Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ANNALY CAPITAL MANAGEMENT INCNLY · Entity 3308 | Chief Financial Officer | May 04, 2026 | May 05, 2026 |
| LENNAR CORP /NEW/LEN, LEN.B · Entity 1032 | Director | October 07, 2026 | October 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ANNALY CAPITAL MANAGEMENT INC
Report date May 04, 2026 · Filed May 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 200,964 |
Reported balance
After 2026-05-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-04 · Sale · Disposed 16,537 · Balance 200,964 F1: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted November 4, 2025 for tax and estate planning purposes. F2: The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $22.62 and the lowest price at which the shares were purchased was $22.35. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. F3: Dividend equivalent units ("DEUs") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted November 4, 2025 for tax and estate planning purposes.
F2: The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $22.62 and the lowest price at which the shares were purchased was $22.35. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4.
F3: Dividend equivalent units ("DEUs") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU.
LENNAR CORP /NEW/
Report date October 07, 2026 · Filed October 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 6,362 |
Reported balance
After 2026-10-07 transaction · row 1
1 source rowRow 1 · 2026-10-07 · Grant · Acquired 15 · Balance 6,362 F1: Represents restricted stock units ("RSUs") issued in respect of the Reporting Person's unvested annual RSU grant (including dividend equivalents in respect thereof) as a result of the dividend on the Issuer's common stock with a record date of October 7, 2026, in accordance with the Issuer's outside directors' compensation program. Such RSUs will vest at the same time as the annual RSU grant to which they relate. Fractional amounts have been rounded to the nearest whole number. F2: Represents the closing price per share of Issuer's common stock as of the record date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") issued in respect of the Reporting Person's unvested annual RSU grant (including dividend equivalents in respect thereof) as a result of the dividend on the Issuer's common stock with a record date of October 7, 2026, in accordance with the Issuer's outside directors' compensation program. Such RSUs will vest at the same time as the annual RSU grant to which they relate. Fractional amounts have been rounded to the nearest whole number.
F2: Represents the closing price per share of Issuer's common stock as of the record date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Berkshire Grey, Inc.
Report date July 20, 2023 · Filed July 24, 2023
Section 16 reporting ended · disclosed 2023-07-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-07-20 transaction · row 1
1 source rowRow 1 · 2023-07-20 · Disposition to issuer · Disposed 156,713 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of March 24, 2023 (the "Merger Agreement"), by and among the Issuer, SoftBank Group Corp., a Japanese kabushiki kaisha ("SoftBank"), and Backgammon Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of SoftBank ("Merger Sub"), on July 20, 2023, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of SoftBank (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock was automatically converted into the right to receive cash in the amount of $1.40, without interest and less any applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of March 24, 2023 (the "Merger Agreement"), by and among the Issuer, SoftBank Group Corp., a Japanese kabushiki kaisha ("SoftBank"), and Backgammon Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of SoftBank ("Merger Sub"), on July 20, 2023, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of SoftBank (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock was automatically converted into the right to receive cash in the amount of $1.40, without interest and less any applicable withholding taxes.
Doma Holdings, Inc.
Report date September 27, 2024 · Filed September 27, 2024
Section 16 reporting ended · disclosed 2024-09-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-09-27 transaction · row 1
1 source rowRow 1 · 2024-09-27 · Disposition to issuer · Disposed 6,473 · Balance 0 F1: On September 27, 2024, RE Closing Buyer Corp. ("Parent") acquired the Issuer pursuant to certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 28, 2024, by and among the Issuer, Parent, and RE Closing Merger Sub Inc., a wholly-owned subsidiary of Parent ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger"). F2: As of the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of the Issuer's common stock outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $6.29 in cash (the "Merger Consideration"). In addition, each restricted stock unit of the Issuer that was outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and terminated as of immediately prior to the Effective Time and converted into the right to receive an amount in cash, less applicable tax withholdings, equal to the product of (i) the aggregate number of shares subject to such restricted stock units and (ii) the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 27, 2024, RE Closing Buyer Corp. ("Parent") acquired the Issuer pursuant to certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 28, 2024, by and among the Issuer, Parent, and RE Closing Merger Sub Inc., a wholly-owned subsidiary of Parent ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").
F2: As of the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of the Issuer's common stock outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $6.29 in cash (the "Merger Consideration"). In addition, each restricted stock unit of the Issuer that was outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and terminated as of immediately prior to the Effective Time and converted into the right to receive an amount in cash, less applicable tax withholdings, equal to the product of (i) the aggregate number of shares subject to such restricted stock units and (ii) the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 07, 2026 Filed Oct 8, 2026 22:37 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | GrantClass A Common Stock | 15 | $76.13 | $1,141.95 |
DisclosureSEC source: 0001193125-26-418161 · ownership.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,362 F1 · shares: Represents restricted stock units ("RSUs") issued in respect of the Reporting Person's unvested annual RSU grant (including dividend equivalents in respect thereof) as a result of the dividend on the Issuer's common stock with a record date of October 7, 2026, in accordance with the Issuer's outside directors' compensation program. Such RSUs will vest at the same time as the annual RSU grant to which they relate. Fractional amounts have been rounded to the nearest whole number. F2 · price: Represents the closing price per share of Issuer's common stock as of the record date. Read SEC document |
| July 10, 2026 Filed Jul 14, 2026 22:23 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | GrantClass A Common Stock | 14 | $84.27 | $1,179.78 |
DisclosureSEC source: 0001193125-26-303524 · ownership.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,347 F1 · shares: Represents restricted stock units ("RSUs") issued in respect of the Reporting Person's unvested annual RSU grant (including dividend equivalents in respect thereof) as a result of the dividend on the Issuer's common stock with a record date of July 10, 2026, in accordance with the Issuer's outside directors' compensation program. Such RSUs will vest at the same time as the annual RSU grant to which they relate. Fractional amounts have been rounded to the nearest whole number. F2 · price: Represents the closing price per share of Issuer's common stock as of the record date. Read SEC document |
| May 04, 2026 Filed May 5, 2026 20:06 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | SaleCommon Stock | 16,537 | $22.48 | $371,751.76 |
DisclosureSEC source: 0001796495-26-000010 · wk-form4_1778011573.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 200,964 F1 · shares: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted November 4, 2025 for tax and estate planning purposes. F2 · price: The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $22.62 and the lowest price at which the shares were purchased was $22.35. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. F3 · balance_after: Dividend equivalent units ("DEUs") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| April 22, 2026 Filed Apr 24, 2026 21:35 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | GrantClass A Common Stock | 12 | $94.45 | $1,133.40 |
DisclosureSEC source: 0001193125-26-177778 · ownership.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,333 F1 · shares: Represents restricted stock units ("RSUs") issued in respect of the Reporting Person's unvested annual RSU grant as a result of the dividend on the Issuer's common stock with a record date of April 22, 2026, in accordance with the Issuer's outside directors' compensation program. Such RSUs will vest at the same time as the annual RSU grant to which they relate. Fractional amounts have been rounded to the nearest whole number. F2 · price: Represents the closing price per share of Issuer's common stock as of the record date. Read SEC document |
| April 08, 2026 Filed Apr 10, 2026 21:40 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | GrantClass A Common Stock | 2,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-151471 · ownership.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,321 F1 · shares: Represents restricted stock units ("RSUs") issued for service as a director in accordance with the Issuer's outside directors' compensation program. The RSUs shall vest on either the date of the next annual meeting of stockholders or the first anniversary of the grant date, whichever comes first. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:21 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 42,427 | $23.01 | $976,245.27 |
DisclosureSEC source: 0001796495-26-000007 · wk-form4_1772227267.xml · nonDerivative · entry 2 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,760 F3 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting of a PSU award previously granted on February 1, 2023. F2 · balance_after: DEUs issued on Restricted Stock Units ("RSUs") are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 21:21 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 83,106 | $23.01 | $1,912,269.06 |
DisclosureSEC source: 0001796495-26-000007 · wk-form4_1772227267.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 256,187 F1 · shares: Represents the number of shares of common stock issued upon the vesting of a Performance Stock Unit ("PSU") award, inclusive of dividend equivalent units ("DEUs"). F2 · balance_after: DEUs issued on Restricted Stock Units ("RSUs") are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| February 18, 2026 Filed Feb 19, 2026 23:33 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | SaleCommon Stock | 16,536 | $23.14 | $382,643.04 |
DisclosureSEC source: 0001796495-26-000005 · wk-form4_1771543992.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 173,081 F1 · shares: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted November 4, 2025 for tax and estate planning purposes. F2 · price: The price reported above reflects the weighted average sale price, rounded to the nearest hundredth. The highest price at which the shares were sold was $23.27 and the lowest price at which the shares were sold was $22.95. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. F3 · balance_after: Dividend equivalent units ("DEUs") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| February 01, 2026 Filed Feb 4, 2026 01:01 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 45,632 | $23.01 | $1,049,992.32 |
DisclosureSEC source: 0001796495-26-000002 · wk-form4_1770166894.xml · nonDerivative · entry 2 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,617 F3 · shares: Represents RSUs granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The RSUs vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). F2 · balance_after: Dividend equivalent units ("DEUs") issued on RSUs are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| February 01, 2026 Filed Feb 4, 2026 01:01 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 35,660 | $23.01 | $820,536.60 |
DisclosureSEC source: 0001796495-26-000002 · wk-form4_1770166894.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,985 F1 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2026 of restricted stock unit ("RSU") awards previously granted on February 1, 2023, February 1, 2024 and February 1, 2025. F2 · balance_after: Dividend equivalent units ("DEUs") issued on RSUs are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| November 28, 2025 Filed Dec 2, 2025 22:23 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | GrantClass A Common Stock | 133 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-305467 · ownership.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,008 F1 · shares: These shares were issued in accordance with the Issuer's outside directors' compensation program based on $131.30 per share which was the last reported sale price of the Issuer's Class A common stock on November 28, 2025, the last trading day of the Issuer's fiscal quarter. The shares are not transferable until November 30, 2028, subject to specified exceptions. Read SEC document |
| August 29, 2025 Filed Sep 3, 2025 00:04 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | GrantClass A Common Stock | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-112629 · ownership.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,875 F1 · price: These shares were issued in accordance with the Issuer's outside directors' compensation program based on $133.14 per share which was the last reported sale price of the Issuer's Class A common stock on August 29, 2025, the last trading day of the Issuer's fiscal quarter. The shares are not transferable until August 31, 2028, subject to specified exceptions. Read SEC document |
| May 30, 2025 Filed Jun 3, 2025 21:04 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | GrantClass A Common Stock | 164 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-081090 · ownership.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,744 F1 · shares: These shares were issued in accordance with the Issuer's outside directors' compensation program based on $106.08 per share which was the last reported sale price of the Issuer's Class A common stock on May 30, 2025, the last trading day of the Issuer's fiscal quarter. The shares are not transferable until May 31, 2028, subject to specified exceptions. Read SEC document |
| May 13, 2025 Filed May 15, 2025 20:15 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | SaleCommon Stock | 25,386 | $19.57 | $496,804.02 |
DisclosureSEC source: 0001628280-25-025919 · wk-form4_1747340120.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 161,586 F1 · shares: The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted February 6, 2025. F2 · price: The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $19.64 and the lowest price at which the shares were purchased was $19.47. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. F3 · balance_after: Dividend equivalent units ("DEUs") issued on restricted unit awards are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 21:55 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | GrantClass A Common Stock | 1,242 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-052953 · ownership.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,580 F1 · shares: Shares issued in accordance with the Issuer's outside directors' compensation program. Shares are fully vested and fifty percent (50%) of the shares are subject to a two-year minimum holding period from the date of issuance. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:41 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | GrantClass A Common Stock | 146 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-032250 · ownership.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,338 F1 · shares: These shares were issued in accordance with the Issuer's outside directors' compensation program based on $119.63 per share which was the last reported sale price of the Issuer's Class A common stock on February 28, 2025, the last trading day of the Issuer's fiscal quarter. The shares are not transferable until February 28, 2028, subject to specified exceptions. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 21:06 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 11,515 | $21.66 | $249,414.90 |
DisclosureSEC source: 0001628280-25-008633 · wk-form4_1740690390.xml · nonDerivative · entry 2 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,972 F3 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting of a PSU award previously granted on February 1, 2022. F2 · balance_after: DEUs issued on Restricted Stock Units ("RSUs") are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 21:06 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 22,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-008633 · wk-form4_1740690390.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,487 F1 · shares: Represents the number of shares of common stock issued upon the vesting of a Performance Stock Unit ("PSU") award, inclusive of dividend equivalent units ("DEUs"). F2 · balance_after: DEUs issued on Restricted Stock Units ("RSUs") are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 23:06 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 66,712 | $20.41 | $1,361,591.92 |
DisclosureSEC source: 0001628280-25-003813 · wk-form4_1738710364.xml · nonDerivative · entry 2 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,502 F3 · shares: Represents RSUs granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The RSUs vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). F2 · balance_after: Dividend equivalent units ("DEUs") issued on RSUs are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 23:06 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 22,981 | $20.41 | $469,042.21 |
DisclosureSEC source: 0001628280-25-003813 · wk-form4_1738710364.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,790 F1 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2025 of restricted stock unit ("RSU") awards previously granted on February 1, 2022, February 1, 2023 and February 1, 2024. F2 · balance_after: Dividend equivalent units ("DEUs") issued on RSUs are included in the reporting person's common stock holding balance. Each DEU is the economic equivalent of one share of common stock of Annaly Capital Management, Inc. and payable in one share for each whole DEU. Read SEC document |
| November 29, 2024 Filed Dec 2, 2024 23:15 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | GrantClass A Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-132339 · ownership.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,192 F1 · shares: These shares were issued in accordance with the Issuer's outside directors' compensation program based on $174.39 per share which was the last reported sale price of the Issuer's Class A common stock on November 29, 2024, the last trading day of the Issuer's fiscal quarter. The shares are not transferable until November 30, 2027, subject to specified exceptions. Read SEC document |
| September 27, 2024 Filed Sep 27, 2024 16:44 UTC | Doma Holdings, Inc. DOMA · Entity 85310 | Disposition to issuerCommon Stock | 6,473 | $6.29 | $40,715.17 |
DisclosureSEC source: 0000950103-24-014114 · dp218483_4-wolfe.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On September 27, 2024, RE Closing Buyer Corp. ("Parent") acquired the Issuer pursuant to certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 28, 2024, by and among the Issuer, Parent, and RE Closing Merger Sub Inc., a wholly-owned subsidiary of Parent ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger"). F2 · price: As of the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of the Issuer's common stock outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $6.29 in cash (the "Merger Consideration"). In addition, each restricted stock unit of the Issuer that was outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and terminated as of immediately prior to the Effective Time and converted into the right to receive an amount in cash, less applicable tax withholdings, equal to the product of (i) the aggregate number of shares subject to such restricted stock units and (ii) the Merger Consideration. Read SEC document |
| August 30, 2024 Filed Sep 3, 2024 21:01 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | GrantClass A Common Stock | 96 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-102901 · ownership.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,092 F1 · shares: These shares were issued in accordance with the Issuer's outside directors' compensation program based on $182.06 per share which was the last reported sale price of the Issuer's Class A common stock on August 30, 2024, the last trading day of the Issuer's fiscal quarter. The shares are not transferable until August 31, 2027, subject to specified exceptions. Read SEC document |
| May 31, 2024 Filed Jun 3, 2024 20:39 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | GrantClass A Common Stock | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-068060 · ownership.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,996 F1 · shares: These shares were issued in accordance with the Issuer's outside directors' compensation program based on $160.35 per share which was the last reported sale price of the Issuer's Class A common stock on May 31, 2024, the last trading day of the Issuer's fiscal quarter. The shares are not transferable until May 31, 2027, subject to specified exceptions. Read SEC document |
| April 10, 2024 Filed Apr 11, 2024 22:28 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | GrantClass A Common Stock | 863 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-005296 · doc4.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,887 F1 · shares: These shares were issued in accordance with the Issuer's outside directors' compensation program. The shares are fully vested and fifty percent (50%) of the shares are subject to a two-year minimum holding period from the date of issuance. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 21:29 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | GrantClass A Common Stock | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-004171 · doc4.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,024 F1 · shares: These shares were issued in accordance with the Issuer's outside directors' compensation program based on $158.51 per share which was the last reported sale price of the Issuer's Class A common stock on February 29, 2024, the last trading day of the Issuer's fiscal quarter. The shares are not transferable until February 28, 2027, subject to specified exceptions. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:51 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 2,897 | $18.88 | $54,695.36 |
DisclosureSEC source: 0001628280-24-005623 · wk-form4_1708465874.xml · nonDerivative · entry 2 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,087 F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting of a PSU award previously granted on January 29, 2021. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:51 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 5,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-005623 · wk-form4_1708465874.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,984 F1 · shares: Represents the number of shares of common stock issued upon the vesting of a Performance Stock Unit ("PSU") award, inclusive of dividend equivalent rights. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 23:04 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-003385 · wk-form4_1707174287.xml · nonDerivative · entry 3 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,309 F3 · shares: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 23:04 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 9,941 | $19.57 | $194,545.37 |
DisclosureSEC source: 0001628280-24-003385 · wk-form4_1707174287.xml · nonDerivative · entry 2 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,309 F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2024 of restricted stock awards previously granted on February 1, 2022 and February 1, 2023. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 23:04 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionCommon Stock | 3,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-003385 · wk-form4_1707174287.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 22:44 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 2,319 | $19.19 | $44,501.61 |
DisclosureSEC source: 0001628280-24-002770 · wk-form4_1706741034.xml · nonDerivative · entry 2 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,110 F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2024 of a restricted stock award previously granted on January 29, 2021. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 22:44 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionCommon Stock | 1,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-002770 · wk-form4_1706741034.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 21:29 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | GrantClass A Common Stock | 136 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057219 · doc4.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 914 F1 · shares: These shares were issued in accordance with the Issuer's outside directors' compensation program based on $127.92 per share which was the last reported sale price of the Issuer's Class A common stock on November 30, 2023, the last trading day of the Issuer's fiscal quarter. The shares are not transferable until November 30, 2026, subject to specified exceptions. Read SEC document |
| September 02, 2023 Filed Sep 5, 2023 20:34 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | GrantClass A Common Stock | 778 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048172 · doc4.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 778 F1 · shares: These shares were issued in accordance with the Issuer's outside directors' compensation program. The shares are fully vested and fifty percent (50%) of the shares are subject to a two-year minimum holding period from the date of issuance. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 21:27 UTC | Berkshire Grey, Inc. BGRY · Entity 111173 | Disposition to issuerClass A Common Stock | 156,713 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-035895 · form4.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of March 24, 2023 (the "Merger Agreement"), by and among the Issuer, SoftBank Group Corp., a Japanese kabushiki kaisha ("SoftBank"), and Backgammon Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of SoftBank ("Merger Sub"), on July 20, 2023, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of SoftBank (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock was automatically converted into the right to receive cash in the amount of $1.40, without interest and less any applicable withholding taxes. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 16:12 UTC | Doma Holdings, Inc. DOMA · Entity 85310 | GrantCommon stock | 65,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001722438-23-000095 · wk-form4_1686600769.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,855 F1 · shares: Grant of Doma Holdings, Inc.'s (the "Company") common stock to the reporting person in the form of restricted stock units ("RSUs") pursuant to the Company's Omnibus Incentive Plan (the "Plan"). Represents a grant to a non-employee director under the Plan. The "Date of Grant" was June 8, 2023. These RSUs will be settled solely by delivery of shares of Company common stock and vest in full on the earlier of (i) the one-year anniversary of the Date of Grant and (ii) the date of the Company's next annual meeting of stockholders held after the Date of Grant, in each case, subject to continued service through such date as applicable. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 23:01 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 37,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-002107 · wf-form4_167537885358463.xml · nonDerivative · entry 3 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,966 F3 · shares: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 23:01 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 2,345 | $24.00 | $56,280.00 |
DisclosureSEC source: 0001628280-23-002107 · wf-form4_167537885358463.xml · nonDerivative · entry 2 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,857 F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2023 of a restricted stock award previously granted on February 1, 2022. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 23:01 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionCommon Stock | 634 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-002107 · wf-form4_167537885358463.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis Read SEC document |
| January 29, 2023 Filed Jan 31, 2023 22:56 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 2,020 | $23.47 | $47,409.40 |
DisclosureSEC source: 0001628280-23-001838 · wf-form4_167520576164181.xml · nonDerivative · entry 2 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,568 F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2023 of a restricted stock award previously granted on January 29, 2021. Read SEC document |
| January 29, 2023 Filed Jan 31, 2023 22:56 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionCommon Stock | 879 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-001838 · wf-form4_167520576164181.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis Read SEC document |
| July 07, 2022 Filed Jul 8, 2022 16:24 UTC | Doma Holdings, Inc. DOMA · Entity 85310 | GrantCommon stock | 64,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001722438-22-000104 · wf-form4_165731188034961.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,292 F1 · shares: Grant of Doma Holdings, Inc.'s (the "Company") common stock to the reporting person in the form of restricted stock units ("RSUs") pursuant to the Company's Omnibus Incentive Plan (the "Plan"). Represents a grant to a non-employee director under the Plan. The "Date of Grant" was July 7, 2022. These RSUs will be settled solely by delivery of shares of Company common stock and vest in full on the earlier of (i) the one-year anniversary of the Date of Grant and (ii) the date of the Company's next annual meeting of stockholders held after the Date of Grant, in each case, subject to continued service through such date as applicable. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 21:48 UTC | Berkshire Grey, Inc. BGRY · Entity 111173 | GrantClass A Common Stock | 91,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039304 · doc4.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,713 F1 · shares: These shares represent RSUs and will be settled in the Issuer's Class A common stock upon vesting. These RSUs vest in full in 12 equal quarterly installments beginning on September 22, 2022, subject to the Reporting Person's continuous service with the Issuer through each such applicable vesting date. Read SEC document |
| June 22, 2022 Filed Jun 27, 2022 22:02 UTC Amendment | Berkshire Grey, Inc. BGRY · Entity 111173 | GrantClass A Common Stock | 91,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039519 · doc4a.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,713 F1 · shares: These shares represent restricted stock units ("RSUs") and will be settled in the Issuer's Class A common stock upon vesting. These RSUs vest in full on June 22, 2023, the first anniversary of the grant date Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:26 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantCommon Stock | 47,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-001808 · wf-form4_164393078039347.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,840 F1 · shares: Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances). Read SEC document |
| January 29, 2022 Filed Feb 2, 2022 02:37 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Tax withholdingCommon Stock | 6,966 | $7.90 | $55,031.40 |
DisclosureSEC source: 0001628280-22-001619 · wf-form4_164376940734699.xml · nonDerivative · entry 2 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,312 F2 · shares: Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2022 of a restricted stock award previously granted on January 29, 2021. Read SEC document |
| January 29, 2022 Filed Feb 2, 2022 02:37 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionCommon Stock | 1,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-001619 · wf-form4_164376940734699.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis. Read SEC document |
| October 05, 2021 Filed Oct 6, 2021 18:42 UTC | Doma Holdings, Inc. DOMA · Entity 85310 | GrantCommon stock | 32,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001722438-21-000035 · wf-form4_163356015494638.xml · nonDerivative · entry 1 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,190 F1 · shares: Grant of Doma Holdings, Inc.'s (the "Company") common stock to the reporting person in the form of restricted stock units ("RSUs") pursuant to the Company's Omnibus Incentive Plan (the "Plan"). Represents a grant to a non-employee director under the Plan. These RSUs will be settled solely by delivery of shares of Company common stock and vest as follows: in one-third increments on each of July 29, 2022, July 29, 2023 and July 29, 2024, subject to continued service through such date as applicable. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 23:10 UTC | Berkshire Grey, Inc. BGRY · Entity 111173 | GrantClass A Common Stock | 43,364 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-038226 · doc4.xml · nonDerivative · entry 2 Wolfe Serena · CIK 0001796495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,046 F2 · shares: These shares represent RSUs and will be settled in the Issuer's Class A common stock upon vesting. These RSUs vest in full in 12 equal quarterly installments beginning on December 27, 2021, subject to the Reporting Person's continuous service with the Issuer through each such applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.