Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Personalis, Inc.PSNL · Entity 4572 | President and CMO | September 18, 2026 | September 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Personalis, Inc.
Report date September 18, 2026 · Filed September 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 169,882 |
Reported balance
After 2026-09-18 transaction · row 1
1 source rowRow 1 · 2026-09-18 · Sale · Disposed 3,998 · Balance 169,882 F1: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2020 Filed Mar 19, 2020 00:44 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020140 · doc4.xml · nonDerivative · entry 1 Chen Richard · CIK 0001779787 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,500 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest in 16 equal quarterly installments with the first installment vesting on June 16, 2020. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:37 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0001209191-20-018191 · doc4.xml · derivative · entry 3 Chen Richard · CIK 0001779787 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,249 Underlying: Common Stock · 1,000 shares Expires 2022-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:37 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 1,000 | $7.84 | $7,840.00 |
DisclosureSEC source: 0001209191-20-018191 · doc4.xml · nonDerivative · entry 2 Chen Richard · CIK 0001779787 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan by the reporting person. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:37 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018191 · doc4.xml · nonDerivative · entry 1 Chen Richard · CIK 0001779787 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 23:05 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0001209191-20-016310 · doc4.xml · derivative · entry 3 Chen Richard · CIK 0001779787 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,249 Underlying: Common Stock · 1,000 shares Expires 2022-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 23:05 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon stock | 1,000 | $8.76 | $8,760.00 |
DisclosureSEC source: 0001209191-20-016310 · doc4.xml · nonDerivative · entry 2 Chen Richard · CIK 0001779787 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan by the reporting person. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 23:05 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-016310 · doc4.xml · nonDerivative · entry 1 Chen Richard · CIK 0001779787 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 02:40 UTC | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 101,000 | $8.77 | $885,770.00 |
DisclosureSEC source: 0001209191-20-013622 · doc4.xml · nonDerivative · entry 2 Chen Richard · CIK 0001779787 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan by the reporting person. F2 · price: The weighted average sale price for the transaction reported was $8.77, and the range of prices were between $8.445 and 9.29 per share. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| February 25, 2020 Filed Feb 28, 2020 02:40 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionCommon Stock | 101,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013622 · doc4.xml · nonDerivative · entry 1 Chen Richard · CIK 0001779787 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2020 Filed Mar 11, 2020 21:34 UTC Amendment | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionStock Option (right to buy) · Derivative | 101,000 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0001209191-20-018188 · doc4a.xml · derivative · entry 3 Chen Richard · CIK 0001779787 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,249 Underlying: Common Stock · 101,000 shares Expires 2022-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Shares subject to the option are fully vested and exercisable. Read SEC document |
| February 25, 2020 Filed Mar 11, 2020 21:34 UTC Amendment | Personalis, Inc. PSNL · Entity 4572 | SaleCommon Stock | 101,000 | $8.77 | $885,770.00 |
DisclosureSEC source: 0001209191-20-018188 · doc4a.xml · nonDerivative · entry 2 Chen Richard · CIK 0001779787 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The weighted average sale price for the transaction reported was $8.77, and the range of prices were between $8.445 and $9.29 per share. Upon request from the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| February 25, 2020 Filed Mar 11, 2020 21:34 UTC Amendment | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionCommon Stock | 101,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018188 · doc4a.xml · nonDerivative · entry 1 Chen Richard · CIK 0001779787 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2020 Filed Jan 10, 2020 00:57 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0001209191-20-002942 · doc4.xml · derivative · entry 2 Chen Richard · CIK 0001779787 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,249 Underlying: Common Stock · 12,000 shares Expires 2022-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| January 07, 2020 Filed Jan 10, 2020 00:57 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionCommon Stock | 12,000 | $0.44 | $5,280.00 |
DisclosureSEC source: 0001209191-20-002942 · doc4.xml · nonDerivative · entry 1 Chen Richard · CIK 0001779787 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 23:54 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0001209191-19-061996 · doc4.xml · derivative · entry 2 Chen Richard · CIK 0001779787 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,249 Underlying: Common Stock · 12,000 shares Expires 2022-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable. Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 23:54 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionCommon Stock | 12,000 | $0.44 | $5,280.00 |
DisclosureSEC source: 0001209191-19-061996 · doc4.xml · nonDerivative · entry 1 Chen Richard · CIK 0001779787 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 23:40 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059378 · doc4.xml · nonDerivative · entry 1 Chen Richard · CIK 0001779787 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest in 36 equal monthly installments with the first installment vesting on January 1, 2020. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 23:40 UTC | Personalis, Inc. PSNL · Entity 4572 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-059377 · doc4.xml · nonDerivative · entry 1 Chen Richard · CIK 0001779787 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest in 36 equal monthly installments with the first installment vesting on January 1, 2020. Read SEC document |
| March 07, 2012 Filed Feb 28, 2020 02:40 UTC | Personalis, Inc. PSNL · Entity 4572 | Exercise / conversionStock Option (right to buy) · Derivative | 101,000 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0001209191-20-013622 · doc4.xml · derivative · entry 3 Chen Richard · CIK 0001779787 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,249 Underlying: Common Stock · 101,000 shares Expires 2022-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Shares subject to the option are fully vested and exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.