Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aqua Metals, Inc.AQMS · Entity 7979 | Director | July 01, 2024 | July 03, 2024 |
| DATA I/O CORPDAIO · Entity 1469 | Director | July 08, 2026 | July 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aqua Metals, Inc.
Report date July 01, 2024 · Filed July 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 357,546 |
Reported balance
After 2024-07-01 transaction · row 1
1 source rowRow 1 · 2024-07-01 · Grant · Acquired 23,496 · Balance 357,546 |
DATA I/O CORP
Report date July 08, 2026 · Filed July 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 79,375 |
Reported balance
After 2026-07-08 transaction · row 1
1 source rowRow 1 · 2026-07-08 · Grant · Acquired 16,260 · Balance 79,375 F1: RSU grant, vests over the earlier of 1 year or the next Annual Meeting of Shareholders. F2: FMV price is the average of high low for the day. |
Filing footnotes · ownership attribution and instrument terms
F1: RSU grant, vests over the earlier of 1 year or the next Annual Meeting of Shareholders.
F2: FMV price is the average of high low for the day.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SMTC CORP
Report date April 05, 2021 · Filed April 06, 2021
Section 16 reporting ended · disclosed 2021-04-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-04-05 transaction · row 1
1 source rowRow 1 · 2021-04-05 · Disposition to issuer · Disposed 461,228 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 3, 2021, by and among EMS Silver Inc. ("EMS Silver"), EMS Silver Merger Sub Inc., a wholly owned subsidiary of EMS Silver, and the issuer, pursuant to which, at the effective time of the merger, the outstanding shares of the issuers common stock were converted into the right to receive $6.044 per share in cash, without interest. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.23 · Expires 2027-05-15 | Direct | 0 |
Reported balance
After 2021-04-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-04-05 · Disposition to issuer · Disposed 490,358 · Balance 0 F2: Disposed of pursuant to the Merger Agreement, pursuant to which, at the effective time of the merger, the option was cancelled in exchange for the right to receive $6.044 per share in cash, without interest, less the per share exercise price. F3: This option, which originally provided for vesting based upon achievement of stock price hurdles, became fully vested in connection with the merger. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.67 · Expires 2029-05-13 | Direct | 0 |
Reported balance
After 2021-04-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-05 · Disposition to issuer · Disposed 250,000 · Balance 0 F2: Disposed of pursuant to the Merger Agreement, pursuant to which, at the effective time of the merger, the option was cancelled in exchange for the right to receive $6.044 per share in cash, without interest, less the per share exercise price. F3: This option, which originally provided for vesting based upon achievement of stock price hurdles, became fully vested in connection with the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 3, 2021, by and among EMS Silver Inc. ("EMS Silver"), EMS Silver Merger Sub Inc., a wholly owned subsidiary of EMS Silver, and the issuer, pursuant to which, at the effective time of the merger, the outstanding shares of the issuers common stock were converted into the right to receive $6.044 per share in cash, without interest.
F2: Disposed of pursuant to the Merger Agreement, pursuant to which, at the effective time of the merger, the option was cancelled in exchange for the right to receive $6.044 per share in cash, without interest, less the per share exercise price.
F3: This option, which originally provided for vesting based upon achievement of stock price hurdles, became fully vested in connection with the merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2017 Filed Jun 2, 2017 16:37 UTC | SMTC CORP SMTX · Entity 140438 | PurchaseCommon Shares | 6,317 | $1.25 | $7,894.99 |
DisclosureSEC source: 0001437749-17-010553 · rdgdoc.xml · nonDerivative · entry 1 SMITH EDWARD J · CIK 0001216591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,605 Read SEC document |
| May 30, 2017 Filed May 30, 2017 21:29 UTC | SMTC CORP SMTX · Entity 140438 | PurchaseCommon Shares | 2,800 | $1.25 | $3,491.88 |
DisclosureSEC source: 0001437749-17-010333 · rdgdoc.xml · nonDerivative · entry 2 SMITH EDWARD J · CIK 0001216591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,288 Read SEC document |
| May 26, 2017 Filed May 30, 2017 21:29 UTC | SMTC CORP SMTX · Entity 140438 | PurchaseCommon Shares | 1,988 | $1.25 | $2,485.00 |
DisclosureSEC source: 0001437749-17-010333 · rdgdoc.xml · nonDerivative · entry 1 SMITH EDWARD J · CIK 0001216591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,488 Read SEC document |
| May 25, 2017 Filed May 26, 2017 14:54 UTC | SMTC CORP SMTX · Entity 140438 | PurchaseCommon Shares | 10,300 | $1.24 | $12,747.28 |
DisclosureSEC source: 0001437749-17-010167 · rdgdoc.xml · nonDerivative · entry 2 SMITH EDWARD J · CIK 0001216591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,500 Read SEC document |
| May 24, 2017 Filed May 26, 2017 14:54 UTC | SMTC CORP SMTX · Entity 140438 | PurchaseCommon Shares | 14,200 | $1.22 | $17,382.22 |
DisclosureSEC source: 0001437749-17-010167 · rdgdoc.xml · nonDerivative · entry 1 SMITH EDWARD J · CIK 0001216591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,200 Read SEC document |
| May 15, 2017 Filed May 17, 2017 12:56 UTC | SMTC CORP SMTX · Entity 140438 | GrantEmployee Stock Option (right to buy) · Derivative | 671,858 | $0.00 Strike: $1.23 | $0.00 |
DisclosureSEC source: 0001437749-17-009464 · rdgdoc.xml · derivative · entry 1 SMITH EDWARD J · CIK 0001216591 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671,858 Underlying: Common Stock · 671,858 shares Expires 2027-05-15 F1 · derivative.exercise_date: The stock options become exercisable, if at all, in five one-fifth (20%) of the covered shares upon the average closing share price of SMTC Corporation's common stock on the NASDAQ Stock Market is above each of $2.00, $3.00, $4.00, $5.00 and $6.00 per share for a 90 day period, subject to continued employment by the holder with SMTC Corporation during such period. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 18:06 UTC | SMTC CORP SMTX · Entity 140438 | GrantRestricted Stock Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-003003 · rdgdoc.xml · derivative · entry 1 SMITH EDWARD J · CIK 0001216591 · Director · Interim President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit converts into shares of SMTC Corporation's common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest upon the earlier to occur of: (i) the first anniversary of the grant date for the restricted stock units, which would be February 17, 2018, provided that Mr. Smith still providing services as President and Chief Executive of SMTC Corporation on such vesting date or (ii) a Covered Transaction (as defined in the SMTC 2010 Incentive Plan, as amended). F2 · derivative.expiration_date: The restricted stock units vest upon the earlier to occur of: (i) the first anniversary of the grant date for the restricted stock units, which would be February 17, 2018, provided that Mr. Smith still providing services as President and Chief Executive of SMTC Corporation on such vesting date or (ii) a Covered Transaction (as defined in the SMTC 2010 Incentive Plan, as amended). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.