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Lightspeed Ultimate General Partner IX, Ltd.

Disclosed activity across 2 companies

Tapewire entity
31309
SEC CIK
0001912676

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Netskope IncNTSK · Entity 382410% ownerSeptember 10, 2026September 15, 2026
Rubrik, Inc.RBRK · Entity 259410% ownerJune 26, 2025June 30, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners IX, L.P.0 Last balance in matching sequence After 2026-09-10 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-09-10 · Conversion · Acquired 3,034,693 · Balance 3,034,693

F1: Each share of Class B common stock was converted into one share of Class A Common Stock for no additional consideration.

F2: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Each of LGP IX and LUGP IX disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Row 2 · 2026-09-10 · Other · Disposed 3,034,693 · Balance 0

F3: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed IX to its general partner and limited partners without additional consideration.

F2: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Each of LGP IX and LUGP IX disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner IX, L.P.0 Last balance in matching sequence After 2026-09-10 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2026-09-10 · Other · Acquired 792,813 · Balance 792,813

F4: Represents receipt of shares in the distribution in kind described in footnote (3).

F5: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. LUGP IX disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

Row 4 · 2026-09-10 · Other · Disposed 792,813 · Balance 0

F6: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by LGP IX to its limited partners without additional consideration.

F5: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. LUGP IX disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Management Company, L.L.C.0 Last balance in matching sequence After 2026-09-11 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 5 · 2026-09-10 · Other · Acquired 10,621 · Balance 10,621

F7: Represents receipt of shares in the distribution in kind described in footnote (6).

F8: Shares are held by Lightspeed Management Company, L.L.C.

Row 6 · 2026-09-11 · Sale · Disposed 10,621 · Balance 0

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.60 to $15.00 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: Shares are held by Lightspeed Management Company, L.L.C.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture Partners IX, L.P.14,161,900 Reported balance After 2026-09-10 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-09-10 · Conversion · Disposed 3,034,693 · Balance 14,161,900

F1: Each share of Class B common stock was converted into one share of Class A Common Stock for no additional consideration.

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F2: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Each of LGP IX and LUGP IX disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed SPV II, LLC15,608,645 Reported balance Holding disclosure · report date 2026-09-10 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 15,608,645

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F11: Shares are held by Lightspeed SPV II, LLC ("Lightspeed SPV II"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV II. LS SPV disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed SPV II-B, LLC7,765,561 Reported balance Holding disclosure · report date 2026-09-10 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 7,765,561

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F12: Shares are held by Lightspeed SPV II-B, LLC ("Lightspeed SPV II-B"). LS SPV is the manager of Lightspeed SPV II-B. LS SPV disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture Partners Select, L.P.8,818,610 Reported balance Holding disclosure · report date 2026-09-10 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 8,818,610

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F13: Shares are held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Each of LGP Select and LUGP Select disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture Partners Select II, L.P.7,508,890 Reported balance Holding disclosure · report date 2026-09-10 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 7,508,890

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F14: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Each of LGP Select II and LUGP Select II disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Opportunity Fund, L.P.2,690,640 Reported balance Holding disclosure · report date 2026-09-10 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 2,690,640

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F15: Shares are held by Lightspeed Opportunity Fund, L.P. ("Opportunity"). Lightspeed General Partner Opportunity Fund, L.P. ("LGP Opportunity") is the general partner of Opportunity. Lightspeed Ultimate General Partner Opportunity Fund, Ltd. ("LUGP Opportunity") is the general partner of LGP Opportunity. Each of LGP Opportunity and LUGP Opportunity disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy LSS Fund II, LLC500 Reported balance Holding disclosure · report date 2026-09-10 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 500

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F16: Shares are held by LSS Fund II, LLC ("LSS Fund II"). Lightspeed Scout Management, LLC ("Scout Mgmt") is the manager of LSS Fund II. Each of the Reporting Persons disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B common stock was converted into one share of Class A Common Stock for no additional consideration.

F2: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Each of LGP IX and LUGP IX disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

F3: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Lightspeed IX to its general partner and limited partners without additional consideration.

F4: Represents receipt of shares in the distribution in kind described in footnote (3).

F5: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. LUGP IX disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

F6: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by LGP IX to its limited partners without additional consideration.

F7: Represents receipt of shares in the distribution in kind described in footnote (6).

F8: Shares are held by Lightspeed Management Company, L.L.C.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.60 to $15.00 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the holder or (B) automatically on September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.

F11: Shares are held by Lightspeed SPV II, LLC ("Lightspeed SPV II"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV II. LS SPV disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

F12: Shares are held by Lightspeed SPV II-B, LLC ("Lightspeed SPV II-B"). LS SPV is the manager of Lightspeed SPV II-B. LS SPV disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

F13: Shares are held by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("LGP Select") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("LUGP Select") is the general partner of LGP Select. Each of LGP Select and LUGP Select disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

F14: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Each of LGP Select II and LUGP Select II disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

F15: Shares are held by Lightspeed Opportunity Fund, L.P. ("Opportunity"). Lightspeed General Partner Opportunity Fund, L.P. ("LGP Opportunity") is the general partner of Opportunity. Lightspeed Ultimate General Partner Opportunity Fund, Ltd. ("LUGP Opportunity") is the general partner of LGP Opportunity. Each of LGP Opportunity and LUGP Opportunity disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

F16: Shares are held by LSS Fund II, LLC ("LSS Fund II"). Lightspeed Scout Management, LLC ("Scout Mgmt") is the manager of LSS Fund II. Each of the Reporting Persons disclaims beneficial ownership of these shares except to the extent of its respective pecuniary interest therein.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect4,440,000 Reported balance After 2025-06-26 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-06-26 · Conversion · Acquired 4,440,000 · Balance 4,440,000

F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-06-26 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2025-06-26 · Other · Disposed 4,440,000 · Balance 0

F6: Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX).

F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeDirect59,182 Reported balance After 2025-06-26 transaction · row 18 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 18 · 2025-06-26 · Other · Acquired 37,961 · Balance 59,182

F23: Represents receipt of shares in the distribution in kind described in footnote (19).

F24: Shares are held by Barry Eggers.

Class A Common StockSEC Table I · non-derivativeDirect59,182 Reported balance After 2025-06-26 transaction · row 20 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 20 · 2025-06-26 · Other · Acquired 37,961 · Balance 59,182

F23: Represents receipt of shares in the distribution in kind described in footnote (19).

F26: Shares are held by Peter Nieh.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Venture Partners Select II, L.P.0 Last balance in matching sequence After 2025-06-26 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2025-06-26 · Conversion · Acquired 1,031,000 · Balance 1,031,000

F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Row 9 · 2025-06-26 · Other · Disposed 1,031,000 · Balance 0

F10: Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II).

F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed SPV I, LLC0 Last balance in matching sequence After 2025-06-26 transaction · row 12 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2025-06-26 · Conversion · Acquired 2,004,000 · Balance 2,004,000

F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Row 12 · 2025-06-26 · Other · Disposed 2,004,000 · Balance 0

F14: Represents an in-kind distribution by Lightspeed SPV I without consideration to its members (including LS SPV).

F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed SPV I-B, LLC0 Last balance in matching sequence After 2025-06-26 transaction · row 13 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2025-06-26 · Conversion · Acquired 1,274,000 · Balance 1,274,000

F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Row 13 · 2025-06-26 · Other · Disposed 1,274,000 · Balance 0

F15: Represents an in-kind distribution by Lightspeed SPV I-B without consideration to its members.

F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed SPV I-C, LLC0 Last balance in matching sequence After 2025-06-26 transaction · row 14 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 5 · 2025-06-26 · Conversion · Acquired 892,000 · Balance 892,000

F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Row 14 · 2025-06-26 · Other · Disposed 892,000 · Balance 0

F16: Represents an in-kind distribution by Lightspeed SPV I-C without consideration to its members.

F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner IX, L.P.0 Last balance in matching sequence After 2025-06-26 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 7 · 2025-06-26 · Other · Acquired 1,159,950 · Balance 1,159,950

F7: Represents receipt of shares in the distribution in kind described in footnote (6).

F8: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Row 8 · 2025-06-26 · Other · Disposed 1,159,950 · Balance 0

F9: Represents an in-kind distribution by LGP IX without consideration to its partners.

F8: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed General Partner Select II, L.P.0 Last balance in matching sequence After 2025-06-26 transaction · row 11 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 10 · 2025-06-26 · Other · Acquired 218,572 · Balance 218,572

F11: Represents receipt of shares in the distribution in kind described in footnote (10).

F12: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Row 11 · 2025-06-26 · Other · Disposed 218,572 · Balance 0

F13: Represents an in-kind distribution by LGP Select II without consideration to its partners.

F12: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy LS SPV Management, LLC0 Last balance in matching sequence After 2025-06-26 transaction · row 16 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 15 · 2025-06-26 · Other · Acquired 400,800 · Balance 400,800

F17: Represents receipt of shares in the distribution in kind described in footnote (14).

F18: Shares are held by LS SPV. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by LS SPV. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Row 16 · 2025-06-26 · Other · Disposed 400,800 · Balance 0

F19: Represents an in-kind distribution by LS SPV without consideration to its members.

F18: Shares are held by LS SPV. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by LS SPV. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lightspeed Management Company, L.L.C.16,984 Reported balance After 2025-06-26 transaction · row 17 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 17 · 2025-06-26 · Other · Acquired 16,984 · Balance 16,984

F20: Represents receipt of shares in the distribution in kind described in footnote (9).

F21: Represents receipt of shares in the distribution in kind described in footnote (13).

F22: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). Barry Eggers, Ravi Mhatre, and Peter Nieh are managing members of LMC and share voting and dispositive power with respect to the shares held by LMC. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Eggers Investments LP - Fund 2356,242 Reported balance After 2025-06-26 transaction · row 19 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 19 · 2025-06-26 · Other · Acquired 166,963 · Balance 356,242

F20: Represents receipt of shares in the distribution in kind described in footnote (9).

F21: Represents receipt of shares in the distribution in kind described in footnote (13).

F25: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.

Class A Common StockSEC Table I · non-derivativeIndirectBy Nieh Family Investments LP - Fund 2396,874 Reported balance After 2025-06-26 transaction · row 21 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 21 · 2025-06-26 · Other · Acquired 146,773 · Balance 396,874

F20: Represents receipt of shares in the distribution in kind described in footnote (9).

F27: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 2.

Class A Common StockSEC Table I · non-derivativeIndirectBy Nieh Family Investments LP - Fund 450,331 Reported balance After 2025-06-26 transaction · row 22 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 22 · 2025-06-26 · Other · Acquired 20,190 · Balance 50,331

F21: Represents receipt of shares in the distribution in kind described in footnote (13).

F28: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.

Class B Common StockSEC Table II · derivative / convertible securityDirect5,549,816 Reported balance After 2025-06-26 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2025-06-26 · Conversion · Disposed 4,440,000 · Balance 5,549,816

F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture Partners Select II, L.P.1,288,410 Reported balance After 2025-06-26 transaction · row 26 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 26 · 2025-06-26 · Conversion · Disposed 1,031,000 · Balance 1,288,410

F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed SPV I, LLC2,507,457 Reported balance After 2025-06-26 transaction · row 27 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 27 · 2025-06-26 · Conversion · Disposed 2,004,000 · Balance 2,507,457

F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed SPV I-B, LLC1,973,511 Reported balance After 2025-06-26 transaction · row 28 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 28 · 2025-06-26 · Conversion · Disposed 1,274,000 · Balance 1,973,511

F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed SPV I-C, LLC1,381,358 Reported balance After 2025-06-26 transaction · row 29 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 29 · 2025-06-26 · Conversion · Disposed 892,000 · Balance 1,381,358

F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Nieh Family Investments LP - Fund 1649 Reported balance Holding disclosure · report date 2025-06-26 · row 23 Holding and transaction disclosures are not merged.
1 source row

Row 23 · Balance 649

F29: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 1.

Class A Common StockSEC Table I · non-derivativeIndirectBy Nieh Family Investments LP - Fund 38,387 Reported balance Holding disclosure · report date 2025-06-26 · row 24 Holding and transaction disclosures are not merged.
1 source row

Row 24 · Balance 8,387

F30: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 3.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Lightspeed Venture Partners X, L.P.101,659 Reported balance Holding disclosure · report date 2025-06-26 · row 30 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 30 · Balance 101,659

F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F32: Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Filing footnotes · ownership attribution and instrument terms

F1: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

F2: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

F3: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

F4: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

F5: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

F6: Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX).

F7: Represents receipt of shares in the distribution in kind described in footnote (6).

F8: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

F9: Represents an in-kind distribution by LGP IX without consideration to its partners.

F10: Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II).

F11: Represents receipt of shares in the distribution in kind described in footnote (10).

F12: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

F13: Represents an in-kind distribution by LGP Select II without consideration to its partners.

F14: Represents an in-kind distribution by Lightspeed SPV I without consideration to its members (including LS SPV).

F15: Represents an in-kind distribution by Lightspeed SPV I-B without consideration to its members.

F16: Represents an in-kind distribution by Lightspeed SPV I-C without consideration to its members.

F17: Represents receipt of shares in the distribution in kind described in footnote (14).

F18: Shares are held by LS SPV. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by LS SPV. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

F19: Represents an in-kind distribution by LS SPV without consideration to its members.

F20: Represents receipt of shares in the distribution in kind described in footnote (9).

F21: Represents receipt of shares in the distribution in kind described in footnote (13).

F22: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). Barry Eggers, Ravi Mhatre, and Peter Nieh are managing members of LMC and share voting and dispositive power with respect to the shares held by LMC. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

F23: Represents receipt of shares in the distribution in kind described in footnote (19).

F24: Shares are held by Barry Eggers.

F25: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.

F26: Shares are held by Peter Nieh.

F27: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 2.

F28: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.

F29: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 1.

F30: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 3.

F31: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F32: Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2025 Filed Sep 23, 2025 00:17 UTC Netskope Inc NTSK · Entity 3824 ConversionCommon Stock 15,608,645 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-092237 · tm2526612-13_4seq1.xml · nonDerivative · entry 4

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

LIGHTSPEED VENTURE PARTNERS XII, L.P. · CIK 0001735253 · 10% owner

Lightspeed General Partner XII, L.P. · CIK 0001912678 · 10% owner

Lightspeed Ultimate General Partner XII, Ltd. · CIK 0001912673 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 15,608,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO").

F7 · price: Each share of Series F Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.

F10 · ownership.nature: The shares are held of record by Lightspeed SPV II, LLC, or Lightspeed SPV II. LS SPV Management, LLC, or LS SPV Mgmt, is the manager of Lightspeed SPV II. Messrs. Eggers, Mhatre and Nieh, the managers of LS SPV Mgmt, share voting and dispositive power with respect to the shares held of record by Lightspeed SPV II. Each of LS SPV Mgmt and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Read SEC document
September 18, 2025 Filed Sep 23, 2025 00:17 UTC Netskope Inc NTSK · Entity 3824 ConversionCommon Stock 7,508,890 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-092237 · tm2526612-13_4seq1.xml · nonDerivative · entry 3

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

LIGHTSPEED VENTURE PARTNERS XII, L.P. · CIK 0001735253 · 10% owner

Lightspeed General Partner XII, L.P. · CIK 0001912678 · 10% owner

Lightspeed Ultimate General Partner XII, Ltd. · CIK 0001912673 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 7,508,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO").

F6 · price: Each share of Series E Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.

F7 · price: Each share of Series F Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.

F9 · ownership.nature: The shares are held of record by Lightspeed Venture Partners Select II, L.P., or Lightspeed Select II. Lightspeed General Partner Select II, L.P., or Lightspeed GP Select II, is the general partner of Lightspeed Select II and Lightspeed Ultimate General Partner Select II, Ltd., or Lightspeed UGP Select II, is the general partner of Lightspeed GP Select II. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP Select II, share voting and investment power with respect to the shares held of record by Lightspeed Select II. Each of Lightspeed GP Select II, Lightspeed UGP Select II and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Read SEC document
September 18, 2025 Filed Sep 23, 2025 00:17 UTC Netskope Inc NTSK · Entity 3824 ConversionCommon Stock 8,818,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-092237 · tm2526612-13_4seq1.xml · nonDerivative · entry 2

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

LIGHTSPEED VENTURE PARTNERS XII, L.P. · CIK 0001735253 · 10% owner

Lightspeed General Partner XII, L.P. · CIK 0001912678 · 10% owner

Lightspeed Ultimate General Partner XII, Ltd. · CIK 0001912673 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 8,818,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO").

F5 · price: Each share of Series D Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.

F6 · price: Each share of Series E Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.

F7 · price: Each share of Series F Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.

F8 · ownership.nature: The shares are held of record by Lightspeed Venture Partners Select, L.P., or Lightspeed Select. Lightspeed General Partner Select, L.P., or Lightspeed GP Select, is the general partner of Lightspeed Select and Lightspeed Ultimate General Partner Select, Ltd., or Lightspeed UGP Select, is the general partner of Lightspeed GP Select. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP Select, share voting and investment power with respect to the shares held of record by Lightspeed Select. Each of Lightspeed GP Select, Lightspeed UGP Select and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Read SEC document
September 18, 2025 Filed Sep 23, 2025 00:17 UTC Netskope Inc NTSK · Entity 3824 ConversionCommon Stock 20,231,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-092237 · tm2526612-13_4seq1.xml · nonDerivative · entry 1

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

LIGHTSPEED VENTURE PARTNERS XII, L.P. · CIK 0001735253 · 10% owner

Lightspeed General Partner XII, L.P. · CIK 0001912678 · 10% owner

Lightspeed Ultimate General Partner XII, Ltd. · CIK 0001912673 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 20,231,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO").

F2 · price: Each share of Series B Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.

F3 · price: Each share of Series C Convertible Preferred Stock converted into Common Stock on a one-to-one basis prior to the completion of the IPO and had no expiration date.

F4 · ownership.nature: The shares are held of record by Lightspeed Venture Partners IX, L.P., or Lightspeed IX. Lightspeed General Partner IX, L.P., or Lightspeed GP IX, is the general partner of Lightspeed IX and Lightspeed Ultimate General Partner IX, Ltd., or Lightspeed UGP IX, is the general partner of Lightspeed GP IX. Messrs. Eggers, Mhatre and Nieh, the directors of Lightspeed UGP IX, share voting and investment power with respect to the shares held of record by Lightspeed IX. Each of Lightspeed GP IX, Lightspeed UGP IX and Messrs. Eggers, Mhatre and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 892,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · derivative · entry 29

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I-C, LLC

Disclosed balance after: 1,381,358

Underlying: Class A Common Stock · 892,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F31 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F31 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F31 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F5 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 1,274,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · derivative · entry 28

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I-B, LLC

Disclosed balance after: 1,973,511

Underlying: Class A Common Stock · 1,274,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F31 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F31 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F31 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F4 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 2,004,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · derivative · entry 27

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I, LLC

Disclosed balance after: 2,507,457

Underlying: Class A Common Stock · 2,004,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F31 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F31 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F31 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 1,031,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · derivative · entry 26

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P.

Disclosed balance after: 1,288,410

Underlying: Class A Common Stock · 1,031,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F31 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F31 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F31 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 4,440,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · derivative · entry 25

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,549,816

Underlying: Class A Common Stock · 4,440,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F31 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F31 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F31 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F1 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 20,190 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 22

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Nieh Family Investments LP - Fund 4

Disclosed balance after: 50,331

F21 · kind: Represents receipt of shares in the distribution in kind described in footnote (13).

F28 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 146,773 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 21

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Nieh Family Investments LP - Fund 2

Disclosed balance after: 396,874

F20 · kind: Represents receipt of shares in the distribution in kind described in footnote (9).

F27 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 2.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 37,961 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 20

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,182

F23 · kind: Represents receipt of shares in the distribution in kind described in footnote (19).

F26 · ownership.direct: Shares are held by Peter Nieh.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 166,963 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 19

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Eggers Investments LP - Fund 2

Disclosed balance after: 356,242

F20 · kind: Represents receipt of shares in the distribution in kind described in footnote (9).

F21 · kind: Represents receipt of shares in the distribution in kind described in footnote (13).

F25 · ownership.nature: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 37,961 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 18

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,182

F23 · kind: Represents receipt of shares in the distribution in kind described in footnote (19).

F24 · ownership.direct: Shares are held by Barry Eggers.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 16,984 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 17

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Management Company, L.L.C.

Disclosed balance after: 16,984

F20 · kind: Represents receipt of shares in the distribution in kind described in footnote (9).

F21 · kind: Represents receipt of shares in the distribution in kind described in footnote (13).

F22 · ownership.nature: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). Barry Eggers, Ravi Mhatre, and Peter Nieh are managing members of LMC and share voting and dispositive power with respect to the shares held by LMC. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 400,800 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 16

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By LS SPV Management, LLC

Disclosed balance after: 0

F19 · kind: Represents an in-kind distribution by LS SPV without consideration to its members.

F18 · ownership.nature: Shares are held by LS SPV. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by LS SPV. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 400,800 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 15

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By LS SPV Management, LLC

Disclosed balance after: 400,800

F17 · kind: Represents receipt of shares in the distribution in kind described in footnote (14).

F18 · ownership.nature: Shares are held by LS SPV. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by LS SPV. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 892,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 14

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I-C, LLC

Disclosed balance after: 0

F16 · kind: Represents an in-kind distribution by Lightspeed SPV I-C without consideration to its members.

F5 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 1,274,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 13

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I-B, LLC

Disclosed balance after: 0

F15 · kind: Represents an in-kind distribution by Lightspeed SPV I-B without consideration to its members.

F4 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 2,004,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 12

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I, LLC

Disclosed balance after: 0

F14 · kind: Represents an in-kind distribution by Lightspeed SPV I without consideration to its members (including LS SPV).

F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 218,572 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 11

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed General Partner Select II, L.P.

Disclosed balance after: 0

F13 · kind: Represents an in-kind distribution by LGP Select II without consideration to its partners.

F12 · ownership.nature: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 218,572 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 10

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed General Partner Select II, L.P.

Disclosed balance after: 218,572

F11 · kind: Represents receipt of shares in the distribution in kind described in footnote (10).

F12 · ownership.nature: Shares are held by LGP Select II. LUGP Select II is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by LGP Select II. Each of LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 1,031,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 9

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P.

Disclosed balance after: 0

F10 · kind: Represents an in-kind distribution by Lightspeed Select II without consideration to its partners (including LGP Select II).

F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 1,159,950 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 8

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed General Partner IX, L.P.

Disclosed balance after: 0

F9 · kind: Represents an in-kind distribution by LGP IX without consideration to its partners.

F8 · ownership.nature: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 1,159,950 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 7

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed General Partner IX, L.P.

Disclosed balance after: 1,159,950

F7 · kind: Represents receipt of shares in the distribution in kind described in footnote (6).

F8 · ownership.nature: Shares are held by LGP IX. LUGP IX is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by LGP IX. Each of LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 4,440,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 6

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F6 · kind: Represents an in-kind distribution by Lightspeed IX without consideration to its partners (including LGP IX).

F1 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 892,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 5

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I-C, LLC

Disclosed balance after: 892,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 1,274,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 4

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I-B, LLC

Disclosed balance after: 1,274,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 2,004,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 3

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I, LLC

Disclosed balance after: 2,004,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 1,031,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 2

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P.

Disclosed balance after: 1,031,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 21:29 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 4,440,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018595 · form4-07012025_010757.xml · nonDerivative · entry 1

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed SPV I, LLC · CIK 0001703140 · 10% owner

Lightspeed SPV I-B, LLC · CIK 0001759394 · 10% owner

Lightspeed SPV I-C, LLC · CIK 0001827893 · 10% owner

LS SPV Management, LLC · CIK 0001978139 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,440,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 18,084 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · derivative · entry 37

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Affiliates X, L.P

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F40 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F40 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F40 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F7 · ownership.nature: Shares are held by Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates X"). LGP X, is the general partner of Lightspeed Affiliates X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 304,978 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · derivative · entry 36

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Venture Partners X, L.P.

Disclosed balance after: 101,659

Underlying: Class A Common Stock · 304,978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F40 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F40 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F40 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F6 · ownership.nature: Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 758,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · derivative · entry 35

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I-C, LLC

Disclosed balance after: 2,273,358

Underlying: Class A Common Stock · 758,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F40 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F40 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F40 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F5 · ownership.nature: Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 1,083,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · derivative · entry 34

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I-B, LLC

Disclosed balance after: 3,247,511

Underlying: Class A Common Stock · 1,083,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F40 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F40 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F40 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F4 · ownership.nature: Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 1,504,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · derivative · entry 33

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed SPV I, LLC

Disclosed balance after: 4,511,457

Underlying: Class A Common Stock · 1,504,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F40 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F40 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F40 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · ownership.nature: Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 774,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · derivative · entry 32

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Venture Partners Select II, L.P.

Disclosed balance after: 2,319,410

Underlying: Class A Common Stock · 774,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F40 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F40 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F40 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F2 · ownership.nature: Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 3,330,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · derivative · entry 31

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,989,816

Underlying: Class A Common Stock · 3,330,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F40 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F40 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F40 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F1 · ownership.direct: Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 13,426 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 30

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Nieh Family Investments LP - Fund 4

Disclosed balance after: 30,141

F28 · kind: Represents receipt of shares in the distribution in kind described in footnote (15).

F39 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 4.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 8,387 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 29

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Nieh Family Investments LP - Fund 3

Disclosed balance after: 8,387

F29 · kind: Represents receipt of shares in the distribution in kind described in footnote (25).

F38 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 3.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 110,080 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 28

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Nieh Family Investments LP - Fund 2

Disclosed balance after: 250,101

F27 · kind: Represents receipt of shares in the distribution in kind described in footnote (11).

F37 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 2.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 649 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 27

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Nieh Family Investments LP - Fund 1

Disclosed balance after: 649

F33 · kind: Represents receipt of shares in the distribution in kind described in footnote (26).

F36 · ownership.nature: Peter Nieh serves as co-trustee of the general partner of Nieh Family Investments LP - Fund 1.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 21,221 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 26

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,221

F31 · kind: Represents receipt of shares in the distribution in kind described in footnote (21).

F35 · ownership.direct: Shares are held by Peter Nieh.

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March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 132,543 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 25

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Eggers Investments LP - Fund 2

Disclosed balance after: 189,279

F27 · kind: Represents receipt of shares in the distribution in kind described in footnote (11).

F28 · kind: Represents receipt of shares in the distribution in kind described in footnote (15).

F29 · kind: Represents receipt of shares in the distribution in kind described in footnote (25).

F33 · kind: Represents receipt of shares in the distribution in kind described in footnote (26).

F34 · ownership.nature: Barry Eggers serves as trustee of the general partner of Eggers Investments LP - Fund 2.

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March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 21,221 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 24

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,221

F31 · kind: Represents receipt of shares in the distribution in kind described in footnote (21).

F32 · ownership.direct: Shares are held by Barry Eggers.

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March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 13,213 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 23

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Management Company, L.L.C.

Disclosed balance after: 13,213

F27 · kind: Represents receipt of shares in the distribution in kind described in footnote (11).

F28 · kind: Represents receipt of shares in the distribution in kind described in footnote (15).

F29 · kind: Represents receipt of shares in the distribution in kind described in footnote (25).

F30 · ownership.nature: Shares are held by Lightspeed Management Company, L.L.C. ("LMC"). Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LMC and share voting and dispositive power with respect to the shares held by LMC. Each of Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

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March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 18,084 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 22

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Affiliates X, L.P.

Disclosed balance after: 0

F26 · kind: Represents an in-kind distribution by Lightspeed Affiliates X without consideration to its partners.

F7 · ownership.nature: Shares are held by Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates X"). LGP X, is the general partner of Lightspeed Affiliates X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

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March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 64,838 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 21

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed General Partner X, L.P.

Disclosed balance after: 0

F25 · kind: Represents an in-kind distribution by LGP X without consideration to its partners.

F24 · ownership.nature: Shares are held by LGP X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by LGP X. Each of LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 64,838 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 20

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed General Partner X, L.P.

Disclosed balance after: 64,838

F23 · kind: Represents receipt of shares in the distribution in kind described in footnote (22).

F24 · ownership.nature: Shares are held by LGP X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by LGP X. Each of LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 00:59 UTC Rubrik, Inc. RBRK · Entity 2594 OtherClass A Common Stock 304,978 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009155 · form4-03282025_120300.xml · nonDerivative · entry 19

Lightspeed Venture Partners IX, L.P. · CIK 0001539061 · 10% owner

Lightspeed General Partner IX, L.P. · CIK 0001913317 · 10% owner

Lightspeed Ultimate General Partner IX, Ltd. · CIK 0001912676 · 10% owner

Lightspeed Venture Partners Select II, L.P. · CIK 0001668017 · 10% owner

Lightspeed General Partner Select II, L.P. · CIK 0001744936 · 10% owner

Lightspeed Ultimate General Partner Select II, Ltd. · CIK 0001744937 · 10% owner

Lightspeed Venture Partners X, L.P. · CIK 0001602573 · 10% owner

Lightspeed Affiliates X, L.P. · CIK 0001617751 · 10% owner

Lightspeed General Partner X, L.P. · CIK 0001700550 · 10% owner

Lightspeed Ultimate General Partner X, Ltd. · CIK 0001700549 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightspeed Venture Partners X, L.P.

Disclosed balance after: 0

F22 · kind: Represents an in-kind distribution by Lightspeed X without consideration to its partners (including LGP X).

F6 · ownership.nature: Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.