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person · Reporting owner

Pauls Matthew

Disclosed activity across 6 companies

Tapewire entity
31635
SEC CIK
0001573429

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PALVELLA THERAPEUTICS, INC.PVLA · Entity 4452DirectorJune 29, 2026July 01, 2026
Pelthos Therapeutics Inc.PTHS · Entity 6798DirectorOctober 02, 2026October 06, 2026
Savara IncSVRA · Entity 4900Director · CHIEF EXECUTIVE OFFICERDecember 14, 2025December 16, 2025
Strongbridge Biopharma plcSBBP · Entity 131608Director · President & CEOFebruary 20, 2019February 22, 2019
Zyla Life SciencesZCOR · Entity 148990DirectorMay 20, 2020May 21, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PALVELLA THERAPEUTICS, INC.

Report date June 29, 2026 · Filed July 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $154.84 · Expires 2036-06-29Direct6,000 Reported balance After 2026-06-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-29 · Grant · Acquired 6,000 · Balance 6,000

F1: The options vest in 36 equal monthly installments, subject to the Reporting Person's continued service as of each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The options vest in 36 equal monthly installments, subject to the Reporting Person's continued service as of each such vesting date.

Pelthos Therapeutics Inc.

Report date October 02, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,578 Reported balance After 2026-10-02 transaction · row 1
1 source row

Row 1 · 2026-10-02 · Sale · Disposed 786 · Balance 13,578

F1: This transaction reflects the sale of shares, made pursuant to a Rule 10b5-1 plan adopted December 16, 2025, for the purpose of satisfying estimated tax obligations in connection with the vesting of restricted stock units granted by the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction reflects the sale of shares, made pursuant to a Rule 10b5-1 plan adopted December 16, 2025, for the purpose of satisfying estimated tax obligations in connection with the vesting of restricted stock units granted by the Issuer.

Savara Inc

Report date December 14, 2025 · Filed December 16, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,188,050 Ending reported balance After 2025-12-16 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-12-14 · Tax withholding · Disposed 195,705 · Balance 1,317,045

F1: Represents shares withheld by the Issuer in connection with the reporting person's net share settlement to satisfy tax liability based upon the vesting of previously awarded restricted stock units.

Row 2 · 2025-12-16 · Gift · Disposed 128,995 · Balance 1,188,050

F2: On December 16, 2025, the reporting person transferred 128,995 shares of Common Stock to GP 2024 Trust, U/A Dated, 12/20/2024, for no consideration. The reporting person is not a trustee and does not retain investment or voting control over the shares. Following the gift, the reporting person disclaims beneficial ownership of the shares held by the trust and reports beneficial ownership herein only to the extent of any pecuniary interest, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld by the Issuer in connection with the reporting person's net share settlement to satisfy tax liability based upon the vesting of previously awarded restricted stock units.

F2: On December 16, 2025, the reporting person transferred 128,995 shares of Common Stock to GP 2024 Trust, U/A Dated, 12/20/2024, for no consideration. The reporting person is not a trustee and does not retain investment or voting control over the shares. Following the gift, the reporting person disclaims beneficial ownership of the shares held by the trust and reports beneficial ownership herein only to the extent of any pecuniary interest, if any.

Strongbridge Biopharma plc

Report date February 20, 2019 · Filed February 22, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect72,608 Reported balance After 2019-02-20 transaction · row 1
1 source row

Row 1 · 2019-02-20 · Grant · Acquired 50,000 · Balance 72,608

F1: Represents a grant of restricted stock units, which vest in full on February 20, 2021, provided the Reporting Person is employed by the Issuer on such date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.67 · Expires 2029-02-20Direct400,000 Reported balance After 2019-02-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-02-20 · Grant · Acquired 400,000 · Balance 400,000

F2: This option vests in sixteen equal quarterly installments beginning May 20, 2019, provided the Reporting Person is employed by the Issuer on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units, which vest in full on February 20, 2021, provided the Reporting Person is employed by the Issuer on such date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: This option vests in sixteen equal quarterly installments beginning May 20, 2019, provided the Reporting Person is employed by the Issuer on each vesting date.

Zyla Life Sciences

Report date May 20, 2020 · Filed May 21, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-05-20 transaction · row 1
1 source row

Row 1 · 2020-05-20 · Disposition to issuer · Disposed 26,953 · Balance 0

F1: Common stock and derivative securities of Zyla Life Sciences ("Issuer") were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 16, 2020 (the "Merger Agreement"), by and among Issuer, Assertio Holdings, Inc. ("Parent"), Assertio Therapeutics, Inc., Alligator Merger Sub, Inc. and Zyla Merger Sub, Inc. ("Merger Sub"), pursuant to which each share of the Issuer's common stock issued and outstanding immediately prior to the effective time of the merger of Merger Sub with and into Issuer (the "Effective Time") was converted into the right to receive, and became exchangeable for, (1) 2.5 shares of Parent common stock for each share of Issuer's common stock and (2) any cash in lieu of fractional shares of Parent common stock. Parent common stock had a market value of approximately $0.80 per share at the close of market immediately prior to the Effective Time.

F2: Includes unvested time-based restricted stock units representing a contingent right to receive 26,953 shares of Issuer common stock upon vesting and settlement of such time-based restricted stock units. At the Effective Time, all outstanding time-based restricted stock units of Issuer were cancelled and, in exchange therefor, each former holder of any such cancelled restricted stock unit has the right to receive a number of shares of fully vested Parent common stock (rounded to the nearest whole number) equal to the product of (1) 2.5 and (2) the number of shares of Issuer common stock covered by such restricted stock unit.

Filing footnotes · ownership attribution and instrument terms

F1: Common stock and derivative securities of Zyla Life Sciences ("Issuer") were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 16, 2020 (the "Merger Agreement"), by and among Issuer, Assertio Holdings, Inc. ("Parent"), Assertio Therapeutics, Inc., Alligator Merger Sub, Inc. and Zyla Merger Sub, Inc. ("Merger Sub"), pursuant to which each share of the Issuer's common stock issued and outstanding immediately prior to the effective time of the merger of Merger Sub with and into Issuer (the "Effective Time") was converted into the right to receive, and became exchangeable for, (1) 2.5 shares of Parent common stock for each share of Issuer's common stock and (2) any cash in lieu of fractional shares of Parent common stock. Parent common stock had a market value of approximately $0.80 per share at the close of market immediately prior to the Effective Time.

F2: Includes unvested time-based restricted stock units representing a contingent right to receive 26,953 shares of Issuer common stock upon vesting and settlement of such time-based restricted stock units. At the Effective Time, all outstanding time-based restricted stock units of Issuer were cancelled and, in exchange therefor, each former holder of any such cancelled restricted stock unit has the right to receive a number of shares of fully vested Parent common stock (rounded to the nearest whole number) equal to the product of (1) 2.5 and (2) the number of shares of Issuer common stock covered by such restricted stock unit.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SOLENO THERAPEUTICS INC

Report date May 18, 2026 · Filed May 18, 2026

Section 16 reporting ended · disclosed 2026-05-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-18 transaction · row 1
1 source row

Row 1 · 2026-05-18 · Disposition to issuer · Disposed 10,491 · Balance 0

F1: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). Pursuant to the Agreement and Plan of Merger, dated as of April 5, 2026, by and among Soleno Therapeutics, Inc. (the "Company"), Neocrine Biosciences, Inc. ("Parent") and Sigma Merger Sub, Inc. ("Merger Sub"), on May 18, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, each issued and outstanding vested and unvested RSU was cancelled and converted into the right to receive an amount equal to $53.00 in cash (the "Merger Consideration").

F2: In connection with the Merger, each issued and outstanding share of the Company's Common Stock was cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration.

Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.60 · Expires 2033-08-15Direct0 Reported balance After 2026-05-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-18 · Disposition to issuer · Disposed 9,063 · Balance 0

F3: At the effective time of the Merger, this option was cancelled in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of shares covered by the option as of immediately prior to such cancellation.

Filing footnotes · ownership attribution and instrument terms

F1: Certain of these shares are represented by previously reported restricted stock units ("RSUs"). Pursuant to the Agreement and Plan of Merger, dated as of April 5, 2026, by and among Soleno Therapeutics, Inc. (the "Company"), Neocrine Biosciences, Inc. ("Parent") and Sigma Merger Sub, Inc. ("Merger Sub"), on May 18, 2026, Merger Sub merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, each issued and outstanding vested and unvested RSU was cancelled and converted into the right to receive an amount equal to $53.00 in cash (the "Merger Consideration").

F2: In connection with the Merger, each issued and outstanding share of the Company's Common Stock was cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration.

F3: At the effective time of the Merger, this option was cancelled in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of shares covered by the option as of immediately prior to such cancellation.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2020 Filed Dec 17, 2020 17:34 UTC Savara Inc SVRA · Entity 4900 GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001209191-20-063981 · doc4.xml · derivative · entry 1

Pauls Matthew · CIK 0001573429 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2030-12-16

F1 · derivative.exercise_date: The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 16, 2020, subject to the reporting person's continued service with the Issuer.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 01:45 UTC Savara Inc SVRA · Entity 4900 GrantStock Option (Right to Buy) · Derivative 898,639 $0.00 Strike: $1.32 $0.00
Disclosure

SEC source: 0000899243-20-025225 · doc4.xml · derivative · entry 4

Pauls Matthew · CIK 0001573429 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,639

Underlying: Common Stock · 898,639 shares

Expires 2030-09-15

F5 · derivative.exercise_date: The shares subject to the option vest and become exercisable in thirty-six equal installments on each monthly anniversary of September 11, 2020, subject to the reporting person's continued service with the Issuer.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 01:45 UTC Savara Inc SVRA · Entity 4900 GrantCommon Stock 227,272 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-025225 · doc4.xml · nonDerivative · entry 2

Pauls Matthew · CIK 0001573429 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,922

F2 · shares: Represents RSUs that vest in full on the earlier to occur of (i) December 31, 2021 or (ii) the hiring of a permanent Chief Executive Officer of the Issuer, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:31 UTC Zyla Life Sciences ZCOR · Entity 148990 Disposition to issuerCommon Stock 26,953 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-064791 · a4.xml · nonDerivative · entry 1

Pauls Matthew · CIK 0001573429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Common stock and derivative securities of Zyla Life Sciences ("Issuer") were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 16, 2020 (the "Merger Agreement"), by and among Issuer, Assertio Holdings, Inc. ("Parent"), Assertio Therapeutics, Inc., Alligator Merger Sub, Inc. and Zyla Merger Sub, Inc. ("Merger Sub"), pursuant to which each share of the Issuer's common stock issued and outstanding immediately prior to the effective time of the merger of Merger Sub with and into Issuer (the "Effective Time") was converted into the right to receive, and became exchangeable for, (1) 2.5 shares of Parent common stock for each share of Issuer's common stock and (2) any cash in lieu of fractional shares of Parent common stock. Parent common stock had a market value of approximately $0.80 per share at the close of market immediately prior to the Effective Time.

F2 · kind: Includes unvested time-based restricted stock units representing a contingent right to receive 26,953 shares of Issuer common stock upon vesting and settlement of such time-based restricted stock units. At the Effective Time, all outstanding time-based restricted stock units of Issuer were cancelled and, in exchange therefor, each former holder of any such cancelled restricted stock unit has the right to receive a number of shares of fully vested Parent common stock (rounded to the nearest whole number) equal to the product of (1) 2.5 and (2) the number of shares of Issuer common stock covered by such restricted stock unit.

F1 · price: Common stock and derivative securities of Zyla Life Sciences ("Issuer") were disposed of pursuant to the Agreement and Plan of Merger, dated as of March 16, 2020 (the "Merger Agreement"), by and among Issuer, Assertio Holdings, Inc. ("Parent"), Assertio Therapeutics, Inc., Alligator Merger Sub, Inc. and Zyla Merger Sub, Inc. ("Merger Sub"), pursuant to which each share of the Issuer's common stock issued and outstanding immediately prior to the effective time of the merger of Merger Sub with and into Issuer (the "Effective Time") was converted into the right to receive, and became exchangeable for, (1) 2.5 shares of Parent common stock for each share of Issuer's common stock and (2) any cash in lieu of fractional shares of Parent common stock. Parent common stock had a market value of approximately $0.80 per share at the close of market immediately prior to the Effective Time.

F2 · price: Includes unvested time-based restricted stock units representing a contingent right to receive 26,953 shares of Issuer common stock upon vesting and settlement of such time-based restricted stock units. At the Effective Time, all outstanding time-based restricted stock units of Issuer were cancelled and, in exchange therefor, each former holder of any such cancelled restricted stock unit has the right to receive a number of shares of fully vested Parent common stock (rounded to the nearest whole number) equal to the product of (1) 2.5 and (2) the number of shares of Issuer common stock covered by such restricted stock unit.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 22:12 UTC Zyla Life Sciences ZCOR · Entity 148990 Exercise / conversionRestricted Stock Units · Derivative 6,667 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005105 · edgar.xml · derivative · entry 3

Pauls Matthew · CIK 0001573429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,333

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 23, 2019 the reporting person was granted 20,000 time-based restricted stock units that were eligible to vest 1/3 on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: On April 23, 2019 the reporting person was granted 20,000 time-based restricted stock units that were eligible to vest 1/3 on each of the first three anniversaries of the grant date.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 22:12 UTC Zyla Life Sciences ZCOR · Entity 148990 Tax withholdingCommon Stock 952 $1.75 $1,666.00
Disclosure

SEC source: 0001179110-20-005105 · edgar.xml · nonDerivative · entry 2

Pauls Matthew · CIK 0001573429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,715

F1 · shares: Represents shares withheld to pay taxes applicable to vesting of restricted stock units.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 22:12 UTC Zyla Life Sciences ZCOR · Entity 148990 Exercise / conversionCommon Stock 6,667 $1.75 $11,667.25
Disclosure

SEC source: 0001179110-20-005105 · edgar.xml · nonDerivative · entry 1

Pauls Matthew · CIK 0001573429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On April 23, 2019 the reporting person was granted 20,000 time-based restricted stock units that were eligible to vest 1/3 on each of the first three anniversaries of the grant date.

Read SEC document
April 23, 2020 Filed Apr 28, 2020 23:39 UTC Amendment Zyla Life Sciences ZCOR · Entity 148990 Exercise / conversionRestricted Stock Units · Derivative 6,667 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005215 · edgar.xml · derivative · entry 3

Pauls Matthew · CIK 0001573429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,333

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units convert into Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On April 23, 2019 the reporting person was granted 20,000 time-based restricted stock units that were eligible to vest 1/3 on each of the first three anniversaries of the grant date.

F3 · derivative.expiration_date: On April 23, 2019 the reporting person was granted 20,000 time-based restricted stock units that were eligible to vest 1/3 on each of the first three anniversaries of the grant date.

Read SEC document
April 23, 2020 Filed Apr 28, 2020 23:39 UTC Amendment Zyla Life Sciences ZCOR · Entity 148990 Tax withholdingCommon Stock 1,805 $1.75 $3,158.75
Disclosure

SEC source: 0001179110-20-005215 · edgar.xml · nonDerivative · entry 2

Pauls Matthew · CIK 0001573429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,862

F1 · shares: Represents shares withheld to pay taxes applicable to vesting of restricted stock units.

Read SEC document
April 23, 2020 Filed Apr 28, 2020 23:39 UTC Amendment Zyla Life Sciences ZCOR · Entity 148990 Exercise / conversionCommon Stock 6,667 $1.75 $11,667.25
Disclosure

SEC source: 0001179110-20-005215 · edgar.xml · nonDerivative · entry 1

Pauls Matthew · CIK 0001573429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On April 23, 2019 the reporting person was granted 20,000 time-based restricted stock units that were eligible to vest 1/3 on each of the first three anniversaries of the grant date.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 01:41 UTC Zyla Life Sciences ZCOR · Entity 148990 GrantCommon Stock 13,620 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003202 · edgar.xml · nonDerivative · entry 1

Pauls Matthew · CIK 0001573429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,620

F1 · shares: Represents restricted stock units, which vest the day prior to the Company's annual meeting of stockholders to be held in 2021.

Read SEC document
December 20, 2019 Filed Dec 26, 2019 23:03 UTC Savara Inc SVRA · Entity 4900 GrantStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0000899243-19-030072 · doc4.xml · derivative · entry 1

Pauls Matthew · CIK 0001573429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2029-12-20

F1 · derivative.exercise_date: The shares subject to the option vest and become exercisable in twelve equal installments on each quarterly anniversary of December 20, 2019, subject to the reporting person's continued service with the Issuer.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 00:53 UTC Zyla Life Sciences ZCOR · Entity 148990 GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005161 · edgar.xml · nonDerivative · entry 1

Pauls Matthew · CIK 0001573429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Represents restricted stock units, which vest in three equal annual installments on the first three anniversaries of the date of grant.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 13:50 UTC Strongbridge Biopharma plc SBBP · Entity 131608 GrantEmployee Stock Option (right to buy) · Derivative 400,000 $0.00 Strike: $4.67 $0.00
Disclosure

SEC source: 0001179110-19-002283 · edgar.xml · derivative · entry 2

Pauls Matthew · CIK 0001573429 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2029-02-20

F2 · derivative.exercise_date: This option vests in sixteen equal quarterly installments beginning May 20, 2019, provided the Reporting Person is employed by the Issuer on each vesting date.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 13:50 UTC Strongbridge Biopharma plc SBBP · Entity 131608 GrantOrdinary Shares 50,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002283 · edgar.xml · nonDerivative · entry 1

Pauls Matthew · CIK 0001573429 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,608

F1 · shares: Represents a grant of restricted stock units, which vest in full on February 20, 2021, provided the Reporting Person is employed by the Issuer on such date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 21:38 UTC Savara Inc SVRA · Entity 4900 GrantStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $7.33 $0.00
Disclosure

SEC source: 0000899243-18-031096 · doc4.xml · derivative · entry 1

Pauls Matthew · CIK 0001573429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-12-13

F1 · derivative.exercise_date: The shares subject to the option vest and become exercisable in twelve equal installments on each quarterly anniversary of December 13, 2018, subject to the reporting person's continued service with the Issuer.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 19:37 UTC Strongbridge Biopharma plc SBBP · Entity 131608 Tax withholdingOrdinary Shares 17,392 $6.60 $114,787.20
Disclosure

SEC source: 0001179110-18-003030 · edgar.xml · nonDerivative · entry 1

Pauls Matthew · CIK 0001573429 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,608

F1 · shares: Shares withheld by Strongbridge Biopharma plc to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 21:59 UTC Strongbridge Biopharma plc SBBP · Entity 131608 GrantEmployee Stock Option (right to buy) · Derivative 350,000 $0.00 Strike: $6.65 $0.00
Disclosure

SEC source: 0001179110-18-001638 · edgar.xml · derivative · entry 1

Pauls Matthew · CIK 0001573429 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2028-02-05

F1 · derivative.exercise_date: This option vests in sixteen equal quarterly installments beginning May 5, 2018, provided employee is employed by the Company on each vesting date.

Read SEC document
May 25, 2017 Filed May 26, 2017 22:45 UTC Savara Inc SVRA · Entity 4900 GrantStock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0000899243-17-014620 · doc4.xml · derivative · entry 1

Pauls Matthew · CIK 0001573429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2027-05-25

F1 · derivative.exercise_date: The option vests and becomes exercisable in six equal monthly installments on each monthly anniversary of May 25, 2017, subject to the reporting person's continued service with the Issuer.

Read SEC document
April 27, 2017 Filed Sep 16, 2020 01:45 UTC Savara Inc SVRA · Entity 4900 Exercise / conversionRestricted Stock Units · Derivative 650 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-20-025225 · doc4.xml · derivative · entry 3

Pauls Matthew · CIK 0001573429 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: The vesting of the restricted stock units ("RSUs") occurred upon April 27, 2017 upon the consummation of the merger transaction contemplated by the Agreement and Plan of Merger, dated January 6, 2017, by and among Mast Therapeutics, Inc., Savara Inc., and Victoria Merger Corp. (the "Merger Agreement") but due to an administrative error was not reported at that time, and the shares were omitted from subsequent Form 4 filings.

F3 · shares: Each RSU represents a contingent right to receive one share of the issuer's common stock. The amount reported reflects the 70-for-one reverse stock split implemented by the issuer on April 27, 2017.

F4 · derivative.exercise_date: The restricted stock units vested in full on April 27, 2017, upon consummation of the merger transaction contemplated by the Merger Agreement.

F4 · derivative.expiration_date: The restricted stock units vested in full on April 27, 2017, upon consummation of the merger transaction contemplated by the Merger Agreement.

Read SEC document
April 27, 2017 Filed Sep 16, 2020 01:45 UTC Savara Inc SVRA · Entity 4900 Exercise / conversionCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-025225 · doc4.xml · nonDerivative · entry 1

Pauls Matthew · CIK 0001573429 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: The vesting of the restricted stock units ("RSUs") occurred upon April 27, 2017 upon the consummation of the merger transaction contemplated by the Agreement and Plan of Merger, dated January 6, 2017, by and among Mast Therapeutics, Inc., Savara Inc., and Victoria Merger Corp. (the "Merger Agreement") but due to an administrative error was not reported at that time, and the shares were omitted from subsequent Form 4 filings.

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January 23, 2017 Filed Jan 23, 2017 22:16 UTC Savara Inc MSTX · Entity 4900 GrantRestricted Stock Units · Derivative 45,535 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-005127 · doc4.xml · derivative · entry 1

Pauls Matthew · CIK 0001573429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,535

Underlying: Common Stock · 45,535 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in full upon consummation of the merger transaction contemplated by the Agreement and Plan of Merger, dated January 6, 2017, by and among the issuer, Savara Inc., and Victoria Merger Corp. (provided such event occurs on or before July 6, 2017).

F2 · derivative.expiration_date: The restricted stock units vest in full upon consummation of the merger transaction contemplated by the Agreement and Plan of Merger, dated January 6, 2017, by and among the issuer, Savara Inc., and Victoria Merger Corp. (provided such event occurs on or before July 6, 2017).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.