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Lynton Nicholas Hollmeyer

Disclosed activity across 1 company

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32129
SEC CIK
0001941467

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Cardlytics, Inc.

Report date July 01, 2026 · Filed July 06, 2026

Section 16 reporting ended · disclosed 2026-07-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,942 Reported balance After 2026-07-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-07-01 · Exercise / conversion · Acquired 157 · Balance 16,942

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2: Effective June 5, 2026, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Common StockSEC Table I · non-derivativeDirect18,442 Reported balance After 2026-07-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-07-01 · Exercise / conversion · Acquired 1,500 · Balance 18,442

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

Common StockSEC Table I · non-derivativeDirect18,754 Reported balance After 2026-07-01 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-07-01 · Exercise / conversion · Acquired 312 · Balance 18,754

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

Common StockSEC Table I · non-derivativeDirect21,504 Reported balance After 2026-07-01 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2026-07-01 · Exercise / conversion · Acquired 2,750 · Balance 21,504

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

Common StockSEC Table I · non-derivativeDirect19,353 Reported balance After 2026-07-02 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2026-07-02 · Sale · Disposed 2,151 · Balance 19,353

F4: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $4.260 to $4.540, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).

F3: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on July 1, 2026. The Reporting Person did not sell shares for any other purpose.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-07-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-07-01 · Exercise / conversion · Disposed 157 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2: Effective June 5, 2026, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

F5: 25% of the shares under this award vested on July 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect4,500 Reported balance After 2026-07-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-07-01 · Exercise / conversion · Disposed 1,500 · Balance 4,500

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2: Effective June 5, 2026, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

F6: 50% of the shares underlying the RSU award vested on April 1, 2026, with the remaining 50% vesting in equal amounts quarterly over a one-year period through April 1, 2027, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect938 Reported balance After 2026-07-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-07-01 · Exercise / conversion · Disposed 312 · Balance 938

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2: Effective June 5, 2026, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

F6: 50% of the shares underlying the RSU award vested on April 1, 2026, with the remaining 50% vesting in equal amounts quarterly over a one-year period through April 1, 2027, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect19,250 Reported balance After 2026-07-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-07-01 · Exercise / conversion · Disposed 2,750 · Balance 19,250

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2: Effective June 5, 2026, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

F7: RSU award will vest in equal amounts quarterly over a two-year period through April 1, 2028, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F2: Effective June 5, 2026, the Issuer effected a 1-for-10 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

F3: Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on July 1, 2026. The Reporting Person did not sell shares for any other purpose.

F4: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $4.260 to $4.540, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).

F5: 25% of the shares under this award vested on July 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

F6: 50% of the shares underlying the RSU award vested on April 1, 2026, with the remaining 50% vesting in equal amounts quarterly over a one-year period through April 1, 2027, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

F7: RSU award will vest in equal amounts quarterly over a two-year period through April 1, 2028, provided that the Reporting Person remains employed by the Issuer on such vesting dates.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2024 Filed Jan 4, 2024 00:59 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 1,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-24-000017 · wk-form4_1704329973.xml · nonDerivative · entry 2

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 00:59 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-24-000017 · wk-form4_1704329973.xml · nonDerivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 22:27 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 47 $16.35 $768.45
Disclosure

SEC source: 0001666071-23-000139 · wk-form4_1696372056.xml · nonDerivative · entry 8

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,310

F2 · shares: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs that vested on October 1, 2023.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 22:27 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 2,101 $15.70 $32,985.70
Disclosure

SEC source: 0001666071-23-000139 · wk-form4_1696372056.xml · nonDerivative · entry 7

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,357

F2 · shares: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs that vested on October 1, 2023.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $15.275 to $16.23, inclusive.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 22:27 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 3,703 $14.92 $55,248.76
Disclosure

SEC source: 0001666071-23-000139 · wk-form4_1696372056.xml · nonDerivative · entry 6

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,458

F2 · shares: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs that vested on October 1, 2023.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $14.27 to $15.265, inclusive.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 22:27 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 6,900 $13.55 $93,495.00
Disclosure

SEC source: 0001666071-23-000139 · wk-form4_1696372056.xml · nonDerivative · entry 5

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,161

F2 · shares: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs that vested on October 1, 2023.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $13.21 to $14.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 22:27 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionRestricted Stock Unit · Derivative 1,578 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000139 · wk-form4_1696372056.xml · derivative · entry 12

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,358

Underlying: Common Stock · 1,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F9 · derivative.exercise_date: This RSU award was originally for 38,222 shares. Twenty-five percent (25%) of the shares under this award vested on July 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

F9 · derivative.expiration_date: This RSU award was originally for 38,222 shares. Twenty-five percent (25%) of the shares under this award vested on July 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 22:27 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionRestricted Stock Unit · Derivative 582 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000139 · wk-form4_1696372056.xml · derivative · entry 11

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,812

Underlying: Common Stock · 582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F8 · derivative.exercise_date: This RSU award was originally for 9,299 shares. Twenty-five percent (25%) of the shares under this award vested on April 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

F8 · derivative.expiration_date: This RSU award was originally for 9,299 shares. Twenty-five percent (25%) of the shares under this award vested on April 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 22:27 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionRestricted Stock Unit · Derivative 415 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000139 · wk-form4_1696372056.xml · derivative · entry 10

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F7 · derivative.exercise_date: This RSU award was originally for 830 shares. Fifty percent (50%) of the shares under this award vested on October 1, 2022, and fifty percent (50%) of this award vested on October 1, 2023.

F7 · derivative.expiration_date: This RSU award was originally for 830 shares. Fifty percent (50%) of the shares under this award vested on October 1, 2022, and fifty percent (50%) of this award vested on October 1, 2023.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 22:27 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionRestricted Stock Unit · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000139 · wk-form4_1696372056.xml · derivative · entry 9

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

F6 · derivative.exercise_date: This RSU award was originally for 100,000 shares. 25% of the RSUs award vested on each of July 1, 2023 and October 1, 2023. An additional 25% of the RSU award shall vest on each of January 1, 2024 and April 1, 2024, subject to the Reporting Person's continuous service with the Issuer through each applicable vesting date.

F6 · derivative.expiration_date: This RSU award was originally for 100,000 shares. 25% of the RSUs award vested on each of July 1, 2023 and October 1, 2023. An additional 25% of the RSU award shall vest on each of January 1, 2024 and April 1, 2024, subject to the Reporting Person's continuous service with the Issuer through each applicable vesting date.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 22:27 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 1,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-23-000139 · wk-form4_1696372056.xml · nonDerivative · entry 4

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 22:27 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 582 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-23-000139 · wk-form4_1696372056.xml · nonDerivative · entry 3

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 22:27 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 415 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-23-000139 · wk-form4_1696372056.xml · nonDerivative · entry 2

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 22:27 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-23-000139 · wk-form4_1696372056.xml · nonDerivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.

Read SEC document
August 09, 2023 Filed Aug 9, 2023 20:45 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 7,500 $13.67 $102,525.00
Disclosure

SEC source: 0001666071-23-000107 · wk-form4_1691613917.xml · nonDerivative · entry 3

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,486

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $13.66 to $13.77, inclusive.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 20:45 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 165 $14.05 $2,318.25
Disclosure

SEC source: 0001666071-23-000107 · wk-form4_1691613917.xml · nonDerivative · entry 2

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,986

F1 · shares: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for restricted stock units that vested on April 1, 2023, April 2, 2023 and April 20, 2023.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.11, inclusive.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 20:45 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 4,957 $13.48 $66,820.36
Disclosure

SEC source: 0001666071-23-000107 · wk-form4_1691613917.xml · nonDerivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,151

F1 · shares: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for restricted stock units that vested on April 1, 2023, April 2, 2023 and April 20, 2023.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 23:48 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 9,906 $6.13 $60,684.16
Disclosure

SEC source: 0001666071-23-000085 · wk-form4_1688600904.xml · nonDerivative · entry 4

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,108

F2 · shares: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for restricted stock units ("RSUs") that vested on July 1, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.98 to $6.48 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon receipt, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 23:48 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionRestricted Stock Unit · Derivative 6,311 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000085 · wk-form4_1688600904.xml · derivative · entry 7

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,936

Underlying: Common Stock · 6,311 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F10 · derivative.exercise_date: Twenty-five percent (25%) of the shares under this award vest on July 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

F10 · derivative.expiration_date: Twenty-five percent (25%) of the shares under this award vest on July 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

F7 · balance_after: This number of RSUs granted was previously incorrectly reported this represents the correct number of RSUs remaining.

F8 · balance_after: This grant was previously incorrectly reported as a performance stock unit.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 23:48 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionRestricted Stock Unit · Derivative 581 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000085 · wk-form4_1688600904.xml · derivative · entry 6

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,394

Underlying: Common Stock · 581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F6 · derivative.exercise_date: Twenty-five percent (25%) of the shares under this award vest on April 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

F6 · derivative.expiration_date: Twenty-five percent (25%) of the shares under this award vest on April 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

F7 · balance_after: This number of RSUs granted was previously incorrectly reported this represents the correct number of RSUs remaining.

F8 · balance_after: This grant was previously incorrectly reported as a performance stock unit.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 23:48 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionRestricted Stock Unit · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000085 · wk-form4_1688600904.xml · derivative · entry 5

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F5 · derivative.exercise_date: 25% of the RSUs shall vest on each of July 1, 2023, October 1, 2023, January 1, 2024 and April 1, 2024, respectively, subject to the Reporting Person's continuous service with the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: 25% of the RSUs shall vest on each of July 1, 2023, October 1, 2023, January 1, 2024 and April 1, 2024, respectively, subject to the Reporting Person's continuous service with the Issuer through each applicable vesting date.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 23:48 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 6,311 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000085 · wk-form4_1688600904.xml · nonDerivative · entry 3

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 23:48 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 581 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000085 · wk-form4_1688600904.xml · nonDerivative · entry 2

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 23:48 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000085 · wk-form4_1688600904.xml · nonDerivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
April 20, 2023 Filed Apr 20, 2023 20:08 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionRestricted Stock Unit · Derivative 682 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024978 · doc4.xml · derivative · entry 2

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,364

Underlying: Common Stock · 682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: This RSU grant vests 25% over 4 years equally on each grant anniversary. 25% of the shares vested on April 20, 2022, 25% of the shares vested on April 20, 2023, and the remaining unvested shares will vest on April 20, 2024 and April 20, 2025, equally, provided the Reporting Person continuously provides service to the Issuer through the vesting dates.

F2 · derivative.expiration_date: This RSU grant vests 25% over 4 years equally on each grant anniversary. 25% of the shares vested on April 20, 2022, 25% of the shares vested on April 20, 2023, and the remaining unvested shares will vest on April 20, 2024 and April 20, 2025, equally, provided the Reporting Person continuously provides service to the Issuer through the vesting dates.

Read SEC document
April 20, 2023 Filed Apr 20, 2023 20:08 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 682 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024978 · doc4.xml · nonDerivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2023 Filed Apr 12, 2023 21:29 UTC Cardlytics, Inc. CDLX · Entity 7603 GrantRestricted Stock Unit · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000061 · wf-form4_168133495465978.xml · derivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: 25% of the RSUs shall vest on each of July 1, 2023, October 1, 2023, January 1, 2024 and April 1, 2024, respectively, subject to the Reporting Person's continuous service with the Issuer through each applicable vesting date.

F2 · derivative.expiration_date: 25% of the RSUs shall vest on each of July 1, 2023, October 1, 2023, January 1, 2024 and April 1, 2024, respectively, subject to the Reporting Person's continuous service with the Issuer through each applicable vesting date.

Read SEC document
April 02, 2023 Filed Apr 4, 2023 20:07 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionRestricted Stock Unit · Derivative 625 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000047 · wf-form4_168063881527605.xml · derivative · entry 6

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The shares under this award vest in full on April 2, 2023, provided the Reporting Person continuously provides service to the Issuer through the vesting date.

F4 · derivative.expiration_date: The shares under this award vest in full on April 2, 2023, provided the Reporting Person continuously provides service to the Issuer through the vesting date.

Read SEC document
April 02, 2023 Filed Apr 4, 2023 20:07 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000047 · wf-form4_168063881527605.xml · nonDerivative · entry 3

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:07 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionPerformance Stock Unit · Derivative 2,324 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000047 · wf-form4_168063881527605.xml · derivative · entry 5

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,988

Underlying: Common Stock · 2,324 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F3 · derivative.expiration_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:07 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionRestricted Stock Unit · Derivative 806 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000047 · wf-form4_168063881527605.xml · derivative · entry 4

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 807

Underlying: Common Stock · 806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F3 · derivative.expiration_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:07 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 2,324 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000047 · wf-form4_168063881527605.xml · nonDerivative · entry 2

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:07 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 806 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000047 · wf-form4_168063881527605.xml · nonDerivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
April 01, 2023 Filed Jul 7, 2023 20:19 UTC Amendment Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionRestricted Stock Units · Derivative 2,324 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-041792 · doc4a.xml · derivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,975

Underlying: Common Stock · 2,324 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares under this award vest on April 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

F3 · derivative.exercise_date: The initial Form 4 misreported the vesting schedule of this RSU award. This represents the correct vesting schedule.

F2 · derivative.expiration_date: Twenty-five percent (25%) of the shares under this award vest on April 1, 2023, with the remaining 75% vesting quarterly over the subsequent three years in equal amounts thereafter provided the Reporting Person continuously provides service to the Issuer through the vesting date.

F3 · derivative.expiration_date: The initial Form 4 misreported the vesting schedule of this RSU award. This represents the correct vesting schedule.

F4 · balance_after: The initial Form 4 misreported the number of securities beneficially owned after the transaction. This represents the correct number of securities beneficially owned after the transaction.

Read SEC document
January 12, 2023 Filed Jan 13, 2023 21:08 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionPerformance Stock Unit · Derivative 6,312 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000001 · wf-form4_167364411425264.xml · derivative · entry 3

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: On January 12, 2023 the Compensation Committee of the Issuer's Board of Directors certified that a certain milestone had been achieved related to the installation of our Ad Server at a certain FI Partner, resulting in the vesting of this award.

F3 · derivative.expiration_date: On January 12, 2023 the Compensation Committee of the Issuer's Board of Directors certified that a certain milestone had been achieved related to the installation of our Ad Server at a certain FI Partner, resulting in the vesting of this award.

Read SEC document
January 12, 2023 Filed Jan 13, 2023 21:08 UTC Cardlytics, Inc. CDLX · Entity 7603 GrantPerformance Stock Unit · Derivative 6,312 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000001 · wf-form4_167364411425264.xml · derivative · entry 2

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,312

Underlying: Common Stock · 6,312 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: On January 12, 2023 the Compensation Committee of the Issuer's Board of Directors certified that a certain milestone had been achieved related to the installation of our Ad Server at a certain FI Partner, resulting in the vesting of this award.

F3 · derivative.expiration_date: On January 12, 2023 the Compensation Committee of the Issuer's Board of Directors certified that a certain milestone had been achieved related to the installation of our Ad Server at a certain FI Partner, resulting in the vesting of this award.

Read SEC document
January 12, 2023 Filed Jan 13, 2023 21:08 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 6,312 $0.00 $0.00
Disclosure

SEC source: 0001666071-23-000001 · wf-form4_167364411425264.xml · nonDerivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 22:30 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionPerformance Stock Unit · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000158 · wf-form4_167097062284883.xml · derivative · entry 2

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: On December 9, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum growth rate in adjusted contribution was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted contribution growth target ("adjusted contribution growth tranche"). Fifty percent (50%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested 12 months after the Certification.

F2 · derivative.expiration_date: On December 9, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum growth rate in adjusted contribution was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted contribution growth target ("adjusted contribution growth tranche"). Fifty percent (50%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested 12 months after the Certification.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 22:30 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000158 · wf-form4_167097062284883.xml · nonDerivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2022 Filed Nov 8, 2022 21:48 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 24 $3.98 $95.46
Disclosure

SEC source: 0001666071-22-000139 · wf-form4_166794411961710.xml · nonDerivative · entry 2

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,124

F1 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for performance stock units that vested on October 6, 2022.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:59 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 1 $3.92 $3.92
Disclosure

SEC source: 0001666071-22-000145 · wf-form4_166811756321115.xml · nonDerivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,123

F1 · kind: Share sold to satisfy withholding tax obligations upon the delivery of shares of common stock for performance stock units that vested on October 6, 2022.

Read SEC document
November 07, 2022 Filed Nov 8, 2022 21:48 UTC Cardlytics, Inc. CDLX · Entity 7603 SaleCommon Stock 509 $4.34 $2,210.43
Disclosure

SEC source: 0001666071-22-000139 · wf-form4_166794411961710.xml · nonDerivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,148

F1 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for performance stock units that vested on October 6, 2022.

Read SEC document
October 06, 2022 Filed Nov 3, 2022 20:10 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionPerformance Stock Unit · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000135 · wf-form4_166750620235736.xml · derivative · entry 4

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: On October 6, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum number of advertisers with a specified billings threshold over a trailing 12-month period was achieved (the "October Certification") resulting in the award of the tranche of the PSU grant related to achieving the advertiser count target ("advertiser tranche"). Fifty percent (50%) of the shares subject to the advertiser tranche of the awarded PSU vested upon the October Certification, twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 6 months after the October Certification, and twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 12 months after the October Certification.

F4 · derivative.expiration_date: On October 6, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum number of advertisers with a specified billings threshold over a trailing 12-month period was achieved (the "October Certification") resulting in the award of the tranche of the PSU grant related to achieving the advertiser count target ("advertiser tranche"). Fifty percent (50%) of the shares subject to the advertiser tranche of the awarded PSU vested upon the October Certification, twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 6 months after the October Certification, and twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 12 months after the October Certification.

Read SEC document
October 06, 2022 Filed Nov 3, 2022 20:10 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000135 · wf-form4_166750620235736.xml · nonDerivative · entry 2

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
October 01, 2022 Filed Nov 3, 2022 20:10 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionRestricted Stock Unit · Derivative 415 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000135 · wf-form4_166750620235736.xml · derivative · entry 3

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415

Underlying: Common Stock · 415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: Fifty percent (50%) of the shares under this award vested on October 1, 2022, and fifty percent (50%) of this award vest on October 1, 2023, provided the Reporting Person continuously provides service to the Issuer through the vesting date.

F3 · derivative.expiration_date: Fifty percent (50%) of the shares under this award vested on October 1, 2022, and fifty percent (50%) of this award vest on October 1, 2023, provided the Reporting Person continuously provides service to the Issuer through the vesting date.

Read SEC document
October 01, 2022 Filed Nov 3, 2022 20:10 UTC Cardlytics, Inc. CDLX · Entity 7603 Exercise / conversionCommon Stock 415 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000135 · wf-form4_166750620235736.xml · nonDerivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.