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person · Reporting owner

Haley Mark

Disclosed activity across 2 companies

Tapewire entity
30958
SEC CIK
0001533646

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CONNS INCCONN · Entity 84695VP & Chief Accounting OfficerDecember 01, 2016December 01, 2016
Designer Brands Inc.DBI · Entity 6081SVP, Controller & PAOOctober 07, 2026October 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CONNS INC

Report date December 01, 2016 · Filed December 01, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect30,248 Ending reported balance After 2016-12-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2016-12-01 · Grant · Acquired 13,170 · Balance 30,634

F1: Restricted Stock Units awarded to reporting person under the 2016 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest in 4 equal annual installments commencing on December 1, 2017.

Row 2 · 2016-12-01 · Tax withholding · Disposed 386 · Balance 30,248

F2: Represents shares withheld to pay withholding taxes due upon vesting of Restricted Stock Units awarded on December 1, 2015.

F3: Price based on closing price of Conn's, Inc. Common Stock on date of vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units awarded to reporting person under the 2016 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest in 4 equal annual installments commencing on December 1, 2017.

F2: Represents shares withheld to pay withholding taxes due upon vesting of Restricted Stock Units awarded on December 1, 2015.

F3: Price based on closing price of Conn's, Inc. Common Stock on date of vesting.

Designer Brands Inc.

Report date October 07, 2026 · Filed October 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect9,565 Reported balance After 2026-10-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-07 · Grant · Acquired 1,414 · Balance 9,565

F1: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2022 Filed Sep 2, 2022 21:29 UTC Designer Brands Inc. DBI · Entity 6081 SaleClass A Common Shares 16,104 $16.20 $260,884.80
Disclosure

SEC source: 0001225208-22-009986 · doc4.xml · nonDerivative · entry 1

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $16.05 to $16.61. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 16:18 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 228 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-008732 · doc4.xml · derivative · entry 1

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930

Underlying: Class A Common Shares · 228 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
May 06, 2022 Filed May 10, 2022 20:39 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 207 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-006788 · doc4.xml · derivative · entry 1

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702

Underlying: Class A Common Shares · 207 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
March 26, 2022 Filed Mar 29, 2022 22:35 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionRestricted Stock Unit · Derivative 7,975 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005209 · doc4.xml · derivative · entry 4

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 7,975 shares

Expires 2022-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

Read SEC document
March 26, 2022 Filed Mar 29, 2022 22:35 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionDividend Equivalent Rights · Derivative 597 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005209 · doc4.xml · derivative · entry 3

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495

Underlying: Class A Common Shares · 597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
March 26, 2022 Filed Mar 29, 2022 22:35 UTC Designer Brands Inc. DBI · Entity 6081 Tax withholdingClass A Common Shares 2,602 $13.69 $35,621.38
Disclosure

SEC source: 0001225208-22-005209 · doc4.xml · nonDerivative · entry 2

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,104

Read SEC document
March 26, 2022 Filed Mar 29, 2022 22:35 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionClass A Common Shares 8,572 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005209 · doc4.xml · nonDerivative · entry 1

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 21:46 UTC Designer Brands Inc. DBI · Entity 6081 GrantRestricted Stock Unit · Derivative 16,235 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005124 · doc4.xml · derivative · entry 1

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,235

Underlying: Class A Common Shares · 16,235 shares

Expires 2025-03-24

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

Read SEC document
September 12, 2021 Filed Sep 14, 2021 19:10 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionRestricted Stock Unit · Derivative 1,597 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012350 · doc4.xml · derivative · entry 4

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 1,597 shares

Expires 2021-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

F3 · derivative.exercise_date: Restricted stock units vest 25% on the first and second anniversaries of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
September 12, 2021 Filed Sep 14, 2021 19:10 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionDividend Equivalent Rights · Derivative 150 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012350 · doc4.xml · derivative · entry 3

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,092

Underlying: Class A Common Shares · 150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
September 12, 2021 Filed Sep 14, 2021 19:10 UTC Designer Brands Inc. DBI · Entity 6081 Tax withholdingClass A Common Shares 532 $12.38 $6,586.16
Disclosure

SEC source: 0001225208-21-012350 · doc4.xml · nonDerivative · entry 2

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,134

Read SEC document
September 12, 2021 Filed Sep 14, 2021 19:10 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionClass A Common Shares 1,747 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012350 · doc4.xml · nonDerivative · entry 1

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:45 UTC Designer Brands Inc. DBI · Entity 6081 GrantRestricted Stock Unit · Derivative 13,005 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005880 · doc4.xml · derivative · entry 1

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,005

Underlying: Class A Common Shares · 13,005 shares

Expires 2024-03-23

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 21:13 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionRestricted Stock Unit · Derivative 6,885 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005822 · doc4.xml · derivative · entry 4

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 6,885 shares

Expires 2021-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 21:13 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionDividend Equivalent Rights · Derivative 799 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005822 · doc4.xml · derivative · entry 3

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242

Underlying: Class A Common Shares · 799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 21:13 UTC Designer Brands Inc. DBI · Entity 6081 Tax withholdingClass A Common Shares 2,507 $16.39 $41,089.73
Disclosure

SEC source: 0001225208-21-005822 · doc4.xml · nonDerivative · entry 2

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,919

Read SEC document
March 20, 2021 Filed Mar 23, 2021 21:13 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionClass A Common Shares 7,684 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005822 · doc4.xml · nonDerivative · entry 1

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2020 Filed Sep 14, 2020 22:12 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionRestricted Stock Unit · Derivative 799 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011537 · doc4.xml · derivative · entry 4

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,597

Underlying: Class A Common Shares · 799 shares

Expires 2021-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

F3 · derivative.exercise_date: Restricted stock units vest 25% on the first and second anniversaries of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
September 12, 2020 Filed Sep 14, 2020 22:12 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionDividend Equivalent Rights · Derivative 76 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011537 · doc4.xml · derivative · entry 3

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,546

Underlying: Class A Common Shares · 76 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
September 12, 2020 Filed Sep 14, 2020 22:12 UTC Designer Brands Inc. DBI · Entity 6081 Tax withholdingClass A Common Shares 266 $5.92 $1,574.72
Disclosure

SEC source: 0001225208-20-011537 · doc4.xml · nonDerivative · entry 2

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,742

Read SEC document
September 12, 2020 Filed Sep 14, 2020 22:12 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionClass A Common Shares 875 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011537 · doc4.xml · nonDerivative · entry 1

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2020 Filed Apr 14, 2020 21:54 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 338 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006453 · doc4.xml · derivative · entry 1

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,622

Underlying: Class A Common Shares · 338 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
March 24, 2020 Filed Mar 26, 2020 13:23 UTC Designer Brands Inc. DBI · Entity 6081 GrantRestricted Stock Unit · Derivative 27,165 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005585 · doc4.xml · derivative · entry 1

Haley Mark · CIK 0001533646 · SVP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,165

Underlying: Class A Common Shares · 27,165 shares

Expires 2023-03-24

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 23:29 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionRestricted Stock Unit · Derivative 3,485 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000996 · doc4.xml · derivative · entry 4

Haley Mark · CIK 0001533646 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 3,485 shares

Expires 2020-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 23:29 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionDividend Equivalent Rights · Derivative 488 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000996 · doc4.xml · derivative · entry 3

Haley Mark · CIK 0001533646 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,284

Underlying: Class A Common Shares · 488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 23:29 UTC Designer Brands Inc. DBI · Entity 6081 Tax withholdingClass A Common Shares 1,417 $15.75 $22,317.75
Disclosure

SEC source: 0001225208-20-000996 · doc4.xml · nonDerivative · entry 2

Haley Mark · CIK 0001533646 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,133

Read SEC document
January 17, 2020 Filed Jan 21, 2020 23:29 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionClass A Common Shares 3,973 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000996 · doc4.xml · nonDerivative · entry 1

Haley Mark · CIK 0001533646 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 21:52 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 342 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000661 · doc4.xml · derivative · entry 1

Haley Mark · CIK 0001533646 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,772

Underlying: Class A Common Shares · 342 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
October 04, 2019 Filed Oct 8, 2019 19:37 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 331 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013258 · doc4.xml · derivative · entry 1

Haley Mark · CIK 0001533646 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430

Underlying: Class A Common Shares · 331 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 19:16 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionRestricted Stock Unit · Derivative 799 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012396 · doc4.xml · derivative · entry 4

Haley Mark · CIK 0001533646 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,396

Underlying: Class A Common Shares · 799 shares

Expires 2021-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

F3 · derivative.exercise_date: Restricted stock units vest 25% on the first and second anniversaries of the date of grant and 50% on the third anniversary of the date of grant.

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September 12, 2019 Filed Sep 13, 2019 19:16 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionDividend Equivalent Rights · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012396 · doc4.xml · derivative · entry 3

Haley Mark · CIK 0001533646 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,099

Underlying: Class A Common Shares · 32 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

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September 12, 2019 Filed Sep 13, 2019 19:16 UTC Designer Brands Inc. DBI · Entity 6081 Tax withholdingClass A Common Shares 254 $17.08 $4,338.32
Disclosure

SEC source: 0001225208-19-012396 · doc4.xml · nonDerivative · entry 2

Haley Mark · CIK 0001533646 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577

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September 12, 2019 Filed Sep 13, 2019 19:16 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionClass A Common Shares 831 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012396 · doc4.xml · nonDerivative · entry 1

Haley Mark · CIK 0001533646 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 05, 2019 Filed Jul 9, 2019 20:13 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 291 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010146 · doc4.xml · derivative · entry 1

Haley Mark · CIK 0001533646 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131

Underlying: Class A Common Shares · 291 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DBI Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DBI Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DBI Class A common stock.

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April 12, 2019 Filed Apr 16, 2019 19:27 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 239 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006833 · doc4.xml · derivative · entry 1

Haley Mark · CIK 0001533646 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840

Underlying: Class A Common Shares · 239 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DBI Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DBI Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DBI Class A common stock.

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March 26, 2019 Filed Mar 28, 2019 19:33 UTC Designer Brands Inc. DSW · Entity 6081 GrantRestricted Stock Unit · Derivative 7,975 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005869 · doc4.xml · derivative · entry 1

Haley Mark · CIK 0001533646 · SVP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,975

Underlying: Class A Common Shares · 7,975 shares

Expires 2022-03-26

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DSW common stock.

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December 01, 2016 Filed Dec 1, 2016 18:51 UTC CONNS INC CONN · Entity 84695 Tax withholdingCommon Stock 386 $11.20 $4,323.20
Disclosure

SEC source: 0001209191-16-152775 · doc4.xml · nonDerivative · entry 2

Haley Mark · CIK 0001533646 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,248

F2 · shares: Represents shares withheld to pay withholding taxes due upon vesting of Restricted Stock Units awarded on December 1, 2015.

F3 · price: Price based on closing price of Conn's, Inc. Common Stock on date of vesting.

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December 01, 2016 Filed Dec 1, 2016 18:51 UTC CONNS INC CONN · Entity 84695 GrantCommon Stock 13,170 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-152775 · doc4.xml · nonDerivative · entry 1

Haley Mark · CIK 0001533646 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,634

F1 · shares: Restricted Stock Units awarded to reporting person under the 2016 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs vest in 4 equal annual installments commencing on December 1, 2017.

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October 14, 2016 Filed Oct 14, 2016 18:22 UTC CONNS INC CONN · Entity 84695 Tax withholdingCommon Stock 225 $9.12 $2,052.00
Disclosure

SEC source: 0001209191-16-145959 · doc4.xml · nonDerivative · entry 1

Haley Mark · CIK 0001533646 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,464

F1 · shares: Represents shares withheld to pay withholding taxes due upon vesting of Restricted Stock Units awarded on October 14, 2014.

F2 · price: Price based on closing price of Conn's, Inc. Common Stock on date of vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.