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Mendel Scott

Disclosed activity across 4 companies

Tapewire entity
31180
SEC CIK
0001515051

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GenMark Diagnostics, Inc.GNMK · Entity 140086Director · President & CEOApril 22, 2021April 22, 2021
Quanterix CorpQTRX · Entity 6649DirectorOctober 01, 2026October 03, 2026
Quantum-Si IncQSI · Entity 6440DirectorMay 18, 2026May 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GenMark Diagnostics, Inc.

Report date April 22, 2021 · Filed April 22, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-04-22 transaction · row 1
1 source row

Row 1 · 2021-04-22 · Other · Disposed 507,198 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated March 12, 2021, by and among Roche Holdings, Inc., a Delaware corporation ("Parent"), Geronimo Acquisition Corp., a Delaware corporation and wholly owned subsidiary of Parent ("Purchaser"), and GenMark Diagnostics, Inc., a Delaware corporation (the "Company") (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), whereby Parent caused Purchaser to conduct a tender offer for all of the issued and outstanding shares of common stock, par value $0.0001 per share, of the Company, at a price of $24.05 per share (the "Offer Price"). On April 22, 2021 (the "Merger Effective Time"), the Company irrevocably accepted for payment all shares that were validly tendered and not withdrawn.

F2: Includes 360,695 RSUs. The Merger Agreement provides that each RSU awarded pursuant to any Company Plan, whether vested or unvested, that is outstanding immediately prior to the Merger Effective Time, will automatically (i) be fully accelerated and vest in full and the restrictions thereon shall lapse and (ii) be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any such RSU will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of the Offer Price multiplied by the number of Shares subject to such RSU.

Common StockSEC Table I · non-derivativeIndirectMendel Trust dated October 14, 20110 Reported balance After 2021-04-22 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-04-22 · Other · Disposed 115,491 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated March 12, 2021, by and among Roche Holdings, Inc., a Delaware corporation ("Parent"), Geronimo Acquisition Corp., a Delaware corporation and wholly owned subsidiary of Parent ("Purchaser"), and GenMark Diagnostics, Inc., a Delaware corporation (the "Company") (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), whereby Parent caused Purchaser to conduct a tender offer for all of the issued and outstanding shares of common stock, par value $0.0001 per share, of the Company, at a price of $24.05 per share (the "Offer Price"). On April 22, 2021 (the "Merger Effective Time"), the Company irrevocably accepted for payment all shares that were validly tendered and not withdrawn.

F3: Mr. Mendel is the trustee of the Mendel Trust and has voting and dispositive power with respect to these shares. Mr. Mendel disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Market Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-04-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-04-22 · Disposition to issuer · Disposed 28,332 · Balance 0

F4: The Merger Agreement provides that (i) each unvested MSU awarded pursuant to any Company Plan that is outstanding immediately prior to the Merger Effective Time will automatically fully vest (based on the performance level attained pursuant to the terms of the applicable award agreement, including any provision therein related to the effect of a change of control) and become a vested MSU in accordance with its terms and (ii) each MSU, whether vested or unvested, that is outstanding immediately prior to the Effective Time will be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any vested MSU will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of the Offer Price multiplied by the number of Shares subject to such vested MSU.

Market Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-04-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-04-22 · Disposition to issuer · Disposed 100,000 · Balance 0

F4: The Merger Agreement provides that (i) each unvested MSU awarded pursuant to any Company Plan that is outstanding immediately prior to the Merger Effective Time will automatically fully vest (based on the performance level attained pursuant to the terms of the applicable award agreement, including any provision therein related to the effect of a change of control) and become a vested MSU in accordance with its terms and (ii) each MSU, whether vested or unvested, that is outstanding immediately prior to the Effective Time will be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any vested MSU will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of the Offer Price multiplied by the number of Shares subject to such vested MSU.

Market Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-04-22 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-04-22 · Disposition to issuer · Disposed 53,382 · Balance 0

F4: The Merger Agreement provides that (i) each unvested MSU awarded pursuant to any Company Plan that is outstanding immediately prior to the Merger Effective Time will automatically fully vest (based on the performance level attained pursuant to the terms of the applicable award agreement, including any provision therein related to the effect of a change of control) and become a vested MSU in accordance with its terms and (ii) each MSU, whether vested or unvested, that is outstanding immediately prior to the Effective Time will be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any vested MSU will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of the Offer Price multiplied by the number of Shares subject to such vested MSU.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.43 · Expires 2024-05-13Direct0 Reported balance After 2021-04-22 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-04-22 · Disposition to issuer · Disposed 84,002 · Balance 0

F5: The Merger Agreement provides that each Option granted pursuant to a Company Plan, whether vested or unvested, that is outstanding immediately prior to the Merger Effective Time, will automatically (i) be accelerated and vest in full and (ii) to the extent not exercised prior to the Merger Effective Time, be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any such canceled Option will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of (a) the number of Shares subject to such Option multiplied by (b) the excess, if any, of the Offer Price over the exercise price per Share under such Option; provided that, if the exercise price per Share of any such Option is equal to or greater than the Offer Price, then such Option will be canceled without any cash payment being made in respect thereof.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.17 · Expires 2025-02-19Direct0 Reported balance After 2021-04-22 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-04-22 · Disposition to issuer · Disposed 35,552 · Balance 0

F5: The Merger Agreement provides that each Option granted pursuant to a Company Plan, whether vested or unvested, that is outstanding immediately prior to the Merger Effective Time, will automatically (i) be accelerated and vest in full and (ii) to the extent not exercised prior to the Merger Effective Time, be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any such canceled Option will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of (a) the number of Shares subject to such Option multiplied by (b) the excess, if any, of the Offer Price over the exercise price per Share under such Option; provided that, if the exercise price per Share of any such Option is equal to or greater than the Offer Price, then such Option will be canceled without any cash payment being made in respect thereof.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated March 12, 2021, by and among Roche Holdings, Inc., a Delaware corporation ("Parent"), Geronimo Acquisition Corp., a Delaware corporation and wholly owned subsidiary of Parent ("Purchaser"), and GenMark Diagnostics, Inc., a Delaware corporation (the "Company") (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), whereby Parent caused Purchaser to conduct a tender offer for all of the issued and outstanding shares of common stock, par value $0.0001 per share, of the Company, at a price of $24.05 per share (the "Offer Price"). On April 22, 2021 (the "Merger Effective Time"), the Company irrevocably accepted for payment all shares that were validly tendered and not withdrawn.

F2: Includes 360,695 RSUs. The Merger Agreement provides that each RSU awarded pursuant to any Company Plan, whether vested or unvested, that is outstanding immediately prior to the Merger Effective Time, will automatically (i) be fully accelerated and vest in full and the restrictions thereon shall lapse and (ii) be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any such RSU will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of the Offer Price multiplied by the number of Shares subject to such RSU.

F3: Mr. Mendel is the trustee of the Mendel Trust and has voting and dispositive power with respect to these shares. Mr. Mendel disclaims beneficial ownership except to the extent of his pecuniary interest therein.

F4: The Merger Agreement provides that (i) each unvested MSU awarded pursuant to any Company Plan that is outstanding immediately prior to the Merger Effective Time will automatically fully vest (based on the performance level attained pursuant to the terms of the applicable award agreement, including any provision therein related to the effect of a change of control) and become a vested MSU in accordance with its terms and (ii) each MSU, whether vested or unvested, that is outstanding immediately prior to the Effective Time will be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any vested MSU will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of the Offer Price multiplied by the number of Shares subject to such vested MSU.

F5: The Merger Agreement provides that each Option granted pursuant to a Company Plan, whether vested or unvested, that is outstanding immediately prior to the Merger Effective Time, will automatically (i) be accelerated and vest in full and (ii) to the extent not exercised prior to the Merger Effective Time, be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any such canceled Option will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of (a) the number of Shares subject to such Option multiplied by (b) the excess, if any, of the Offer Price over the exercise price per Share under such Option; provided that, if the exercise price per Share of any such Option is equal to or greater than the Offer Price, then such Option will be canceled without any cash payment being made in respect thereof.

Quanterix Corp

Report date October 01, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect28,454 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 4,398 · Balance 28,454

F1: Consists of stock granted in lieu of cash fees for service on the Company's Board of Directors and committees thereof for the third quarter of 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of stock granted in lieu of cash fees for service on the Company's Board of Directors and committees thereof for the third quarter of 2026.

Quantum-Si Inc

Report date May 18, 2026 · Filed May 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.85 · Expires 2036-05-18Direct251,185 Reported balance After 2026-05-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-18 · Grant · Acquired 251,185 · Balance 251,185

F1: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.

Class A Common StockSEC Table I · non-derivativeDirect141,843 Reported balance Holding disclosure · report date 2026-05-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 141,843

Filing footnotes · ownership attribution and instrument terms

F1: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Akoya Biosciences, Inc.

Report date July 08, 2025 · Filed July 11, 2025

Section 16 reporting ended · disclosed 2025-07-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-07-08 transaction · row 1
1 source row

Row 1 · 2025-07-08 · Other · Disposed 28,500 · Balance 0

F1: Disposition of shares pursuant to that certain Amended and Restated Agreement and Plan of Merger dated as of April 28, 2025, as amended (the "Merger Agreement"), by and among Quanterix Corporation, a Delaware corporation ("Quanterix"), Wellfleet Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Quanterix ("Merger Sub"), and Issuer. On July 8, 2025 (the "Closing Date"), Merger Sub merged with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Quanterix.

F2: In connection with the terms of the Merger Agreement, each share of common stock of Issuer outstanding on the Closing Date was converted into the right to receive (a) 0.1461 of a share of common stock of Quanterix (the "Per Share Stock Consideration") and (b) $0.38 in cash, without interest (the "Per Share Cash Consideration" and together with the Per Share Stock Consideration, the "Per Share Merger Consideration"). Each of the Per Share Stock Consideration and the Per Share Cash Consideration may be adjusted pursuant to the terms of the Merger Agreement.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.94 · Expires 2031-06-11Direct0 Reported balance After 2025-07-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-07-08 · Other · Disposed 35,562 · Balance 0

F3: Disposition of options pursuant to Merger Agreement.

F4: Pursuant to the Merger Agreement, as of the Closing Date, each outstanding option to purchase Issuer common stock was accelerated and each option with a per share exercise price equal to or greater than the Per Share Merger Consideration was automatically terminated and cancelled for no consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.24 · Expires 2032-06-01Direct0 Reported balance After 2025-07-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-07-08 · Other · Disposed 30,549 · Balance 0

F3: Disposition of options pursuant to Merger Agreement.

F4: Pursuant to the Merger Agreement, as of the Closing Date, each outstanding option to purchase Issuer common stock was accelerated and each option with a per share exercise price equal to or greater than the Per Share Merger Consideration was automatically terminated and cancelled for no consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.70 · Expires 2033-06-01Direct0 Reported balance After 2025-07-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-07-08 · Other · Disposed 56,322 · Balance 0

F3: Disposition of options pursuant to Merger Agreement.

F4: Pursuant to the Merger Agreement, as of the Closing Date, each outstanding option to purchase Issuer common stock was accelerated and each option with a per share exercise price equal to or greater than the Per Share Merger Consideration was automatically terminated and cancelled for no consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.68 · Expires 2034-10-02Direct0 Reported balance After 2025-07-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-07-08 · Other · Disposed 44,959 · Balance 0

F3: Disposition of options pursuant to Merger Agreement.

F4: Pursuant to the Merger Agreement, as of the Closing Date, each outstanding option to purchase Issuer common stock was accelerated and each option with a per share exercise price equal to or greater than the Per Share Merger Consideration was automatically terminated and cancelled for no consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.01 · Expires 2034-06-04Direct0 Reported balance After 2025-07-08 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-07-08 · Other · Disposed 50,000 · Balance 0

F3: Disposition of options pursuant to Merger Agreement.

F4: Pursuant to the Merger Agreement, as of the Closing Date, each outstanding option to purchase Issuer common stock was accelerated and each option with a per share exercise price equal to or greater than the Per Share Merger Consideration was automatically terminated and cancelled for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Disposition of shares pursuant to that certain Amended and Restated Agreement and Plan of Merger dated as of April 28, 2025, as amended (the "Merger Agreement"), by and among Quanterix Corporation, a Delaware corporation ("Quanterix"), Wellfleet Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Quanterix ("Merger Sub"), and Issuer. On July 8, 2025 (the "Closing Date"), Merger Sub merged with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Quanterix.

F2: In connection with the terms of the Merger Agreement, each share of common stock of Issuer outstanding on the Closing Date was converted into the right to receive (a) 0.1461 of a share of common stock of Quanterix (the "Per Share Stock Consideration") and (b) $0.38 in cash, without interest (the "Per Share Cash Consideration" and together with the Per Share Stock Consideration, the "Per Share Merger Consideration"). Each of the Per Share Stock Consideration and the Per Share Cash Consideration may be adjusted pursuant to the terms of the Merger Agreement.

F3: Disposition of options pursuant to Merger Agreement.

F4: Pursuant to the Merger Agreement, as of the Closing Date, each outstanding option to purchase Issuer common stock was accelerated and each option with a per share exercise price equal to or greater than the Per Share Merger Consideration was automatically terminated and cancelled for no consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 3, 2026 00:02 UTC Quanterix Corp QTRX · Entity 6649 GrantCommon Stock 4,398 $3.41 $14,997.18
Disclosure

SEC source: 0001515051-26-000005 · primarydocument.xml · nonDerivative · entry 1

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,454

F1 · shares: Consists of stock granted in lieu of cash fees for service on the Company's Board of Directors and committees thereof for the third quarter of 2026.

Read SEC document
July 08, 2026 Filed Jul 9, 2026 21:20 UTC Quanterix Corp QTRX · Entity 6649 Exercise / conversionRestricted Stock Unit · Derivative 8,073 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001515051-26-000004 · primarydocument.xml · derivative · entry 2

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,391

Underlying: Common Stock · 8,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On July 8, 2025, the reporting person was granted 24,464 restricted stock units, vesting 33%, 33%, and 34% on the first, second, and third anniversaries of the grant date, respectively.

F2 · derivative.expiration_date: On July 8, 2025, the reporting person was granted 24,464 restricted stock units, vesting 33%, 33%, and 34% on the first, second, and third anniversaries of the grant date, respectively.

Read SEC document
July 08, 2026 Filed Jul 9, 2026 21:20 UTC Quanterix Corp QTRX · Entity 6649 Exercise / conversionCommon Stock 8,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001515051-26-000004 · primarydocument.xml · nonDerivative · entry 1

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:03 UTC Quanterix Corp QTRX · Entity 6649 GrantCommon Stock 3,456 $4.34 $14,999.04
Disclosure

SEC source: 0001515051-26-000003 · primarydocument.xml · nonDerivative · entry 1

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,837

F1 · shares: Consists of stock granted in lieu of cash fees for service on the Company's Board of Directors and committees thereof for the second quarter of 2026.

Read SEC document
May 18, 2026 Filed May 20, 2026 20:05 UTC Quantum-Si Inc QSI · Entity 6440 GrantStock Option (right to buy) · Derivative 251,185 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001140361-26-022242 · form4.xml · derivative · entry 2

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,185

Underlying: Class A Common Stock · 251,185 shares

Expires 2036-05-18

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.

Read SEC document
April 01, 2026 Filed Apr 7, 2026 11:24 UTC Quanterix Corp QTRX · Entity 6649 GrantCommon Stock 4,310 $0.00 $0.00
Disclosure

SEC source: 0001515051-26-000002 · primarydocument.xml · nonDerivative · entry 1

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,527

F1 · shares: Consists of stock granted in lieu of cash fees for service on the Company's Board of Directors and committees thereof for the first quarter of 2026.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 22:45 UTC Quanterix Corp QTRX · Entity 6649 GrantCommon Stock 1,944 $0.00 $0.00
Disclosure

SEC source: 0001515051-26-000001 · primarydocument.xml · nonDerivative · entry 2

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,053

F3 · shares: Consists of stock granted in lieu of cash fees for service on the Company's Board of Directors and committees thereof for the fourth quarter of 2025.

F2 · balance_after: Includes 47,836 restricted stock units.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 22:45 UTC Quanterix Corp QTRX · Entity 6649 GrantCommon Stock 23,372 $0.00 $0.00
Disclosure

SEC source: 0001515051-26-000001 · primarydocument.xml · nonDerivative · entry 1

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,109

F1 · shares: Represents restricted stock units that vest as to 100% of the shares on January 2, 2027 granted pursuant to the Quanterix Corporation Amended and Restated Non-Employee Director Compensation Policy. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 47,836 restricted stock units.

Read SEC document
October 01, 2025 Filed Oct 4, 2025 00:53 UTC Quanterix Corp QTRX · Entity 6649 GrantCommon Stock 2,084 $5.54 $11,545.36
Disclosure

SEC source: 0001515051-25-000003 · primarydocument.xml · nonDerivative · entry 1

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,737

F1 · shares: Consists of stock granted in lieu of cash fees for service on the Company's Board of Directors and committees thereof for the third quarter of 2025.

F2 · price: Closing price of the Company's common stock on the Nasdaq Global Market on October 1, 2025.

F3 · balance_after: Includes 24,464 restricted stock units.

Read SEC document
July 08, 2025 Filed Jul 11, 2025 00:39 UTC Quanterix Corp QTRX · Entity 6649 GrantStock Option (right to buy) · Derivative 50,758 $0.00 Strike: $6.54 $0.00
Disclosure

SEC source: 0001562180-25-005379 · primarydocument.xml · derivative · entry 3

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,758

Underlying: Common Stock · 50,578 shares

Expires 2035-07-08

F4 · derivative.exercise_date: The option vests as to one-third of the shares on July 8, 2026, and the remaining two-thirds of the shares vest monthly thereafter over two years in 24 successive equal installments.

Read SEC document
July 08, 2025 Filed Jul 11, 2025 00:39 UTC Quanterix Corp QTRX · Entity 6649 GrantCommon Stock 24,464 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-005379 · primarydocument.xml · nonDerivative · entry 2

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,653

F2 · shares: Represents shares of stock issuable on vesting of restricted stock units. The restricted stock units vest as to one-third of the shares on each of July 8, 2026, July 8, 2027 and July 8, 2028.

F3 · balance_after: Includes 24,464 restricted stock units.

Read SEC document
July 08, 2025 Filed Jul 11, 2025 00:39 UTC Quanterix Corp QTRX · Entity 6649 GrantCommon Stock 4,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-25-005379 · primarydocument.xml · nonDerivative · entry 1

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,189

F1 · price: Received in exchange for 28,500 shares of Akoya Biosciences, Inc. ("Akoya") common stock in connection with the acquisition of Akoya by Quanterix on July 8, 2025. Mr. Mendel received: (a) 0.1470 of a share of Quanterix common stock and (b) $0.37 in cash, for each share of Akoya common stock. The closing price of the Quanterix common stock on July 8, 2025 was $6.54 per share. The closing price of the Akoya common stock on July 7, 2025 was $1.29 per share.

Read SEC document
July 08, 2025 Filed Jul 11, 2025 00:41 UTC Akoya Biosciences, Inc. AKYA · Entity 77553 OtherStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001062993-25-012732 · form4.xml · derivative · entry 6

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2034-06-04

F3 · kind: Disposition of options pursuant to Merger Agreement.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, as of the Closing Date, each outstanding option to purchase Issuer common stock was accelerated and each option with a per share exercise price equal to or greater than the Per Share Merger Consideration was automatically terminated and cancelled for no consideration.

Read SEC document
July 08, 2025 Filed Jul 11, 2025 00:41 UTC Akoya Biosciences, Inc. AKYA · Entity 77553 OtherStock Option (right to buy) · Derivative 44,959 $0.00 Strike: $2.68 $0.00
Disclosure

SEC source: 0001062993-25-012732 · form4.xml · derivative · entry 5

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,959 shares

Expires 2034-10-02

F3 · kind: Disposition of options pursuant to Merger Agreement.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, as of the Closing Date, each outstanding option to purchase Issuer common stock was accelerated and each option with a per share exercise price equal to or greater than the Per Share Merger Consideration was automatically terminated and cancelled for no consideration.

Read SEC document
July 08, 2025 Filed Jul 11, 2025 00:41 UTC Akoya Biosciences, Inc. AKYA · Entity 77553 OtherStock Option (right to buy) · Derivative 56,322 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001062993-25-012732 · form4.xml · derivative · entry 4

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 56,322 shares

Expires 2033-06-01

F3 · kind: Disposition of options pursuant to Merger Agreement.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, as of the Closing Date, each outstanding option to purchase Issuer common stock was accelerated and each option with a per share exercise price equal to or greater than the Per Share Merger Consideration was automatically terminated and cancelled for no consideration.

Read SEC document
July 08, 2025 Filed Jul 11, 2025 00:41 UTC Akoya Biosciences, Inc. AKYA · Entity 77553 OtherStock Option (right to buy) · Derivative 30,549 $0.00 Strike: $11.24 $0.00
Disclosure

SEC source: 0001062993-25-012732 · form4.xml · derivative · entry 3

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,549 shares

Expires 2032-06-01

F3 · kind: Disposition of options pursuant to Merger Agreement.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, as of the Closing Date, each outstanding option to purchase Issuer common stock was accelerated and each option with a per share exercise price equal to or greater than the Per Share Merger Consideration was automatically terminated and cancelled for no consideration.

Read SEC document
July 08, 2025 Filed Jul 11, 2025 00:41 UTC Akoya Biosciences, Inc. AKYA · Entity 77553 OtherStock Option (right to buy) · Derivative 35,562 $0.00 Strike: $19.94 $0.00
Disclosure

SEC source: 0001062993-25-012732 · form4.xml · derivative · entry 2

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,562 shares

Expires 2031-06-11

F3 · kind: Disposition of options pursuant to Merger Agreement.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, as of the Closing Date, each outstanding option to purchase Issuer common stock was accelerated and each option with a per share exercise price equal to or greater than the Per Share Merger Consideration was automatically terminated and cancelled for no consideration.

Read SEC document
July 08, 2025 Filed Jul 11, 2025 00:41 UTC Akoya Biosciences, Inc. AKYA · Entity 77553 OtherCommon Stock 28,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-25-012732 · form4.xml · nonDerivative · entry 1

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposition of shares pursuant to that certain Amended and Restated Agreement and Plan of Merger dated as of April 28, 2025, as amended (the "Merger Agreement"), by and among Quanterix Corporation, a Delaware corporation ("Quanterix"), Wellfleet Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Quanterix ("Merger Sub"), and Issuer. On July 8, 2025 (the "Closing Date"), Merger Sub merged with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Quanterix.

F2 · shares: In connection with the terms of the Merger Agreement, each share of common stock of Issuer outstanding on the Closing Date was converted into the right to receive (a) 0.1461 of a share of common stock of Quanterix (the "Per Share Stock Consideration") and (b) $0.38 in cash, without interest (the "Per Share Cash Consideration" and together with the Per Share Stock Consideration, the "Per Share Merger Consideration"). Each of the Per Share Stock Consideration and the Per Share Cash Consideration may be adjusted pursuant to the terms of the Merger Agreement.

F2 · price: In connection with the terms of the Merger Agreement, each share of common stock of Issuer outstanding on the Closing Date was converted into the right to receive (a) 0.1461 of a share of common stock of Quanterix (the "Per Share Stock Consideration") and (b) $0.38 in cash, without interest (the "Per Share Cash Consideration" and together with the Per Share Stock Consideration, the "Per Share Merger Consideration"). Each of the Per Share Stock Consideration and the Per Share Cash Consideration may be adjusted pursuant to the terms of the Merger Agreement.

Read SEC document
May 19, 2025 Filed May 21, 2025 20:01 UTC Quantum-Si Inc QSI · Entity 6440 GrantStock Option (right to buy) · Derivative 126,095 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001140361-25-020041 · form4.xml · derivative · entry 2

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,095

Underlying: Class A Common Stock · 126,095 shares

Expires 2035-05-19

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to continued service through the applicable vesting date.

Read SEC document
October 02, 2024 Filed Oct 4, 2024 22:44 UTC Akoya Biosciences, Inc. AKYA · Entity 77553 GrantStock Option (right to buy) · Derivative 44,959 $0.00 Strike: $2.68 $0.00
Disclosure

SEC source: 0001062993-24-017438 · form4.xml · derivative · entry 1

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,959

Underlying: Common Stock · 44,959 shares

Expires 2034-10-02

F1 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting dates, the options shall vest ratably on a quarterly basis over four quarters, with the first vesting date to occur on January 1, 2025.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 21:53 UTC Akoya Biosciences, Inc. AKYA · Entity 77553 GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001104659-24-068745 · tm2416554-1_4seq1.xml · derivative · entry 1

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-06-04

F1 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, the options shall vest in full on the earlier of (a) June 4, 2025, or (b) the date of the next annual meeting of Akoya Biosciences, Inc. occurring after the date of grant.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:47 UTC Quantum-Si Inc QSI · Entity 6440 GrantStock Option (right to buy) · Derivative 113,281 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001140361-24-026712 · form4.xml · derivative · entry 1

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,281

Underlying: Class A Common Stock · 113,281 shares

Expires 2034-05-16

F1 · derivative.exercise_date: The shares underlying this option vest on the date of the Issuer's next regular annual stockholders meeting, subject to Mr. Mendel's continued service through the applicable vesting date.

Read SEC document
June 12, 2023 Filed Jun 12, 2023 22:17 UTC Akoya Biosciences, Inc. AKYA · Entity 77553 PurchaseCommon Stock 20,000 $5.00 $100,000.00
Disclosure

SEC source: 0001104659-23-070483 · tm2318472-4_4seq1.xml · nonDerivative · entry 1

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,500

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:38 UTC Akoya Biosciences, Inc. AKYA · Entity 77553 GrantStock Option (Right to Buy) · Derivative 56,322 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001104659-23-068153 · tm2317841-5_4seq1.xml · derivative · entry 1

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,322

Underlying: Common Stock · 56,322 shares

Expires 2033-06-01

F1 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, the options shall vest in full on the earlier of (a) June 1, 2024, or (b) the date of the next annual meeting of Akoya Biosciences, Inc. occurring after the date of grant.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:53 UTC Quantum-Si Inc QSI · Entity 6440 GrantClass A Common Stock 141,843 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-025054 · form4.xml · nonDerivative · entry 1

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,843

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in equal annual installments over three years beginning on May 12, 2024, subject to Mr. Mendel's continued service through the applicable vesting date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:03 UTC Akoya Biosciences, Inc. AKYA · Entity 77553 GrantStock Option (Right to Buy · Derivative 30,549 $0.00 Strike: $11.24 $0.00
Disclosure

SEC source: 0001104659-22-068066 · tm2217652-2_4seq1.xml · derivative · entry 2

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,549

Underlying: Common Stock · 30,549 shares

Expires 2032-06-01

F1 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, the options shall vest in full on the earlier of (a) June 1, 2023, or (b) the date of the next annual meeting of Akoya Biosciences, Inc. occurring after the date of grant.

Read SEC document
November 19, 2021 Filed Nov 19, 2021 17:55 UTC Akoya Biosciences, Inc. AKYA · Entity 77553 PurchaseCommon Stock 8,500 $13.16 $111,860.00
Disclosure

SEC source: 0001104659-21-141727 · tm2133536-1_4seq.xml · nonDerivative · entry 1

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Read SEC document
June 11, 2021 Filed Jun 16, 2021 01:59 UTC Akoya Biosciences, Inc. AKYA · Entity 77553 GrantStock Option (Right to Buy · Derivative 35,562 $0.00 Strike: $19.94 $0.00
Disclosure

SEC source: 0001104659-21-081691 · tm2119879-1_4seq1.xml · derivative · entry 1

Mendel Scott · CIK 0001515051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,562

Underlying: Common Stock · 36,562 shares

Expires 2031-06-11

F1 · derivative.exercise_date: Subject to the reporting person's continuous service through the vesting date, the options shall vest in three (3) equal installments beginning on June 11, 2022 and annually thereafter until fully vested.

Read SEC document
April 22, 2021 Filed Apr 22, 2021 13:49 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 Disposition to issuerStock Option (Right to Buy) · Derivative 35,552 Not disclosed Strike: $13.17 Not disclosed
Disclosure

SEC source: 0001487371-21-000166 · wf-form4_161911375108704.xml · derivative · entry 7

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,552 shares

Expires 2025-02-19

F5 · price: The Merger Agreement provides that each Option granted pursuant to a Company Plan, whether vested or unvested, that is outstanding immediately prior to the Merger Effective Time, will automatically (i) be accelerated and vest in full and (ii) to the extent not exercised prior to the Merger Effective Time, be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any such canceled Option will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of (a) the number of Shares subject to such Option multiplied by (b) the excess, if any, of the Offer Price over the exercise price per Share under such Option; provided that, if the exercise price per Share of any such Option is equal to or greater than the Offer Price, then such Option will be canceled without any cash payment being made in respect thereof.

Read SEC document
April 22, 2021 Filed Apr 22, 2021 13:49 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 Disposition to issuerStock Option (Right to Buy) · Derivative 84,002 Not disclosed Strike: $9.43 Not disclosed
Disclosure

SEC source: 0001487371-21-000166 · wf-form4_161911375108704.xml · derivative · entry 6

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,002 shares

Expires 2024-05-13

F5 · price: The Merger Agreement provides that each Option granted pursuant to a Company Plan, whether vested or unvested, that is outstanding immediately prior to the Merger Effective Time, will automatically (i) be accelerated and vest in full and (ii) to the extent not exercised prior to the Merger Effective Time, be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any such canceled Option will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of (a) the number of Shares subject to such Option multiplied by (b) the excess, if any, of the Offer Price over the exercise price per Share under such Option; provided that, if the exercise price per Share of any such Option is equal to or greater than the Offer Price, then such Option will be canceled without any cash payment being made in respect thereof.

Read SEC document
April 22, 2021 Filed Apr 22, 2021 13:49 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 Disposition to issuerMarket Stock Units · Derivative 53,382 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001487371-21-000166 · wf-form4_161911375108704.xml · derivative · entry 5

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,382 shares

Expires not disclosed

F4 · price: The Merger Agreement provides that (i) each unvested MSU awarded pursuant to any Company Plan that is outstanding immediately prior to the Merger Effective Time will automatically fully vest (based on the performance level attained pursuant to the terms of the applicable award agreement, including any provision therein related to the effect of a change of control) and become a vested MSU in accordance with its terms and (ii) each MSU, whether vested or unvested, that is outstanding immediately prior to the Effective Time will be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any vested MSU will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of the Offer Price multiplied by the number of Shares subject to such vested MSU.

F4 · derivative.exercise_date: The Merger Agreement provides that (i) each unvested MSU awarded pursuant to any Company Plan that is outstanding immediately prior to the Merger Effective Time will automatically fully vest (based on the performance level attained pursuant to the terms of the applicable award agreement, including any provision therein related to the effect of a change of control) and become a vested MSU in accordance with its terms and (ii) each MSU, whether vested or unvested, that is outstanding immediately prior to the Effective Time will be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any vested MSU will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of the Offer Price multiplied by the number of Shares subject to such vested MSU.

F4 · derivative.expiration_date: The Merger Agreement provides that (i) each unvested MSU awarded pursuant to any Company Plan that is outstanding immediately prior to the Merger Effective Time will automatically fully vest (based on the performance level attained pursuant to the terms of the applicable award agreement, including any provision therein related to the effect of a change of control) and become a vested MSU in accordance with its terms and (ii) each MSU, whether vested or unvested, that is outstanding immediately prior to the Effective Time will be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any vested MSU will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of the Offer Price multiplied by the number of Shares subject to such vested MSU.

Read SEC document
April 22, 2021 Filed Apr 22, 2021 13:49 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 Disposition to issuerMarket Stock Units · Derivative 100,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001487371-21-000166 · wf-form4_161911375108704.xml · derivative · entry 4

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F4 · price: The Merger Agreement provides that (i) each unvested MSU awarded pursuant to any Company Plan that is outstanding immediately prior to the Merger Effective Time will automatically fully vest (based on the performance level attained pursuant to the terms of the applicable award agreement, including any provision therein related to the effect of a change of control) and become a vested MSU in accordance with its terms and (ii) each MSU, whether vested or unvested, that is outstanding immediately prior to the Effective Time will be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any vested MSU will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of the Offer Price multiplied by the number of Shares subject to such vested MSU.

F4 · derivative.exercise_date: The Merger Agreement provides that (i) each unvested MSU awarded pursuant to any Company Plan that is outstanding immediately prior to the Merger Effective Time will automatically fully vest (based on the performance level attained pursuant to the terms of the applicable award agreement, including any provision therein related to the effect of a change of control) and become a vested MSU in accordance with its terms and (ii) each MSU, whether vested or unvested, that is outstanding immediately prior to the Effective Time will be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any vested MSU will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of the Offer Price multiplied by the number of Shares subject to such vested MSU.

F4 · derivative.expiration_date: The Merger Agreement provides that (i) each unvested MSU awarded pursuant to any Company Plan that is outstanding immediately prior to the Merger Effective Time will automatically fully vest (based on the performance level attained pursuant to the terms of the applicable award agreement, including any provision therein related to the effect of a change of control) and become a vested MSU in accordance with its terms and (ii) each MSU, whether vested or unvested, that is outstanding immediately prior to the Effective Time will be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any vested MSU will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of the Offer Price multiplied by the number of Shares subject to such vested MSU.

Read SEC document
April 22, 2021 Filed Apr 22, 2021 13:49 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 Disposition to issuerMarket Stock Units · Derivative 28,332 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001487371-21-000166 · wf-form4_161911375108704.xml · derivative · entry 3

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,332 shares

Expires not disclosed

F4 · price: The Merger Agreement provides that (i) each unvested MSU awarded pursuant to any Company Plan that is outstanding immediately prior to the Merger Effective Time will automatically fully vest (based on the performance level attained pursuant to the terms of the applicable award agreement, including any provision therein related to the effect of a change of control) and become a vested MSU in accordance with its terms and (ii) each MSU, whether vested or unvested, that is outstanding immediately prior to the Effective Time will be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any vested MSU will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of the Offer Price multiplied by the number of Shares subject to such vested MSU.

F4 · derivative.exercise_date: The Merger Agreement provides that (i) each unvested MSU awarded pursuant to any Company Plan that is outstanding immediately prior to the Merger Effective Time will automatically fully vest (based on the performance level attained pursuant to the terms of the applicable award agreement, including any provision therein related to the effect of a change of control) and become a vested MSU in accordance with its terms and (ii) each MSU, whether vested or unvested, that is outstanding immediately prior to the Effective Time will be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any vested MSU will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of the Offer Price multiplied by the number of Shares subject to such vested MSU.

F4 · derivative.expiration_date: The Merger Agreement provides that (i) each unvested MSU awarded pursuant to any Company Plan that is outstanding immediately prior to the Merger Effective Time will automatically fully vest (based on the performance level attained pursuant to the terms of the applicable award agreement, including any provision therein related to the effect of a change of control) and become a vested MSU in accordance with its terms and (ii) each MSU, whether vested or unvested, that is outstanding immediately prior to the Effective Time will be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any vested MSU will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of the Offer Price multiplied by the number of Shares subject to such vested MSU.

Read SEC document
April 22, 2021 Filed Apr 22, 2021 13:49 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 OtherCommon Stock 115,491 $24.05 $2,777,558.55
Disclosure

SEC source: 0001487371-21-000166 · wf-form4_161911375108704.xml · nonDerivative · entry 2

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Mendel Trust dated October 14, 2011

Disclosed balance after: 0

F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated March 12, 2021, by and among Roche Holdings, Inc., a Delaware corporation ("Parent"), Geronimo Acquisition Corp., a Delaware corporation and wholly owned subsidiary of Parent ("Purchaser"), and GenMark Diagnostics, Inc., a Delaware corporation (the "Company") (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), whereby Parent caused Purchaser to conduct a tender offer for all of the issued and outstanding shares of common stock, par value $0.0001 per share, of the Company, at a price of $24.05 per share (the "Offer Price"). On April 22, 2021 (the "Merger Effective Time"), the Company irrevocably accepted for payment all shares that were validly tendered and not withdrawn.

F3 · ownership.nature: Mr. Mendel is the trustee of the Mendel Trust and has voting and dispositive power with respect to these shares. Mr. Mendel disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
April 22, 2021 Filed Apr 22, 2021 13:49 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 OtherCommon Stock 507,198 $24.05 $12,198,111.90
Disclosure

SEC source: 0001487371-21-000166 · wf-form4_161911375108704.xml · nonDerivative · entry 1

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated March 12, 2021, by and among Roche Holdings, Inc., a Delaware corporation ("Parent"), Geronimo Acquisition Corp., a Delaware corporation and wholly owned subsidiary of Parent ("Purchaser"), and GenMark Diagnostics, Inc., a Delaware corporation (the "Company") (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), whereby Parent caused Purchaser to conduct a tender offer for all of the issued and outstanding shares of common stock, par value $0.0001 per share, of the Company, at a price of $24.05 per share (the "Offer Price"). On April 22, 2021 (the "Merger Effective Time"), the Company irrevocably accepted for payment all shares that were validly tendered and not withdrawn.

F2 · shares: Includes 360,695 RSUs. The Merger Agreement provides that each RSU awarded pursuant to any Company Plan, whether vested or unvested, that is outstanding immediately prior to the Merger Effective Time, will automatically (i) be fully accelerated and vest in full and the restrictions thereon shall lapse and (ii) be canceled and terminated as of the Merger Effective Time, and, in exchange therefor, each former holder of any such RSU will be entitled to receive an amount in cash (without interest and subject to any deduction for required withholding taxes) equal to the product of the Offer Price multiplied by the number of Shares subject to such RSU.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:53 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 Tax withholdingCommon Stock 41,834 $0.00 $0.00
Disclosure

SEC source: 0001487371-21-000130 · wf-form4_161463917738390.xml · nonDerivative · entry 1

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,198

Read SEC document
February 23, 2021 Filed Feb 25, 2021 18:33 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 Tax withholdingCommon Stock 3,254 $0.00 $0.00
Disclosure

SEC source: 0001487371-21-000110 · wf-form4_161429595806893.xml · nonDerivative · entry 1

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,032

Read SEC document
February 22, 2021 Filed Feb 24, 2021 18:05 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 Tax withholdingCommon Stock 1,860 $0.00 $0.00
Disclosure

SEC source: 0001487371-21-000086 · wf-form4_161420789541215.xml · nonDerivative · entry 1

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,286

Read SEC document
February 18, 2021 Filed Feb 22, 2021 18:59 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 GrantMarket Stock Units · Derivative 26,691 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001487371-21-000066 · wf-form4_161403836097606.xml · derivative · entry 4

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,691

Underlying: Common Stock · 26,691 shares

Expires not disclosed

F3 · shares: Each market stock unit ("MSU") represents the contingent right to receive, following vesting, between 0% and 200% of one share of the Issuer's common stock, subject to the level of achievement of applicable performance conditions. The resulting number of shares acquired upon vesting of the MSUs, if any, is based on the Issuer's total shareholder return for each performance period as compared to the Nasdaq Composite Index.

F4 · derivative.exercise_date: The MSUs vest in three equal installments, on each of December 31, 2021, December 31, 2022, and December 31, 2023; provided that, at the end of the second and third performance periods, the Reporting Person is eligible to receive any shares that were not earned in the first and second performance periods to the extent that the Issuer's two-year or three-year total shareholder return, as applicable, exceeds the prior performance results as compared to the NASDAQ Composite Index.

F4 · derivative.expiration_date: The MSUs vest in three equal installments, on each of December 31, 2021, December 31, 2022, and December 31, 2023; provided that, at the end of the second and third performance periods, the Reporting Person is eligible to receive any shares that were not earned in the first and second performance periods to the extent that the Issuer's two-year or three-year total shareholder return, as applicable, exceeds the prior performance results as compared to the NASDAQ Composite Index.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 18:59 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 GrantCommon Stock 80,070 $0.00 $0.00
Disclosure

SEC source: 0001487371-21-000066 · wf-form4_161403836097606.xml · nonDerivative · entry 2

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,146

F1 · kind: The amount reported reflects restricted stock units granted to the Reporting Person pursuant to the Issuer's 2020 Equity Incentive Plan. The restricted stock units vest 25% on February 18, 2022 and the remaining shares subject to such award vest in 12 equal quarterly installments thereafter.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 18:59 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 Tax withholdingCommon Stock 3,952 $0.00 $0.00
Disclosure

SEC source: 0001487371-21-000066 · wf-form4_161403836097606.xml · nonDerivative · entry 1

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,076

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January 25, 2021 Filed Jan 25, 2021 20:35 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 SaleCommon Stock 64,975 $14.23 $924,594.25
Disclosure

SEC source: 0001487371-21-000019 · wf-form4_161162490273762.xml · nonDerivative · entry 1

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,028

F1 · kind: The shares were sold pursuant to pre-established trading instructions solely to satisfy tax withholding obligations in connection with the partial vesting of previously granted restricted stock units.

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January 21, 2021 Filed Jan 21, 2021 20:09 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 Exercise / conversionMarket Stock Units · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001487371-21-000007 · wf-form4_161127777816658.xml · derivative · entry 8

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The MSUs vest in three equal installments, on each of December 31, 2020, December 31, 2021, and December 31, 2022; provided that, at the end of the second and third performance periods, the Reporting Person is eligible to receive any shares that were not earned in the first and second performance periods to the extent that the Issuer's two-year or three-year total shareholder return, as applicable, exceeds the prior performance results as compared to the NASDAQ Composite Index. Based on actual performance, the Reporting Person was issued the maximum number of shares based on the Issuer's one-year total Shareholder return, as compared to the Nasdaq Composite Index.

F7 · derivative.expiration_date: The MSUs vest in three equal installments, on each of December 31, 2020, December 31, 2021, and December 31, 2022; provided that, at the end of the second and third performance periods, the Reporting Person is eligible to receive any shares that were not earned in the first and second performance periods to the extent that the Issuer's two-year or three-year total shareholder return, as applicable, exceeds the prior performance results as compared to the NASDAQ Composite Index. Based on actual performance, the Reporting Person was issued the maximum number of shares based on the Issuer's one-year total Shareholder return, as compared to the Nasdaq Composite Index.

F6 · balance_after: Represents the target number of shares which remain subject to the award.

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January 21, 2021 Filed Jan 21, 2021 20:09 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 Exercise / conversionMarket Stock Units · Derivative 46,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001487371-21-000007 · wf-form4_161127777816658.xml · derivative · entry 7

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,167

Underlying: Common Stock · 46,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The MSUs vest in three equal installments, on each of December 31, 2019, December 31, 2020, and December 31, 2021; provided that, at the end of the second and third performance periods, the Reporting Person is eligible to receive any shares that were not earned in the first and second performance periods to the extent that the Issuer's two-year or three-year total shareholder return, as applicable, exceeds the prior performance results as compared to the NASDAQ Composite Index. Based on actual performance, the Reporting Person was issued the maximum number of shares based on the Issuer's two-year total Shareholder return, as compared to the Nasdaq Composite Index.

F5 · derivative.expiration_date: The MSUs vest in three equal installments, on each of December 31, 2019, December 31, 2020, and December 31, 2021; provided that, at the end of the second and third performance periods, the Reporting Person is eligible to receive any shares that were not earned in the first and second performance periods to the extent that the Issuer's two-year or three-year total shareholder return, as applicable, exceeds the prior performance results as compared to the NASDAQ Composite Index. Based on actual performance, the Reporting Person was issued the maximum number of shares based on the Issuer's two-year total Shareholder return, as compared to the Nasdaq Composite Index.

F6 · balance_after: Represents the target number of shares which remain subject to the award.

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January 21, 2021 Filed Jan 21, 2021 20:09 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 Exercise / conversionMarket Stock Units · Derivative 50,074 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001487371-21-000007 · wf-form4_161127777816658.xml · derivative · entry 6

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The MSUs vested in three equal installments, on each of December 31, 2018, December 31, 2019, and December 31, 2020; provided that, at the end of the second and third annual performance periods, the Reporting Person was eligible to receive any shares that were not earned in the first and second annual performance periods to the extent that the Issuer's two-year or three-year total shareholder return, as applicable, exceeds the prior performance results as compared to the Nasdaq Composite Index. Based on actual performance, the Reporting Person was issued the maximum number of shares based on the Issuer's three-year total Shareholder return, as compared to the Nasdaq Composite Index.

F4 · derivative.expiration_date: The MSUs vested in three equal installments, on each of December 31, 2018, December 31, 2019, and December 31, 2020; provided that, at the end of the second and third annual performance periods, the Reporting Person was eligible to receive any shares that were not earned in the first and second annual performance periods to the extent that the Issuer's two-year or three-year total shareholder return, as applicable, exceeds the prior performance results as compared to the Nasdaq Composite Index. Based on actual performance, the Reporting Person was issued the maximum number of shares based on the Issuer's three-year total Shareholder return, as compared to the Nasdaq Composite Index.

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January 21, 2021 Filed Jan 21, 2021 20:09 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001487371-21-000007 · wf-form4_161127777816658.xml · nonDerivative · entry 5

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2021 Filed Jan 21, 2021 20:09 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 Exercise / conversionCommon Stock 46,098 $0.00 $0.00
Disclosure

SEC source: 0001487371-21-000007 · wf-form4_161127777816658.xml · nonDerivative · entry 4

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2021 Filed Jan 21, 2021 20:09 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 Exercise / conversionCommon Stock 50,074 $0.00 $0.00
Disclosure

SEC source: 0001487371-21-000007 · wf-form4_161127777816658.xml · nonDerivative · entry 3

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 20:09 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 SaleCommon Stock 50,000 $14.54 $727,000.00
Disclosure

SEC source: 0001487371-21-000007 · wf-form4_161127777816658.xml · nonDerivative · entry 2

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Mendel Trust dated October 14, 2011

Disclosed balance after: 115,491

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person in July 2020.

F2 · price: The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $14.09 to $14.84 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.

F3 · ownership.nature: Mr. Mendel is the trustee of the Mendel Trust and has voting and dispositive power with respect to these shares. Mr. Mendel disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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November 24, 2020 Filed Nov 25, 2020 17:29 UTC GenMark Diagnostics, Inc. GNMK · Entity 140086 SaleCommon Stock 5,190 $13.17 $68,352.30
Disclosure

SEC source: 0001487371-20-000366 · wf-form4_160634338470711.xml · nonDerivative · entry 1

Mendel Scott · CIK 0001515051 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,830

F1 · kind: The shares were sold pursuant to pre-established trading instructions solely to satisfy tax withholding obligations in connection with the partial vesting of previously granted restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.