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person · Reporting owner

Brannan Stephen K.

Disclosed activity across 2 companies

Tapewire entity
31223
SEC CIK
0001777631

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Serina Therapeutics, Inc.SER · Entity 9581DirectorJuly 07, 2026July 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Serina Therapeutics, Inc.

Report date July 07, 2026 · Filed July 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,000 Reported balance After 2026-07-07 transaction · row 1
1 source row

Row 1 · 2026-07-07 · Purchase · Acquired 1,000 · Balance 1,000

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Karuna Therapeutics, Inc.

Report date March 18, 2024 · Filed March 18, 2024

Section 16 reporting ended · disclosed 2024-03-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2024-03-18 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-03-18 · Disposition to issuer · Disposed 36,117 · Balance 6,487

F1: On March 18, 2024, Bristol-Myers Squibb Company ("Bristol-Myers") acquired Karuna Therapeutics, Inc. (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of December 22, 2023 (the "Merger Agreement"), by and among the Issuer, Bristol-Myers and Miramar Merger Sub Inc., a wholly owned subsidiary of Bristol-Myers ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Bristol-Myers.

F2: At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, $0.0001 par value per share (the "Common Stock") (other than certain excluded shares of Common Stock) automatically converted into the right to receive $330.00 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax.

Row 2 · 2024-03-18 · Disposition to issuer · Disposed 6,487 · Balance 0

F1: On March 18, 2024, Bristol-Myers Squibb Company ("Bristol-Myers") acquired Karuna Therapeutics, Inc. (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of December 22, 2023 (the "Merger Agreement"), by and among the Issuer, Bristol-Myers and Miramar Merger Sub Inc., a wholly owned subsidiary of Bristol-Myers ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Bristol-Myers.

F3: Represents restricted stock units ("RSUs"), each representing a contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, each outstanding RSU, whether granted under an Issuer stock plan or otherwise, automatically vested (to the extent not previously vested), was cancelled and entitled the holder to receive a one-time lump sum payment in an amount in cash, without interest and subject to deduction for any required tax withholding, equal to (i) the total number of shares of Common Stock subject to such RSU immediately prior to the effective time of the Merger, multiplied by (ii) the Merger Consideration.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-03-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-03-18 · Disposition to issuer · Disposed 10,306 · Balance 0

F4: Represents RSUs granted on February 13, 2024 (the "2024 RSUs"), each representing a contingent right to receive one share of Common Stock, provided that, at the effective time of the Merger, any 2024 RSUs that were not vested and remained outstanding as of such date were cancelled and converted into the right to receive a cash payment equal to the product of (i) the number of unvested 2024 RSUs outstanding at the effective time of the Merger multiplied by (ii) the Merger Consideration (the "Cash Award"). The Cash Award shall vest annually in four equal installments on each of February 13, 2025, February 13, 2026, February 13, 2027 and February 13, 2028, subject to the reporting person's continued service through each such vesting date.

F1: On March 18, 2024, Bristol-Myers Squibb Company ("Bristol-Myers") acquired Karuna Therapeutics, Inc. (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of December 22, 2023 (the "Merger Agreement"), by and among the Issuer, Bristol-Myers and Miramar Merger Sub Inc., a wholly owned subsidiary of Bristol-Myers ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Bristol-Myers.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.45 · Expires 2027-06-01Direct0 Reported balance After 2024-03-18 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-03-18 · Disposition to issuer · Disposed 4,677 · Balance 0

F1: On March 18, 2024, Bristol-Myers Squibb Company ("Bristol-Myers") acquired Karuna Therapeutics, Inc. (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of December 22, 2023 (the "Merger Agreement"), by and among the Issuer, Bristol-Myers and Miramar Merger Sub Inc., a wholly owned subsidiary of Bristol-Myers ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Bristol-Myers.

F5: Pursuant to the Merger Agreement, outstanding and unexercised options to purchase shares of Common Stock (the "Options"), whether granted under an Issuer stock plan or otherwise, automatically vested (to the extent not previously vested), were cancelled and entitled the holder to receive a one-time lump sum payment in an amount in cash, without interest and subject to deduction for any required tax withholding, equal to (i) the total number of shares of Common Stock subject to such Option multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of Common Stock under such Option.

F6: These Options are fully vested.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.20 · Expires 2029-03-20Direct0 Reported balance After 2024-03-18 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-03-18 · Disposition to issuer · Disposed 6,362 · Balance 0

F1: On March 18, 2024, Bristol-Myers Squibb Company ("Bristol-Myers") acquired Karuna Therapeutics, Inc. (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of December 22, 2023 (the "Merger Agreement"), by and among the Issuer, Bristol-Myers and Miramar Merger Sub Inc., a wholly owned subsidiary of Bristol-Myers ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Bristol-Myers.

F5: Pursuant to the Merger Agreement, outstanding and unexercised options to purchase shares of Common Stock (the "Options"), whether granted under an Issuer stock plan or otherwise, automatically vested (to the extent not previously vested), were cancelled and entitled the holder to receive a one-time lump sum payment in an amount in cash, without interest and subject to deduction for any required tax withholding, equal to (i) the total number of shares of Common Stock subject to such Option multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of Common Stock under such Option.

F6: These Options are fully vested.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $99.72 · Expires 2030-02-13Direct0 Reported balance After 2024-03-18 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-03-18 · Disposition to issuer · Disposed 50,000 · Balance 0

F1: On March 18, 2024, Bristol-Myers Squibb Company ("Bristol-Myers") acquired Karuna Therapeutics, Inc. (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of December 22, 2023 (the "Merger Agreement"), by and among the Issuer, Bristol-Myers and Miramar Merger Sub Inc., a wholly owned subsidiary of Bristol-Myers ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Bristol-Myers.

F5: Pursuant to the Merger Agreement, outstanding and unexercised options to purchase shares of Common Stock (the "Options"), whether granted under an Issuer stock plan or otherwise, automatically vested (to the extent not previously vested), were cancelled and entitled the holder to receive a one-time lump sum payment in an amount in cash, without interest and subject to deduction for any required tax withholding, equal to (i) the total number of shares of Common Stock subject to such Option multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of Common Stock under such Option.

F6: These Options are fully vested.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $131.64 · Expires 2031-02-22Direct0 Reported balance After 2024-03-18 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2024-03-18 · Disposition to issuer · Disposed 12,837 · Balance 0

F1: On March 18, 2024, Bristol-Myers Squibb Company ("Bristol-Myers") acquired Karuna Therapeutics, Inc. (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of December 22, 2023 (the "Merger Agreement"), by and among the Issuer, Bristol-Myers and Miramar Merger Sub Inc., a wholly owned subsidiary of Bristol-Myers ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Bristol-Myers.

F5: Pursuant to the Merger Agreement, outstanding and unexercised options to purchase shares of Common Stock (the "Options"), whether granted under an Issuer stock plan or otherwise, automatically vested (to the extent not previously vested), were cancelled and entitled the holder to receive a one-time lump sum payment in an amount in cash, without interest and subject to deduction for any required tax withholding, equal to (i) the total number of shares of Common Stock subject to such Option multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of Common Stock under such Option.

F7: Original grant of 51,350 Options. These Options vested as to 25% on February 23, 2022, with the remaining Options to vest in twelve equal three-month installments over the following three years, subject to continued service through such dates.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $111.97 · Expires 2032-02-16Direct0 Reported balance After 2024-03-18 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-03-18 · Disposition to issuer · Disposed 37,813 · Balance 0

F1: On March 18, 2024, Bristol-Myers Squibb Company ("Bristol-Myers") acquired Karuna Therapeutics, Inc. (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of December 22, 2023 (the "Merger Agreement"), by and among the Issuer, Bristol-Myers and Miramar Merger Sub Inc., a wholly owned subsidiary of Bristol-Myers ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Bristol-Myers.

F5: Pursuant to the Merger Agreement, outstanding and unexercised options to purchase shares of Common Stock (the "Options"), whether granted under an Issuer stock plan or otherwise, automatically vested (to the extent not previously vested), were cancelled and entitled the holder to receive a one-time lump sum payment in an amount in cash, without interest and subject to deduction for any required tax withholding, equal to (i) the total number of shares of Common Stock subject to such Option multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of Common Stock under such Option.

F8: Original grant of 54,300 Options. These Options vested as to 25% on February 16, 2023, with the remaining Options to vest in twelve equal three-month installments over the following three years, subject to continued service through such dates.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $187.26 · Expires 2033-02-08Direct0 Reported balance After 2024-03-18 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-03-18 · Disposition to issuer · Disposed 17,350 · Balance 0

F1: On March 18, 2024, Bristol-Myers Squibb Company ("Bristol-Myers") acquired Karuna Therapeutics, Inc. (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of December 22, 2023 (the "Merger Agreement"), by and among the Issuer, Bristol-Myers and Miramar Merger Sub Inc., a wholly owned subsidiary of Bristol-Myers ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Bristol-Myers.

F5: Pursuant to the Merger Agreement, outstanding and unexercised options to purchase shares of Common Stock (the "Options"), whether granted under an Issuer stock plan or otherwise, automatically vested (to the extent not previously vested), were cancelled and entitled the holder to receive a one-time lump sum payment in an amount in cash, without interest and subject to deduction for any required tax withholding, equal to (i) the total number of shares of Common Stock subject to such Option multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of Common Stock under such Option.

F9: These Options vested as to 25% on February 9, 2024, with the remaining Options to vest in twelve equal three-month installments over the following three years, subject to continued service through such dates.

Filing footnotes · ownership attribution and instrument terms

F1: On March 18, 2024, Bristol-Myers Squibb Company ("Bristol-Myers") acquired Karuna Therapeutics, Inc. (the "Issuer") pursuant to a certain Agreement and Plan of Merger, dated as of December 22, 2023 (the "Merger Agreement"), by and among the Issuer, Bristol-Myers and Miramar Merger Sub Inc., a wholly owned subsidiary of Bristol-Myers ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Bristol-Myers.

F2: At the effective time of the Merger, each issued and outstanding share of the Issuer's common stock, $0.0001 par value per share (the "Common Stock") (other than certain excluded shares of Common Stock) automatically converted into the right to receive $330.00 per share in cash (the "Merger Consideration"), without interest and subject to applicable withholding tax.

F3: Represents restricted stock units ("RSUs"), each representing a contingent right to receive one share of Common Stock. Pursuant to the Merger Agreement, each outstanding RSU, whether granted under an Issuer stock plan or otherwise, automatically vested (to the extent not previously vested), was cancelled and entitled the holder to receive a one-time lump sum payment in an amount in cash, without interest and subject to deduction for any required tax withholding, equal to (i) the total number of shares of Common Stock subject to such RSU immediately prior to the effective time of the Merger, multiplied by (ii) the Merger Consideration.

F4: Represents RSUs granted on February 13, 2024 (the "2024 RSUs"), each representing a contingent right to receive one share of Common Stock, provided that, at the effective time of the Merger, any 2024 RSUs that were not vested and remained outstanding as of such date were cancelled and converted into the right to receive a cash payment equal to the product of (i) the number of unvested 2024 RSUs outstanding at the effective time of the Merger multiplied by (ii) the Merger Consideration (the "Cash Award"). The Cash Award shall vest annually in four equal installments on each of February 13, 2025, February 13, 2026, February 13, 2027 and February 13, 2028, subject to the reporting person's continued service through each such vesting date.

F5: Pursuant to the Merger Agreement, outstanding and unexercised options to purchase shares of Common Stock (the "Options"), whether granted under an Issuer stock plan or otherwise, automatically vested (to the extent not previously vested), were cancelled and entitled the holder to receive a one-time lump sum payment in an amount in cash, without interest and subject to deduction for any required tax withholding, equal to (i) the total number of shares of Common Stock subject to such Option multiplied by (ii) the excess, if any, of the Merger Consideration over the exercise price per share of Common Stock under such Option.

F6: These Options are fully vested.

F7: Original grant of 51,350 Options. These Options vested as to 25% on February 23, 2022, with the remaining Options to vest in twelve equal three-month installments over the following three years, subject to continued service through such dates.

F8: Original grant of 54,300 Options. These Options vested as to 25% on February 16, 2023, with the remaining Options to vest in twelve equal three-month installments over the following three years, subject to continued service through such dates.

F9: These Options vested as to 25% on February 9, 2024, with the remaining Options to vest in twelve equal three-month installments over the following three years, subject to continued service through such dates.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2021 Filed Dec 2, 2021 22:20 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionCommon Stock 7,728 $7.27 $56,182.56
Disclosure

SEC source: 0001593968-21-002516 · primary_01.xml · nonDerivative · entry 2

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 22:20 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionCommon Stock 2,500 $5.45 $13,625.00
Disclosure

SEC source: 0001593968-21-002516 · primary_01.xml · nonDerivative · entry 1

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:17 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionOption (right to buy) · Derivative 7,625 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001593968-21-002356 · primary_01.xml · derivative · entry 8

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,704

Underlying: Common Stock · 7,625 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests as to 25% of the shares on the first anniversary of the vesting commencement date of March 1, 2017, with additional vesting as to 12.5% of the shares underlying the option award at the end of each six month period thereafter.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:17 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionOption (right to buy) · Derivative 103 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001593968-21-002356 · primary_01.xml · derivative · entry 7

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,030

Underlying: Common Stock · 103 shares

Expires 2028-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested as to 12.5% of the shares underlying the option award on each six month anniversary following the vesting commencement date of August 8, 2018.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:17 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001593968-21-002356 · primary_01.xml · derivative · entry 6

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,329

Underlying: Common Stock · 2,500 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests as to 25% of the shares on the first anniversary of the vesting commencement date of March 1, 2017, with additional vesting as to 12.5% of the shares underlying the option award at the end of each six month period thereafter.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:17 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 SaleCommon Stock 7,625 $136.67 $1,042,108.75
Disclosure

SEC source: 0001593968-21-002356 · primary_01.xml · nonDerivative · entry 5

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2021.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:17 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionCommon Stock 7,625 $5.45 $41,556.25
Disclosure

SEC source: 0001593968-21-002356 · primary_01.xml · nonDerivative · entry 4

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:17 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 SaleCommon Stock 103 $136.67 $14,077.01
Disclosure

SEC source: 0001593968-21-002356 · primary_01.xml · nonDerivative · entry 3

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2021.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:17 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionCommon Stock 103 $7.27 $748.81
Disclosure

SEC source: 0001593968-21-002356 · primary_01.xml · nonDerivative · entry 2

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 20:17 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionCommon Stock 2,500 $5.45 $13,625.00
Disclosure

SEC source: 0001593968-21-002356 · primary_01.xml · nonDerivative · entry 1

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 22:00 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 GrantOption (right to buy) · Derivative 51,350 $0.00 Strike: $131.64 $0.00
Disclosure

SEC source: 0000899243-21-008031 · doc4.xml · derivative · entry 1

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,350

Underlying: Common Stock · 51,350 shares

Expires 2031-02-22

F1 · derivative.exercise_date: 25% of this option shall vest on February 23, 2022, and the remaining options shall vest in twelve equal three-month installments over the following three years, subject to continued service through such dates.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:03 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionOption (right to buy) · Derivative 7,728 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001593968-20-001570 · primary_01.xml · derivative · entry 5

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,445

Underlying: Common Stock · 7,728 shares

Expires 2029-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:03 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001593968-20-001570 · primary_01.xml · derivative · entry 4

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,829

Underlying: Common Stock · 2,500 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:03 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 SaleCommon Stock 7,728 $108.53 $838,719.84
Disclosure

SEC source: 0001593968-20-001570 · primary_01.xml · nonDerivative · entry 3

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:03 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionCommon Stock 7,728 $9.20 $71,097.60
Disclosure

SEC source: 0001593968-20-001570 · primary_01.xml · nonDerivative · entry 2

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:03 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionCommon Stock 2,500 $5.45 $13,625.00
Disclosure

SEC source: 0001593968-20-001570 · primary_01.xml · nonDerivative · entry 1

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:35 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionOption (right to buy) · Derivative 7,728 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001593968-20-001317 · primary_01.xml · derivative · entry 5

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,133

Underlying: Common Stock · 7,728 shares

Expires 2028-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:35 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001593968-20-001317 · primary_01.xml · derivative · entry 4

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,329

Underlying: Common Stock · 2,500 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:35 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 SaleCommon Stock 7,728 $90.64 $700,465.92
Disclosure

SEC source: 0001593968-20-001317 · primary_01.xml · nonDerivative · entry 3

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:35 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionCommon Stock 7,728 $7.27 $56,182.56
Disclosure

SEC source: 0001593968-20-001317 · primary_01.xml · nonDerivative · entry 2

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:35 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionCommon Stock 2,500 $5.45 $13,625.00
Disclosure

SEC source: 0001593968-20-001317 · primary_01.xml · nonDerivative · entry 1

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:33 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionOption (right to buy) · Derivative 7,728 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001593968-20-001100 · primary_01.xml · derivative · entry 5

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,829

Underlying: Common Stock · 7,728 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:33 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001593968-20-001100 · primary_01.xml · derivative · entry 4

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,557

Underlying: Common Stock · 2,500 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:33 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 SaleCommon Stock 7,728 $79.38 $613,448.64
Disclosure

SEC source: 0001593968-20-001100 · primary_01.xml · nonDerivative · entry 3

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:33 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionCommon Stock 7,728 $5.45 $42,117.60
Disclosure

SEC source: 0001593968-20-001100 · primary_01.xml · nonDerivative · entry 2

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 4, 2020 20:33 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionCommon Stock 2,500 $5.45 $13,625.00
Disclosure

SEC source: 0001593968-20-001100 · primary_01.xml · nonDerivative · entry 1

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:06 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionOption (right to buy) · Derivative 7,728 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001593968-20-000987 · primary_01.xml · derivative · entry 5

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,173

Underlying: Karuna Therapeutics, Inc. Common Stock · 7,728 shares

Expires 2029-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:06 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001593968-20-000987 · primary_01.xml · derivative · entry 4

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,057

Underlying: Karuna Therapeutics, Inc. Common Stock · 2,500 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:06 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 SaleCommon Stock 7,728 $67.36 $520,558.08
Disclosure

SEC source: 0001593968-20-000987 · primary_01.xml · nonDerivative · entry 3

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:06 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionCommon Stock 7,728 $9.20 $71,097.60
Disclosure

SEC source: 0001593968-20-000987 · primary_01.xml · nonDerivative · entry 2

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:06 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionCommon Stock 2,500 $5.45 $13,625.00
Disclosure

SEC source: 0001593968-20-000987 · primary_01.xml · nonDerivative · entry 1

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:38 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionOption (right to buy) · Derivative 7,728 $0.00 Strike: $7.27 $0.00
Disclosure

SEC source: 0001593968-20-000622 · primary_01.xml · derivative · entry 5

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,861

Underlying: Karuna Therapeutics, Inc. Common Stock · 7,728 shares

Expires 2028-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:38 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001593968-20-000622 · primary_01.xml · derivative · entry 4

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,557

Underlying: Karuna Therapeutics, Inc. Common Stock · 2,500 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:38 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 SaleCommon Stock 7,728 $86.55 $668,858.40
Disclosure

SEC source: 0001593968-20-000622 · primary_01.xml · nonDerivative · entry 3

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:38 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionCommon Stock 7,728 $7.27 $56,182.56
Disclosure

SEC source: 0001593968-20-000622 · primary_01.xml · nonDerivative · entry 2

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:38 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionCommon Stock 2,500 $5.45 $13,625.00
Disclosure

SEC source: 0001593968-20-000622 · primary_01.xml · nonDerivative · entry 1

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:25 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionOption (right to buy) · Derivative 7,728 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001593968-20-000469 · primary_01.xml · derivative · entry 5

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,353

Underlying: Karuna Therapeutics, Inc. Common Stock · 7,728 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:25 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionOption (right to buy) · Derivative 2,500 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001593968-20-000469 · primary_01.xml · derivative · entry 4

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,704

Underlying: Karuna Therapeutics, Inc. Common Stock · 2,500 shares

Expires 2027-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:25 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 SaleCommon Stock 7,728 $101.63 $785,396.64
Disclosure

SEC source: 0001593968-20-000469 · primary_01.xml · nonDerivative · entry 3

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:25 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionCommon Stock 7,728 $5.45 $42,117.60
Disclosure

SEC source: 0001593968-20-000469 · primary_01.xml · nonDerivative · entry 2

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:25 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 Exercise / conversionCommon Stock 2,500 $5.45 $13,625.00
Disclosure

SEC source: 0001593968-20-000469 · primary_01.xml · nonDerivative · entry 1

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:30 UTC Karuna Therapeutics, Inc. KRTX · Entity 92934 GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $99.72 $0.00
Disclosure

SEC source: 0000899243-20-005043 · doc4.xml · derivative · entry 1

Brannan Stephen K. · CIK 0001777631 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-02-14

F1 · derivative.exercise_date: 25% of the options shall vest on February 14, 2021, and the remaining options shall vest in twelve equal three-month installments over the following three years, subject to continued service through such dates.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.