclosed F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F8 · derivative.exercise_date: The corporation restricted stock units shall vest if and to the extent that the corporation restricted stock units are earned during the performance period from January 1, 2026 through December 31, 2028, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than sixty (60) days following December 31, 2028, the last day of the Performance Period. The vesting of the corporation restricted stock units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. F9 · balance_after: This total includes corporation restricted stock units from other tranches with different vesting dates. On March 16, 2026, when the original award agreement vested, it was certified at an achievement level of 96.7% of the target number of corporation restricted stock units. The remaining 3.3% of the target corporation restricted stock units that were not earned based on the certified performance level were forfeited. The difference between the number of outstanding awards reflected in the Reporting Person's brokerage account and the number previously reported is attributable to this certification and the corresponding forfeiture of the unearned portion of the original award. Read SEC document |
| March 16, 2026 Filed Mar 17, 2026 23:46 UTC | Summit Midstream Corp SMC · Entity 5504 | GrantCorporation Restricted Stock Units · Derivative | 17,544 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-26-000032 · wk-form4_1773791169.xml · derivative · entry 10 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,838 Underlying: Common Stock · 17,544 shares Expires not disclosed F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F7 · derivative.exercise_date: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the March 16, 2026, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:46 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCorporation Restricted Stock Units · Derivative | 9,793 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-26-000032 · wk-form4_1773791169.xml · derivative · entry 9 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,294 Underlying: Common Stock · 9,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F6 · derivative.exercise_date: The final one-third of the corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:46 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCorporation Restricted Stock Units · Derivative | 4,653 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-26-000032 · wk-form4_1773791169.xml · derivative · entry 8 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,087 Underlying: Common Stock · 4,653 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F5 · derivative.exercise_date: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) vested on March 13, 2026, with the remaining corporation restricted stock units vesting on the second and third anniversaries of the March 14, 2025, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:46 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCorporation Restricted Stock Units · Derivative | 18,977 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-26-000032 · wk-form4_1773791169.xml · derivative · entry 7 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,740 Underlying: Common Stock · 18,977 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F3 · derivative.exercise_date: The corporation restricted stock units subject to the original award agreement vested on March 13, 2026. The Reporting Person received distribution equivalent rights ("DERs") for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:46 UTC | Summit Midstream Corp SMC · Entity 5504 | Tax withholdingCommon Stock | 3,854 | $30.29 | $116,737.66 |
DisclosureSEC source: 0002024218-26-000032 · wk-form4_1773791169.xml · nonDerivative · entry 6 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,957 F2 · shares: Common stocks being withheld to pay tax liability. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:46 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCommon Stock | 9,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-26-000032 · wk-form4_1773791169.xml · nonDerivative · entry 5 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each corporation restricted stock unit is the economic equivalent of one common stock. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:46 UTC | Summit Midstream Corp SMC · Entity 5504 | Tax withholdingCommon Stock | 1,831 | $30.29 | $55,460.99 |
DisclosureSEC source: 0002024218-26-000032 · wk-form4_1773791169.xml · nonDerivative · entry 4 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,018 F2 · shares: Common stocks being withheld to pay tax liability. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:46 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCommon Stock | 4,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-26-000032 · wk-form4_1773791169.xml · nonDerivative · entry 3 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each corporation restricted stock unit is the economic equivalent of one common stock. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:46 UTC | Summit Midstream Corp SMC · Entity 5504 | Tax withholdingCommon Stock | 7,468 | $30.29 | $226,205.72 |
DisclosureSEC source: 0002024218-26-000032 · wk-form4_1773791169.xml · nonDerivative · entry 2 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,196 F2 · shares: Common stocks being withheld to pay tax liability. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 23:46 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCommon Stock | 18,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-26-000032 · wk-form4_1773791169.xml · nonDerivative · entry 1 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each corporation restricted stock unit is the economic equivalent of one common stock. Read SEC document |
| January 16, 2026 Filed Jan 21, 2026 23:53 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCorporation Restricted Stock Units · Derivative | 10,794 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-26-000007 · wk-form4_1769039610.xml · derivative · entry 3 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,717 Underlying: Common Stock · 10,794 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F3 · derivative.exercise_date: One-third of the corporation restricted stock units subject to the original award agreement vested on January 16, 2026, with the remaining corporation restricted stock units subject to vesting on the third anniversary of the January 18, 2024 reference date, subject to continued employment. The Reporting Person received distribution equivalent rights ("DERs") for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. F5 · balance_after: This total includes corporation restricted stock units from other tranches with different vesting dates. Read SEC document |
| January 16, 2026 Filed Jan 21, 2026 23:53 UTC | Summit Midstream Corp SMC · Entity 5504 | Tax withholdingCommon Stock | 2,923 | $26.81 | $78,365.63 |
DisclosureSEC source: 0002024218-26-000007 · wk-form4_1769039610.xml · nonDerivative · entry 2 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,687 F2 · shares: Common stocks being withheld to pay tax liability. Read SEC document |
| January 16, 2026 Filed Jan 21, 2026 23:53 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCommon Stock | 10,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-26-000007 · wk-form4_1769039610.xml · nonDerivative · entry 1 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each corporation restricted stock unit is the economic equivalent of one common stock. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:53 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCorporation Restricted Stock Units · Derivative | 9,793 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-25-000034 · wk-form4_1742345581.xml · derivative · entry 11 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,511 Underlying: Common Stock · 9,793 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F8 · derivative.exercise_date: One-third of the corporation restricted stock units subject to the original award agreement vested on March 15, 2025, and the final one-third of the corporation restricted stock units shall vest on the third anniversary of the March 15, 2023, reference date, subject to continued employment. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:53 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCorporation Restricted Stock Units · Derivative | 4,018 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-25-000034 · wk-form4_1742345581.xml · derivative · entry 10 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,304 Underlying: Common Stock · 4,018 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F7 · derivative.exercise_date: The final twenty percent of the corporation restricted stock units subject to the original award agreement vested on March 15, 2025, the third anniversary of the March 15, 2022, reference date. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:53 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCorporation Restricted Stock Units · Derivative | 5,544 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-25-000034 · wk-form4_1742345581.xml · derivative · entry 9 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,322 Underlying: Common Stock · 5,544 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F6 · derivative.exercise_date: The final one-third of the corporation restricted stock units subject to the original award agreement vested on March 15, 2025, the third anniversary of the March 15, 2022, reference date. The Reporting Person received DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:53 UTC | Summit Midstream Corp SMC · Entity 5504 | Tax withholdingCommon Stock | 3,395 | $37.44 | $127,108.80 |
DisclosureSEC source: 0002024218-25-000034 · wk-form4_1742345581.xml · nonDerivative · entry 6 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,816 F2 · shares: Common stocks being withheld to pay tax liability. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:53 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCommon Stock | 9,793 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-25-000034 · wk-form4_1742345581.xml · nonDerivative · entry 5 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each corporation restricted stock unit is the economic equivalent of one common stock. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:53 UTC | Summit Midstream Corp SMC · Entity 5504 | Tax withholdingCommon Stock | 979 | $37.44 | $36,653.76 |
DisclosureSEC source: 0002024218-25-000034 · wk-form4_1742345581.xml · nonDerivative · entry 4 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,418 F2 · shares: Common stocks being withheld to pay tax liability. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:53 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCommon Stock | 4,018 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-25-000034 · wk-form4_1742345581.xml · nonDerivative · entry 3 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each corporation restricted stock unit is the economic equivalent of one common stock. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:53 UTC | Summit Midstream Corp SMC · Entity 5504 | Tax withholdingCommon Stock | 1,350 | $37.44 | $50,544.00 |
DisclosureSEC source: 0002024218-25-000034 · wk-form4_1742345581.xml · nonDerivative · entry 2 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,379 F2 · shares: Common stocks being withheld to pay tax liability. Read SEC document |
| March 15, 2025 Filed Mar 19, 2025 00:53 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCommon Stock | 5,544 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-25-000034 · wk-form4_1742345581.xml · nonDerivative · entry 1 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each corporation restricted stock unit is the economic equivalent of one common stock. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 00:53 UTC | Summit Midstream Corp SMC · Entity 5504 | GrantCorporation Restricted Stock Units · Derivative | 13,958 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-25-000034 · wk-form4_1742345581.xml · derivative · entry 8 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,866 Underlying: Common Stock · 13,958 shares Expires not disclosed F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F5 · derivative.exercise_date: The corporation restricted stock units shall vest if and to the extent that the corporation restricted stock units are earned during the performance period from January 1, 2025 through December 31, 2027, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than sixty (60) days following December 31, 2027, the last day of the Performance Period. The vesting of the corporation restricted stock units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 00:53 UTC | Summit Midstream Corp SMC · Entity 5504 | GrantCorporation Restricted Stock Units · Derivative | 13,958 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-25-000034 · wk-form4_1742345581.xml · derivative · entry 7 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,908 Underlying: Common Stock · 13,958 shares Expires not disclosed F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F3 · derivative.exercise_date: One-third of the corporation restricted stock units (rounded down to the nearest whole number of units, except in the case of the final vesting date) shall vest on each of the first, second and third anniversaries of the March 14, 2025, reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive distribution equivalent rights ("DERs") for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| January 18, 2025 Filed Jan 22, 2025 23:24 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCorporation Restricted Stock Units · Derivative | 10,795 | $0.00 | $0.00 |
DisclosureSEC source: 0002024218-25-000007 · wk-form4_1737588259.xml · derivative · entry 3 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,950 Underlying: Common Stock · 10,795 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each corporation restricted stock unit is the economic equivalent of one common stock. F3 · derivative.exercise_date: One-third of the corporation restricted stock units subject to the original award agreement vested on January 18, 2025, with the remaining corporation restricted stock units subject to vesting on the second and third anniversaries of the January 18, 2024 reference date, subject to continued employment. The Reporting Person received distribution equivalent rights ("DERs") for each corporation restricted stock unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the corporation restricted stock units. F4 · derivative.expiration_date: The corporation restricted stock units and associated DERs do not expire. The corporation restricted stock units are settled upon vesting in common stocks (on a one-for-one basis) or in cash, at the discretion of the Issuer. F5 · balance_after: This total includes corporation restricted stock units from other tranches with different vesting dates. Read SEC document |
| January 18, 2025 Filed Jan 22, 2025 23:24 UTC | Summit Midstream Corp SMC · Entity 5504 | Tax withholdingCommon Stock | 2,811 | $41.57 | $116,853.27 |
DisclosureSEC source: 0002024218-25-000007 · wk-form4_1737588259.xml · nonDerivative · entry 2 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,185 F2 · shares: Common stocks being withheld to pay tax liability. Read SEC document |
| January 18, 2025 Filed Jan 22, 2025 23:24 UTC | Summit Midstream Corp SMC · Entity 5504 | Exercise / conversionCommon Stock | 10,795 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-25-000007 · wk-form4_1737588259.xml · nonDerivative · entry 1 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each corporation restricted stock unit is the economic equivalent of one common stock. Read SEC document |
| December 12, 2024 Filed Dec 14, 2024 01:41 UTC | Summit Midstream Corp SMC · Entity 5504 | SaleCommon Stock | 20,000 | $36.20 | $724,000.00 |
DisclosureSEC source: 0002024218-24-000057 · wk-form4_1734140477.xml · nonDerivative · entry 1 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 28,201 F1 · kind: These Common Stocks were sold in compliance with a qualified selling plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price and has been rounded to the nearest cent. These Common Stocks were sold in multiple transactions at prices ranging from $35.88 to $36.65, inclusive. The reporting person undertakes to provide to Summit Midstream Corporation, any security holder of Summit Midstream Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Stocks sold at each separate price within the ranges set forth in footnote 2 to this Form 4. Read SEC document |
| August 01, 2024 Filed Aug 3, 2024 01:27 UTC | Summit Midstream Corp SMC · Entity 5504 | GrantCorporation Restricted Stock Units · Derivative | 102,745 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-24-000012 · wk-form4_1722648438.xml · derivative · entry 2 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,745 Underlying: Common Stock · 102,745 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the Merger, each outstanding phantom unit award granted under the Summit Midstream Partners, LP 2012 Long-Term Incentive Plan, as amended and restated, or the Summit Midstream Partners, LP 2022 Long-Term Incentive Plan, as amended (the "Partnership Phantom Unit Awards"), have been converted into an award of restricted stock units relating to a number of shares of common stock of the Corporation (the "Corporation RSUs") equal to the number of Common Units subject to such Partnership Phantom Unit Award, as of immediately prior to the Effective Time. The Corporation RSUs will be subject to substantially the same terms and conditions as were applicable to the converted Partnership Phantom Unit Awards, including vesting and payment timing provisions, as applicable. F1 · kind: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation. F2 · kind: Pursuant to Rule 12g-3(e), the Corporation is the successor issuer to the Partnership for purposes of Section 16. F4 · price: Pursuant to the Merger, each outstanding phantom unit award granted under the Summit Midstream Partners, LP 2012 Long-Term Incentive Plan, as amended and restated, or the Summit Midstream Partners, LP 2022 Long-Term Incentive Plan, as amended (the "Partnership Phantom Unit Awards"), have been converted into an award of restricted stock units relating to a number of shares of common stock of the Corporation (the "Corporation RSUs") equal to the number of Common Units subject to such Partnership Phantom Unit Award, as of immediately prior to the Effective Time. The Corporation RSUs will be subject to substantially the same terms and conditions as were applicable to the converted Partnership Phantom Unit Awards, including vesting and payment timing provisions, as applicable. F4 · derivative.exercise_date: Pursuant to the Merger, each outstanding phantom unit award granted under the Summit Midstream Partners, LP 2012 Long-Term Incentive Plan, as amended and restated, or the Summit Midstream Partners, LP 2022 Long-Term Incentive Plan, as amended (the "Partnership Phantom Unit Awards"), have been converted into an award of restricted stock units relating to a number of shares of common stock of the Corporation (the "Corporation RSUs") equal to the number of Common Units subject to such Partnership Phantom Unit Award, as of immediately prior to the Effective Time. The Corporation RSUs will be subject to substantially the same terms and conditions as were applicable to the converted Partnership Phantom Unit Awards, including vesting and payment timing provisions, as applicable. F4 · derivative.expiration_date: Pursuant to the Merger, each outstanding phantom unit award granted under the Summit Midstream Partners, LP 2012 Long-Term Incentive Plan, as amended and restated, or the Summit Midstream Partners, LP 2022 Long-Term Incentive Plan, as amended (the "Partnership Phantom Unit Awards"), have been converted into an award of restricted stock units relating to a number of shares of common stock of the Corporation (the "Corporation RSUs") equal to the number of Common Units subject to such Partnership Phantom Unit Award, as of immediately prior to the Effective Time. The Corporation RSUs will be subject to substantially the same terms and conditions as were applicable to the converted Partnership Phantom Unit Awards, including vesting and payment timing provisions, as applicable. F3 · derivative.underlying_shares: Pursuant to the Merger, immediately prior to the Effective Time, all outstanding common units representing limited partner interests in the Partnership (the "Common Units") have been converted into the right to receive shares of Common Stock, par value $0.01 per share, of the Corporation. Read SEC document |
| August 01, 2024 Filed Aug 3, 2024 01:27 UTC | Summit Midstream Corp SMC · Entity 5504 | GrantCommon Stock | 48,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002024218-24-000012 · wk-form4_1722648438.xml · nonDerivative · entry 1 Johnston James David · CIK 0001823482 · Executive VP, GC, CCO and Secy 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,201 F1 · kind: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation. F2 · kind: Pursuant to Rule 12g-3(e), the Corporation is the successor issuer to the Partnership for purposes of Section 16. F3 · shares: Pursuant to the Merger, immediately prior to the Effective Time, all outstanding common units representing limited partner interests in the Partnership (the "Common Units") have been converted into the right to receive shares of Common Stock, par value $0.01 per share, of the Corporation. F1 · price: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation. Read SEC document |
| August 01, 2024 Filed Aug 2, 2024 21:08 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Disposition to issuerPhantom Units · Derivative | 102,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001549922-24-000067 · wk-form4_1722647280.xml · derivative · entry 2 Johnston James David · CIK 0001823482 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 102,745 shares Expires not disclosed F3 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F1 · kind: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation. F3 · kind: Each phantom unit is the economic equivalent of one common unit. F4 · derivative.exercise_date: The phantom units and associated distribution equivalent rights do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Partnership. F4 · derivative.expiration_date: The phantom units and associated distribution equivalent rights do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Partnership. F2 · derivative.underlying_shares: After the Effective Time, the Reporting Person holds an aggregate 0 common units and phantom units. This total includes phantom units from other tranches with different vesting dates. Read SEC document |
| August 01, 2024 Filed Aug 2, 2024 21:08 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Disposition to issuerCommon Units | 48,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001549922-24-000067 · wk-form4_1722647280.xml · nonDerivative · entry 1 Johnston James David · CIK 0001823482 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On August 1, 2024 (the "Effective Time"), in connection with the corporate reorganization of Summit Midstream Partners, LP (the "Partnership"), the Partnership converted from a master limited partnership to a C corporation (the "Corporate Reorganization") through the merger between the Partnership and Summit SMC NewCo, LLC ("Merger Sub"), a wholly-owned subsidiary of Summit Midstream Corporation (the "Corporation"), wherein Merger Sub merged with and into the Partnership (the "Merger"), with the Partnership surviving the Merger as a wholly-owned subsidiary of the Corporation. F2 · shares: After the Effective Time, the Reporting Person holds an aggregate 0 common units and phantom units. This total includes phantom units from other tranches with different vesting dates. Read SEC document |
| March 22, 2024 Filed Mar 22, 2024 19:59 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | SaleCommon Units | 3,400 | $25.21 | $85,714.00 |
DisclosureSEC source: 0001549922-24-000039 · wk-form4_1711151947.xml · nonDerivative · entry 1 Johnston James David · CIK 0001823482 · See remarks below. 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,201 F1 · kind: These units were sold in compliance with a qualified selling plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price and has been rounded to the nearest cent. These units were sold in multiple transactions at prices ranging from $25.01 to $25.65, inclusive. The reporting person undertakes to provide to Summit Midstream Partners, LP, any security holder of Summit Midstream Partners, LP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units sold at each separate price within the ranges set forth in footnote 2 to this Form 4. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:19 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 9,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001549922-24-000035 · wk-form4_1710893978.xml · derivative · entry 16 Johnston James David · CIK 0001823482 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,831 Underlying: Common Units · 9,794 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F11 · derivative.exercise_date: The 9794 phantom units vested on March 15, 2024, and the remaining phantom units shall vest if and to the extent that the phantom units are earned during the performance period from January 1, 2023 through December 31, 2025, which will depend on whether the performance criteria are achieved as determined by the committee as soon as reasonably practicable, but no later than Friday, March 6, 2026. The vesting of the phantom units is subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person will receive DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F7 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. F12 · balance_after: After giving effect to the transactions reported in this Report, the Reporting Person holds an aggregate 102,745 phantom units. This total includes phantom units from other tranches with different vesting dates. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:19 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 3,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001549922-24-000035 · wk-form4_1710893978.xml · derivative · entry 15 Johnston James David · CIK 0001823482 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 3,253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F10 · derivative.exercise_date: The final one-half of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) vested on March 15, 2024, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F7 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:19 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 12,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001549922-24-000035 · wk-form4_1710893978.xml · derivative · entry 14 Johnston James David · CIK 0001823482 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,018 Underlying: Common Units · 12,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F9 · derivative.exercise_date: Twenty percent of the phantom units (rounded down to the nearest whole number of units, except in the case of the final vesting date) vested on March 15, 2023, sixty percent of the phantom unites vested on March 15, 2024, and twenty percent of the phantom units shall vest on the third anniversaries of the March 15, 2022, the reference date, subject to continued employment and accelerated vesting as provided in the applicable award agreement. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F7 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:19 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 5,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001549922-24-000035 · wk-form4_1710893978.xml · derivative · entry 13 Johnston James David · CIK 0001823482 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,544 Underlying: Common Units · 5,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F8 · derivative.exercise_date: One-third of the phantom units subject to the original award agreement vested on March 15, 2024, with the final one-third of the phantom units subject to vesting on the third anniversary of the March 15, 2022 reference date, subject to continued employment. The Reporting Person received DERs for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F7 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:19 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionPhantom Units · Derivative | 8,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001549922-24-000035 · wk-form4_1710893978.xml · derivative · entry 12 Johnston James David · CIK 0001823482 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 8,361 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit. F6 · derivative.exercise_date: The final one-third of the phantom units subject to the original award agreement vested on March 15, 2024, the third anniversary of the March 15, 2021 reference date. The Reporting Person received distribution equivalent rights ("DERs") for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the phantom units. F7 · derivative.expiration_date: The phantom units and associated DERs do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:19 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 2,540 | $18.45 | $46,863.00 |
DisclosureSEC source: 0001549922-24-000035 · wk-form4_1710893978.xml · nonDerivative · entry 11 Johnston James David · CIK 0001823482 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,601 F5 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:19 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 9,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549922-24-000035 · wk-form4_1710893978.xml · nonDerivative · entry 10 Johnston James David · CIK 0001823482 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:19 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 793 | $18.45 | $14,630.85 |
DisclosureSEC source: 0001549922-24-000035 · wk-form4_1710893978.xml · nonDerivative · entry 9 Johnston James David · CIK 0001823482 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,347 F5 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:19 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 3,253 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549922-24-000035 · wk-form4_1710893978.xml · nonDerivative · entry 8 Johnston James David · CIK 0001823482 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:19 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 2,936 | $18.45 | $54,169.20 |
DisclosureSEC source: 0001549922-24-000035 · wk-form4_1710893978.xml · nonDerivative · entry 7 Johnston James David · CIK 0001823482 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,887 F5 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:19 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 12,054 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549922-24-000035 · wk-form4_1710893978.xml · nonDerivative · entry 6 Johnston James David · CIK 0001823482 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:19 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 1,351 | $18.45 | $24,925.95 |
DisclosureSEC source: 0001549922-24-000035 · wk-form4_1710893978.xml · nonDerivative · entry 5 Johnston James David · CIK 0001823482 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,769 F5 · shares: Common units being withheld to pay tax liability. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:19 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Exercise / conversionCommon Units | 5,545 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001549922-24-000035 · wk-form4_1710893978.xml · nonDerivative · entry 4 Johnston James David · CIK 0001823482 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each phantom unit is the economic equivalent of one common unit. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:19 UTC | Summit Midstream Partners, LP SMLP · Entity 88532 | Tax withholdingCommon Units | 2,036 | $18.45 | $37,564.20 |
DisclosureSEC source: 0001549922-24-000035 · wk-form4_1710893978.xml · nonDerivative · entry 3 Johnston James David · CIK 0001823482 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,575 F5 · shares: Common units being withheld to pay tax liability. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.