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person · Reporting owner

Bauerlein Alison

Disclosed activity across 4 companies

Tapewire entity
32007
SEC CIK
0001596080

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GELESIS HOLDINGS, INC.GLS · Entity 109516DirectorMay 06, 2022May 09, 2022
Inogen IncINGN · Entity 2083EVP, Finance, & CFODecember 01, 2021December 03, 2021
Pear Therapeutics, Inc.PEAR · Entity 114512DirectorFebruary 15, 2023February 17, 2023
Sight Sciences, Inc.SGHT · Entity 5537Chief Operating OfficerOctober 02, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GELESIS HOLDINGS, INC.

Report date May 06, 2022 · Filed May 09, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect51,095 Reported balance After 2022-05-06 transaction · row 1
1 source row

Row 1 · 2022-05-06 · Grant · Acquired 51,095 · Balance 51,095

F1: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's common stock upon vesting and settlement.

F2: These RSUs vest in full on March 1, 2023, subject to the reporting person's continued service at such time.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's common stock upon vesting and settlement.

F2: These RSUs vest in full on March 1, 2023, subject to the reporting person's continued service at such time.

Inogen Inc

Report date December 01, 2021 · Filed December 03, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect33,902 Last balance in matching sequence After 2021-12-01 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2021-12-01 · Exercise / conversion · Acquired 546 · Balance 34,392

F1: Shares beneficially owned are 30,155 shares more than the previously filed Form 4s due to an error reporting the shares owned on December 15, 2020. An amendment to the original Form 4 has been filed to correct the error.

Row 2 · 2021-12-01 · Tax withholding · Disposed 490 · Balance 33,902

F2: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on December 1, 2021.

F1: Shares beneficially owned are 30,155 shares more than the previously filed Form 4s due to an error reporting the shares owned on December 15, 2020. An amendment to the original Form 4 has been filed to correct the error.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect4,915 Reported balance After 2021-12-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-12-01 · Exercise / conversion · Disposed 546 · Balance 4,915

F3: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F4: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month, subject to the reporting person continuing to be a service provider through each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares beneficially owned are 30,155 shares more than the previously filed Form 4s due to an error reporting the shares owned on December 15, 2020. An amendment to the original Form 4 has been filed to correct the error.

F2: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on December 1, 2021.

F3: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F4: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month, subject to the reporting person continuing to be a service provider through each such vesting date.

Pear Therapeutics, Inc.

Report date February 15, 2023 · Filed February 17, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect71,428 Reported balance After 2023-02-15 transaction · row 1
1 source row

Row 1 · 2023-02-15 · Grant · Acquired 71,428 · Balance 71,428

Sight Sciences, Inc.

Report date October 02, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect639,449 Reported balance After 2026-10-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-02 · Sale · Disposed 25,260 · Balance 639,449

F1: Reflects shares of the Issuer's common stock, par value $0.001 per share ("Common Stock"), sold to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units ("RSUs").

F2: Reflects the weighted average price at which the shares of Common Stock were sold. The shares were sold in multiple transactions at prices ranging from $8.68 to $9.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Includes (i) 214,450 shares of Common Stock, and (ii) 424,999 shares of Common Stock which shall be acquired upon the vesting and settlement of RSUs that have not yet vested.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares of the Issuer's common stock, par value $0.001 per share ("Common Stock"), sold to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units ("RSUs").

F2: Reflects the weighted average price at which the shares of Common Stock were sold. The shares were sold in multiple transactions at prices ranging from $8.68 to $9.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Includes (i) 214,450 shares of Common Stock, and (ii) 424,999 shares of Common Stock which shall be acquired upon the vesting and settlement of RSUs that have not yet vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2021 Filed Sep 3, 2021 22:38 UTC Amendment Inogen Inc INGN · Entity 2083 Tax withholdingCommon Stock 614 $60.34 $37,048.76
Disclosure

SEC source: 0001209191-21-054884 · doc4a.xml · nonDerivative · entry 3

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,508

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on June 1, 2021.

F2 · shares: Originally filed Form 4 reported 343.

F3 · balance_after: Originally filed Form 4 reported 3,779.

Read SEC document
June 01, 2021 Filed Sep 3, 2021 22:38 UTC Amendment Inogen Inc INGN · Entity 2083 Exercise / conversionCommon Stock 546 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-054884 · doc4a.xml · nonDerivative · entry 2

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Sep 3, 2021 22:38 UTC Amendment Inogen Inc INGN · Entity 2083 Exercise / conversionCommon Stock 252 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-054884 · doc4a.xml · nonDerivative · entry 1

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2021 Filed Apr 16, 2021 00:13 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionStock Option (Right to Buy) · Derivative 1,641 $0.00 Strike: $38.54 $0.00
Disclosure

SEC source: 0001209191-21-026886 · doc4.xml · derivative · entry 6

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,159

Underlying: Common Stock · 1,641 shares

Expires 2022-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2015.

Read SEC document
April 14, 2021 Filed Apr 16, 2021 00:13 UTC Inogen Inc INGN · Entity 2083 SaleCommon Stock 1,641 $60.14 $98,684.16
Disclosure

SEC source: 0001209191-21-026886 · doc4.xml · nonDerivative · entry 4

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,324

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F3 · price: Represents the weighted average share price of an aggregate total of 1,641 shares sold in the price range of $60.00 to $60.36 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 14, 2021 Filed Apr 16, 2021 00:13 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionCommon Stock 1,641 $38.54 $63,244.14
Disclosure

SEC source: 0001209191-21-026886 · doc4.xml · nonDerivative · entry 3

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2021 Filed Apr 16, 2021 00:13 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionStock Option (Right to Buy) · Derivative 1,200 $0.00 Strike: $38.54 $0.00
Disclosure

SEC source: 0001209191-21-026886 · doc4.xml · derivative · entry 5

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,800

Underlying: Common Stock · 1,200 shares

Expires 2022-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2015.

Read SEC document
April 13, 2021 Filed Apr 16, 2021 00:13 UTC Inogen Inc INGN · Entity 2083 SaleCommon Stock 1,200 $60.00 $72,002.04
Disclosure

SEC source: 0001209191-21-026886 · doc4.xml · nonDerivative · entry 2

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,324

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F2 · price: Represents the weighted average share price of an aggregate total of 1,200 shares sold in the price range of $60.00 to $60.01 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 13, 2021 Filed Apr 16, 2021 00:13 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionCommon Stock 1,200 $38.54 $46,248.00
Disclosure

SEC source: 0001209191-21-026886 · doc4.xml · nonDerivative · entry 1

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionStock Option (Right to Buy) · Derivative 18,098 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001209191-21-021062 · doc4.xml · derivative · entry 4

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,098 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC Inogen Inc INGN · Entity 2083 SaleCommon Stock 6,512 $52.61 $342,598.27
Disclosure

SEC source: 0001209191-21-021062 · doc4.xml · nonDerivative · entry 3

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,324

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F3 · price: Represents the weighted average share price of an aggregate total of 6,512 shares sold in the price range of $52.32 to $52.905 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC Inogen Inc INGN · Entity 2083 SaleCommon Stock 11,586 $52.01 $602,619.14
Disclosure

SEC source: 0001209191-21-021062 · doc4.xml · nonDerivative · entry 2

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,836

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F2 · price: Represents the weighted average share price of an aggregate total of 11,586 shares sold in the price range of $51.30 to $52.30 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:32 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionCommon Stock 18,098 $16.62 $300,788.76
Disclosure

SEC source: 0001209191-21-021062 · doc4.xml · nonDerivative · entry 1

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:41 UTC Inogen Inc INGN · Entity 2083 GrantRestricted Stock Unit · Derivative 12,231 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017114 · doc4.xml · derivative · entry 6

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,231

Underlying: Common Stock · 12,231 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F5 · derivative.exercise_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2022, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

F5 · derivative.expiration_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2022, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:41 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionRestricted Stock Unit · Derivative 2,184 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017114 · doc4.xml · derivative · entry 5

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,553

Underlying: Common Stock · 2,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F4 · derivative.exercise_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

F4 · derivative.expiration_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on March 1, 2021, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:41 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionRestricted Stock Unit · Derivative 253 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017114 · doc4.xml · derivative · entry 4

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505

Underlying: Common Stock · 253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F3 · derivative.exercise_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on September 1, 2018, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month, subject to the reporting person continuing to be a service provider through each such vesting date.

F3 · derivative.expiration_date: Subject to the reporting person's continued service, 25% of the restricted stock units shall vest on September 1, 2018, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month, subject to the reporting person continuing to be a service provider through each such vesting date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:41 UTC Inogen Inc INGN · Entity 2083 Tax withholdingCommon Stock 1,428 $53.14 $75,883.92
Disclosure

SEC source: 0001209191-21-017114 · doc4.xml · nonDerivative · entry 3

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,324

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:41 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionCommon Stock 2,184 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017114 · doc4.xml · nonDerivative · entry 2

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:41 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionCommon Stock 253 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017114 · doc4.xml · nonDerivative · entry 1

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:03 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionStock Option (Right to Buy) · Derivative 18,098 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001209191-21-012044 · doc4.xml · derivative · entry 4

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,098

Underlying: Common Stock · 18,098 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:03 UTC Inogen Inc INGN · Entity 2083 SaleCommon Stock 700 $55.19 $38,629.50
Disclosure

SEC source: 0001209191-21-012044 · doc4.xml · nonDerivative · entry 3

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,315

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F3 · price: Represents the weighted average share price of an aggregate total of 700 shares sold in the price range of $54.645 to $55.72 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:03 UTC Inogen Inc INGN · Entity 2083 SaleCommon Stock 17,398 $53.83 $936,496.06
Disclosure

SEC source: 0001209191-21-012044 · doc4.xml · nonDerivative · entry 2

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,447

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F2 · price: Represents the weighted average share price of an aggregate total of 17,398 shares sold in the price range of $53.52 to $54.51 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:03 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionCommon Stock 18,098 $16.62 $300,788.76
Disclosure

SEC source: 0001209191-21-012044 · doc4.xml · nonDerivative · entry 1

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 20:45 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionStock Option (Right to Buy) · Derivative 8,973 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0001209191-21-009611 · doc4.xml · derivative · entry 3

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,973 shares

Expires 2022-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is April 1, 2012.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 20:45 UTC Inogen Inc INGN · Entity 2083 SaleCommon Stock 8,973 $55.06 $494,038.13
Disclosure

SEC source: 0001209191-21-009611 · doc4.xml · nonDerivative · entry 2

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,315

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F2 · price: Represents the weighted average share price of an aggregate total of 8,973 shares sold in the price range of $55.00 to $55.195 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 20:45 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionCommon Stock 8,973 $0.81 $7,268.13
Disclosure

SEC source: 0001209191-21-009611 · doc4.xml · nonDerivative · entry 1

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 21:31 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionStock Option (Right to Buy) · Derivative 8,973 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0001209191-21-005886 · doc4.xml · derivative · entry 3

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,973

Underlying: Common Stock · 8,973 shares

Expires 2022-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is April 1, 2012.

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January 26, 2021 Filed Jan 28, 2021 21:31 UTC Inogen Inc INGN · Entity 2083 SaleCommon Stock 8,973 $50.04 $448,966.75
Disclosure

SEC source: 0001209191-21-005886 · doc4.xml · nonDerivative · entry 2

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,315

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F2 · price: Represents the weighted average share price of an aggregate total of 8,973 shares sold in the price range of $50.00 to $50.235 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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January 26, 2021 Filed Jan 28, 2021 21:31 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionCommon Stock 8,973 $0.81 $7,268.13
Disclosure

SEC source: 0001209191-21-005886 · doc4.xml · nonDerivative · entry 1

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 15, 2021 Filed Jan 20, 2021 21:51 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionStock Option (Right to Buy) · Derivative 18,098 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001209191-21-004341 · doc4.xml · derivative · entry 4

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,196

Underlying: Common Stock · 18,098 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.

F5 · derivative.expiration_date: Form 4 filed on 04/02/2014 indicated an incorrect expiration date.

F6 · balance_after: Previously filed form 4 incorrectly listed the number of derivative securities beneficially owned as 0.

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January 15, 2021 Filed Jan 20, 2021 21:51 UTC Inogen Inc INGN · Entity 2083 SaleCommon Stock 2,132 $44.83 $95,583.96
Disclosure

SEC source: 0001209191-21-004341 · doc4.xml · nonDerivative · entry 3

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,315

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F3 · price: Represents the weighted average share price of an aggregate total of 2,132 shares sold in the price range of $44.75 to $45.215 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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January 15, 2021 Filed Jan 20, 2021 21:51 UTC Inogen Inc INGN · Entity 2083 SaleCommon Stock 15,966 $44.28 $706,912.21
Disclosure

SEC source: 0001209191-21-004341 · doc4.xml · nonDerivative · entry 2

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,447

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F2 · price: Represents the weighted average share price of an aggregate total of 15,966 shares sold in the price range of $43.71 to $44.69 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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January 15, 2021 Filed Jan 20, 2021 21:51 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionCommon Stock 18,098 $16.62 $300,788.76
Disclosure

SEC source: 0001209191-21-004341 · doc4.xml · nonDerivative · entry 1

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 15, 2020 Filed Dec 17, 2020 01:25 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionStock Option (Right to Buy) · Derivative 8,702 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001209191-20-063921 · doc4.xml · derivative · entry 5

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,702 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is April 1, 2014. This option was fully vested as of April 1, 2018.

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December 15, 2020 Filed Dec 17, 2020 01:25 UTC Inogen Inc INGN · Entity 2083 SaleCommon Stock 2,349 $41.33 $97,084.17
Disclosure

SEC source: 0001209191-20-063921 · doc4.xml · nonDerivative · entry 4

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,315

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F4 · price: Represents the weighted average share price of an aggregate total of 2,349 shares sold in the price range of $41.00 to $41.50 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 15, 2020 Filed Dec 17, 2020 01:25 UTC Inogen Inc INGN · Entity 2083 SaleCommon Stock 1,904 $40.42 $76,959.68
Disclosure

SEC source: 0001209191-20-063921 · doc4.xml · nonDerivative · entry 3

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,664

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F3 · price: Represents the weighted average share price of an aggregate total of 1,904 shares sold in the price range of $40.18 to $40.69 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 15, 2020 Filed Dec 17, 2020 01:25 UTC Inogen Inc INGN · Entity 2083 SaleCommon Stock 4,449 $39.44 $175,464.11
Disclosure

SEC source: 0001209191-20-063921 · doc4.xml · nonDerivative · entry 2

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,568

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F2 · price: Represents the weighted average share price of an aggregate total of 4,449 shares sold in the price range of $39.01 to $39.92 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 15, 2020 Filed Dec 17, 2020 01:25 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionCommon Stock 8,702 $16.62 $144,627.24
Disclosure

SEC source: 0001209191-20-063921 · doc4.xml · nonDerivative · entry 1

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 3, 2021 23:10 UTC Amendment Inogen Inc INGN · Entity 2083 Exercise / conversionStock Option (Right to Buy) · Derivative 8,702 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001209191-21-067949 · doc4a.xml · derivative · entry 5

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,702 shares

Expires 2021-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is April 1, 2014. This option was fully vested as of April 1, 2018.

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December 15, 2020 Filed Dec 3, 2021 23:10 UTC Amendment Inogen Inc INGN · Entity 2083 SaleCommon Stock 2,349 $41.33 $97,084.17
Disclosure

SEC source: 0001209191-21-067949 · doc4a.xml · nonDerivative · entry 4

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,470

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F7 · price: Represents the weighted average share price of an aggregate total of 2,349 shares sold in the price range of $41.00 to $41.50 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F8 · balance_after: Originally filed Form 4 reported 2,315.

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December 15, 2020 Filed Dec 3, 2021 23:10 UTC Amendment Inogen Inc INGN · Entity 2083 SaleCommon Stock 1,904 $40.42 $76,959.68
Disclosure

SEC source: 0001209191-21-067949 · doc4a.xml · nonDerivative · entry 3

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,819

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F5 · price: Represents the weighted average share price of an aggregate total of 1,904 shares sold in the price range of $40.18 to $40.69 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6 · balance_after: Originally filed Form 4 reported 4,664.

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December 15, 2020 Filed Dec 3, 2021 23:10 UTC Amendment Inogen Inc INGN · Entity 2083 SaleCommon Stock 4,449 $39.44 $175,464.11
Disclosure

SEC source: 0001209191-21-067949 · doc4a.xml · nonDerivative · entry 2

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,723

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F3 · price: Represents the weighted average share price of an aggregate total of 4,449 shares sold in the price range of $39.01 to $39.92 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Originally filed Form 4 reported 6,568.

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December 15, 2020 Filed Dec 3, 2021 23:10 UTC Amendment Inogen Inc INGN · Entity 2083 Exercise / conversionCommon Stock 8,702 $16.62 $144,627.24
Disclosure

SEC source: 0001209191-21-067949 · doc4a.xml · nonDerivative · entry 1

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Originally filed Form 4 reported 11,017.

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December 01, 2020 Filed Dec 3, 2020 00:11 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionRestricted Stock Unit · Derivative 253 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061306 · doc4.xml · derivative · entry 5

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758

Underlying: Common Stock · 253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F3 · derivative.exercise_date: 25% of the restricted stock units shall vest on September 1, 2018, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month, subject to the reporting person continuing to be a service provider through each such vesting date.

F3 · derivative.expiration_date: 25% of the restricted stock units shall vest on September 1, 2018, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month, subject to the reporting person continuing to be a service provider through each such vesting date.

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December 01, 2020 Filed Dec 3, 2020 00:11 UTC Inogen Inc INGN · Entity 2083 Tax withholdingCommon Stock 117 $35.28 $4,127.76
Disclosure

SEC source: 0001209191-20-061306 · doc4.xml · nonDerivative · entry 4

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,470

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on December 1, 2020.

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December 01, 2020 Filed Dec 3, 2020 00:11 UTC Inogen Inc INGN · Entity 2083 Tax withholdingCommon Stock 102 $35.28 $3,598.56
Disclosure

SEC source: 0001209191-20-061306 · doc4.xml · nonDerivative · entry 3

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,587

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on December 1, 2020.

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December 01, 2020 Filed Dec 3, 2020 00:11 UTC Inogen Inc INGN · Entity 2083 Tax withholdingCommon Stock 126 $35.28 $4,445.28
Disclosure

SEC source: 0001209191-20-061306 · doc4.xml · nonDerivative · entry 2

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,689

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on December 1, 2020.

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December 01, 2020 Filed Dec 3, 2020 00:11 UTC Inogen Inc INGN · Entity 2083 GrantCommon Stock 253 $35.28 $8,925.84
Disclosure

SEC source: 0001209191-20-061306 · doc4.xml · nonDerivative · entry 1

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,815

Read SEC document
September 01, 2020 Filed Sep 2, 2020 23:11 UTC Inogen Inc INGN · Entity 2083 Exercise / conversionRestricted Stock Unit · Derivative 252 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049260 · doc4.xml · derivative · entry 5

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,011

Underlying: Common Stock · 252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.

F3 · derivative.exercise_date: 25% of the restricted stock units shall vest on September 1, 2018, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month, subject to the reporting person continuing to be a service provider through each such vesting date.

F3 · derivative.expiration_date: 25% of the restricted stock units shall vest on September 1, 2018, and 1/16th of the restricted stock units shall vest every three months thereafter on the 1st day of the month, subject to the reporting person continuing to be a service provider through each such vesting date.

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September 01, 2020 Filed Sep 2, 2020 23:11 UTC Inogen Inc INGN · Entity 2083 Tax withholdingCommon Stock 117 $28.94 $3,385.98
Disclosure

SEC source: 0001209191-20-049260 · doc4.xml · nonDerivative · entry 4

Bauerlein Alison · CIK 0001596080 · EVP, Finance, & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,562

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on September 1, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.