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person · Reporting owner

Fitzgerald Leanne

Disclosed activity across 2 companies

Tapewire entity
32149
SEC CIK
0001783261

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ACV Auctions Inc.ACVA · Entity 4862Chief Legal OfficerOctober 01, 2026October 05, 2026
Cerence Inc.CRNC · Entity 5708General CounselDecember 07, 2021December 07, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ACV Auctions Inc.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect546,306 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Tax withholding · Disposed 4,158 · Balance 546,306

F1: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Common StockSEC Table I · non-derivativeDirect539,123 Reported balance After 2026-10-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-10-01 · Tax withholding · Disposed 7,183 · Balance 539,123

F1: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Common StockSEC Table I · non-derivativeDirect535,570 Reported balance After 2026-10-01 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-10-01 · Tax withholding · Disposed 3,553 · Balance 535,570

F1: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Common StockSEC Table I · non-derivativeDirect533,274 Reported balance After 2026-10-01 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2026-10-01 · Tax withholding · Disposed 2,924 · Balance 533,274

F1: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

F2: Includes 628 shares acquired pursuant to the Company's 2021 Employee Stock Purchase Plan (ESPP) for the purchase period 6/1/2026 to 9/17/2026.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

F2: Includes 628 shares acquired pursuant to the Company's 2021 Employee Stock Purchase Plan (ESPP) for the purchase period 6/1/2026 to 9/17/2026.

Cerence Inc.

Report date December 07, 2021 · Filed December 07, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect51,893 Reported balance After 2021-12-07 transaction · row 1
1 source row

Row 1 · 2021-12-07 · Sale · Disposed 1,152 · Balance 51,893

F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2024 Filed Jan 4, 2024 23:55 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingClass A Common Stock 6,143 $14.89 $91,469.27
Disclosure

SEC source: 0000950170-24-002180 · ownership.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,453

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

F2 · balance_after: Includes 429 shares acquired pursuant to the Company's 2021 Employee Stock Purchase Plan ("ESPP") for the purchase period of 6/1/2023 to 11/30/2023.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 22:33 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingClass A Common Stock 4,158 $15.05 $62,577.90
Disclosure

SEC source: 0001209191-23-052102 · doc4.xml · nonDerivative · entry 2

Fitzgerald Leanne · CIK 0001783261 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,167

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 22:33 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingClass A Common Stock 5,821 $15.05 $87,606.05
Disclosure

SEC source: 0001209191-23-052102 · doc4.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,325

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
July 03, 2023 Filed Jul 7, 2023 01:59 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingClass A Common Stock 3,971 $16.64 $66,077.44
Disclosure

SEC source: 0001209191-23-041742 · doc4.xml · nonDerivative · entry 2

Fitzgerald Leanne · CIK 0001783261 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,146

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
July 03, 2023 Filed Jul 7, 2023 01:59 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingClass A Common Stock 5,559 $16.64 $92,501.76
Disclosure

SEC source: 0001209191-23-041742 · doc4.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,117

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 21:21 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingClass A Common Stock 22,413 $12.75 $285,765.75
Disclosure

SEC source: 0001209191-23-023405 · doc4.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,676

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
April 03, 2023 Filed Jan 6, 2025 23:07 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingClass A Common Stock 179 $12.75 $2,282.25
Disclosure

SEC source: 0001628280-25-000672 · wk-form4_1736204824.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,347

F1 · shares: This Form 4 includes a correction to the number of shares withheld to cover tax liability in a Form 4 previously filed on April 5, 2023. The correct number of shares that was withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit was 22,234 and was originally reported as 22,413.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:19 UTC ACV Auctions Inc. ACVA · Entity 4862 GrantClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022172 · doc4.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,089

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest in sixteen (16) substantially equal quarterly installments beginning on July 1, 2023, subject to the Reporting Person's continuous service through each such date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 22:51 UTC ACV Auctions Inc. ACVA · Entity 4862 Tax withholdingClass A Common Stock 5,082 $12.68 $64,439.76
Disclosure

SEC source: 0001209191-23-013334 · doc4.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,089

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock unit previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 22:58 UTC ACV Auctions Inc. ACVA · Entity 4862 GrantClass A Common Stock 15,510 $9.43 $146,259.30
Disclosure

SEC source: 0001209191-23-011824 · doc4.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,171

F1 · shares: Grant of Restricted Stock Units that will vest 100% on February 23, 2023, issued pursuant to the Company's 2022 Target Bonus Program whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2022.

F2 · balance_after: Includes 661 shares acquired pursuant to the Company's 2021 Employee Stock Purchase Plan ("ESPP") for the purchase period of 6/1/2022 to 11/30/2022.

Read SEC document
February 03, 2022 Filed Feb 8, 2022 00:44 UTC ACV Auctions Inc. ACVA · Entity 4862 GrantClass A Common Stock 210,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007616 · doc4.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,000

F1 · shares: Represents a restricted stock unit ("RSU") award. Twenty-five percent (25%) of the RSUs will vest on April 1, 2023 and the remaining RSUs will vest in twelve (12) equal quarterly installments thereafter, subject to the Reporting Person's continuous service through each such date.

Read SEC document
December 07, 2021 Filed Dec 7, 2021 21:56 UTC Cerence Inc. CRNC · Entity 5708 SaleCommon Stock 1,152 $69.00 $79,488.00
Disclosure

SEC source: 0001667731-21-000334 · ownership.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,893

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
November 29, 2021 Filed Dec 2, 2021 21:25 UTC Cerence Inc. CRNC · Entity 5708 SaleCommon Stock 663 $79.20 $52,509.60
Disclosure

SEC source: 0001667731-21-000328 · fitzgerald11292021.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,045

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 21:21 UTC Cerence Inc. CRNC · Entity 5708 SaleCommon Stock 6,508 $103.03 $670,519.24
Disclosure

SEC source: 0001667731-21-000317 · ownership.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,708

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of PSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:51 UTC Cerence Inc. CRNC · Entity 5708 GrantCommon Stock 17,796 $0.01 $177.96
Disclosure

SEC source: 0001667731-21-000302 · ownership.xml · nonDerivative · entry 2

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,216

F2 · shares: These shares are pursuant to a performance-based restricted stock unit agreement with the Company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2021.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:51 UTC Cerence Inc. CRNC · Entity 5708 GrantCommon Stock 2,113 $0.01 $21.13
Disclosure

SEC source: 0001667731-21-000302 · ownership.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,420

F1 · shares: Grant of Restricted Stock Units that will vest 100% on November 22, 2021, issued pursuant to the Company's FY2021 Short-Term Incentive Program.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 20:16 UTC Cerence Inc. CRNC · Entity 5708 Tax withholdingCommon Stock 4,099 $85.75 $351,489.25
Disclosure

SEC source: 0001667731-21-000261 · ownership.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,307

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · balance_after: This includes 284 shares purchased pursuant to the Cerence Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of 08/17/2020 through 02/12/2021 In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on 02/12/2021.

F3 · balance_after: This includes 146 shares purchased pursuant to the Cerence Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of 02/16/2021 through 08/13/2021 In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on 08/13/2021.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:34 UTC Cerence Inc. CRNC · Entity 5708 SaleCommon Stock 50 $87.56 $4,378.00
Disclosure

SEC source: 0001667731-20-000458 · fitzgerald12082020.xml · nonDerivative · entry 2

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,233

Read SEC document
December 08, 2020 Filed Dec 9, 2020 21:34 UTC Cerence Inc. CRNC · Entity 5708 SaleCommon Stock 3,967 $86.83 $344,454.61
Disclosure

SEC source: 0001667731-20-000458 · fitzgerald12082020.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,283

F1 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $86.46 to $87.30 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:00 UTC Cerence Inc. CRNC · Entity 5708 Tax withholdingCommon Stock 1,106 $91.74 $101,464.44
Disclosure

SEC source: 0001667731-20-000456 · fitzgerald12012020.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,250

F1 · shares: These shares were withheld by the company to cover the tax liability due upon the vest of the restricted stock award.

Read SEC document
November 30, 2020 Filed Dec 28, 2020 21:49 UTC Cerence Inc. CRNC · Entity 5708 Tax withholdingCommon Stock 9 $86.54 $778.86
Disclosure

SEC source: 0001667731-20-000470 · ownership.xml · nonDerivative · entry 2

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,976

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
November 30, 2020 Filed Dec 28, 2020 21:49 UTC Cerence Inc. CRNC · Entity 5708 Tax withholdingCommon Stock 1,248 $84.95 $106,017.60
Disclosure

SEC source: 0001667731-20-000470 · ownership.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,985

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
November 29, 2020 Filed Dec 1, 2020 21:40 UTC Cerence Inc. CRNC · Entity 5708 Tax withholdingCommon Stock 561 $90.60 $50,826.60
Disclosure

SEC source: 0001667731-20-000449 · fitzgerald11292020.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,356

F1 · shares: These shares were withheld by the company to cover the tax liability due upon the vest of the restricted stock award.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 21:52 UTC Cerence Inc. CRNC · Entity 5708 SaleCommon Stock 5,571 $74.94 $417,490.74
Disclosure

SEC source: 0001667731-20-000438 · fitzgerald11192020.xml · nonDerivative · entry 4

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,917

F4 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $74.68 to $75.22 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F5 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/21/2020.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 21:52 UTC Cerence Inc. CRNC · Entity 5708 SaleCommon Stock 2,283 $73.94 $168,805.02
Disclosure

SEC source: 0001667731-20-000438 · fitzgerald11192020.xml · nonDerivative · entry 3

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,488

F3 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $73.61 to $74.58 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F5 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/21/2020.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 21:52 UTC Cerence Inc. CRNC · Entity 5708 SaleCommon Stock 1,200 $72.66 $87,192.00
Disclosure

SEC source: 0001667731-20-000438 · fitzgerald11192020.xml · nonDerivative · entry 2

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,771

F2 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $72.29 to $72.85 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F5 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/21/2020.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 21:52 UTC Cerence Inc. CRNC · Entity 5708 SaleCommon Stock 1,754 $71.41 $125,253.14
Disclosure

SEC source: 0001667731-20-000438 · fitzgerald11192020.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,971

F1 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $71.075 to $71.75 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F5 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/21/2020.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 23:40 UTC Cerence Inc. CRNC · Entity 5708 Tax withholdingCommon Stock 4,558 $59.00 $268,922.00
Disclosure

SEC source: 0001667731-20-000404 · fitzgerald11032020.xml · nonDerivative · entry 4

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,725

F4 · shares: These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award for the performance-based shares.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 23:40 UTC Cerence Inc. CRNC · Entity 5708 GrantCommon Stock 15,366 $0.01 $153.66
Disclosure

SEC source: 0001667731-20-000404 · fitzgerald11032020.xml · nonDerivative · entry 3

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,283

F3 · shares: These shares are pursuant to a performance-based restricted stock unit agreement with the Company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2020.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 23:40 UTC Cerence Inc. CRNC · Entity 5708 GrantCommon Stock 5,203 $0.01 $52.03
Disclosure

SEC source: 0001667731-20-000404 · fitzgerald11032020.xml · nonDerivative · entry 2

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,917

F2 · shares: Shares are subject to a Restricted Stock Unit Agreement. Shares vest one-third on each of October 1, 2021, 2022, and 2023.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 23:40 UTC Cerence Inc. CRNC · Entity 5708 GrantCommon Stock 4,329 $0.01 $43.29
Disclosure

SEC source: 0001667731-20-000404 · fitzgerald11032020.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,714

F1 · shares: Grant of Restricted Stock Units that will vest 100% on November 20, 2020, issued pursuant to the Company's FY2020 Short-Term Incentive Program.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 20:53 UTC Cerence Inc. CRNC · Entity 5708 SaleCommon Stock 1,012 $60.31 $61,033.72
Disclosure

SEC source: 0001667731-20-000392 · fitzgerald10222020.xml · nonDerivative · entry 2

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,385

F2 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $60.16 to $60.44 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F3 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/21/2020.

Read SEC document
October 22, 2020 Filed Oct 23, 2020 20:53 UTC Cerence Inc. CRNC · Entity 5708 SaleCommon Stock 3,708 $59.49 $220,588.92
Disclosure

SEC source: 0001667731-20-000392 · fitzgerald10222020.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,397

F1 · shares: The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $59.147 to $60.13 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F3 · shares: This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/21/2020.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:42 UTC Cerence Inc. CRNC · Entity 5708 Tax withholdingCommon Stock 3,123 $49.74 $155,338.02
Disclosure

SEC source: 0001667731-20-000354 · fitzgerald10012020.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,105

F1 · shares: These shares were withheld by the company to cover the tax liability due upon the vest of the restricted stock award

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September 30, 2020 Filed Oct 1, 2020 23:01 UTC Cerence Inc. CRNC · Entity 5708 Tax withholdingCommon Stock 561 $48.87 $27,416.07
Disclosure

SEC source: 0001667731-20-000345 · ownership.xml · nonDerivative · entry 2

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,228

F2 · shares: These shares were withheld by the company to cover the tax liability due upon the vest of the restricted stock award

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September 30, 2020 Filed Oct 1, 2020 23:01 UTC Cerence Inc. CRNC · Entity 5708 GrantCommon Stock 630 $20.66 $13,015.80
Disclosure

SEC source: 0001667731-20-000345 · ownership.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,789

F1 · shares: Shares purchased pusuant to the Cerence Inc Employee Stock Purchase Plan ("ESPP") on 8/14/2020

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December 02, 2019 Filed Dec 6, 2019 22:10 UTC Cerence Inc. CRNC · Entity 5708 Tax withholdingCommon Stock 1,308 $15.56 $20,352.48
Disclosure

SEC source: 0000899243-19-028699 · doc4.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,159

F1 · kind: These shares were withheld by the company to cover the tax liability due upon the vest of the restricted stock award.

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November 13, 2019 Filed Nov 18, 2019 21:21 UTC Cerence Inc. CRNC · Entity 5708 GrantCommon Stock 31,928 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-027514 · doc4.xml · nonDerivative · entry 1

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,467

F1 · kind: Grant of restricted stock units that will vest 33% per year on October 1 of 2021, 2022, and 2023 respectively.

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October 02, 2019 Filed Oct 4, 2019 20:13 UTC Cerence Inc. CRNC · Entity 5708 GrantCommon stock 11,314 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025095 · doc4.xml · nonDerivative · entry 4

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,539

F2 · shares: Award of restricted stock units with respect to Cerence common stock granted under the Cerence 2019 Equity Incentive Plan in connection with the cancellation and forfeiture of certain equity incentive awards previously granted by Nuance.

F5 · shares: The restricted stock units will vest in three equal annual installments beginning on December 1, 2019.

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October 02, 2019 Filed Oct 4, 2019 20:13 UTC Cerence Inc. CRNC · Entity 5708 GrantCommon stock 1,913 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025095 · doc4.xml · nonDerivative · entry 3

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,225

F2 · shares: Award of restricted stock units with respect to Cerence common stock granted under the Cerence 2019 Equity Incentive Plan in connection with the cancellation and forfeiture of certain equity incentive awards previously granted by Nuance.

F4 · shares: The restricted stock units will vest 100% on September 30, 2020.

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October 02, 2019 Filed Oct 4, 2019 20:13 UTC Cerence Inc. CRNC · Entity 5708 GrantCommon stock 1,913 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-025095 · doc4.xml · nonDerivative · entry 2

Fitzgerald Leanne · CIK 0001783261 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,312

F2 · shares: Award of restricted stock units with respect to Cerence common stock granted under the Cerence 2019 Equity Incentive Plan in connection with the cancellation and forfeiture of certain equity incentive awards previously granted by Nuance.

F3 · shares: The restricted stock units will vest 100% on November 29, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.