Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIQUIDITY SERVICES INCLQDT · Entity 1149 | Director | March 01, 2026 | March 03, 2026 |
| PRICESMART INCPSMT · Entity 3872 | Director | July 13, 2026 | July 14, 2026 |
| Ribbon Communications Inc.RBBN · Entity 5785 | Director | June 15, 2026 | June 17, 2026 |
| Sonus, Inc.SONS · Entity 172242 | Director | June 15, 2017 | June 19, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIQUIDITY SERVICES INC
Report date March 01, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 97,224 |
Reported balance
After 2026-03-01 transaction · row 1
1 source rowRow 1 · 2026-03-01 · Exercise / conversion · Acquired 4,928 · Balance 97,224 F1: Represents the vesting of restricted stock units. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2026-03-01 | Direct | 0 |
Reported balance
After 2026-03-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-03-01 · Exercise / conversion · Disposed 4,928 · Balance 0 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1: Represents the vesting of restricted stock units. F3: These restricted stock units were granted on March 1, 2025 and vested on the first anniversary of the grant date (March 1, 2026). |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-03-01 | Direct | 5,694 |
Reported balance
After 2026-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-03-01 · Grant · Acquired 5,694 · Balance 5,694 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4: These restricted stock units were granted on March 1, 2026 and vests on the first anniversary of the grant date (March 1, 2027). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of restricted stock units.
F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
F3: These restricted stock units were granted on March 1, 2025 and vested on the first anniversary of the grant date (March 1, 2026).
F4: These restricted stock units were granted on March 1, 2026 and vests on the first anniversary of the grant date (March 1, 2027).
PRICESMART INC
Report date July 13, 2026 · Filed July 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock. $0.0001 par value per shareSEC Table I · non-derivative | Direct | 11,210 |
Reported balance
After 2026-07-13 transaction · row 1
1 source rowRow 1 · 2026-07-13 · Sale · Disposed 800 · Balance 11,210 |
Ribbon Communications Inc.
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 385,724 |
Reported balance
After 2026-06-16 transaction · row 1
1 source rowRow 1 · 2026-06-16 · Exercise / conversion · Acquired 42,500 · Balance 385,724 F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock. |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 63,197 |
Reported balance
After 2026-06-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-15 · Grant · Acquired 63,197 · Balance 63,197 F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2: The RSUs will vest on June 15, 2027, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2027 Annual Meeting of Stockholders (the "2027 Annual Meeting") occurs prior to June 15, 2027, and, at such 2027 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2027 Annual Meeting. |
| RSUsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-16 · Exercise / conversion · Disposed 42,500 · Balance 0 F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3: The RSUs were awarded on June 16, 2025 and vested in full on June 16, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F2: The RSUs will vest on June 15, 2027, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2027 Annual Meeting of Stockholders (the "2027 Annual Meeting") occurs prior to June 15, 2027, and, at such 2027 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these RSUs will vest as of the date of the 2027 Annual Meeting.
F3: The RSUs were awarded on June 16, 2025 and vested in full on June 16, 2026.
Sonus, Inc.
Report date June 15, 2017 · Filed June 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 79,394 |
Reported balance
After 2017-06-15 transaction · row 1
1 source rowRow 1 · 2017-06-15 · Grant · Acquired 19,816 · Balance 79,394 F1: These are restricted shares of Common Stock that vest on June 15, 2018; provided, however, if the Issuer's 2018 Annual Meeting of Stockholders (the "2018 Annual Meeting") occurs prior to June 15, 2018, and, at such 2018 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these restricted shares of Common Stock will vest on the date of the 2018 Annual Meeting. In the event of an Acquisition (as defined in the Issuer's Amended and Restated Stock Incentive Plan), all of the restricted shares of Common Stock covered by this footnote shall accelerate and vest on a pro-rata basis based on the time served through the date of the Acquisition. |
Filing footnotes · ownership attribution and instrument terms
F1: These are restricted shares of Common Stock that vest on June 15, 2018; provided, however, if the Issuer's 2018 Annual Meeting of Stockholders (the "2018 Annual Meeting") occurs prior to June 15, 2018, and, at such 2018 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these restricted shares of Common Stock will vest on the date of the 2018 Annual Meeting. In the event of an Acquisition (as defined in the Issuer's Amended and Restated Stock Incentive Plan), all of the restricted shares of Common Stock covered by this footnote shall accelerate and vest on a pro-rata basis based on the time served through the date of the Acquisition.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ULTRATECH INC
Report date May 26, 2017 · Filed May 31, 2017
Section 16 reporting ended · disclosed 2017-05-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-05-26 · Disposition to issuer · Disposed 3,750 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger dated February 2, 2017 by and among Ultratech, Inc. ("Ultratech"), Veeco Instruments Inc., a Delaware corporation ("Veeco") and Ulysses Acquisition Subsidiary Corp., a Delaware corporation and a wholly owned subsidiary of Veeco (the "Merger Agreement"), whereby each share of Ultratech common stock outstanding immediately prior to the closing of the transactions contemplated under the Merger Agreement (the "Merger") was converted into the right to receive (i) $21.75 in cash without interest (the "Cash Consideration") and (ii) 0.2675 of a share of Veeco common stock (the "Stock Consideration"). The number of shares includes 3,750 Ultratech restricted stock units that were outstanding and vested at the time of the Merger ("Vested RSUs") and 0 Ultratech restricted stock units that remained outstanding and unvested at the time of the Merger ("Unvested RSUs"). F2: In connection with the Merger, each Vested RSU was cancelled and converted into the right to receive the sum of (a) the Cash Consideration, plus (b) the product of (i) the Stock Consideration multiplied by (ii) the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ( the "Equity Award Merger Consideration"). In connection with the Merger, each Unvested RSU was assumed by Veeco and converted into the right to receive a number of shares of Veeco common stock (with the number of shares of Veeco common stock determined by dividing the Equity Award Merger Consideration by the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ). |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger dated February 2, 2017 by and among Ultratech, Inc. ("Ultratech"), Veeco Instruments Inc., a Delaware corporation ("Veeco") and Ulysses Acquisition Subsidiary Corp., a Delaware corporation and a wholly owned subsidiary of Veeco (the "Merger Agreement"), whereby each share of Ultratech common stock outstanding immediately prior to the closing of the transactions contemplated under the Merger Agreement (the "Merger") was converted into the right to receive (i) $21.75 in cash without interest (the "Cash Consideration") and (ii) 0.2675 of a share of Veeco common stock (the "Stock Consideration"). The number of shares includes 3,750 Ultratech restricted stock units that were outstanding and vested at the time of the Merger ("Vested RSUs") and 0 Ultratech restricted stock units that remained outstanding and unvested at the time of the Merger ("Unvested RSUs").
F2: In connection with the Merger, each Vested RSU was cancelled and converted into the right to receive the sum of (a) the Cash Consideration, plus (b) the product of (i) the Stock Consideration multiplied by (ii) the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ( the "Equity Award Merger Consideration"). In connection with the Merger, each Unvested RSU was assumed by Veeco and converted into the right to receive a number of shares of Veeco common stock (with the number of shares of Veeco common stock determined by dividing the Equity Award Merger Consideration by the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2020 Filed Jun 19, 2020 21:00 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 25,975 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-20-000110 · edgar.xml · nonDerivative · entry 1 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The RSUs convert into Ribbon Communications Inc. common stock on a one-for-one basis. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:51 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000014 · edgar.xml · derivative · entry 3 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. F2 · derivative.expiration_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:51 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units (RSUs) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000014 · edgar.xml · derivative · entry 2 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. F2 · derivative.expiration_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:51 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-20-000014 · edgar.xml · nonDerivative · entry 1 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. Read SEC document |
| February 06, 2020 Filed Feb 11, 2020 00:38 UTC | PRICESMART INC PSMT · Entity 3872 | GrantCommon Stock, $0.0001 par value | 1,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008120 · doc4.xml · nonDerivative · entry 1 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,742 F1 · shares: These shares are represented by restricted stock units, which vest in full on January 31, 2021 or the date of the issuer's next annual meeting of stockholders, whichever is sooner. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:37 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantRestricted Stock Grant · Derivative | 18,797 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001235468-20-000046 · wf-form4_158085581786032.xml · derivative · entry 3 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,797 Underlying: Common Stock · 18,797 shares Expires 2021-02-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit. F3 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2021. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:37 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherRestricted Stock Grant · Derivative | 11,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001235468-20-000046 · wf-form4_158085581786032.xml · derivative · entry 2 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,176 shares Expires 2020-02-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock. F4 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit. F3 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2021. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:37 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 11,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000046 · wf-form4_158085581786032.xml · nonDerivative · entry 1 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,705 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 21:27 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units (RSUs) · Derivative | 25,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001193369-19-000002 · edgar.xml · derivative · entry 1 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,975 Underlying: Common Stock · 25,975 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock. F2 · derivative.exercise_date: The restricted stock units will vest on June 17, 2020, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2020 Annual Meeting of Stockholders (the "2020 Annual Meeting") occurs prior to June 17, 2020, and, at such 2020 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these restricted stock units will vest as of the date of the 2020 Annual Meeting. F2 · derivative.expiration_date: The restricted stock units will vest on June 17, 2020, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2020 Annual Meeting of Stockholders (the "2020 Annual Meeting") occurs prior to June 17, 2020, and, at such 2020 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these restricted stock units will vest as of the date of the 2020 Annual Meeting. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:57 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 11,176 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-000895 · wf-form4_154931746118971.xml · derivative · entry 3 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,352 Underlying: Common Stock · 11,176 shares Expires 2029-02-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit. F5 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2020. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:57 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherRestricted Stock Grant · Derivative | 14,615 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-000895 · wf-form4_154931746118971.xml · derivative · entry 2 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,615 shares Expires 2028-02-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock. F4 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit. F3 · derivative.exercise_date: These shares became fully vested on February 1, 2019. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:57 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 14,615 | $8.50 | $124,227.50 |
DisclosureSEC source: 0001628280-19-000895 · wf-form4_154931746118971.xml · nonDerivative · entry 1 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,529 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| January 30, 2019 Filed Apr 29, 2019 23:05 UTC | PRICESMART INC PSMT · Entity 3872 | GrantCommon Stock, $0.0001 par value | 1,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026480 · doc4.xml · nonDerivative · entry 1 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,243 F1 · shares: These shares are represented by restricted stock units, which vest in full on January 31, 2019 or the date of the issuer's next annual meeting of stockholders, whichever is sooner. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 20:32 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantCommon Stock | 18,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001193369-18-000004 · edgar.xml · nonDerivative · entry 1 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,929 F1 · shares: These are restricted shares of Common Stock that vest on June 15, 2019, subject to the Reporting Person's continued service to the Issuer through such date; provided, however, that if the Issuer's 2019 Annual Meeting of Stockholders (the "2019 Annual Meeting") occurs prior to June 15, 2019, and, at such 2019 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these restricted shares of Common Stock will vest on the date of the 2019 Annual Meeting. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:49 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantRestricted Stock Grant · Derivative | 14,615 | $0.00 Strike: $6.50 | $0.00 |
DisclosureSEC source: 0001628280-18-001029 · wf-form4_151787095533810.xml · derivative · entry 3 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,615 Underlying: Common Stock · 14,615 shares Expires 2028-02-01 F3 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2019. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:49 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherRestricted Stock Grant · Derivative | 9,744 | $6.50 Strike: $9.75 | $63,336.00 |
DisclosureSEC source: 0001628280-18-001029 · wf-form4_151787095533810.xml · derivative · entry 2 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,744 shares Expires 2027-02-01 F1 · kind: Represents the vesting of restricted stock. F2 · derivative.exercise_date: These restricted shares became fully vested on February 1, 2018. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:49 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 9,744 | $6.50 | $63,336.00 |
DisclosureSEC source: 0001628280-18-001029 · wf-form4_151787095533810.xml · nonDerivative · entry 1 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,914 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 23:07 UTC | PRICESMART INC PSMT · Entity 3872 | GrantCommon Stock, $0.0001 par value | 948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005705 · doc4.xml · nonDerivative · entry 1 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 948 F1 · shares: These shares are represented by restricted stock units, which vest in full on January 31, 2019 or the date of the issuer's next annual meeting of stockholders, whichever is sooner. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:26 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantCommon Stock | 25,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001193369-18-000002 · edgar.xml · nonDerivative · entry 3 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,747 F2 · shares: These are restricted shares of Common Stock that vest on January 16, 2019. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:26 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantCommon Stock | 10,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001193369-18-000002 · edgar.xml · nonDerivative · entry 2 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,536 F1 · shares: These are restricted shares of Common Stock that vest on the date of the Issuer's 2018 Annual Meeting of Stockholders. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:26 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Disposition to issuerCommon Stock | 12,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001193369-18-000002 · edgar.xml · nonDerivative · entry 1 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,853 Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 16:24 UTC | Sonus, Inc. SONS · Entity 172242 | GrantCommon Stock | 19,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001193369-17-000003 · edgar.xml · nonDerivative · entry 1 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,394 F1 · shares: These are restricted shares of Common Stock that vest on June 15, 2018; provided, however, if the Issuer's 2018 Annual Meeting of Stockholders (the "2018 Annual Meeting") occurs prior to June 15, 2018, and, at such 2018 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these restricted shares of Common Stock will vest on the date of the 2018 Annual Meeting. In the event of an Acquisition (as defined in the Issuer's Amended and Restated Stock Incentive Plan), all of the restricted shares of Common Stock covered by this footnote shall accelerate and vest on a pro-rata basis based on the time served through the date of the Acquisition. Read SEC document |
| May 26, 2017 Filed May 31, 2017 18:49 UTC | ULTRATECH INC UTEK · Entity 175635 | Disposition to issuerCommon Stock | 3,750 | $30.16 | $113,100.00 |
DisclosureSEC source: 0000909791-17-000048 · edgardoc.xml · nonDerivative · entry 1 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the Agreement and Plan of Merger dated February 2, 2017 by and among Ultratech, Inc. ("Ultratech"), Veeco Instruments Inc., a Delaware corporation ("Veeco") and Ulysses Acquisition Subsidiary Corp., a Delaware corporation and a wholly owned subsidiary of Veeco (the "Merger Agreement"), whereby each share of Ultratech common stock outstanding immediately prior to the closing of the transactions contemplated under the Merger Agreement (the "Merger") was converted into the right to receive (i) $21.75 in cash without interest (the "Cash Consideration") and (ii) 0.2675 of a share of Veeco common stock (the "Stock Consideration"). The number of shares includes 3,750 Ultratech restricted stock units that were outstanding and vested at the time of the Merger ("Vested RSUs") and 0 Ultratech restricted stock units that remained outstanding and unvested at the time of the Merger ("Unvested RSUs"). F2 · balance_after: In connection with the Merger, each Vested RSU was cancelled and converted into the right to receive the sum of (a) the Cash Consideration, plus (b) the product of (i) the Stock Consideration multiplied by (ii) the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ( the "Equity Award Merger Consideration"). In connection with the Merger, each Unvested RSU was assumed by Veeco and converted into the right to receive a number of shares of Veeco common stock (with the number of shares of Veeco common stock determined by dividing the Equity Award Merger Consideration by the volume weighted average trading price of Veeco's common stock for the five consecutive trading days ending on the trading day immediately preceding the closing date of the Merger ). Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 23:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantRestricted Stock Grant · Derivative | 9,744 | $0.00 Strike: $9.75 | $0.00 |
DisclosureSEC source: 0001179110-17-001697 · edgar.xml · derivative · entry 3 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,744 Underlying: Common Stock · 9,744 shares Expires 2027-02-01 F2 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2018. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 23:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherRestricted Stock Grant · Derivative | 15,103 | $9.75 Strike: $6.29 | $147,254.25 |
DisclosureSEC source: 0001179110-17-001697 · edgar.xml · derivative · entry 2 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,103 shares Expires 2026-02-01 F3 · kind: Represents the vesting of restricted stock F1 · derivative.exercise_date: These restricted shares became fully vested on February 1, 2017. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 23:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 15,103 | $9.75 | $147,254.25 |
DisclosureSEC source: 0001179110-17-001697 · edgar.xml · nonDerivative · entry 1 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,170 F3 · kind: Represents the vesting of restricted stock Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.