Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BOX INCBOX · Entity 3932 | Chief Financial Officer | October 09, 2026 | October 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BOX INC
Report date October 09, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,293,100 |
Reported balance
After 2026-10-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-10-09 · Sale · Disposed 17,000 · Balance 1,293,100 F1: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026. F2: This sale price represents the weighted average sale price of the shares sold ranging from $36.37 to $36.70 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3: Certain of these shares are represented by time-based and performance-based restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.
F2: This sale price represents the weighted average sale price of the shares sold ranging from $36.37 to $36.70 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3: Certain of these shares are represented by time-based and performance-based restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person's continuous service through each such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2020 Filed Apr 6, 2020 20:41 UTC | BOX INC BOX · Entity 3932 | GrantClass A Common Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023605 · doc4.xml · nonDerivative · entry 3 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,283,140 F4 · shares: Represents RSUs. 1/16th of the RSUs shall vest after each 3 full months thereafter for the next 48 months, subject to continuous service through each such date. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 20:41 UTC | BOX INC BOX · Entity 3932 | Tax withholdingClass A Common Stock | 2,671 | $14.17 | $37,848.07 |
DisclosureSEC source: 0001209191-20-023605 · doc4.xml · nonDerivative · entry 2 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,083,140 F3 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 20:41 UTC | BOX INC BOX · Entity 3932 | GrantClass A Common Stock | 7,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023605 · doc4.xml · nonDerivative · entry 1 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085,811 F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's FY20 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant. F2 · balance_after: Includes 1,430 shares acquired on March 15, 2020 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 00:03 UTC | BOX INC BOX · Entity 3932 | SaleClass A Common Stock | 15,000 | $18.02 | $270,300.00 |
DisclosureSEC source: 0001209191-19-036555 · doc4.xml · nonDerivative · entry 1 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084,280 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2019. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $18.00 to $18.07 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 10, 2019 Filed May 14, 2019 23:43 UTC | BOX INC BOX · Entity 3932 | SaleClass A Common Stock | 15,000 | $20.10 | $301,500.00 |
DisclosureSEC source: 0001209191-19-029807 · doc4.xml · nonDerivative · entry 1 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,099,280 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2019. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $19.92 to $20.35 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 22:26 UTC | BOX INC BOX · Entity 3932 | SaleClass A Common Stock | 15,000 | $19.53 | $292,950.00 |
DisclosureSEC source: 0001209191-19-024524 · doc4.xml · nonDerivative · entry 1 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,114,280 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2019. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $19.47 to $19.59 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| April 09, 2019 Filed Mar 13, 2020 01:03 UTC | BOX INC BOX · Entity 3932 | GiftClass A Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018659 · doc5.xml · nonDerivative · entry 1 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,077,119 F1 · kind: This transaction represents a charitable donation by the reporting person. No shares were sold. F2 · balance_after: Includes 2,839 shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 22:09 UTC | BOX INC BOX · Entity 3932 | GrantPerformance-based Employee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $20.12 | $0.00 |
DisclosureSEC source: 0001209191-19-023874 · doc4.xml · derivative · entry 4 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Class A Common Stock · 300,000 shares Expires 2029-04-03 F5 · derivative.exercise_date: 1/4 of the shares subject to the option vest on March 20, 2020, and 1/48 of the shares vest monthly thereafter, subject to both (a) continued service to Box through each applicable vesting date, and (b) the closing stock price of the Company's Class A stock must have closed at a level 25% higher than the 30 trading day trailing average prior to April 3, 2019, for 30 consecutive trading days prior to April 4, 2023. If the performance condition in clause (b) is not met prior to April 4, 2023, then no options will vest and all will be forfeited. The performance condition in clause (b) need only be met one time prior to April 4, 2023 in order for it to be satisfied. If the performance condition is achieved, the options will expire on the 10th anniversary of the grant date. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 22:09 UTC | BOX INC BOX · Entity 3932 | Tax withholdingClass A Common Stock | 2,271 | $19.59 | $44,488.89 |
DisclosureSEC source: 0001209191-19-023874 · doc4.xml · nonDerivative · entry 2 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,129,280 F3 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 22:09 UTC | BOX INC BOX · Entity 3932 | GrantClass A Common Stock | 6,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023874 · doc4.xml · nonDerivative · entry 1 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131,551 F1 · shares: Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's FY19 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant. F2 · balance_after: Includes 1,036 shares acquired on March 15, 2019 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| February 11, 2019 Filed Feb 14, 2019 00:45 UTC | BOX INC BOX · Entity 3932 | SaleClass A Common Stock | 45,000 | $23.57 | $1,060,650.00 |
DisclosureSEC source: 0001209191-19-009899 · doc4.xml · nonDerivative · entry 1 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,124,274 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2018. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $23.20 to $23.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:18 UTC | BOX INC BOX · Entity 3932 | SaleClass A Common Stock | 15,000 | $24.71 | $370,650.00 |
DisclosureSEC source: 0001209191-18-050733 · doc4.xml · nonDerivative · entry 1 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,169,274 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2018. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $24.54 to $24.95 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 23:56 UTC | BOX INC BOX · Entity 3932 | SaleClass A Common Stock | 15,000 | $25.85 | $387,750.00 |
DisclosureSEC source: 0001209191-18-046698 · doc4.xml · nonDerivative · entry 1 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,184,274 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2018. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.69 to $25.995 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · balance_after: Includes 3,729 shares acquired previously by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 23:50 UTC | BOX INC BOX · Entity 3932 | SaleClass A Common Stock | 15,000 | $26.42 | $396,300.00 |
DisclosureSEC source: 0001209191-18-042494 · doc4.xml · nonDerivative · entry 1 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,195,545 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2018. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $26.31 to $26.56 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:31 UTC | BOX INC BOX · Entity 3932 | OtherEmployee Stock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $14.05 | $0.00 |
DisclosureSEC source: 0001209191-18-038437 · doc4.xml · derivative · entry 16 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Class A Common Stock · 120,000 shares Expires 2025-01-01 F3 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock. F7 · derivative.exercise_date: 1/4 of the shares subject to the option vest on March 20, 2016, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:31 UTC | BOX INC BOX · Entity 3932 | OtherEmployee Stock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $14.05 | $0.00 |
DisclosureSEC source: 0001209191-18-038437 · doc4.xml · derivative · entry 15 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 120,000 shares Expires 2025-01-01 F3 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock. F7 · derivative.exercise_date: 1/4 of the shares subject to the option vest on March 20, 2016, and 1/48 of the shares vest monthly thereafter. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:31 UTC | BOX INC BOX · Entity 3932 | OtherEmployee Stock Option (right to buy) · Derivative | 140,000 | $0.00 Strike: $17.85 | $0.00 |
DisclosureSEC source: 0001209191-18-038437 · doc4.xml · derivative · entry 14 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Class A Common Stock · 140,000 shares Expires 2024-04-02 F3 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock. F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:31 UTC | BOX INC BOX · Entity 3932 | OtherEmployee Stock Option (right to buy) · Derivative | 140,000 | $0.00 Strike: $17.85 | $0.00 |
DisclosureSEC source: 0001209191-18-038437 · doc4.xml · derivative · entry 13 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 140,000 shares Expires 2024-04-02 F3 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock. F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:31 UTC | BOX INC BOX · Entity 3932 | OtherEmployee Stock Option (right to buy) · Derivative | 140,000 | $0.00 Strike: $4.63 | $0.00 |
DisclosureSEC source: 0001209191-18-038437 · doc4.xml · derivative · entry 12 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Class A Common Stock · 140,000 shares Expires 2023-02-06 F3 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock. F6 · derivative.exercise_date: 1/96 of the shares subject to the option vest monthly over two years beginning on February 1, 2013, and 1/32 of the shares vest monthly thereafter. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:31 UTC | BOX INC BOX · Entity 3932 | OtherEmployee Stock Option (right to buy) · Derivative | 140,000 | $0.00 Strike: $4.63 | $0.00 |
DisclosureSEC source: 0001209191-18-038437 · doc4.xml · derivative · entry 11 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 140,000 shares Expires 2023-02-06 F3 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock. F6 · derivative.exercise_date: 1/96 of the shares subject to the option vest monthly over two years beginning on February 1, 2013, and 1/32 of the shares vest monthly thereafter. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:31 UTC | BOX INC BOX · Entity 3932 | OtherEmployee Stock Option (right to buy) · Derivative | 140,000 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001209191-18-038437 · doc4.xml · derivative · entry 10 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Class A Common Stock · 140,000 shares Expires 2022-03-31 F3 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock. F5 · derivative.exercise_date: 1/96 of the shares subject to the option vest monthly over two years beginning on February 1, 2012, and 1/32 of the shares vest monthly thereafter. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:31 UTC | BOX INC BOX · Entity 3932 | OtherEmployee Stock Option (right to buy) · Derivative | 140,000 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001209191-18-038437 · doc4.xml · derivative · entry 9 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 140,000 shares Expires 2022-03-31 F3 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock. F5 · derivative.exercise_date: 1/96 of the shares subject to the option vest monthly over two years beginning on February 1, 2012, and 1/32 of the shares vest monthly thereafter. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:31 UTC | BOX INC BOX · Entity 3932 | OtherEmployee Stock Option (right to buy) · Derivative | 240,000 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001209191-18-038437 · doc4.xml · derivative · entry 8 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Underlying: Class A Common Stock · 240,000 shares Expires 2022-03-31 F3 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock. F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:31 UTC | BOX INC BOX · Entity 3932 | OtherEmployee Stock Option (right to buy) · Derivative | 240,000 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001209191-18-038437 · doc4.xml · derivative · entry 7 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 240,000 shares Expires 2022-03-31 F3 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock. F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:31 UTC | BOX INC BOX · Entity 3932 | OtherEmployee Stock Option (right to buy) · Derivative | 17,362 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001209191-18-038437 · doc4.xml · derivative · entry 6 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,362 Underlying: Class A Common Stock · 17,362 shares Expires 2021-04-06 F3 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock. F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:31 UTC | BOX INC BOX · Entity 3932 | OtherEmployee Stock Option (right to buy) · Derivative | 17,362 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001209191-18-038437 · doc4.xml · derivative · entry 5 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 17,362 shares Expires 2021-04-06 F3 · kind: In connection with the automatic conversion described in footnote (1) above, outstanding Class B Common Stock restricted stock units and options that were issued under the Issuer's 2011 Equity Incentive Plan and 2006 Stock Incentive Plan remain unchanged, except that the underlying shares are now Class A Common Stock. F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038437 · doc4.xml · derivative · entry 4 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 85,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This does not represent a sale or purchase of Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which occurred when outstanding Class B Common Stock no longer represented at least 5% of the Issuer's total outstanding common stock, as set forth in the Issuer's Amended and Restated Certificate of Incorporation. F1 · derivative.exercise_date: This does not represent a sale or purchase of Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which occurred when outstanding Class B Common Stock no longer represented at least 5% of the Issuer's total outstanding common stock, as set forth in the Issuer's Amended and Restated Certificate of Incorporation. F1 · derivative.expiration_date: This does not represent a sale or purchase of Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which occurred when outstanding Class B Common Stock no longer represented at least 5% of the Issuer's total outstanding common stock, as set forth in the Issuer's Amended and Restated Certificate of Incorporation. F2 · ownership.nature: The shares are held of record by the DCS GRAT of 2014, for which the Reporting Person serves as trustee. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 1,210,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-038437 · doc4.xml · derivative · entry 3 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,210,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This does not represent a sale or purchase of Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which occurred when outstanding Class B Common Stock no longer represented at least 5% of the Issuer's total outstanding common stock, as set forth in the Issuer's Amended and Restated Certificate of Incorporation. F1 · derivative.exercise_date: This does not represent a sale or purchase of Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which occurred when outstanding Class B Common Stock no longer represented at least 5% of the Issuer's total outstanding common stock, as set forth in the Issuer's Amended and Restated Certificate of Incorporation. F1 · derivative.expiration_date: This does not represent a sale or purchase of Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which occurred when outstanding Class B Common Stock no longer represented at least 5% of the Issuer's total outstanding common stock, as set forth in the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 85,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-038437 · doc4.xml · nonDerivative · entry 2 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 85,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This does not represent a sale or purchase of Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which occurred when outstanding Class B Common Stock no longer represented at least 5% of the Issuer's total outstanding common stock, as set forth in the Issuer's Amended and Restated Certificate of Incorporation. F2 · ownership.nature: The shares are held of record by the DCS GRAT of 2014, for which the Reporting Person serves as trustee. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 1,210,545 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-038437 · doc4.xml · nonDerivative · entry 1 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,210,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This does not represent a sale or purchase of Issuer's common stock; rather, it represents the automatic conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock, which occurred when outstanding Class B Common Stock no longer represented at least 5% of the Issuer's total outstanding common stock, as set forth in the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| June 11, 2018 Filed Jun 14, 2018 00:16 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037617 · doc4.xml · derivative · entry 3 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,210,545 Underlying: Class A Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 11, 2018 Filed Jun 14, 2018 00:16 UTC | BOX INC BOX · Entity 3932 | SaleClass A Common Stock | 15,000 | $25.91 | $388,650.00 |
DisclosureSEC source: 0001209191-18-037617 · doc4.xml · nonDerivative · entry 2 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2018. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $25.82 to $26.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 11, 2018 Filed Jun 14, 2018 00:16 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037617 · doc4.xml · nonDerivative · entry 1 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2018 Filed Apr 13, 2018 00:34 UTC | BOX INC BOX · Entity 3932 | GrantPerformance-based Employee Stock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $20.28 | $0.00 |
DisclosureSEC source: 0001209191-18-024783 · doc4.xml · derivative · entry 1 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires 2028-04-10 F1 · derivative.exercise_date: 1/4 of the shares subject to the option vest on March 20, 2019, and 1/48 of the shares vest monthly thereafter, subject to both (a) continued service to Box through each applicable vesting date, and (b) the closing stock price of the Company's Class A stock must have closed at or above $28 for 30 consecutive trading days prior to April 11, 2022. If the performance condition in clause (b) is not met prior to April 11, 2022, then no options will vest and all will be forfeited. The performance condition in clause (b) need only be met one time prior to April 11, 2022 in order for it to be satisfied. If the performance condition is achieved, the options will expire on the 10th anniversary of the grant date. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 01:07 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009815 · doc4.xml · derivative · entry 3 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,225,545 Underlying: Class A Common Stock · 13,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 01:07 UTC | BOX INC BOX · Entity 3932 | SaleClass A Common Stock | 13,000 | $20.42 | $265,499.00 |
DisclosureSEC source: 0001209191-18-009815 · doc4.xml · nonDerivative · entry 2 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 4, 2017. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $20.19 to $20.59 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 01:07 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009815 · doc4.xml · nonDerivative · entry 1 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2018 Filed Jan 13, 2018 00:29 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003481 · doc4.xml · derivative · entry 3 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,238,545 Underlying: Class A Common Stock · 13,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 10, 2018 Filed Jan 13, 2018 00:29 UTC | BOX INC BOX · Entity 3932 | SaleClass A Common Stock | 13,000 | $21.10 | $274,339.00 |
DisclosureSEC source: 0001209191-18-003481 · doc4.xml · nonDerivative · entry 2 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 4, 2017. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $20.72 to $21.27 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| January 10, 2018 Filed Jan 13, 2018 00:29 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003481 · doc4.xml · nonDerivative · entry 1 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 01:06 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-065520 · doc4.xml · derivative · entry 3 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,251,545 Underlying: Class A Common Stock · 13,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 01:06 UTC | BOX INC BOX · Entity 3932 | SaleClass A Common Stock | 13,000 | $20.84 | $270,881.00 |
DisclosureSEC source: 0001209191-17-065520 · doc4.xml · nonDerivative · entry 2 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 4, 2017. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $20.665 to $21.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 01:06 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-065520 · doc4.xml · nonDerivative · entry 1 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 22:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056546 · doc4.xml · derivative · entry 3 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,264,545 Underlying: Class A Common Stock · 13,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 22:31 UTC | BOX INC BOX · Entity 3932 | SaleClass A Common Stock | 13,000 | $19.06 | $247,819.00 |
DisclosureSEC source: 0001209191-17-056546 · doc4.xml · nonDerivative · entry 2 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 4, 2017. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $18.855 to $19.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 22:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056546 · doc4.xml · nonDerivative · entry 1 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 22:03 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 39,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037918 · doc4.xml · derivative · entry 3 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,277,545 Underlying: Class A Common Stock · 39,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 22:03 UTC | BOX INC BOX · Entity 3932 | SaleClass A Common Stock | 39,000 | $20.00 | $780,000.00 |
DisclosureSEC source: 0001209191-17-037918 · doc4.xml · nonDerivative · entry 2 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2016. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 22:03 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 39,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037918 · doc4.xml · nonDerivative · entry 1 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2017 Filed Apr 12, 2017 01:27 UTC | BOX INC BOX · Entity 3932 | GrantPerformance-based Employee Stock Option (right to buy) · Derivative | 225,000 | $0.00 Strike: $16.68 | $0.00 |
DisclosureSEC source: 0001209191-17-026621 · doc4.xml · derivative · entry 2 Smith Dylan C · CIK 0001606410 · Director · Chief Financial Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Class A Common Stock · 225,000 shares Expires 2027-04-09 F2 · derivative.exercise_date: 1/4 of the shares subject to the option vest on March 20, 2018, and 1/48 of the shares vest monthly thereafter, subject to both (a) continued service to Box through each applicable vesting date, and (b) the closing stock price of the Company's Class A stock must have maintained a level that is 25% higher than the options' exercise price (rounded down to the nearest whole penny) for a period of 30 consecutive trading days. If the performance condition in clause (b) is not met prior to the fourth anniversary of the grant date, no options will vest and all will be forfeited. The performance condition in clause (b) need only be met one time prior to the fourth anniversary of the grant date in order for it to be satisfied. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.