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Rodgers Thurman J

Disclosed activity across 4 companies

Tapewire entity
32070
SEC CIK
0001183967

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Enovix CorpENVX · Entity 5188Director · 10% ownerJune 11, 2026June 16, 2026
Enphase Energy, Inc.ENPH · Entity 3957DirectorMay 13, 2026May 15, 2026
SunPower Inc.SPWR · Entity 7152Director · Chief Executive Officer · 10% ownerAugust 24, 2026September 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Enovix Corp

Report date June 11, 2026 · Filed June 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect34,740 Reported balance After 2026-06-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-11 · Grant · Acquired 29,104 · Balance 34,740

F1: Reflects shares issuable on the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on each of September 11, 2026, December 11, 2026, March 11, 2027 and the earlier of (i) June 11, 2027; or (ii) the date of the Issuer's 2027 annual meeting of stockholders (or the date immediately preceding such date if the Reporting Person's service as a director ends at such meeting due to the director's failure to be re-elected or not standing for re-election), subject to the Reporting Person's continuous service through each applicable vesting date.

F2: Includes 29,104 shares issuable upon the settlement of RSUs granted to the Reporting Person.

Common StockSEC Table I · non-derivativeIndirectTrust20,875,314 Reported balance Holding disclosure · report date 2026-06-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 20,875,314

F3: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Common StockSEC Table I · non-derivativeIndirectTrust1,120,114 Reported balance Holding disclosure · report date 2026-06-11 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,120,114

F4: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares issuable on the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. 25% of the RSUs will vest on each of September 11, 2026, December 11, 2026, March 11, 2027 and the earlier of (i) June 11, 2027; or (ii) the date of the Issuer's 2027 annual meeting of stockholders (or the date immediately preceding such date if the Reporting Person's service as a director ends at such meeting due to the director's failure to be re-elected or not standing for re-election), subject to the Reporting Person's continuous service through each applicable vesting date.

F2: Includes 29,104 shares issuable upon the settlement of RSUs granted to the Reporting Person.

F3: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

F4: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Enphase Energy, Inc.

Report date May 13, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,542 Reported balance After 2026-05-13 transaction · row 1
1 source row

Row 1 · 2026-05-13 · Grant · Acquired 5,952 · Balance 8,542

F1: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

Common StockSEC Table I · non-derivativeIndirectBy Trust1,597,641 Reported balance Holding disclosure · report date 2026-05-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,597,641

F2: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees.

Common StockSEC Table I · non-derivativeIndirectBy Trust4,100 Reported balance Holding disclosure · report date 2026-05-13 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 4,100

F3: These shares are held directly by the Valeta Massey 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee.

Common StockSEC Table I · non-derivativeIndirectBy Trust4,100 Reported balance Holding disclosure · report date 2026-05-13 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 4,100

F4: These shares are held directly by the TJ Rodgers 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee.

Common StockSEC Table I · non-derivativeIndirectBy Charitable Trust85,200 Reported balance Holding disclosure · report date 2026-05-13 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 85,200

F5: These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the reporting person and his spouse, Valeta Massey, serve as trustees and of which the reporting person and his spouse are beneficiaries. The reporting person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

F2: These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees.

F3: These shares are held directly by the Valeta Massey 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee.

F4: These shares are held directly by the TJ Rodgers 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee.

F5: These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the reporting person and his spouse, Valeta Massey, serve as trustees and of which the reporting person and his spouse are beneficiaries. The reporting person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein.

SunPower Inc.

Report date August 24, 2026 · Filed September 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee note36,687,593 Reported balance After 2026-09-04 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2026-09-04 · Other · Acquired 7,870,917 · Balance 36,687,593

F2: On 9/4/2026, the SAFE was converted into 7,870,917 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated 9/2/2026 between the Issuer and the Revocable Trust. Such common stock is held by the Revocable Trust, for which the Reporting Person and his spouse serve as trustees.

Common StockSEC Table I · non-derivativeIndirectSee note2,471,485 Reported balance Holding disclosure · report date 2026-08-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,471,485

F3: These shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust (the "Charitable Trust"). The reporting person and his spouse serve as trustees of the Charitable Trust.

Common StockSEC Table I · non-derivativeIndirectSee note485,562 Reported balance Holding disclosure · report date 2026-08-24 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 485,562

F4: These shares are held by Rodgers Capital, LLC. The reporting person is the manager of Rodgers Capital, LLC.

Common StockSEC Table I · non-derivativeIndirectSee note463,589 Reported balance Holding disclosure · report date 2026-08-24 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 463,589

F5: These shares are held by the TJ Rodgers 2012 Irrevocable Trust dtd 12/26/12, for which the reporting person serves as trustee.

Common StockSEC Table I · non-derivativeIndirectSee note463,589 Reported balance Holding disclosure · report date 2026-08-24 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 463,589

F6: These shares are held by the Valeta Massey 2012 Irrevocable Trust dtd 12/26/12, for which the reporting person's spouse serves as trustee.

Simple Agreement for Future EquitySEC Table II · derivative / convertible securityIndirectSee FootnoteNot disclosed Reported balance After 2026-08-24 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-08-24 · Purchase · Acquired Not disclosed · Balance Not disclosed

F1: On 8/24/2026, the Rodgers Massey Revocable Trust, for which the Reporting Person and his spouse serve as trustees (the "Revocable Trust"), purchased a simple agreement for future equity (the "SAFE") in exchange for $2,000,000. The SAFE was automatically convertible at the closing of the first financing transaction completed by the Issuer following the issuance of the SAFE. At the closing of such financing transaction, the SAFE was convertible into $2,000,000 of shares, units or increment of the securities issued in such financing transaction based on the price per share, unit or increment of the securities issued and sold by the Issuer, and subject to the terms and conditions of the SAFE. The SAFE was converted into 7,870,917 shares of common stock on 9/4/2026.

Simple Agreement for Future EquitySEC Table II · derivative / convertible securityIndirectSee FootnoteNot disclosed Reported balance After 2026-09-04 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-09-04 · Other · Disposed Not disclosed · Balance Not disclosed

F2: On 9/4/2026, the SAFE was converted into 7,870,917 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated 9/2/2026 between the Issuer and the Revocable Trust. Such common stock is held by the Revocable Trust, for which the Reporting Person and his spouse serve as trustees.

Common StockSEC Table I · non-derivativeDirect8,842 Reported balance Holding disclosure · report date 2026-08-24 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 8,842

Filing footnotes · ownership attribution and instrument terms

F1: On 8/24/2026, the Rodgers Massey Revocable Trust, for which the Reporting Person and his spouse serve as trustees (the "Revocable Trust"), purchased a simple agreement for future equity (the "SAFE") in exchange for $2,000,000. The SAFE was automatically convertible at the closing of the first financing transaction completed by the Issuer following the issuance of the SAFE. At the closing of such financing transaction, the SAFE was convertible into $2,000,000 of shares, units or increment of the securities issued in such financing transaction based on the price per share, unit or increment of the securities issued and sold by the Issuer, and subject to the terms and conditions of the SAFE. The SAFE was converted into 7,870,917 shares of common stock on 9/4/2026.

F2: On 9/4/2026, the SAFE was converted into 7,870,917 shares of the Issuer's common stock pursuant to the Securities Purchase Agreement dated 9/2/2026 between the Issuer and the Revocable Trust. Such common stock is held by the Revocable Trust, for which the Reporting Person and his spouse serve as trustees.

F3: These shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust (the "Charitable Trust"). The reporting person and his spouse serve as trustees of the Charitable Trust.

F4: These shares are held by Rodgers Capital, LLC. The reporting person is the manager of Rodgers Capital, LLC.

F5: These shares are held by the TJ Rodgers 2012 Irrevocable Trust dtd 12/26/12, for which the reporting person serves as trustee.

F6: These shares are held by the Valeta Massey 2012 Irrevocable Trust dtd 12/26/12, for which the reporting person's spouse serves as trustee.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FTC Solar, Inc.

Report date April 06, 2023 · Filed April 06, 2023

Section 16 reporting ended · disclosed 2023-04-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectTrust802,559 Reported balance After 2023-04-06 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2023-04-06 · Purchase · Acquired 86,666 · Balance 802,559

F1: Represents a weighted average purchase price per share for these shares, which were acquired in multiple transactions at prices ranging from $2.435 to $2.45. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the range.

F2: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Common StockSEC Table I · non-derivativeIndirectTrust3,820,545 Reported balance Holding disclosure · report date 2023-04-06 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,820,545

F3: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a weighted average purchase price per share for these shares, which were acquired in multiple transactions at prices ranging from $2.435 to $2.45. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Commission or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the range.

F2: The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

F3: The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2020 Filed Jun 13, 2020 00:00 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 68,015 $49.47 $3,364,790.47
Disclosure

SEC source: 0001463101-20-000090 · wf-form4_159200640841647.xml · nonDerivative · entry 9

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,167,031

F8 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $49.00 to $49.975. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 10, 2020 Filed Jun 13, 2020 00:00 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 71,528 $48.47 $3,466,711.81
Disclosure

SEC source: 0001463101-20-000090 · wf-form4_159200640841647.xml · nonDerivative · entry 8

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,235,046

F7 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.98. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 10, 2020 Filed Jun 13, 2020 00:00 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 895 $52.50 $46,987.50
Disclosure

SEC source: 0001463101-20-000090 · wf-form4_159200640841647.xml · nonDerivative · entry 7

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 0

Read SEC document
June 10, 2020 Filed Jun 13, 2020 00:00 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 2,416 $51.43 $124,259.23
Disclosure

SEC source: 0001463101-20-000090 · wf-form4_159200640841647.xml · nonDerivative · entry 6

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 895

F6 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $51.145 to $52.12. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 10, 2020 Filed Jun 13, 2020 00:00 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 12,159 $50.36 $612,360.07
Disclosure

SEC source: 0001463101-20-000090 · wf-form4_159200640841647.xml · nonDerivative · entry 5

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 3,311

F5 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $50.03 to $51.01. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 10, 2020 Filed Jun 13, 2020 00:00 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 15,049 $49.54 $745,563.58
Disclosure

SEC source: 0001463101-20-000090 · wf-form4_159200640841647.xml · nonDerivative · entry 4

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 15,470

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $49.00 to $49.97. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 10, 2020 Filed Jun 13, 2020 00:00 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 69,481 $48.22 $3,350,068.10
Disclosure

SEC source: 0001463101-20-000090 · wf-form4_159200640841647.xml · nonDerivative · entry 3

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 30,519

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.96. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 08, 2020 Filed Jun 13, 2020 00:00 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 1,477 $52.50 $77,542.50
Disclosure

SEC source: 0001463101-20-000090 · wf-form4_159200640841647.xml · nonDerivative · entry 12

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,141,533

Read SEC document
June 08, 2020 Filed Jun 13, 2020 00:00 UTC Enphase Energy, Inc. ENPH · Entity 3957 GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000090 · wf-form4_159200640841647.xml · nonDerivative · entry 2

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 100,000

F2 · ownership.nature: The Reporting Owner is a trustee for the Rodgers OCC Charitable Trust.

Read SEC document
June 08, 2020 Filed Jun 13, 2020 00:00 UTC Enphase Energy, Inc. ENPH · Entity 3957 GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000090 · wf-form4_159200640841647.xml · nonDerivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,306,574

F1 · balance_after: After the Reporting Person's gift to the Trust, the Reporting Person beneficially owns 3,306,574 shares of common stock. In addition, the Reporting Person also beneficially owns 4% convertible senior notes due 2023 that are currently convertible into 900,090 shares of common stock and company stock options, as previously reported as derivative securities acquired and beneficially owned by the Reporting Person.

Read SEC document
June 04, 2020 Filed Feb 16, 2021 23:55 UTC Enphase Energy, Inc. ENPH · Entity 3957 GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001463101-21-000017 · wf-form5_161351973272213.xml · nonDerivative · entry 8

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,187,284

Read SEC document
May 20, 2020 Filed May 22, 2020 20:22 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantNon-qualified stock option (right to buy) · Derivative 2,475 $0.00 Strike: $64.17 $0.00
Disclosure

SEC source: 0001463101-20-000070 · wf-form4_159017893294753.xml · derivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,475

Underlying: Common Stock · 2,475 shares

Expires 2027-05-19

F1 · security: Grant of stock options issued pursuant to the 2011 Equity Incentive Plan.

F2 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

Read SEC document
February 28, 2020 Filed Feb 16, 2021 23:55 UTC Enphase Energy, Inc. ENPH · Entity 3957 GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-21-000017 · wf-form5_161351973272213.xml · nonDerivative · entry 7

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,187,484

Read SEC document
February 27, 2020 Filed Feb 16, 2021 23:55 UTC Enphase Energy, Inc. ENPH · Entity 3957 GiftCommon Stock 21,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-21-000017 · wf-form5_161351973272213.xml · nonDerivative · entry 6

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,195,484

Read SEC document
February 26, 2020 Filed Feb 27, 2020 01:48 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 2,126 $53.58 $113,905.34
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 14

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 0

F11 · price: Following the gift to the Trust, on February 26, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F16 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $53.475 to $53.80. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 01:48 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 154,584 $52.70 $8,146,885.97
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 13

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 2,126

F11 · price: Following the gift to the Trust, on February 26, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F15 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $52.40 to $53.31. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 01:48 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 7,762 $50.91 $395,176.62
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 11

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 263,359

F11 · price: Following the gift to the Trust, on February 26, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F13 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $50.33 to $51.325. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 01:48 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 14,222 $49.53 $704,473.97
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 10

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 271,121

F11 · price: Following the gift to the Trust, on February 26, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F12 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $49.27 to $50.18. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 26, 2020 Filed Feb 16, 2021 23:55 UTC Enphase Energy, Inc. ENPH · Entity 3957 GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001463101-21-000017 · wf-form5_161351973272213.xml · nonDerivative · entry 5

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,216,484

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February 25, 2020 Filed Feb 27, 2020 01:48 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 106,649 $52.10 $5,556,690.19
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 12

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 156,710

F11 · price: Following the gift to the Trust, on February 26, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F14 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $51.39 to $52.39. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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February 25, 2020 Filed Feb 27, 2020 01:48 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 31,701 $56.49 $1,790,735.60
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 9

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 285,343

F3 · price: Following the gift to the Trust, on February 25, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F10 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $56.20 to $57.00. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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February 25, 2020 Filed Feb 27, 2020 01:48 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 434,853 $55.60 $24,178,696.51
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 8

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 317,044

F3 · price: Following the gift to the Trust, on February 25, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F9 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $55.19 to $56.19. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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February 25, 2020 Filed Feb 27, 2020 01:48 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 236,128 $54.85 $12,952,541.70
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 7

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 751,897

F3 · price: Following the gift to the Trust, on February 25, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F8 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $54.185 to $55.185. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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February 25, 2020 Filed Feb 27, 2020 01:48 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 70,920 $53.76 $3,812,744.30
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 6

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 988,025

F3 · price: Following the gift to the Trust, on February 25, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F7 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $53.18 to $54.18. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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February 25, 2020 Filed Feb 27, 2020 01:48 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 249,895 $52.44 $13,103,869.06
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 5

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 1,058,945

F3 · price: Following the gift to the Trust, on February 25, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F6 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $52.135 to $53.085. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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February 25, 2020 Filed Feb 27, 2020 01:48 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 297,261 $51.83 $15,406,680.92
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 4

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 1,308,840

F3 · price: Following the gift to the Trust, on February 25, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F5 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $51.13 to $52.13. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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February 25, 2020 Filed Feb 27, 2020 01:48 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 393,899 $50.79 $20,006,799.84
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 3

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 1,606,101

F3 · price: Following the gift to the Trust, on February 25, 2020, the Trust sold shares of common stock in reportable open market sales in order to meet certain funding obligations of the Trust.

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $50.125 to 51.12. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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February 25, 2020 Filed Feb 16, 2021 23:55 UTC Enphase Energy, Inc. ENPH · Entity 3957 GiftCommon Stock 78,590 $0.00 $0.00
Disclosure

SEC source: 0001463101-21-000017 · wf-form5_161351973272213.xml · nonDerivative · entry 4

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,218,984

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February 25, 2020 Filed Feb 16, 2021 23:55 UTC Enphase Energy, Inc. ENPH · Entity 3957 GiftCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001463101-21-000017 · wf-form5_161351973272213.xml · nonDerivative · entry 3

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,297,574

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February 24, 2020 Filed Feb 27, 2020 01:48 UTC Enphase Energy, Inc. ENPH · Entity 3957 GiftCommon Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 2

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Charitable Trust

Disclosed balance after: 2,000,000

F1 · kind: On February 24, 2020, the Reporting Person contributed 2,000,000 shares of the company's common stock to an irrevocable charitable trust established by the Reporting Person (the "Trust").

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February 24, 2020 Filed Feb 27, 2020 01:48 UTC Enphase Energy, Inc. ENPH · Entity 3957 GiftCommon Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000026 · wf-form4_158276809778591.xml · nonDerivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,406,574

F1 · kind: On February 24, 2020, the Reporting Person contributed 2,000,000 shares of the company's common stock to an irrevocable charitable trust established by the Reporting Person (the "Trust").

F2 · balance_after: After the Reporting Person's gift to the Trust, the Reporting Person beneficially owns 3,406,574 shares of common stock. In addition, the Reporting Person also beneficially owns 4% convertible senior notes due 2023 that are currently convertible into 900,090 shares of common stock and company stock options, as previously reported as derivative securities acquired and beneficially owned by the Reporting Person.

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February 24, 2020 Filed Feb 16, 2021 23:55 UTC Enphase Energy, Inc. ENPH · Entity 3957 GiftCommon Stock 55,500 $0.00 $0.00
Disclosure

SEC source: 0001463101-21-000017 · wf-form5_161351973272213.xml · nonDerivative · entry 2

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,301,074

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February 21, 2020 Filed Feb 16, 2021 23:55 UTC Enphase Energy, Inc. ENPH · Entity 3957 GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-21-000017 · wf-form5_161351973272213.xml · nonDerivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,356,574

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May 15, 2019 Filed May 17, 2019 21:17 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantNon-qualified stock option (right to buy) · Derivative 10,016 $0.00 Strike: $14.58 $0.00
Disclosure

SEC source: 0001463101-19-000100 · wf-form4_155812783140462.xml · derivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,016

Underlying: Common Stock · 10,016 shares

Expires 2026-05-14

F1 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

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August 20, 2018 Filed Aug 20, 2018 21:11 UTC Enphase Energy, Inc. ENPH · Entity 3957 Grant4% Convertible Senior Notes due 2023 · Derivative 5,000,000 $5,000,000.00 $25,000,000,000,000.00
Disclosure

SEC source: 0001463101-18-000087 · wf-form4_153479948831276.xml · derivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,000,000

Underlying: Common Stock · 900,090 shares

Expires not disclosed

F1 · derivative.exercise_price: The conversion rate for the 4% Convertible Senior Notes due 2023 (the "Convertible Notes") is equal to 180.0180 shares of common stock per $1,000 principal amount of the Convertible Notes (equivalent to an initial conversion price of approximately $5.56 per share of common stock), subject to adjustment in accordance with the applicable indenture.

F2 · derivative.exercise_date: The Convertible Notes mature on August 1, 2023, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Notes at any time prior to the close of business on the business day immediately preceding the maturity date.

F2 · derivative.expiration_date: The Convertible Notes mature on August 1, 2023, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Notes at any time prior to the close of business on the business day immediately preceding the maturity date.

F1 · derivative.underlying_shares: The conversion rate for the 4% Convertible Senior Notes due 2023 (the "Convertible Notes") is equal to 180.0180 shares of common stock per $1,000 principal amount of the Convertible Notes (equivalent to an initial conversion price of approximately $5.56 per share of common stock), subject to adjustment in accordance with the applicable indenture.

F3 · ownership.nature: The Convertible Notes are owned by the Rodgers Massey Revocable Trust dtd 4/4/11, for which the Reporting Person and his souse serve as trustee.

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May 17, 2018 Filed May 21, 2018 20:56 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantOption (right to buy) · Derivative 24,954 $0.00 Strike: $5.53 $0.00
Disclosure

SEC source: 0001463101-18-000053 · wf-form4_152693613331040.xml · derivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,006

Underlying: Common Stock · 24,954 shares

Expires 2024-05-17

F1 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F2 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

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May 18, 2017 Filed May 22, 2017 22:19 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantOption (right to buy) · Derivative 111,052 $0.70 Strike: $0.70 $77,736.40
Disclosure

SEC source: 0001463101-17-000064 · wf-form4_149549157622837.xml · derivative · entry 1

RODGERS THURMAN J · CIK 0001183967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,052

Underlying: Common Stock · 111,052 shares

Expires 2024-05-17

F1 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F2 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.