Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Invesco Ltd.IVZ · Entity 125 | Senior Managing Director | September 08, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Invesco Ltd.
Report date September 08, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 812,477 |
Ending reported balance
After 2026-09-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-08 · Sale · Disposed 42,530 · Balance 913,317 F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price. range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2: Reflects the weighted average sale price. The range of prices for such transactions is $32.80 - $32.94. Row 2 · 2026-09-09 · Sale · Disposed 100,840 · Balance 812,477 F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price. range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F3: Reflects the weighted average sale price. The range of prices for such transactions is $32.095 - $32.435. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price. range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average sale price. The range of prices for such transactions is $32.80 - $32.94.
F3: Reflects the weighted average sale price. The range of prices for such transactions is $32.095 - $32.435.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2017 Filed Mar 2, 2017 21:56 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 47,591 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016743 · doc4.xml · derivative · entry 12 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,591 Underlying: Common Shares · 47,591 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:56 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 15,525 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016743 · doc4.xml · derivative · entry 11 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,578 Underlying: Common Shares · 15,525 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:56 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 10,448 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016743 · doc4.xml · derivative · entry 10 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,896 Underlying: Common Shares · 10,448 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:56 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 14,577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016743 · doc4.xml · derivative · entry 9 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,578 Underlying: Common Shares · 14,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:56 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionRestricted Stock Units · Derivative | 15,554 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016743 · doc4.xml · derivative · entry 8 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 15,554 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:56 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionCommon Shares | 15,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016743 · doc4.xml · nonDerivative · entry 7 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:56 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 6,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016743 · doc4.xml · nonDerivative · entry 6 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,502 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:56 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionCommon Shares | 10,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016743 · doc4.xml · nonDerivative · entry 5 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:56 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 4,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016743 · doc4.xml · nonDerivative · entry 4 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,225 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:56 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionCommon Shares | 14,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016743 · doc4.xml · nonDerivative · entry 3 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:56 UTC | Invesco Ltd. IVZ · Entity 125 | GrantCommon Shares | 4,899 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016743 · doc4.xml · nonDerivative · entry 2 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,056 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:56 UTC | Invesco Ltd. IVZ · Entity 125 | Exercise / conversionCommon Shares | 15,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016743 · doc4.xml · nonDerivative · entry 1 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:09 UTC | Invesco Ltd. IVZ · Entity 125 | SaleCommon Shares | 150,000 | $27.71 | $4,156,500.00 |
DisclosureSEC source: 0001209191-16-148150 · doc4.xml · nonDerivative · entry 1 Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,603 F1 · price: Reflects the weighted-average sales price. Common Shares were sold in multiple transactions at prices ranging from $27.60 to $27.85 per share. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.