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CRAFT JOSEPH W III

Disclosed activity across 2 companies

Tapewire entity
30654
SEC CIK
0001173893

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALLIANCE RESOURCE PARTNERS LPARLP · Entity 4153Director · PRESIDENT AND CHIEF EXECUTIVE · 10% ownerDecember 16, 2024December 18, 2024
BOK FINANCIAL CORPBOKF · Entity 3635DirectorJuly 14, 2026July 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALLIANCE RESOURCE PARTNERS LP

Report date December 16, 2024 · Filed December 18, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom unitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-12-16 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-12-16 · Disposition to issuer · Disposed 409,246 · Balance 0

F1: 1 for 1

F3: Not applicable

F2: On December 16, 2024, the Alliance Coal, LLC Supplemental Executive Retirement Plan was terminated and the phantom units were settled in cash rather than common units as originally contemplated.

Common UnitSEC Table I · non-derivativeDirect18,631,398 Reported balance Holding disclosure · report date 2024-12-16 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 18,631,398

Common UnitSEC Table I · non-derivativeIndirectBy son2,000 Reported balance Holding disclosure · report date 2024-12-16 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,000

Common UnitSEC Table I · non-derivativeIndirectThrough spouse168,602 Reported balance Holding disclosure · report date 2024-12-16 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 168,602

Filing footnotes · ownership attribution and instrument terms

F1: 1 for 1

F2: On December 16, 2024, the Alliance Coal, LLC Supplemental Executive Retirement Plan was terminated and the phantom units were settled in cash rather than common units as originally contemplated.

F3: Not applicable

BOK FINANCIAL CORP

Report date July 14, 2026 · Filed July 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,834 Reported balance After 2026-07-14 transaction · row 1
1 source row

Row 1 · 2026-07-14 · Grant · Acquired 144 · Balance 4,834

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2019 Filed Feb 12, 2019 14:07 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Tax withholdingCommon Unit 27,541 $19.67 $541,731.47
Disclosure

SEC source: 0001179110-19-001726 · edgar.xml · nonDerivative · entry 2

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,305,581

F4 · price: Upon vesting, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $19.67.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 14:07 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Exercise / conversionCommon Unit 78,555 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-001726 · edgar.xml · nonDerivative · entry 1

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,333,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On January 23, 2019, our Compensation Committee determined that the vesting requirements for the 2016 Long-Term Incentive Plan grants had been satisfied. As a result restricted units were determined to be vested effective January 1, 2019 and subsequently issued on February 8, 2019 based upon an ARLP unit price of $19.67.

Read SEC document
January 14, 2019 Filed Jan 14, 2019 23:13 UTC BOK FINANCIAL CORP BOKF · Entity 3635 GrantCommon Stock 75 $72.59 $5,444.25
Disclosure

SEC source: 0001248915-19-000013 · primary_doc.xml · nonDerivative · entry 1

CRAFT JOSEPH W III · CIK 0001173893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,759

Read SEC document
November 14, 2018 Filed Nov 16, 2018 14:20 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 6,185 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-012904 · edgar.xml · derivative · entry 5

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,653

Underlying: Common unit · 6,185 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
October 12, 2018 Filed Oct 15, 2018 22:00 UTC BOK FINANCIAL CORP BOKF · Entity 3635 GrantCommon Stock 75 $101.48 $7,611.00
Disclosure

SEC source: 0001248915-18-000132 · primary_doc.xml · nonDerivative · entry 1

CRAFT JOSEPH W III · CIK 0001173893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,684

Read SEC document
August 14, 2018 Filed Aug 14, 2018 16:19 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 5,818 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-010560 · edgar.xml · derivative · entry 5

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,468

Underlying: Common unit · 5,818 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
July 13, 2018 Filed Jul 16, 2018 20:53 UTC BOK FINANCIAL CORP BOKF · Entity 3635 GrantCommon Stock 75 $95.19 $7,139.25
Disclosure

SEC source: 0001248915-18-000111 · primary_doc.xml · nonDerivative · entry 1

CRAFT JOSEPH W III · CIK 0001173893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,609

Read SEC document
May 31, 2018 Filed Jun 5, 2018 00:14 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantCommon Unit 168,603 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-008011 · edgar.xml · nonDerivative · entry 5

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through spouse

Disclosed balance after: 168,603

F4 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

Read SEC document
May 31, 2018 Filed Jun 5, 2018 00:14 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantCommon Unit 18,235,922 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-008011 · edgar.xml · nonDerivative · entry 3

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,593,374

F4 · shares: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F5 · shares: Held through the JWC III Rev Trust, of which Mr. Craft is trustee.

F4 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F5 · balance_after: Held through the JWC III Rev Trust, of which Mr. Craft is trustee.

Read SEC document
May 31, 2018 Filed Jun 5, 2018 00:14 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantCommon Unit 1,343,348 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-008011 · edgar.xml · nonDerivative · entry 2

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alliance Resource GP, LLC

Disclosed balance after: 1,350,529

F4 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F6 · ownership.nature: Mr. Craft indirectly wholly owns Alliance GP, LLC, the former general partner of Alliance Holdings GP, L.P. ("AHGP"), which wholly owns MGP II, LLC ("MGP II"), the former owner of 56,100,000 common units of ARLP, and AHGP directly owned 31,088,338 common units of ARLP all of which were distributed as disclosed in footnote 4 above. Mr. Craft and Kathleen S. Craft jointly own Alliance Resource GP, LLC ("SGP"). Mr. Craft disclaimed beneficial ownership of the common units of ARLP formerly held by AHGP and MGP II except to the extent of his pecuniary interest therein, and Mr. Craft disclaims beneficial ownership of the common units of ARLP held by SGP except to the extent of his pecuniary interest therein.

Read SEC document
May 31, 2018 Filed Jun 5, 2018 00:14 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Disposition to issuerCommon Unit 87,188,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-008011 · edgar.xml · nonDerivative · entry 1

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alliance Holdings GP, L.P.

Disclosed balance after: 0

F6 · shares: Mr. Craft indirectly wholly owns Alliance GP, LLC, the former general partner of Alliance Holdings GP, L.P. ("AHGP"), which wholly owns MGP II, LLC ("MGP II"), the former owner of 56,100,000 common units of ARLP, and AHGP directly owned 31,088,338 common units of ARLP all of which were distributed as disclosed in footnote 4 above. Mr. Craft and Kathleen S. Craft jointly own Alliance Resource GP, LLC ("SGP"). Mr. Craft disclaimed beneficial ownership of the common units of ARLP formerly held by AHGP and MGP II except to the extent of his pecuniary interest therein, and Mr. Craft disclaims beneficial ownership of the common units of ARLP held by SGP except to the extent of his pecuniary interest therein.

F4 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F6 · ownership.nature: Mr. Craft indirectly wholly owns Alliance GP, LLC, the former general partner of Alliance Holdings GP, L.P. ("AHGP"), which wholly owns MGP II, LLC ("MGP II"), the former owner of 56,100,000 common units of ARLP, and AHGP directly owned 31,088,338 common units of ARLP all of which were distributed as disclosed in footnote 4 above. Mr. Craft and Kathleen S. Craft jointly own Alliance Resource GP, LLC ("SGP"). Mr. Craft disclaimed beneficial ownership of the common units of ARLP formerly held by AHGP and MGP II except to the extent of his pecuniary interest therein, and Mr. Craft disclaims beneficial ownership of the common units of ARLP held by SGP except to the extent of his pecuniary interest therein.

F7 · ownership.nature: Pursuant to the Simplification Agreement, MGP II distributed (a) 99.999% of the 56,100,000 ARLP common units to AHGP and (b) 0.001% of the 56,100,000 ARLP Common Units to ARM GP Holdings, Inc. ("ARMH"), which ARMH then distributed to AHGP. Thereafter, the AHGP Common Units were canceled and converted into the right to receive all of the ARLP Common Units held by AHGP and its subsidiaries.

Read SEC document
May 31, 2018 Filed Jul 2, 2018 22:55 UTC Amendment ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantCommon Unit 168,602 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-043620 · a4a.xml · nonDerivative · entry 5

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through spouse

Disclosed balance after: 168,602

F5 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

Read SEC document
May 31, 2018 Filed Jul 2, 2018 22:55 UTC Amendment ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantCommon Unit 18,897,115 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-043620 · a4a.xml · nonDerivative · entry 3

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,254,567

F1 · shares: This amendment to the Statement of Changes in Beneficial Ownership on Form 4, originally filed with the Securities and Exchange Commission on June 4, 2018, is being filed to amend the original Form 4 by correcting the number of common units acquired by each of JWC III Rev Trust (reported as Direct Ownership per Footnote 6 below) and Alliance Resource GP, LLC ("SGP") (reported as Indirect Ownership per Footnote 7 below) in the transaction described in Footnote 5 below.

F5 · shares: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F6 · shares: Held through the JWC III Rev Trust, of which Mr. Craft is trustee.

F5 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F6 · balance_after: Held through the JWC III Rev Trust, of which Mr. Craft is trustee.

Read SEC document
May 31, 2018 Filed Jul 2, 2018 22:55 UTC Amendment ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantCommon Unit 20,960 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-043620 · a4a.xml · nonDerivative · entry 2

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alliance Resource GP, LLC

Disclosed balance after: 28,141

F1 · shares: This amendment to the Statement of Changes in Beneficial Ownership on Form 4, originally filed with the Securities and Exchange Commission on June 4, 2018, is being filed to amend the original Form 4 by correcting the number of common units acquired by each of JWC III Rev Trust (reported as Direct Ownership per Footnote 6 below) and Alliance Resource GP, LLC ("SGP") (reported as Indirect Ownership per Footnote 7 below) in the transaction described in Footnote 5 below.

F5 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F7 · ownership.nature: Mr. Craft indirectly wholly owns Alliance GP, LLC, the former general partner of Alliance Holdings GP, L.P. ("AHGP"), which wholly owns MGP II, LLC ("MGP II"), the former owner of 56,100,000 common units of ARLP, and AHGP directly owned 31,088,338 common units of ARLP all of which were distributed as disclosed in footnote 5 above. Mr. Craft and Kathleen S. Craft jointly own SGP. Mr. Craft disclaimed beneficial ownership of the common units of ARLP formerly held by AHGP and MGP II except to the extent of his pecuniary interest therein, and Mr. Craft disclaims beneficial ownership of the common units of ARLP held by SGP except to the extent of his pecuniary interest therein.

Read SEC document
May 31, 2018 Filed Jul 2, 2018 22:55 UTC Amendment ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 Disposition to issuerCommon Unit 87,188,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-043620 · a4a.xml · nonDerivative · entry 1

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alliance Holdings GP, L.P.

Disclosed balance after: 0

F7 · shares: Mr. Craft indirectly wholly owns Alliance GP, LLC, the former general partner of Alliance Holdings GP, L.P. ("AHGP"), which wholly owns MGP II, LLC ("MGP II"), the former owner of 56,100,000 common units of ARLP, and AHGP directly owned 31,088,338 common units of ARLP all of which were distributed as disclosed in footnote 5 above. Mr. Craft and Kathleen S. Craft jointly own SGP. Mr. Craft disclaimed beneficial ownership of the common units of ARLP formerly held by AHGP and MGP II except to the extent of his pecuniary interest therein, and Mr. Craft disclaims beneficial ownership of the common units of ARLP held by SGP except to the extent of his pecuniary interest therein.

F5 · price: The common units were acquired as consideration for the AHGP common units held by the reporting person immediately prior to the effectiveness of the transactions contemplated by the Simplification Agreement dated February 22, 2018 (the "Simplification Agreement"). Pursuant to the Simplification Agreement, all AHGP common units were canceled and converted into the right to receive all of the ARLP common units held by AHGP and its subsidiaries on May 31, 2018. Based on a formula calculated pursuant to the Simplification Agreement, the exchange ratio was 1.478181161 ARLP common units for each AHGP common unit.

F7 · ownership.nature: Mr. Craft indirectly wholly owns Alliance GP, LLC, the former general partner of Alliance Holdings GP, L.P. ("AHGP"), which wholly owns MGP II, LLC ("MGP II"), the former owner of 56,100,000 common units of ARLP, and AHGP directly owned 31,088,338 common units of ARLP all of which were distributed as disclosed in footnote 5 above. Mr. Craft and Kathleen S. Craft jointly own SGP. Mr. Craft disclaimed beneficial ownership of the common units of ARLP formerly held by AHGP and MGP II except to the extent of his pecuniary interest therein, and Mr. Craft disclaims beneficial ownership of the common units of ARLP held by SGP except to the extent of his pecuniary interest therein.

F8 · ownership.nature: Pursuant to the Simplification Agreement, MGP II distributed (a) 99.999% of the 56,100,000 ARLP common units to AHGP and (b) 0.001% of the 56,100,000 ARLP Common Units to ARM GP Holdings, Inc. ("ARMH"), which ARMH then distributed to AHGP. Thereafter, the AHGP Common Units were canceled and converted into the right to receive all of the ARLP Common Units held by AHGP and its subsidiaries.

Read SEC document
May 15, 2018 Filed May 17, 2018 13:04 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 6,303 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-006956 · edgar.xml · derivative · entry 5

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,650

Underlying: Common unit · 6,303 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
April 13, 2018 Filed Apr 16, 2018 23:47 UTC BOK FINANCIAL CORP BOKF · Entity 3635 GrantCommon Stock 75 $98.08 $7,356.00
Disclosure

SEC source: 0001248915-18-000082 · primary_doc.xml · nonDerivative · entry 1

CRAFT JOSEPH W III · CIK 0001173893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,534

Read SEC document
February 14, 2018 Filed Feb 16, 2018 14:30 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 5,596 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-002218 · edgar.xml · derivative · entry 5

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,347

Underlying: Common unit · 5,596 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
January 12, 2018 Filed Jan 12, 2018 19:34 UTC BOK FINANCIAL CORP BOKF · Entity 3635 GrantCommon Stock 75 $92.70 $6,952.50
Disclosure

SEC source: 0001248915-18-000016 · primary_doc.xml · nonDerivative · entry 1

CRAFT JOSEPH W III · CIK 0001173893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,459

Read SEC document
November 14, 2017 Filed Nov 16, 2017 14:04 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 5,416 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-014177 · edgar.xml · derivative · entry 5

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,751

Underlying: Common unit · 5,416 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
October 13, 2017 Filed Oct 16, 2017 19:54 UTC BOK FINANCIAL CORP BOKF · Entity 3635 GrantCommon Stock 75 $87.07 $6,530.25
Disclosure

SEC source: 0001248915-17-000118 · primary_doc.xml · nonDerivative · entry 1

CRAFT JOSEPH W III · CIK 0001173893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,384

Read SEC document
August 14, 2017 Filed Aug 16, 2017 13:17 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 5,232 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-011516 · edgar.xml · derivative · entry 5

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,335

Underlying: Common unit · 5,232 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F2 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

Read SEC document
July 28, 2017 Filed Aug 1, 2017 14:01 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 OtherCommon Unit 7,181 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-010842 · edgar.xml · nonDerivative · entry 2

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alliance Resource GP, LLC

Disclosed balance after: 7,181

F4 · kind: On July 28, 2017, (i) Alliance Resource Management GP, LLC ("MGP") contributed to Alliance Resource Partners, L.P. ("ARLP") all of its incentive distribution rights representing non-voting interests in ARLP together with its 0.99% general partner interest in ARLP in exchange for a non-economic general partner interest in ARLP and 56,100,000 common units representing limited partner interests in ARLP, and (ii) Alliance Resource GP, LLC ("SGP") contributed to ARLP its 0.01% general partner interest in ARLP and its 0.01% general partner interest in Alliance Resource Operating Partners, L.P. in exchange for 7,181 common units of ARLP. MGP then distributed its 56,100,000 common units of ARLP to its sole member MGP II, LLC ("MGP II").

F4 · price: On July 28, 2017, (i) Alliance Resource Management GP, LLC ("MGP") contributed to Alliance Resource Partners, L.P. ("ARLP") all of its incentive distribution rights representing non-voting interests in ARLP together with its 0.99% general partner interest in ARLP in exchange for a non-economic general partner interest in ARLP and 56,100,000 common units representing limited partner interests in ARLP, and (ii) Alliance Resource GP, LLC ("SGP") contributed to ARLP its 0.01% general partner interest in ARLP and its 0.01% general partner interest in Alliance Resource Operating Partners, L.P. in exchange for 7,181 common units of ARLP. MGP then distributed its 56,100,000 common units of ARLP to its sole member MGP II, LLC ("MGP II").

F5 · ownership.nature: Mr. Craft indirectly wholly owns Alliance GP, LLC, the general partner of AHGP, which wholly owns MGP II and directly owns 31,088,338 common units of ARLP. Mr. Craft and Kathleen S. Craft jointly own SGP. Mr. Craft disclaims beneficial ownership of the common units of ARLP held by AHGP, MGP II and SGP except to the extent of his pecuniary interest therein.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 14:01 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 OtherCommon Unit 56,100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-010842 · edgar.xml · nonDerivative · entry 1

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alliance Holdings GP, L.P.

Disclosed balance after: 87,188,338

F4 · kind: On July 28, 2017, (i) Alliance Resource Management GP, LLC ("MGP") contributed to Alliance Resource Partners, L.P. ("ARLP") all of its incentive distribution rights representing non-voting interests in ARLP together with its 0.99% general partner interest in ARLP in exchange for a non-economic general partner interest in ARLP and 56,100,000 common units representing limited partner interests in ARLP, and (ii) Alliance Resource GP, LLC ("SGP") contributed to ARLP its 0.01% general partner interest in ARLP and its 0.01% general partner interest in Alliance Resource Operating Partners, L.P. in exchange for 7,181 common units of ARLP. MGP then distributed its 56,100,000 common units of ARLP to its sole member MGP II, LLC ("MGP II").

F4 · price: On July 28, 2017, (i) Alliance Resource Management GP, LLC ("MGP") contributed to Alliance Resource Partners, L.P. ("ARLP") all of its incentive distribution rights representing non-voting interests in ARLP together with its 0.99% general partner interest in ARLP in exchange for a non-economic general partner interest in ARLP and 56,100,000 common units representing limited partner interests in ARLP, and (ii) Alliance Resource GP, LLC ("SGP") contributed to ARLP its 0.01% general partner interest in ARLP and its 0.01% general partner interest in Alliance Resource Operating Partners, L.P. in exchange for 7,181 common units of ARLP. MGP then distributed its 56,100,000 common units of ARLP to its sole member MGP II, LLC ("MGP II").

F5 · ownership.nature: Mr. Craft indirectly wholly owns Alliance GP, LLC, the general partner of AHGP, which wholly owns MGP II and directly owns 31,088,338 common units of ARLP. Mr. Craft and Kathleen S. Craft jointly own SGP. Mr. Craft disclaims beneficial ownership of the common units of ARLP held by AHGP, MGP II and SGP except to the extent of his pecuniary interest therein.

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July 14, 2017 Filed Jul 17, 2017 21:02 UTC BOK FINANCIAL CORP BOKF · Entity 3635 GrantCommon Stock 75 $82.91 $6,218.25
Disclosure

SEC source: 0001248915-17-000095 · primary_doc.xml · nonDerivative · entry 1

CRAFT JOSEPH W III · CIK 0001173893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,309

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May 15, 2017 Filed May 15, 2017 16:24 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 3,774 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-007151 · edgar.xml · derivative · entry 4

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,103

Underlying: Common unit · 3,774 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

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April 14, 2017 Filed Apr 17, 2017 19:53 UTC BOK FINANCIAL CORP BOKF · Entity 3635 GrantCommon Stock 75 $76.61 $5,745.75
Disclosure

SEC source: 0001248915-17-000072 · primary_doc.xml · nonDerivative · entry 1

CRAFT JOSEPH W III · CIK 0001173893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,234

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February 14, 2017 Filed Feb 16, 2017 14:29 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 3,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-002495 · edgar.xml · derivative · entry 4

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,329

Underlying: Common unit · 3,567 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

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January 25, 2017 Filed Jan 27, 2017 17:15 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 75 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-001280 · edgar.xml · derivative · entry 4

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,762

Underlying: Common unit · 75 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

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January 13, 2017 Filed Jan 18, 2017 01:00 UTC BOK FINANCIAL CORP BOKF · Entity 3635 GrantCommon Stock 75 $83.49 $6,261.75
Disclosure

SEC source: 0001248915-17-000033 · primary_doc.xml · nonDerivative · entry 1

CRAFT JOSEPH W III · CIK 0001173893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,159

Read SEC document
November 14, 2016 Filed Nov 15, 2016 16:48 UTC ALLIANCE RESOURCE PARTNERS LP ARLP · Entity 4153 GrantPhantom unit · Derivative 3,469 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-16-031574 · edgar.xml · derivative · entry 4

CRAFT JOSEPH W III · CIK 0001173893 · Director · President and Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,687

Underlying: Common unit · 3,469 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · price: Not applicable

F1 · derivative.exercise_date: The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.

F3 · derivative.expiration_date: Not applicable

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October 14, 2016 Filed Oct 17, 2016 19:35 UTC BOK FINANCIAL CORP BOKF · Entity 3635 GrantCommon Stock 75 $67.32 $5,049.00
Disclosure

SEC source: 0001665940-16-000037 · primary_doc.xml · nonDerivative · entry 1

CRAFT JOSEPH W III · CIK 0001173893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,084

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.