Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXCELIS TECHNOLOGIES INCACLS · Entity 4152 | Director | May 19, 2026 | May 20, 2026 |
| ENTEGRIS INCENTG · Entity 3271 | EVP & CFO | February 21, 2023 | February 23, 2023 |
| JANEL CORPJANL · Entity 7097 | Director | October 01, 2026 | October 02, 2026 |
| Laird Superfood, Inc.LSF · Entity 137 | Director | July 09, 2026 | July 13, 2026 |
| PLUG POWER INCPLUG · Entity 4258 | Director | May 09, 2019 | July 01, 2019 |
| SkyWater Technology, LLCSKYT · Entity 27424 | Director | March 14, 2025 | March 17, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXCELIS TECHNOLOGIES INC
Report date May 19, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,073 |
Reported balance
After 2026-05-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-19 · Sale · Disposed 2,625 · Balance 6,073 F1: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $141.3301 to $141.6000, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2: Of the shares held after this sale on May 19, 2026, 2,110 shares were issuable on vesting of restricted stock units granted to the reporting person under the 2012 Equity Incentive Plan and are subject to forfeiture. |
| Common StockSEC Table I · non-derivative | Direct | 5,473 |
Reported balance
After 2026-05-19 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-05-19 · Sale · Disposed 600 · Balance 5,473 F3: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $142.4400 to $142.6400, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F4: Of the shares held after this sale on May 19, 2026, 2,110 shares were issuable on vesting of restricted stock units granted to the reporting person under the 2012 Equity Incentive Plan and are subject to forfeiture. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $141.3301 to $141.6000, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2: Of the shares held after this sale on May 19, 2026, 2,110 shares were issuable on vesting of restricted stock units granted to the reporting person under the 2012 Equity Incentive Plan and are subject to forfeiture.
F3: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $142.4400 to $142.6400, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F4: Of the shares held after this sale on May 19, 2026, 2,110 shares were issuable on vesting of restricted stock units granted to the reporting person under the 2012 Equity Incentive Plan and are subject to forfeiture.
ENTEGRIS INC
Report date February 21, 2023 · Filed February 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,703 |
Ending reported balance
After 2023-02-21 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-02-21 · Sale · Disposed 3,299 · Balance 24,477 F1: These shares were sold pursuant to a Rule 10b-5 Trading Plan established by the Reporting Person on August 22, 2022. F2: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $80.68 to $81.61, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 2 · 2023-02-21 · Sale · Disposed 1,962 · Balance 22,515 F1: These shares were sold pursuant to a Rule 10b-5 Trading Plan established by the Reporting Person on August 22, 2022. F3: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $81.70 to $82.57, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 3 · 2023-02-21 · Sale · Disposed 1,810 · Balance 20,705 F1: These shares were sold pursuant to a Rule 10b-5 Trading Plan established by the Reporting Person on August 22, 2022. F4: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $82.70 to $83.64, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 4 · 2023-02-21 · Sale · Disposed 1,002 · Balance 19,703 F1: These shares were sold pursuant to a Rule 10b-5 Trading Plan established by the Reporting Person on August 22, 2022. F5: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $83.72 to $84.70, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b-5 Trading Plan established by the Reporting Person on August 22, 2022.
F2: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $80.68 to $81.61, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $81.70 to $82.57, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $82.70 to $83.64, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $83.72 to $84.70, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
JANEL CORP
Report date October 01, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.00 · Expires 2036-09-30 | Direct | 2,500 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 2,500 · Balance 2,500 |
Laird Superfood, Inc.
Report date July 09, 2026 · Filed July 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.36 · Expires 2036-07-09 | Direct | 60,000 |
Reported balance
After 2026-07-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-09 · Grant · Acquired 60,000 · Balance 60,000 F1: The stock options vest as to 25% of the shares on each of the first four anniversaries of the grant date. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.00 · Expires 2036-07-09 | Direct | 25,000 |
Reported balance
After 2026-07-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-07-09 · Grant · Acquired 25,000 · Balance 25,000 F1: The stock options vest as to 25% of the shares on each of the first four anniversaries of the grant date. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.00 · Expires 2036-07-09 | Direct | 25,000 |
Reported balance
After 2026-07-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-07-09 · Grant · Acquired 25,000 · Balance 25,000 F1: The stock options vest as to 25% of the shares on each of the first four anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock options vest as to 25% of the shares on each of the first four anniversaries of the grant date.
PLUG POWER INC
Report date May 09, 2019 · Filed July 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Plug Power Common StockSEC Table I · non-derivative | Direct | 83,431 |
Reported balance
After 2019-05-09 transaction · row 1
1 source rowRow 1 · 2019-05-09 · Grant · Acquired 27,056 · Balance 83,431 F1: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.31 · Expires 2029-05-09 | Direct | 27,056 |
Reported balance
After 2019-05-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-05-09 · Grant · Acquired 27,056 · Balance 27,056 F2: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan. F3: This option shall become fully vested on May 9, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan.
F2: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan.
F3: This option shall become fully vested on May 9, 2020.
SkyWater Technology, LLC
Report date March 14, 2025 · Filed March 17, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,285 |
Reported balance
After 2025-03-14 transaction · row 1
1 source rowRow 1 · 2025-03-14 · Sale · Disposed 12,844 · Balance 14,285 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.10 to $8.13, inclusive. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.10 to $8.13, inclusive.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2021 Filed Feb 4, 2021 21:09 UTC | ENTEGRIS INC ENTG · Entity 3271 | GrantCommon Stock | 7,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001208109-21-000002 · wf-form4_161247297584620.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,020 F1 · shares: These shares are restricted stock units with restrictions that lapse over a four-year period with respect to 25% of these shares per year, beginning February 19, 2022 and thereafter on February 19, 2023, February 19, 2024 and February 19, 2025. F2 · price: Awarded pursuant to the Entegris, Inc. 2020 Stock Plan in consideration of services as an employee. Read SEC document |
| September 25, 2020 Filed Sep 25, 2020 18:22 UTC | Laird Superfood, Inc. LSF · Entity 137 | ConversionSeries A-1 Preferred Stock · Derivative | 1,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052070 · doc4.xml · derivative · entry 3 GRAVES GREGORY B · CIK 0001208109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date. F2 · derivative.exercise_date: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date. F2 · derivative.expiration_date: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date. Read SEC document |
| September 25, 2020 Filed Sep 25, 2020 18:22 UTC | Laird Superfood, Inc. LSF · Entity 137 | ConversionCommon Stock | 2,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-052070 · doc4.xml · nonDerivative · entry 2 GRAVES GREGORY B · CIK 0001208109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Series A-1 Preferred Stock converted into Company common stock on a two-for-one basis and had no expiration date. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 18:22 UTC | Laird Superfood, Inc. LSF · Entity 137 | GrantCommon Stock | 4,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052070 · doc4.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,091 F1 · kind: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant. F1 · price: Represents a grant of restricted stock units. The restricted stock units will vest one year after grant. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 21:06 UTC | ENTEGRIS INC ENTG · Entity 3271 | SaleCommon Stock | 100 | $54.01 | $5,401.00 |
DisclosureSEC source: 0001208109-20-000008 · wf-form4_158275120221956.xml · nonDerivative · entry 2 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,276 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on May 8, 2019. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 21:06 UTC | ENTEGRIS INC ENTG · Entity 3271 | SaleCommon Stock | 19,487 | $53.32 | $1,039,113.10 |
DisclosureSEC source: 0001208109-20-000008 · wf-form4_158275120221956.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,376 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on May 8, 2019. F2 · price: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.95, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:04 UTC | ENTEGRIS INC ENTG · Entity 3271 | Exercise / conversionCommon Stock · Derivative | 22,029 | $0.00 Strike: $12.20 | $0.00 |
DisclosureSEC source: 0001208109-20-000006 · wf-form4_158231904816439.xml · derivative · entry 8 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,029 shares Expires 2023-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee. F7 · derivative.exercise_date: This option is fully vested. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:04 UTC | ENTEGRIS INC ENTG · Entity 3271 | SaleCommon Stock | 22,029 | $57.46 | $1,265,874.46 |
DisclosureSEC source: 0001208109-20-000006 · wf-form4_158231904816439.xml · nonDerivative · entry 6 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,863 F4 · price: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.98, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:04 UTC | ENTEGRIS INC ENTG · Entity 3271 | Exercise / conversionCommon Stock | 22,029 | $12.20 | $268,753.80 |
DisclosureSEC source: 0001208109-20-000006 · wf-form4_158231904816439.xml · nonDerivative · entry 5 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:04 UTC | ENTEGRIS INC ENTG · Entity 3271 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,987 | $0.00 Strike: $21.60 | $0.00 |
DisclosureSEC source: 0001208109-20-000006 · wf-form4_158231904816439.xml · derivative · entry 7 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,987 Underlying: Common Stock · 12,987 shares Expires 2024-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee. F5 · derivative.exercise_date: This option vests in four equal installments. The first three installments became exercisable on February 19, 2018, February 19, 2019 and February 19, 2020. The final installment becomes available on February 19, 2021. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:04 UTC | ENTEGRIS INC ENTG · Entity 3271 | SaleCommon Stock | 8,616 | $57.82 | $498,171.09 |
DisclosureSEC source: 0001208109-20-000006 · wf-form4_158231904816439.xml · nonDerivative · entry 4 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,863 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on June 12, 2019. F3 · price: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $57.54 to $58.5399, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:04 UTC | ENTEGRIS INC ENTG · Entity 3271 | SaleCommon Stock | 4,371 | $57.09 | $249,521.16 |
DisclosureSEC source: 0001208109-20-000006 · wf-form4_158231904816439.xml · nonDerivative · entry 3 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,479 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on June 12, 2019. F2 · price: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $56.54 to $57.5399, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:04 UTC | ENTEGRIS INC ENTG · Entity 3271 | Exercise / conversionCommon Stock | 12,987 | $21.60 | $280,519.20 |
DisclosureSEC source: 0001208109-20-000006 · wf-form4_158231904816439.xml · nonDerivative · entry 2 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:04 UTC | ENTEGRIS INC ENTG · Entity 3271 | Tax withholdingCommon Stock | 7,820 | $57.96 | $453,247.20 |
DisclosureSEC source: 0001208109-20-000006 · wf-form4_158231904816439.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,863 Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:14 UTC | ENTEGRIS INC ENTG · Entity 3271 | Tax withholdingCommon Stock | 4,822 | $56.40 | $271,960.80 |
DisclosureSEC source: 0001208109-20-000004 · wf-form4_158223683727296.xml · nonDerivative · entry 2 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,683 F3 · shares: Shares automatically withheld upon settlement of performance share units to satisfy tax withholding obligations. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:14 UTC | ENTEGRIS INC ENTG · Entity 3271 | GrantCommon Stock | 14,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001208109-20-000004 · wf-form4_158223683727296.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,505 F1 · shares: Awarded in connection with the settlement of performance share units for the 2017-2019 performance cycle. F2 · price: Awarded pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:13 UTC | ENTEGRIS INC ENTG · Entity 3271 | GrantEmployee Stock Option (Right to Buy) · Derivative | 24,284 | $0.00 Strike: $55.72 | $0.00 |
DisclosureSEC source: 0001208109-20-000002 · wf-form4_158102361383154.xml · derivative · entry 2 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,284 Underlying: Common Stock · 24,284 shares Expires 2027-02-19 F3 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 19, 2021 and thereafter on February 19, 2022, February 19, 2023 and February 19, 2024. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:13 UTC | ENTEGRIS INC ENTG · Entity 3271 | GrantCommon Stock | 8,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001208109-20-000002 · wf-form4_158102361383154.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,159 F1 · shares: These shares are restricted stock units with restrictions that lapse over a four year period with respect to 25% of these shares per year, beginning February 19, 2021 and thereafter on February 19, 2022, February 19, 2023 and February 19, 2024. F2 · price: Awarded pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:15 UTC | ENTEGRIS INC ENTG · Entity 3271 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,974 | $0.00 Strike: $21.60 | $0.00 |
DisclosureSEC source: 0001208109-19-000011 · wf-form4_156460410620559.xml · derivative · entry 3 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,974 Underlying: Common Stock · 25,974 shares Expires 2024-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee. F2 · derivative.exercise_date: This option vests in four equal installments. The first two installments became exercisable on February 19, 2018 and February 19, 2019. The remaining installments become exercisable on February 19, 2020 and February 19, 2021. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:15 UTC | ENTEGRIS INC ENTG · Entity 3271 | SaleCommon Stock | 25,974 | $45.00 | $1,168,830.00 |
DisclosureSEC source: 0001208109-19-000011 · wf-form4_156460410620559.xml · nonDerivative · entry 2 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,547 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on June 12, 2019. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:15 UTC | ENTEGRIS INC ENTG · Entity 3271 | Exercise / conversionCommon Stock | 25,974 | $21.60 | $561,038.40 |
DisclosureSEC source: 0001208109-19-000011 · wf-form4_156460410620559.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2019 Filed Jul 1, 2019 23:57 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantStock Option (right to buy) · Derivative | 27,056 | $0.00 Strike: $2.31 | $0.00 |
DisclosureSEC source: 0001104659-19-038777 · a4.xml · derivative · entry 2 GRAVES GREGORY B · CIK 0001208109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,056 Underlying: Common Stock · 27,056 shares Expires 2029-05-09 F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan. F3 · derivative.exercise_date: This option shall become fully vested on May 9, 2020. Read SEC document |
| May 09, 2019 Filed Jul 1, 2019 23:57 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantPlug Power Common Stock | 27,056 | $2.31 | $62,499.36 |
DisclosureSEC source: 0001104659-19-038777 · a4.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,431 F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:15 UTC | ENTEGRIS INC ENTG · Entity 3271 | SaleCommon Stock | 19,314 | $40.03 | $773,199.29 |
DisclosureSEC source: 0001208109-19-000009 · wf-form4_155734633077081.xml · nonDerivative · entry 2 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,547 F2 · price: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.15, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 06, 2019 Filed May 8, 2019 20:15 UTC | ENTEGRIS INC ENTG · Entity 3271 | SaleCommon Stock | 10,686 | $41.03 | $438,413.45 |
DisclosureSEC source: 0001208109-19-000009 · wf-form4_155734633077081.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,861 F1 · price: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.0613, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:44 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantPlug Power Common Stock | 3,125 | $2.40 | $7,500.00 |
DisclosureSEC source: 0001104659-19-019681 · a4.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,375 F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 00:14 UTC | ENTEGRIS INC ENTG · Entity 3271 | Tax withholdingCommon Stock | 9,575 | $37.05 | $354,753.75 |
DisclosureSEC source: 0001208109-19-000006 · edgar.xml · nonDerivative · entry 2 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,547 F3 · shares: Shares automatically withheld upon settlement of performance share units to satisfy tax withholding obligations. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 00:14 UTC | ENTEGRIS INC ENTG · Entity 3271 | GrantCommon Stock | 20,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001208109-19-000006 · edgar.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,122 F1 · shares: Awarded in connection with the settlement of performance share units for the 2016-2018 performance cycle. F2 · price: Awarded pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:43 UTC | ENTEGRIS INC ENTG · Entity 3271 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,029 | Not disclosed Strike: $12.20 | Not disclosed |
DisclosureSEC source: 0001208109-19-000004 · edgar.xml · derivative · entry 6 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,029 Underlying: Common Stock · 22,029 shares Expires 2023-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee. F5 · derivative.exercise_date: This option vests in four equal installments. The first three installments became exercisable on February 19, 2017, February 19, 2018 and February 19, 2019, respectively. The last installment will become exercisable on February 19, 2020. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:43 UTC | ENTEGRIS INC ENTG · Entity 3271 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,138 | Not disclosed Strike: $13.49 | Not disclosed |
DisclosureSEC source: 0001208109-19-000004 · edgar.xml · derivative · entry 5 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,138 shares Expires 2022-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:43 UTC | ENTEGRIS INC ENTG · Entity 3271 | SaleCommon Stock | 37,167 | $34.24 | $1,272,598.08 |
DisclosureSEC source: 0001208109-19-000004 · edgar.xml · nonDerivative · entry 4 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,126 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on September 13, 2018. F2 · price: The price in column 4 is a weighted average price reported in reliance to a letter from the Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $33.99 to $34.48, inclusive. The Reporting Person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges of this footnote. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:43 UTC | ENTEGRIS INC ENTG · Entity 3271 | Exercise / conversionCommon Stock | 22,029 | $12.20 | $268,753.80 |
DisclosureSEC source: 0001208109-19-000004 · edgar.xml · nonDerivative · entry 3 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:43 UTC | ENTEGRIS INC ENTG · Entity 3271 | Exercise / conversionCommon Stock | 15,138 | $13.49 | $204,211.62 |
DisclosureSEC source: 0001208109-19-000004 · edgar.xml · nonDerivative · entry 2 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:43 UTC | ENTEGRIS INC ENTG · Entity 3271 | Tax withholdingCommon Stock | 8,752 | $34.36 | $300,718.72 |
DisclosureSEC source: 0001208109-19-000004 · edgar.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,126 Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 21:12 UTC | ENTEGRIS INC ENTG · Entity 3271 | GrantEmployee Stock Option (Right to Buy) · Derivative | 40,492 | $0.00 Strike: $33.33 | $0.00 |
DisclosureSEC source: 0001208109-19-000002 · edgar.xml · derivative · entry 2 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,492 Underlying: Common Stock · 40,492 shares Expires 2026-02-19 F2 · price: Awarded pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee. F3 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 19, 2020 and thereafter on February 19, 2021, February 19, 2022 and February 19, 2023. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 21:12 UTC | ENTEGRIS INC ENTG · Entity 3271 | GrantCommon Stock | 14,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001208109-19-000002 · edgar.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,878 F1 · shares: These shares are restricted stock units with restrictions that lapse over a four year period with respect to 25% of these shares per year, beginning February 19, 2020 and thereafter on February 19, 2021, February 19, 2022 and February 19, 2023. F2 · price: Awarded pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:21 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantPlug Power Common Stock | 6,048 | $1.24 | $7,499.52 |
DisclosureSEC source: 0001104659-19-000812 · a4.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,250 F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:48 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantPlug Power Common Stock | 3,906 | $1.92 | $7,499.52 |
DisclosureSEC source: 0001104659-18-060342 · a4.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,202 F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 22:20 UTC | PLUG POWER INC PLUG · Entity 4258 | SalePlug Power Common Stock | 31,343 | $1.73 | $54,276.67 |
DisclosureSEC source: 0001104659-18-056964 · a4.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,296 F1 · shares: Represents shares of Plug Power Inc. common stock sold to cover the tax liabilities of the reporting person resulting from compensation paid to the reporting person for his service as a director F2 · price: This transaction was executed in multiple trades at prices ranging from $1.7301 to $1.7350. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 20:22 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantPlug Power Common Stock | 3,713 | $2.02 | $7,500.26 |
DisclosureSEC source: 0001104659-18-044024 · a4.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,639 F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 21:10 UTC | ENTEGRIS INC ENTG · Entity 3271 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 24,318 | $0.00 Strike: $11.71 | $0.00 |
DisclosureSEC source: 0001208109-18-000008 · edgar.xml · derivative · entry 3 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,318 shares Expires 2021-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of service as an employee. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 21:10 UTC | ENTEGRIS INC ENTG · Entity 3271 | SaleCommon Stock | 24,318 | $37.01 | $899,907.04 |
DisclosureSEC source: 0001208109-18-000008 · edgar.xml · nonDerivative · entry 2 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,478 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on March 9, 2018. F2 · price: The price in column 4 is a weighted average price reported in reliance in a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.10, inclusive. The Reporting Person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges of this footnote. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 21:10 UTC | ENTEGRIS INC ENTG · Entity 3271 | Exercise / conversionCommon Stock | 24,318 | $11.71 | $284,763.78 |
DisclosureSEC source: 0001208109-18-000008 · edgar.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2018 Filed May 18, 2018 23:40 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantCommon Stock Options · Derivative | 29,621 | $0.00 Strike: $2.11 | $0.00 |
DisclosureSEC source: 0001104659-18-034581 · a4.xml · derivative · entry 2 GRAVES GREGORY B · CIK 0001208109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,621 Underlying: Common Stock · 29,621 shares Expires 2028-05-16 F2 · security: Options to purchase Common Stock granted in accordance with Plug Power's 2011 Non-Employee Directors Compensation Plan. F3 · derivative.exercise_date: This option shall become fully vested on May 16, 2019. Read SEC document |
| May 16, 2018 Filed May 18, 2018 23:40 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantPlug Power Common Stock | 29,621 | $2.11 | $62,500.31 |
DisclosureSEC source: 0001104659-18-034581 · a4.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,926 F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 19:31 UTC | PLUG POWER INC PLUG · Entity 4258 | GrantPlug Power Common Stock | 3,968 | $1.89 | $7,499.52 |
DisclosureSEC source: 0001104659-18-022403 · a4.xml · nonDerivative · entry 1 GRAVES GREGORY B · CIK 0001208109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,305 F1 · price: Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan. Read SEC document |
| February 22, 2018 Filed Feb 22, 2018 21:50 UTC | ENTEGRIS INC ENTG · Entity 3271 | SaleCommon Stock | 5,400 | $33.12 | $178,829.64 |
DisclosureSEC source: 0001208109-18-000006 · edgar.xml · nonDerivative · entry 5 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,478 F4 · price: The price in column 4 is a weighted average price reported in reliance to a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranges from $33.10 to $33.20, inclusive. The Reporting Person understakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges of this footnote. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:50 UTC | ENTEGRIS INC ENTG · Entity 3271 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,029 | Not disclosed Strike: $12.20 | Not disclosed |
DisclosureSEC source: 0001208109-18-000006 · edgar.xml · derivative · entry 7 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,058 Underlying: Common Stock · 22,029 shares Expires 2023-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee. F7 · derivative.exercise_date: This option vests in four equal installments. The first two installments became exercisable on February 19, 2017 and February 19, 2018, respectively. The remaining installments will become exercisable on February 19, 2019 and February 19, 2020, respectively. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:50 UTC | ENTEGRIS INC ENTG · Entity 3271 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,138 | Not disclosed Strike: $13.49 | Not disclosed |
DisclosureSEC source: 0001208109-18-000006 · edgar.xml · derivative · entry 6 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,138 Underlying: Common Stock · 15,138 shares Expires 2022-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee. F5 · derivative.exercise_date: This option vests in four equal installments. The first three installments became exercisable on February 19, 2016, February 19, 2017 and February 19, 2018, respectively. The last installment will be come exercisable on February 19, 2019. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:50 UTC | ENTEGRIS INC ENTG · Entity 3271 | SaleCommon Stock | 13,911 | $33.58 | $467,192.59 |
DisclosureSEC source: 0001208109-18-000006 · edgar.xml · nonDerivative · entry 4 GRAVES GREGORY B · CIK 0001208109 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,878 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on May 12, 2017. F3 · price: The price in column 4 is a weighted average price reported in reliance to a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranges from $33.50 to $33.70, inclusive. The Reporting Person understakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges of this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.