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RICHARDSON DAVID JEFFREY

Disclosed activity across 3 companies

Tapewire entity
31562
SEC CIK
0001329724

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMBARELLA INCAMBA · Entity 4248DirectorSeptember 08, 2026September 10, 2026
KULICKE & SOFFA INDUSTRIES INCKLIC · Entity 1220DirectorOctober 05, 2026October 08, 2026
LATTICE SEMICONDUCTOR CORPLSCC · Entity 3335DirectorMay 04, 2026May 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMBARELLA INC

Report date September 08, 2026 · Filed September 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect5,649 Reported balance After 2026-09-08 transaction · row 1
1 source row

Row 1 · 2026-09-08 · Grant · Acquired 3,151 · Balance 5,649

F1: Effective as of September 8, 2026, the Board of Directors approved an annual restricted stock unit grant of 3,151 Ordinary Shares to each independent director. The RSU grant vests as to 1/4th of the Ordinary Shares each three months following the vesting start date of September 15, 2026, so as to be 100% vested on September 15, 2027, subject to continued service with the Company.

Ordinary SharesSEC Table I · non-derivativeIndirectby Family Trust25,812 Reported balance Holding disclosure · report date 2026-09-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 25,812

Filing footnotes · ownership attribution and instrument terms

F1: Effective as of September 8, 2026, the Board of Directors approved an annual restricted stock unit grant of 3,151 Ordinary Shares to each independent director. The RSU grant vests as to 1/4th of the Ordinary Shares each three months following the vesting start date of September 15, 2026, so as to be 100% vested on September 15, 2027, subject to continued service with the Company.

KULICKE & SOFFA INDUSTRIES INC

Report date October 05, 2026 · Filed October 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,451 Reported balance After 2026-10-05 transaction · row 1
1 source row

Row 1 · 2026-10-05 · Grant · Acquired 493 · Balance 2,451

F1: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust17,694 Reported balance Holding disclosure · report date 2026-10-05 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 17,694

Filing footnotes · ownership attribution and instrument terms

F1: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

LATTICE SEMICONDUCTOR CORP

Report date May 04, 2026 · Filed May 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,945 Reported balance After 2026-05-04 transaction · row 1
1 source row

Row 1 · 2026-05-04 · Grant · Acquired 1,752 · Balance 5,945

F1: The Restricted Stock Units (RSUs) vest 100% on the first anniversary of the Grant Date.

Common StockSEC Table I · non-derivativeIndirectby Family Trust25,738 Reported balance Holding disclosure · report date 2026-05-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 25,738

Filing footnotes · ownership attribution and instrument terms

F1: The Restricted Stock Units (RSUs) vest 100% on the first anniversary of the Grant Date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 03, 2023 Filed Jul 6, 2023 23:26 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 767 $0.00 $0.00
Disclosure

SEC source: 0000056978-23-000085 · wk-form4_1688686002.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,785

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:01 UTC AMBARELLA INC AMBA · Entity 4248 GrantOrdinary Shares 1,559 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000038 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,220

F1 · balance_after: The number of shares represented in column 4 was previously reported in Table II as restricted stock units.

Read SEC document
May 09, 2023 Filed May 10, 2023 23:05 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013720 · rdgdoc.xml · derivative · entry 6

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,246

Underlying: Common Stock · 4,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F6 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest 100% on the first anniversary of the Grant Date.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 09, 2023 Filed May 10, 2023 23:05 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 4,033 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013720 · rdgdoc.xml · nonDerivative · entry 3

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Stock Units (RSUs) - no purchase price for this transaction.

Read SEC document
May 08, 2023 Filed May 10, 2023 23:05 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantRestricted Stock Unit (RSU) · Derivative 2,246 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-013720 · rdgdoc.xml · derivative · entry 5

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,279

Underlying: Common Stock · 2,246 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F4 · derivative.exercise_date: The Restricted Stock Units (RSUs) vest 100% on May 8, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
May 08, 2023 Filed May 10, 2023 23:05 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 22,000 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0001437749-23-013720 · rdgdoc.xml · derivative · entry 4

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,918

Underlying: Common Stock · 22,000 shares

Expires 2024-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2023 Filed May 10, 2023 23:05 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 SaleCommon Stock 22,000 $84.23 $1,853,016.00
Disclosure

SEC source: 0001437749-23-013720 · rdgdoc.xml · nonDerivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,567

F1 · price: This transaction was executed in multiple trades at prices ranging from $83.84 to $84.44. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 08, 2023 Filed May 10, 2023 23:05 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 22,000 $6.55 $144,100.00
Disclosure

SEC source: 0001437749-23-013720 · rdgdoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2023 Filed Apr 6, 2023 00:23 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 760 $0.00 $0.00
Disclosure

SEC source: 0000056978-23-000049 · wf-form4_168074062150733.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,018

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:54 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 779 $0.00 $0.00
Disclosure

SEC source: 0001280263-23-000014 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,559

Underlying: Ordinary Shares · 779 shares

Expires 2023-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2022, so as to be 100% vested on September 15, 2023.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2022, so as to be 100% vested on September 15, 2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:54 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 779 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-23-000014 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 00:24 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 919 $0.00 $0.00
Disclosure

SEC source: 0000056978-23-000004 · wf-form4_167296466095238.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,258

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:12 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 779 $0.00 $0.00
Disclosure

SEC source: 0001280263-22-000094 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,338

Underlying: Ordinary Shares · 779 shares

Expires 2023-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2022, so as to be 100% vested on September 15, 2023.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2022, so as to be 100% vested on September 15, 2023.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:12 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 779 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-22-000094 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 22:41 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GiftCommon Stock 4,810 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000276 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,567

Read SEC document
October 03, 2022 Filed Oct 6, 2022 00:24 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 992 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000092 · wf-form4_166501585175627.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,339

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
September 16, 2022 Filed Sep 20, 2022 20:56 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 377 $0.00 $0.00
Disclosure

SEC source: 0001280263-22-000084 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 377 shares

Expires 2022-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

Read SEC document
September 16, 2022 Filed Sep 20, 2022 20:56 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 377 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-22-000084 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 21:07 UTC AMBARELLA INC AMBA · Entity 4248 GrantRestricted Stock Units · Derivative 3,117 $0.00 $0.00
Disclosure

SEC source: 0001280263-22-000072 · edgardoc.xml · derivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,117

Underlying: Ordinary Shares · 3,117 shares

Expires 2023-09-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2022, so as to be 100% vested on September 15, 2023.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2022, so as to be 100% vested on September 15, 2023.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 23:10 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 1,004 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000076 · wf-form4_165723542281837.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,347

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 22:20 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 377 $0.00 $0.00
Disclosure

SEC source: 0001280263-22-000066 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377

Underlying: Ordinary Shares · 377 shares

Expires 2022-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 22:20 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 377 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-22-000066 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
May 10, 2022 Filed May 11, 2022 20:07 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000122 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 10, 2022 Filed May 11, 2022 20:07 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 3,855 $0.00 $0.00
Disclosure

SEC source: 0000855658-22-000122 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
May 09, 2022 Filed Jan 31, 2023 16:47 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantRestricted Stock Unit (RSU) · Derivative 4,033 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-23-000019 · edgardoc.xml · derivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,033

Underlying: Common Stock · 4,033 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration.

F2 · date: In connection with an internal year-end review by the Issuer of Section 16 reportable transactions occurring during fiscal year 2022, the grant of RSUs reported in this Form 4 was identified as a transaction to be reported in a late Form 4 filing.

F3 · derivative.exercise_date: The restricted stock units vest 100% on May 9, 2023.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 23:21 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 711 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000047 · wf-form4_164928725201204.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,343

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:35 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 377 $0.00 $0.00
Disclosure

SEC source: 0001280263-22-000035 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754

Underlying: Ordinary Shares · 377 shares

Expires 2022-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:35 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 377 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-22-000035 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:25 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 604 $0.00 $0.00
Disclosure

SEC source: 0000056978-22-000012 · wf-form4_164142874275312.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,632

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 22:35 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 377 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000151 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131

Underlying: Ordinary Shares · 377 shares

Expires 2022-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 22:35 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 377 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-21-000151 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:14 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,389 $0.00 Strike: $38.92 $0.00
Disclosure

SEC source: 0001280263-21-000128 · edgardoc.xml · derivative · entry 5

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,389

Underlying: Ordinary Shares · 1,389 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option vest at a rate of 1/12 per month following the vesting start date of September 8, 2014.

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December 09, 2021 Filed Dec 10, 2021 21:14 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,666 $0.00 Strike: $31.25 $0.00
Disclosure

SEC source: 0001280263-21-000128 · edgardoc.xml · derivative · entry 4

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Ordinary Shares · 6,666 shares

Expires 2024-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares subject to the option vest monthly over four years beginning on March 5, 2014.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:14 UTC AMBARELLA INC AMBA · Entity 4248 SaleOrdinary Shares 8,055 $216.00 $1,739,880.00
Disclosure

SEC source: 0001280263-21-000128 · edgardoc.xml · nonDerivative · entry 3

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,595

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:14 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 6,666 $31.25 $208,312.50
Disclosure

SEC source: 0001280263-21-000128 · edgardoc.xml · nonDerivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:14 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 1,389 $38.92 $54,059.88
Disclosure

SEC source: 0001280263-21-000128 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 23:11 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 716 $0.00 $0.00
Disclosure

SEC source: 0000056978-21-000118 · wf-form4_163356189624888.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,028

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
September 16, 2021 Filed Sep 17, 2021 21:24 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 959 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000100 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 959 shares

Expires 2021-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2020, so as to be 100% vested on September 15, 2021.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2020, so as to be 100% vested on September 15, 2021.

Read SEC document
September 16, 2021 Filed Sep 17, 2021 21:24 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 959 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-21-000100 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 23:48 UTC AMBARELLA INC AMBA · Entity 4248 GrantRestricted Stock Units · Derivative 1,508 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000075 · edgardoc.xml · derivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508

Underlying: Ordinary Shares · 1,508 shares

Expires 2022-09-15

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2021, so as to be 100% vested on September 15, 2022.

Read SEC document
July 06, 2021 Filed Jul 8, 2021 23:13 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 710 $0.00 $0.00
Disclosure

SEC source: 0000056978-21-000096 · wf-form4_162578599924011.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,312

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:05 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 958 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000054 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959

Underlying: Ordinary Shares · 958 shares

Expires 2021-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2020, so as to be 100% vested on September 15, 2021.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2020, so as to be 100% vested on September 15, 2021.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:05 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 958 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-21-000054 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
May 10, 2021 Filed May 13, 2021 16:31 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 GrantRestricted Stock Unit (RSU) · Derivative 3,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000126 · edgardoc.xml · derivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,855

Underlying: Common Stock · 3,855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 05, 2021 Filed May 6, 2021 17:05 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,494 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000109 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.

F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 05, 2021 Filed May 6, 2021 17:05 UTC LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 Exercise / conversionCommon Stock 7,494 $0.00 $0.00
Disclosure

SEC source: 0000855658-21-000109 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units - no purchase price for this transaction.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 23:14 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0000056978-21-000055 · wf-form4_161783723969727.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,602

F1 · shares: Quarterly stock grant under the 2021 Omnibus Incentive Plan.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:02 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionRestricted Stock Units · Derivative 958 $0.00 $0.00
Disclosure

SEC source: 0001280263-21-000027 · edgardoc.xml · derivative · entry 2

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,917

Underlying: Ordinary Shares · 958 shares

Expires 2021-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

F2 · derivative.exercise_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2020, so as to be 100% vested on September 15, 2021.

F2 · derivative.expiration_date: The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2020, so as to be 100% vested on September 15, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:02 UTC AMBARELLA INC AMBA · Entity 4248 Exercise / conversionOrdinary Shares 958 Not disclosed Not disclosed
Disclosure

SEC source: 0001280263-21-000027 · edgardoc.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 14:12 UTC KULICKE & SOFFA INDUSTRIES INC KLIC · Entity 1220 GrantCommon Stock 1,146 $0.00 $0.00
Disclosure

SEC source: 0000056978-21-000008 · wf-form4_160994234722907.xml · nonDerivative · entry 1

RICHARDSON DAVID JEFFREY · CIK 0001329724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,937

F1 · shares: Quarterly stock grant pursuant to the 2017 Equity Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.