person · Reporting owner

SPRIESER JUDITH A

Disclosed activity across 3 companies

Tapewire entity: 31872
SEC CIK: 0001206994

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ALLSTATE CORPALL · Entity 2989	Director	June 01, 2025	June 03, 2025
Intercontinental Exchange, Inc.ICE · Entity 1809	Director	February 05, 2026	February 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALLSTATE CORP

Report date June 01, 2025 · Filed June 03, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2025-06-02 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2025-06-01 · Exercise / conversion · Acquired 1,300 · Balance 1,300 F1: Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors. Row 2 · 2025-06-02 · Sale · Disposed 1,300 · Balance 0
Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-06-01	Direct	0	Reported balance After 2025-06-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2025-06-01 · Exercise / conversion · Disposed 1,300 · Balance 0 F1: Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	894	Reported balance After 2025-06-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2025-06-02 · Grant · Acquired 894 · Balance 894 F2: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability.

Filing footnotes · ownership attribution and instrument terms

F1: Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors.

F2: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability.

Intercontinental Exchange, Inc.

Report date February 05, 2026 · Filed February 09, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	13,769	Reported balance After 2026-02-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-02-05 · Sale · Disposed 700 · Balance 13,769 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 5, 2025. F2: The price range for the aggregate amount sold by the direct holder is $166.44 - $167.34. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Common StockSEC Table I · non-derivative	Direct	12,247	Reported balance After 2026-02-05 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2026-02-05 · Sale · Disposed 1,522 · Balance 12,247 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 5, 2025. F3: The price range for the aggregate amount sold by the direct holder is $167.69 - $168.66. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Common StockSEC Table I · non-derivative	Direct	11,247	Reported balance After 2026-02-05 transaction · row 3 Account or security details depend on footnotes; rows are not merged. 1 source row Row 3 · 2026-02-05 · Sale · Disposed 1,000 · Balance 11,247 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 5, 2025. F4: The price range for the aggregate amount sold by the direct holder is $168.71 - $169.68. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Common StockSEC Table I · non-derivative	Direct	10,947	Reported balance After 2026-02-05 transaction · row 4 Account or security details depend on footnotes; rows are not merged. 1 source row Row 4 · 2026-02-05 · Sale · Disposed 300 · Balance 10,947 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 5, 2025. F5: The price range for the aggregate amount sold by the direct holder is $169.71 - $170.05. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Common StockSEC Table I · non-derivative	Direct	9,947	Reported balance After 2026-02-05 transaction · row 5 Account or security details depend on footnotes; rows are not merged. 1 source row Row 5 · 2026-02-05 · Sale · Disposed 1,000 · Balance 9,947 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 5, 2025. F6: The price range for the aggregate amount sold by the direct holder is $170.97 - $171.61. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Common StockSEC Table I · non-derivative	Direct	9,847	Reported balance After 2026-02-05 transaction · row 6 Account or security details depend on footnotes; rows are not merged. 1 source row Row 6 · 2026-02-05 · Sale · Disposed 100 · Balance 9,847 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 5, 2025.
Common StockSEC Table I · non-derivative	Direct	9,747	Reported balance After 2026-02-05 transaction · row 7 Account or security details depend on footnotes; rows are not merged. 1 source row Row 7 · 2026-02-05 · Sale · Disposed 100 · Balance 9,747 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 5, 2025. F7: The common stock number referred in Table I is an aggregate number and represents 8,273 shares of common stock and 1,474 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 16, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 5, 2025.

F2: The price range for the aggregate amount sold by the direct holder is $166.44 - $167.34. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F3: The price range for the aggregate amount sold by the direct holder is $167.69 - $168.66. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F4: The price range for the aggregate amount sold by the direct holder is $168.71 - $169.68. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F5: The price range for the aggregate amount sold by the direct holder is $169.71 - $170.05. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F6: The price range for the aggregate amount sold by the direct holder is $170.97 - $171.61. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

F7: The common stock number referred in Table I is an aggregate number and represents 8,273 shares of common stock and 1,474 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 16, 2026.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NEWELL BRANDS INC.

Report date May 08, 2025 · Filed July 07, 2026 · Amendment

Section 16 reporting ended · disclosed 2026-07-07. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	19,441	Reported balance After 2025-05-08 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2025-05-08 · Exercise / conversion · Acquired 19,441 · Balance 19,441 F1: This Form 4/A is being filed to correct the title of securities for a transaction previously reported on May 12, 2025 , which listed the 'Title of Security' in Table I as 'Restricted Stock Units' instead of 'Common Stock' due to an administrative error. No transaction was omitted, and the number of securities reported is unchanged.
Common StockSEC Table I · non-derivative	Direct	80,393	Reported balance After 2026-05-07 transaction · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · 2026-05-07 · Exercise / conversion · Acquired 30,418 · Balance 80,393 F2: This Form 4/A is being filed to correct the title of securities for a transaction previously reported on May 11, 2026, which listed the 'Title of Security' in Table I as 'Restricted Stock Units' instead of 'Common Stock' due to an administrative error. No transaction was omitted, and the number of securities reported is unchanged.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4/A is being filed to correct the title of securities for a transaction previously reported on May 12, 2025 , which listed the 'Title of Security' in Table I as 'Restricted Stock Units' instead of 'Common Stock' due to an administrative error. No transaction was omitted, and the number of securities reported is unchanged.

F2: This Form 4/A is being filed to correct the title of securities for a transaction previously reported on May 11, 2026, which listed the 'Title of Security' in Table I as 'Restricted Stock Units' instead of 'Common Stock' due to an administrative error. No transaction was omitted, and the number of securities reported is unchanged.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 31, 2023 Filed Jun 2, 2023 22:30 UTC	ALLSTATE CORP ALL · Entity 2989	Exercise / conversionRestricted Stock Units · Derivative	1,565	$0.00	$0.00	Disclosure SEC source: 0001127602-23-017649 · form4.xml · derivative · entry 2 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,565 shares Expires 2023-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors. Read SEC document
May 31, 2023 Filed Jun 2, 2023 22:30 UTC	ALLSTATE CORP ALL · Entity 2989	Exercise / conversionCommon Stock	1,565	$0.00	$0.00	Disclosure SEC source: 0001127602-23-017649 · form4.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors. Read SEC document
May 19, 2023 Filed May 23, 2023 20:42 UTC	Intercontinental Exchange, Inc. ICE · Entity 1809	GrantCommon Stock	2,267	$0.00	$0.00	Disclosure SEC source: 0001209191-23-031678 · doc4.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,831 F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 2,267 restricted stock units awarded, 2,036 were awarded as compensation for service on the Issuer's board and 231 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Credit LLC. F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 31,564 shares of common stock and 2,267 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 19, 2024. Read SEC document
May 16, 2023 Filed May 18, 2023 20:11 UTC	NEWELL BRANDS INC. NWL · Entity 4339	GrantRestricted Stock Units · Derivative	18,285	$0.00	$0.00	Disclosure SEC source: 0000814453-23-000106 · wf-form4_168444067199060.xml · derivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,285 Underlying: Common Stock · 18,285 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock. F2 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2024 annual meeting of its stockholders, provided the Reporting Person remains in continuous service on the Board until such date. F3 · derivative.expiration_date: N/A Read SEC document
May 05, 2023 Filed May 9, 2023 20:48 UTC	NEWELL BRANDS INC. NWL · Entity 4339	Exercise / conversionRestricted Stock Units · Derivative	7,082	$0.00	$0.00	Disclosure SEC source: 0000814453-23-000083 · wf-form4_168366530088426.xml · derivative · entry 2 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,082 Underlying: Common Stock · 7,082 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock. F2 · derivative.expiration_date: N/A Read SEC document
May 05, 2023 Filed May 9, 2023 20:48 UTC	NEWELL BRANDS INC. NWL · Entity 4339	Exercise / conversionCommon Stock	7,082	$0.00	$0.00	Disclosure SEC source: 0000814453-23-000083 · wf-form4_168366530088426.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:30 UTC	ALLSTATE CORP ALL · Entity 2989	GrantRestricted Stock Units · Derivative	1,300	$0.00	$0.00	Disclosure SEC source: 0001127602-22-016649 · form4.xml · derivative · entry 4 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 Underlying: Common Stock · 1,300 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:30 UTC	ALLSTATE CORP ALL · Entity 2989	Exercise / conversionRestricted Stock Units · Derivative	1,623	$0.00	$0.00	Disclosure SEC source: 0001127602-22-016649 · form4.xml · derivative · entry 3 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,623 shares Expires 2022-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion of previously awarded restricted stock units into equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors. Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:30 UTC	ALLSTATE CORP ALL · Entity 2989	SaleCommon Stock	1,623	$135.58	$220,046.34	Disclosure SEC source: 0001127602-22-016649 · form4.xml · nonDerivative · entry 2 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:30 UTC	ALLSTATE CORP ALL · Entity 2989	Exercise / conversionCommon Stock	1,623	$0.00	$0.00	Disclosure SEC source: 0001127602-22-016649 · form4.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion of previously awarded restricted stock units into equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors. Read SEC document
May 13, 2022 Filed May 17, 2022 20:41 UTC	Intercontinental Exchange, Inc. ICE · Entity 1809	GrantCommon Stock	2,238	$0.00	$0.00	Disclosure SEC source: 0001209191-22-029698 · doc4.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,564 F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 2,238 restricted stock units awarded, 1,984 were awarded as compensation for service on the Issuer's board and 254 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Credit LLC. F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 29,326 shares of common stock and 2,238 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 13, 2022. Read SEC document
May 05, 2022 Filed May 6, 2022 20:19 UTC	NEWELL BRANDS INC. NWL · Entity 4339	GrantRestricted Stock Units · Derivative	7,082	$0.00	$0.00	Disclosure SEC source: 0000814453-22-000088 · wf-form4_165186832514335.xml · derivative · entry 3 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,082 Underlying: Common Stock · 7,082 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock. F3 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2023 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Board until such date. F2 · derivative.expiration_date: N/A Read SEC document
May 04, 2022 Filed May 6, 2022 20:19 UTC	NEWELL BRANDS INC. NWL · Entity 4339	Exercise / conversionRestricted Stock Units · Derivative	5,167	$0.00	$0.00	Disclosure SEC source: 0000814453-22-000088 · wf-form4_165186832514335.xml · derivative · entry 2 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,167 Underlying: Common Stock · 5,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock. F2 · derivative.expiration_date: N/A Read SEC document
May 04, 2022 Filed May 6, 2022 20:19 UTC	NEWELL BRANDS INC. NWL · Entity 4339	Exercise / conversionCommon Stock	5,167	$0.00	$0.00	Disclosure SEC source: 0000814453-22-000088 · wf-form4_165186832514335.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:34 UTC	ALLSTATE CORP ALL · Entity 2989	SaleCommon Stock	1,652	$121.25	$200,305.00	Disclosure SEC source: 0001127602-22-003739 · form4.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:44 UTC	ALLSTATE CORP ALL · Entity 2989	GrantRestricted Stock Units · Derivative	1,124	$0.00	$0.00	Disclosure SEC source: 0001127602-21-019002 · form4.xml · derivative · entry 3 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,124 Underlying: Common Stock · 1,124 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:44 UTC	ALLSTATE CORP ALL · Entity 2989	Exercise / conversionRestricted Stock Units · Derivative	1,652	$0.00	$0.00	Disclosure SEC source: 0001127602-21-019002 · form4.xml · derivative · entry 2 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,652 shares Expires 2021-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors. Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:44 UTC	ALLSTATE CORP ALL · Entity 2989	Exercise / conversionCommon Stock	1,652	$0.00	$0.00	Disclosure SEC source: 0001127602-21-019002 · form4.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion of previously awarded restricted stock units into an equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors. Read SEC document
May 20, 2021 Filed May 21, 2021 20:36 UTC	Intercontinental Exchange, Inc. ICE · Entity 1809	SaleCommon Stock	500	$112.51	$56,253.00	Disclosure SEC source: 0001209191-21-034934 · doc4.xml · nonDerivative · entry 2 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,326 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $112.22 - $112.69. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 27,385 shares of common stock and 1,941 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 14, 2022. Read SEC document
May 20, 2021 Filed May 21, 2021 20:36 UTC	Intercontinental Exchange, Inc. ICE · Entity 1809	SaleCommon Stock	390	$111.75	$43,582.19	Disclosure SEC source: 0001209191-21-034934 · doc4.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,826 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $111.05 - $112.03. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document
May 14, 2021 Filed May 18, 2021 20:47 UTC	Intercontinental Exchange, Inc. ICE · Entity 1809	GrantCommon Stock	1,941	$0.00	$0.00	Disclosure SEC source: 0001209191-21-033540 · doc4.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,216 F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 1,941 restricted stock units awarded, 1,721 were awarded as compensation for service on the Issuer's board and 220 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Credit LLC. F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 28,275 shares of common stock and 1,941 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 14, 2022. Read SEC document
May 04, 2021 Filed May 6, 2021 20:38 UTC	NEWELL BRANDS INC. NWL · Entity 4339	GrantRestricted Stock Units · Derivative	5,167	$0.00	$0.00	Disclosure SEC source: 0000814453-21-000099 · wf-form4_162033350017122.xml · derivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,167 Underlying: Common Stock · 5,167 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock. F2 · derivative.exercise_date: The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2022 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock during the vesting period, then upon vesting, the reporting person will receive a cash amount equal to the dividends that the reporting person would have received had the reporting person been the actual owner during the vesting period of the number of shares of the Company's common stock represented by the restricted stock units. F3 · derivative.expiration_date: N/A Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:11 UTC	ALLSTATE CORP ALL · Entity 2989	GrantRestricted Stock Units · Derivative	1,565	$0.00	$0.00	Disclosure SEC source: 0001127602-20-018745 · form4.xml · derivative · entry 4 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,565 Underlying: Common Stock · 1,565 shares Expires not disclosed F3 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. F3 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. F3 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:11 UTC	ALLSTATE CORP ALL · Entity 2989	Exercise / conversionRestricted Stock Units · Derivative	1,783	$0.00	$0.00	Disclosure SEC source: 0001127602-20-018745 · form4.xml · derivative · entry 3 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,783 shares Expires 2020-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion of previously awarded restricted stock units into equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors. Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:11 UTC	ALLSTATE CORP ALL · Entity 2989	SaleCommon Stock	1,783	$99.03	$176,570.49	Disclosure SEC source: 0001127602-20-018745 · form4.xml · nonDerivative · entry 2 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Reflects weighted average sale price for open-market sales transactions reported herein. Actual sale prices ranged from $98.99 to $99.08. The reporting person provided the issuer, and will provide any security holder of The Allstate Corporation or member of the SEC staff, full information regarding the number of shares sold at each separate price upon request. Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:11 UTC	ALLSTATE CORP ALL · Entity 2989	Exercise / conversionCommon Stock	1,783	$0.00	$0.00	Disclosure SEC source: 0001127602-20-018745 · form4.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion of previously awarded restricted stock units into equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors. Read SEC document
May 21, 2020 Filed May 22, 2020 21:14 UTC	Intercontinental Exchange, Inc. ICE · Entity 1809	SaleCommon Stock	100	$93.72	$9,372.00	Disclosure SEC source: 0001209191-20-031828 · doc4.xml · nonDerivative · entry 2 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,275 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 26,029 shares of common stock and 2,246 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021. Read SEC document
May 21, 2020 Filed May 22, 2020 21:14 UTC	Intercontinental Exchange, Inc. ICE · Entity 1809	SaleCommon Stock	935	$92.63	$86,609.89	Disclosure SEC source: 0001209191-20-031828 · doc4.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,375 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $92.17 - $93.14. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document
May 15, 2020 Filed May 19, 2020 20:35 UTC	Intercontinental Exchange, Inc. ICE · Entity 1809	GrantCommon Stock	2,246	$0.00	$0.00	Disclosure SEC source: 0001209191-20-030499 · doc4.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,310 F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 2,246 restricted stock units awarded, 1,979 were awarded as compensation for service on the Issuer's board and 267 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Credit LLC. F2 · balance_after: The common stock number referred in Table 1 is an aggregate number and represents 27,064 shares of common stock and 2,246 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 15, 2021. Read SEC document
May 11, 2020 Filed May 13, 2020 20:32 UTC	NEWELL BRANDS INC. NWL · Entity 4339	GrantDeferred RSU phantom stock · Derivative	12,053	$0.00	$0.00	Disclosure SEC source: 0000814453-20-000168 · wf-form4_158940193148371.xml · derivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,053 Underlying: Common Stock · 12,053 shares Expires not disclosed F1 · security: On the transaction date (the "RSU Grant Date"), the reporting person received an award of 12,053 restricted stock units ("RSUs"), which, pursuant to her grant agreement with the Company, is scheduled to vest on the earlier of: (i) the first anniversary of the date of the RSU Grant Date; or (ii) the date immediately preceding the date of the Company's 2021 annual meeting of its stockholders (as applicable, the "RSU Vesting Date"), provided she remains in continuous service on the Board until such date. Pursuant to the grant agreement, the award may vest as common stock of the Company, on a one-for-one basis, earlier than the RSU Vesting Date in the event of the death, disability or retirement of the reporting person. F2 · security: Pursuant to the Company's 2008 Deferred Compensation Plan, as amended (the "DCP"), the reporting person elected to defer vesting of the RSUs as shares until the end of her service on the Company's Board. As a result, on the RSU Vesting Date, the reporting person will receive, in lieu of shares: (i) 12,053 phantom stock units and (ii) cash equal to the value of dividends paid on 12,053 shares of the Company's Common Stock between the RSU Grant Date and the RSU Vesting Date. F3 · security: The phantom stock units received on the RSU Vesting Date will be settled after the end of the reporting person's service on the Board of the Company on a one-for-one basis for shares of the Company's Common Stock. F4 · security: During the deferral period, additional phantom stock units will continue to accrue pursuant to a dividend reinvestment feature of the DCP. At the end of the deferral period, the reporting person will also have the right to receive the cash equivalent of the additional phantom stock units accrued. F5 · derivative.exercise_price: Before the RSU Vesting Date, each RSU represents a contingent right to receive one phantom stock unit. On and after the RSU Vesting Date, each phantom stock unit will represent the right to receive one share of Common Stock of the Company at the end of the deferral period. F7 · price: The 12,053 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date. F6 · derivative.exercise_date: The RSUs will be exchanged for an equal number of phantom stock units on the RSU Vesting Date. F7 · derivative.exercise_date: The 12,053 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date. F8 · derivative.expiration_date: N/A Read SEC document
June 21, 2019 Filed Jun 25, 2019 20:17 UTC	ALLSTATE CORP ALL · Entity 2989	SaleCommon Stock	2,225	$102.63	$228,351.75	Disclosure SEC source: 0001127602-19-022789 · form4.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
June 01, 2019 Filed Jun 4, 2019 21:27 UTC	ALLSTATE CORP ALL · Entity 2989	GrantRestricted Stock Units · Derivative	1,623	$0.00	$0.00	Disclosure SEC source: 0001127602-19-020768 · form4.xml · derivative · entry 3 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,623 Underlying: Common Stock · 1,623 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. Read SEC document
June 01, 2019 Filed Jun 4, 2019 21:27 UTC	ALLSTATE CORP ALL · Entity 2989	Exercise / conversionRestricted Stock Units · Derivative	2,225	$0.00	$0.00	Disclosure SEC source: 0001127602-19-020768 · form4.xml · derivative · entry 2 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,225 shares Expires 2019-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion of previously awarded restricted stock units into equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2006 Equity Compensation Plan for Non-Employee Directors. Read SEC document
June 01, 2019 Filed Jun 4, 2019 21:27 UTC	ALLSTATE CORP ALL · Entity 2989	Exercise / conversionCommon Stock	2,225	$0.00	$0.00	Disclosure SEC source: 0001127602-19-020768 · form4.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion of previously awarded restricted stock units into equal number of common shares, without the payment of any consideration, pursuant to The Allstate Corporation 2006 Equity Compensation Plan for Non-Employee Directors. Read SEC document
May 23, 2019 Filed May 28, 2019 20:28 UTC	Intercontinental Exchange, Inc. ICE · Entity 1809	SaleCommon Stock	2,794	$81.04	$226,418.22	Disclosure SEC source: 0001209191-19-032996 · doc4.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,064 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $80.74 - $81.34. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 24,480 shares of common stock and 2,584 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2020. Read SEC document
May 17, 2019 Filed May 21, 2019 21:19 UTC	Intercontinental Exchange, Inc. ICE · Entity 1809	GrantCommon Stock	2,584	$0.00	$0.00	Disclosure SEC source: 0001209191-19-031800 · doc4.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,858 F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 2,584 restricted stock units awarded, 2,277 were awarded as compensation for service on the Issuer's board and 307 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Credit LLC. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 27,274 shares of common stock and 2,584 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 17, 2020. Read SEC document
May 07, 2019 Filed May 9, 2019 20:34 UTC	NEWELL BRANDS INC. NWL · Entity 4339	GrantRestricted Stock Units · Derivative	9,085	$0.00	$0.00	Disclosure SEC source: 0000814453-19-000077 · wf-form4_155743406468835.xml · derivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,085 Underlying: Common Stock · 9,085 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock. F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2020 annual meeting of its stockholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of the Company's common stock represented by the restricted stock units. F3 · derivative.expiration_date: N/A Read SEC document
May 07, 2019 Filed Jan 29, 2020 21:20 UTC Amendment	NEWELL BRANDS INC. NWL · Entity 4339	GrantDeferred RSU phantom stock · Derivative	9,085	Not disclosed	Not disclosed	Disclosure SEC source: 0000814453-20-000027 · wf-form4a_158033282985427.xml · derivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,085 Underlying: Common Stock · 9,085 shares Expires not disclosed F1 · security: On May 7, 2019 (the "RSU Grant Date"), the reporting person received an award of 9,085 restricted stock units ("RSUs") which, pursuant to her Grant Agreement with the Company, was scheduled to vest on the earlier of: (i) the first anniversary of the RSU Grant Date or (ii) the date immediately preceding the Company's 2020 annual meeting of its stockholders (as applicable, the "RSU Vesting Date"), with vesting conditioned upon her continuous service on the Board until the RSU Vesting Date, and with the award being eligible to vest before the RSU Vesting Date in the event of the reporting person's death, disability or retirement. On the RSU Vesting Date, the reporting person also is entitled to receive cash equal to the value of dividends paid on 9,085 shares of the Company's Common Stock between the RSU Grant Date and the RSU Vesting Date (the "Vesting Year Dividend Payment"). F2 · security: Pursuant to the Company's 2008 Deferred Compensation Plan, as amended (the "DCP"), the reporting person elected to defer vesting of the 9,085 shares and instead became eligible to receive on the RSU Vesting Date: (i) 9,085 phantom stock units and (ii) the Vesting Year Dividend Payment. Settlement of the phantom stock units received on the RSU Vesting Date will be deferred until after the end of the reporting person's service on the Board of the Company. At the end of the deferral period, the phantom stock units will settle on a one-for-one basis for shares of the Company's Common Stock. F3 · security: During the deferral period, additional phantom stock units will continue to accrue pursuant to a dividend reinvestment feature of the DCP. At the end of the deferral period, the reporting person will also have the right to receive the cash equivalent of the additional phantom stock units accrued. F4 · derivative.exercise_price: Before the RSU Vesting Date, each RSU represents a contingent right to receive one phantom stock unit. On and after the RSU Vesting Date, each phantom stock unit will represent the right to receive one share of Common Stock of the Company at the end of the deferral period. F6 · price: The 9,085 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date. F5 · derivative.exercise_date: The RSUs will be exchanged for an equal number of phantom stock units on the RSU Vesting Date. F6 · derivative.exercise_date: The 9,085 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date. F7 · derivative.expiration_date: N/A Read SEC document
May 06, 2019 Filed May 8, 2019 22:22 UTC	NEWELL BRANDS INC. NWL · Entity 4339	Exercise / conversionRestricted Stock Units · Derivative	5,504	$0.00	$0.00	Disclosure SEC source: 0000814453-19-000055 · wf-form4_155735415459578.xml · derivative · entry 2 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis. F2 · derivative.expiration_date: N/A Read SEC document
May 06, 2019 Filed May 8, 2019 22:22 UTC	NEWELL BRANDS INC. NWL · Entity 4339	Exercise / conversionCommon Stock	5,504	$0.00	$0.00	Disclosure SEC source: 0000814453-19-000055 · wf-form4_155735415459578.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 25, 2019 Filed Mar 27, 2019 20:22 UTC	Intercontinental Exchange, Inc. ICE · Entity 1809	SaleCommon Stock	800	$73.89	$59,110.00	Disclosure SEC source: 0001209191-19-021421 · doc4.xml · nonDerivative · entry 2 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,274 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F3 · price: The price range for the aggregate amount sold by the direct holder is $73.84 - $73.93. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F4 · balance_after: The common stock number referred in Table I is an aggregate number and represents 24,480 shares of common stock and 2,794 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2019. Read SEC document
March 25, 2019 Filed Mar 27, 2019 20:22 UTC	Intercontinental Exchange, Inc. ICE · Entity 1809	SaleCommon Stock	4,731	$73.31	$346,838.60	Disclosure SEC source: 0001209191-19-021421 · doc4.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,074 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $72.84 - $73.81. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:24 UTC	ALLSTATE CORP ALL · Entity 2989	GrantRestricted Stock Units · Derivative	1,652	$0.00	$0.00	Disclosure SEC source: 0001127602-18-020021 · form4.xml · derivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,652 Underlying: Common Stock · 1,652 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. Read SEC document
May 24, 2018 Filed May 25, 2018 21:44 UTC	Intercontinental Exchange, Inc. ICE · Entity 1809	SaleCommon Stock	1,685	$71.16	$119,899.55	Disclosure SEC source: 0001209191-18-033615 · doc4.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,805 F1 · shares: The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. F2 · price: The price range for the aggregate amount sold by the direct holder is $70.81 - $71.42. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. F3 · balance_after: The common stock number referred in Table I is an aggregate number and represents 30,011 shares of common stock and 2,794 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2019. Read SEC document
May 18, 2018 Filed May 22, 2018 20:58 UTC	Intercontinental Exchange, Inc. ICE · Entity 1809	GrantCommon Stock	2,794	$0.00	$0.00	Disclosure SEC source: 0001209191-18-032339 · doc4.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,490 F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 2,794 restricted stock units awarded, 2,445 were awarded as compensation for service on the Issuer's board and 349 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Credit LLC. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 31,696 shares of common stock and 2,794 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2019. Read SEC document
May 15, 2018 Filed May 17, 2018 20:50 UTC	NEWELL BRANDS INC. NWL · Entity 4339	GrantRestricted Stock Units · Derivative	5,504	$0.00	$0.00	Disclosure SEC source: 0000814453-18-000035 · wf-form4_152659016619298.xml · derivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,504 Underlying: Common Stock · 5,504 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock. F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2019 annual meeting of shareholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Company common stock represented by the restricted stock units. F3 · derivative.expiration_date: N/A Read SEC document
May 15, 2018 Filed Jan 29, 2020 21:20 UTC Amendment	NEWELL BRANDS INC. NWL · Entity 4339	GrantDeferred RSU phantom stock · Derivative	5,504	Not disclosed	Not disclosed	Disclosure SEC source: 0000814453-20-000026 · wf-form4a_158033280908994.xml · derivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,504 Underlying: Common Stock · 5,504 shares Expires not disclosed F1 · security: On May 15, 2018 (the "RSU Grant Date"), the reporting person received an award of 5,504 restricted stock units ("RSUs") which, pursuant to her Grant Agreement with the Company, was scheduled to vest on the earlier of: (i) the first anniversary of the RSU Grant Date or (ii) the date immediately preceding the Company's 2019 annual meeting of its stockholders (as applicable, the "RSU Vesting Date"), with vesting conditioned upon her continuous service on the Board until the RSU Vesting Date, and with the award being eligible to vest before the RSU Vesting Date in the event of the reporting person's death, disability or retirement. On the RSU Vesting Date, the reporting person was also entitled to receive cash equal to the value of dividends paid on 5,504 shares of the Company's Common Stock between the RSU Grant Date and the RSU Vesting Date (the "Vesting Year Dividend Payment"). F2 · security: Pursuant to the Company's 2008 Deferred Compensation Plan, as amended (the "DCP"), the reporting person elected to defer vesting of the 5,504 shares and instead became eligible to receive on the RSU Vesting Date: (i) 5,504 phantom stock units and (ii) the Vesting Year Dividend Payment. Settlement of the phantom stock units received on the RSU Vesting Date will be deferred until after the end of the reporting person's service on the Board of the Company. At the end of the deferral period, the phantom stock units will settle on a one-for-one basis for shares of the Company's Common Stock. F3 · security: During the deferral period, additional phantom stock units will continue to accrue pursuant to a dividend reinvestment feature of the DCP. At the end of the deferral period, the reporting person will also have the right to receive the cash equivalent of the additional phantom stock units accrued. F4 · derivative.exercise_price: Before the RSU Vesting Date, each RSU represents a contingent right to receive one phantom stock unit. On and after the RSU Vesting Date, each phantom stock unit will represent the right to receive one share of Common Stock of the Company at the end of the deferral period. F6 · price: The 5,504 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date. F5 · derivative.exercise_date: The RSUs will be exchanged for an equal number of phantom stock units on the RSU Vesting Date. F6 · derivative.exercise_date: The 5,504 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date. F7 · derivative.expiration_date: N/A Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:38 UTC	ALLSTATE CORP ALL · Entity 2989	GrantRestricted Stock Units · Derivative	1,726	$0.00	$0.00	Disclosure SEC source: 0001127602-17-020556 · form4.xml · derivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,726 Underlying: Common Stock · 1,726 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. Read SEC document
June 01, 2017 Filed Dec 14, 2017 22:11 UTC Amendment	ALLSTATE CORP ALL · Entity 2989	GrantRestricted Stock Units · Derivative	1,783	$0.00	$0.00	Disclosure SEC source: 0001127602-17-034693 · form4a.xml · derivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,783 Underlying: Common Stock · 1,783 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. F2 · shares: Clerical error resulted in reporting person's original Form 4 incorrectly reporting the number of RSUs granted as 1,726. The correct number of RSUs granted was 1,783. F1 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. F1 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under The Allstate Corporation 2017 Equity Compensation Plan for Non-Employee Directors providing that each RSU represents the right to receive one share of Allstate common stock following either a standard restriction period or a deferred period of restriction if elected. The RSUs reported will convert into common stock upon the earlier of (i) the third anniversary of the date of grant, (ii) the day following the date on which the reporting person's Board service terminates, and (iii) the day following the date of the reporting person's death or disability. F2 · derivative.underlying_shares: Clerical error resulted in reporting person's original Form 4 incorrectly reporting the number of RSUs granted as 1,726. The correct number of RSUs granted was 1,783. F2 · balance_after: Clerical error resulted in reporting person's original Form 4 incorrectly reporting the number of RSUs granted as 1,726. The correct number of RSUs granted was 1,783. Read SEC document
May 19, 2017 Filed May 23, 2017 20:43 UTC	Intercontinental Exchange, Inc. ICE · Entity 1809	GrantCommon Stock	3,371	$0.00	$0.00	Disclosure SEC source: 0001209191-17-034660 · doc4.xml · nonDerivative · entry 1 SPRIESER JUDITH A · CIK 0001206994 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,696 F1 · shares: Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 3,371 restricted stock units awarded, 2,950 were awarded as compensation for service on the Issuer's board and 421 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Credit LLC. F2 · balance_after: The common stock number referred in Table I is an aggregate number and represents 28,325 shares of common stock and 3,371 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 19, 2018. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.