Lin Shih-Yao David

SEC source: 0001062993-26-005212 · form4.xml · nonDerivative · entry 15

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 725,461

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005212 · form4.xml · nonDerivative · entry 14

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 705,461

F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 06/09/2025: $0.9832 to $0.9866, inclusive; 06/27/2025: $0.88 to $0.89, inclusive; 07/18/2025: $1.269236 to $1.28, inclusive; 11/14/2025: $0.87 to $0.88, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005212 · form4.xml · nonDerivative · entry 13

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 685,461

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005212 · form4.xml · nonDerivative · entry 12

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 678,159

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005212 · form4.xml · nonDerivative · entry 11

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 676,020

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0002097627-26-000009 · form4-01082026_090158.xml · nonDerivative · entry 1

Novel Inspiration International Co., Ltd. · CIK 0002097627 · 10% owner

Lin Shih-Yao David · CIK 0002098041 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,333

F1 · security: This Form 4 is filed jointly by Novel Inspiration International Co., Ltd. ("Novel Inspiration") and Shih-Yao David Lin. Mr. Lin is the sole officer, director and stockholder of Novel Inspiration.

F2 · kind: The shares were issued as a quarterly interest payment on the Convertible Promissory Note issued March 19, 2025 by the Issuer to Novel Inspiration.

F2 · price: The shares were issued as a quarterly interest payment on the Convertible Promissory Note issued March 19, 2025 by the Issuer to Novel Inspiration.

F3 · ownership.direct: The shares are owned directly by Novel Inspiration.

SEC source: 0001062993-26-005212 · form4.xml · nonDerivative · entry 10

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 675,920

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005212 · form4.xml · nonDerivative · entry 9

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 675,667

F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 06/09/2025: $0.9832 to $0.9866, inclusive; 06/27/2025: $0.88 to $0.89, inclusive; 07/18/2025: $1.269236 to $1.28, inclusive; 11/14/2025: $0.87 to $0.88, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005212 · form4.xml · nonDerivative · entry 8

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 625,667

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005212 · form4.xml · nonDerivative · entry 7

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 624,475

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005212 · form4.xml · nonDerivative · entry 6

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 620,731

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005212 · form4.xml · nonDerivative · entry 5

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 620,630

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005212 · form4.xml · nonDerivative · entry 4

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 605,918

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005212 · form4.xml · nonDerivative · entry 3

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 604,336

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005212 · form4.xml · nonDerivative · entry 2

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 604,100

F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 06/09/2025: $0.9832 to $0.9866, inclusive; 06/27/2025: $0.88 to $0.89, inclusive; 07/18/2025: $1.269236 to $1.28, inclusive; 11/14/2025: $0.87 to $0.88, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005212 · form4.xml · nonDerivative · entry 1

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 588,345

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 30

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 570,184

F3 · balance_after: The amount reported in Column 5 reflects the shares held through Xinpo following the reported transaction. As of the date of this report, the Reporting Person beneficially owns an aggregate of 1,738,238 shares of Common Stock, consisting of 1,186,809 shares held through Xinpo and 551,429 shares held through Novel Inspiration International Co., Ltd.("Novel Inspiration"). The Reporting Person is the sole officer, director and stockholder of Novel Inspiration.

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 29

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 520,184

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 28

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 480,070

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 27

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 476,351

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 26

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 452,825

F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 03/25/2025: $0.931 to $0.94, inclusive; 03/26/2025: $0.8875 to $0.893, inclusive; 04/04/2025: $0.885 to $0.89, inclusive; 04/28/2025: $1.22 per share; 05/07/2025: $1.15 to $1.16, inclusive; 05/12/2025: $1.159 to $1.16, inclusive; 05/20/2025: $1.0498 to $1.05, inclusive; 05/21/2025: $1.02 per share; 05/23/2025: $0.9998 to $1, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 25

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 372,825

F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 03/25/2025: $0.931 to $0.94, inclusive; 03/26/2025: $0.8875 to $0.893, inclusive; 04/04/2025: $0.885 to $0.89, inclusive; 04/28/2025: $1.22 per share; 05/07/2025: $1.15 to $1.16, inclusive; 05/12/2025: $1.159 to $1.16, inclusive; 05/20/2025: $1.0498 to $1.05, inclusive; 05/21/2025: $1.02 per share; 05/23/2025: $0.9998 to $1, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 24

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 369,023

F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 03/25/2025: $0.931 to $0.94, inclusive; 03/26/2025: $0.8875 to $0.893, inclusive; 04/04/2025: $0.885 to $0.89, inclusive; 04/28/2025: $1.22 per share; 05/07/2025: $1.15 to $1.16, inclusive; 05/12/2025: $1.159 to $1.16, inclusive; 05/20/2025: $1.0498 to $1.05, inclusive; 05/21/2025: $1.02 per share; 05/23/2025: $0.9998 to $1, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 23

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 349,023

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 22

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 341,461

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 21

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 338,285

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 20

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 298,348

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 19

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 248,348

F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 03/25/2025: $0.931 to $0.94, inclusive; 03/26/2025: $0.8875 to $0.893, inclusive; 04/04/2025: $0.885 to $0.89, inclusive; 04/28/2025: $1.22 per share; 05/07/2025: $1.15 to $1.16, inclusive; 05/12/2025: $1.159 to $1.16, inclusive; 05/20/2025: $1.0498 to $1.05, inclusive; 05/21/2025: $1.02 per share; 05/23/2025: $0.9998 to $1, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 18

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 198,348

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 17

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 197,497

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 16

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 177,497

F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 03/25/2025: $0.931 to $0.94, inclusive; 03/26/2025: $0.8875 to $0.893, inclusive; 04/04/2025: $0.885 to $0.89, inclusive; 04/28/2025: $1.22 per share; 05/07/2025: $1.15 to $1.16, inclusive; 05/12/2025: $1.159 to $1.16, inclusive; 05/20/2025: $1.0498 to $1.05, inclusive; 05/21/2025: $1.02 per share; 05/23/2025: $0.9998 to $1, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 15

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 150,916

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 14

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 139,143

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 13

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 135,111

F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 03/25/2025: $0.931 to $0.94, inclusive; 03/26/2025: $0.8875 to $0.893, inclusive; 04/04/2025: $0.885 to $0.89, inclusive; 04/28/2025: $1.22 per share; 05/07/2025: $1.15 to $1.16, inclusive; 05/12/2025: $1.159 to $1.16, inclusive; 05/20/2025: $1.0498 to $1.05, inclusive; 05/21/2025: $1.02 per share; 05/23/2025: $0.9998 to $1, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 12

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 128,858

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 11

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 78,858

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 10

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 77,627

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 9

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 70,397

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 8

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 50,397

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 7

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 49,518

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 6

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 48,729

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 5

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 42,503

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 4

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 39,508

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 3

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 28,834

F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 03/25/2025: $0.931 to $0.94, inclusive; 03/26/2025: $0.8875 to $0.893, inclusive; 04/04/2025: $0.885 to $0.89, inclusive; 04/28/2025: $1.22 per share; 05/07/2025: $1.15 to $1.16, inclusive; 05/12/2025: $1.159 to $1.16, inclusive; 05/20/2025: $1.0498 to $1.05, inclusive; 05/21/2025: $1.02 per share; 05/23/2025: $0.9998 to $1, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 2

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 13,834

F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 03/25/2025: $0.931 to $0.94, inclusive; 03/26/2025: $0.8875 to $0.893, inclusive; 04/04/2025: $0.885 to $0.89, inclusive; 04/28/2025: $1.22 per share; 05/07/2025: $1.15 to $1.16, inclusive; 05/12/2025: $1.159 to $1.16, inclusive; 05/20/2025: $1.0498 to $1.05, inclusive; 05/21/2025: $1.02 per share; 05/23/2025: $0.9998 to $1, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.

SEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 1

Lin Shih-Yao David · CIK 0002098041 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Xinpo

Disclosed balance after: 5,000

F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 03/25/2025: $0.931 to $0.94, inclusive; 03/26/2025: $0.8875 to $0.893, inclusive; 04/04/2025: $0.885 to $0.89, inclusive; 04/28/2025: $1.22 per share; 05/07/2025: $1.15 to $1.16, inclusive; 05/12/2025: $1.159 to $1.16, inclusive; 05/20/2025: $1.0498 to $1.05, inclusive; 05/21/2025: $1.02 per share; 05/23/2025: $0.9998 to $1, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

F3 · balance_after: The amount reported in Column 5 reflects the shares held through Xinpo following the reported transaction. As of the date of this report, the Reporting Person beneficially owns an aggregate of 1,738,238 shares of Common Stock, consisting of 1,186,809 shares held through Xinpo and 551,429 shares held through Novel Inspiration International Co., Ltd.("Novel Inspiration"). The Reporting Person is the sole officer, director and stockholder of Novel Inspiration.

F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo.