Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENERPAC TOOL GROUP CORPEPAC · Entity 4543 | Director | October 08, 2026 | October 13, 2026 |
| FULLER H B COFUL · Entity 4255 | Director | September 29, 2026 | September 30, 2026 |
| SMITH A O CORPAOS · Entity 3642 | EVP & CFO | February 13, 2026 | February 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENERPAC TOOL GROUP CORP
Report date October 08, 2026 · Filed October 13, 2026
This filing explicitly reported no securities owned.
FULLER H B CO
Report date September 29, 2026 · Filed September 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,356 |
Reported balance
After 2026-09-29 transaction · row 1
1 source rowRow 1 · 2026-09-29 · Purchase · Acquired 2,005 · Balance 3,356 F1: The price reported is the weighted average purchase price for the transaction reported. The prices received ranged from $49.7767 to $49.9400. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. |
| Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 13,169.88 |
Reported balance
Holding disclosure · report date 2026-09-29 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 13,169.88 F2: These units convert into shares of common stock on a 1-for-1 basis. F3: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law. F4: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is the weighted average purchase price for the transaction reported. The prices received ranged from $49.7767 to $49.9400. The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
F2: These units convert into shares of common stock on a 1-for-1 basis.
F3: These units will be converted into shares of common stock upon retirement, death, disability or certain specified events, all as defined in such plan, subject to holding periods required by law.
F4: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Directors' Deferred Compensation Plan.
SMITH A O CORP
Report date February 13, 2026 · Filed February 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,119 |
Ending reported balance
After 2026-02-13 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-02-13 · Exercise / conversion · Acquired 9,460 · Balance 49,312 F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Row 2 · 2026-02-13 · Tax withholding · Disposed 4,447 · Balance 44,865 F2: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Row 3 · 2026-02-13 · Grant · Acquired 2,254 · Balance 47,119 F3: Represents vesting of performance stock units at 150% of the target award amount and conversion to shares of A. O. Smith Corporation's Common Stock upon achievement of performance criteria for the 2023 - 2025 performance period. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-02-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-02-13 · Exercise / conversion · Disposed 9,460 · Balance 0 F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F4: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in Common Stock on the vesting date of 02/13/2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date.
F2: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units.
F3: Represents vesting of performance stock units at 150% of the target award amount and conversion to shares of A. O. Smith Corporation's Common Stock upon achievement of performance criteria for the 2023 - 2025 performance period.
F4: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units became payable in Common Stock on the vesting date of 02/13/2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2021 Filed Feb 10, 2021 21:40 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 25,910 | $0.00 Strike: $60.82 | $0.00 |
DisclosureSEC source: 0000091142-21-000012 · edgar.xml · derivative · entry 1 Lauber Charles T · CIK 0001566398 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,233 Underlying: Common Stock · 25,910 shares Expires 2031-02-08 F1 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:46 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,975 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000025 · edgar.xml · derivative · entry 3 Lauber Charles T · CIK 0001566398 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,525 Underlying: Common Stock · 1,975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,975 Restricted Stock Units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,975 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,975 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,975 Restricted Stock Units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,975 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,975 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:46 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 929 | $43.96 | $40,838.84 |
DisclosureSEC source: 0000091142-20-000025 · edgar.xml · nonDerivative · entry 2 Lauber Charles T · CIK 0001566398 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,078 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:46 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 1,975 | $43.96 | $86,821.00 |
DisclosureSEC source: 0000091142-20-000025 · edgar.xml · nonDerivative · entry 1 Lauber Charles T · CIK 0001566398 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,007 F1 · shares: 1,975 Restricted Stock Units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,975 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,975 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:08 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 7,085 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000011 · edgar.xml · derivative · entry 2 Lauber Charles T · CIK 0001566398 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,500 Underlying: Common Stock · 7,085 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F2 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:08 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 36,850 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000011 · edgar.xml · derivative · entry 1 Lauber Charles T · CIK 0001566398 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,323 Underlying: Common Stock · 36,850 shares Expires 2030-02-10 F1 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021. Read SEC document |
| May 01, 2019 Filed May 2, 2019 18:26 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,900 | $0.00 Strike: $52.68 | $0.00 |
DisclosureSEC source: 0000091142-19-000033 · edgar.xml · derivative · entry 2 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,415 Underlying: Common Stock · 1,900 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022. F2 · derivative.expiration_date: The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022. Read SEC document |
| May 01, 2019 Filed May 2, 2019 18:26 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 8,985 | $0.00 Strike: $52.68 | $0.00 |
DisclosureSEC source: 0000091142-19-000033 · edgar.xml · derivative · entry 1 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,473 Underlying: Common Stock · 8,985 shares Expires 2029-05-01 F1 · derivative.exercise_date: The employee stock options were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 05/01/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:24 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 12,190 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000012 · edgar.xml · derivative · entry 5 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,488 Underlying: Common Stock · 12,190 shares Expires 2029-02-11 F3 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:24 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 2,670 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000012 · edgar.xml · derivative · entry 4 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,515 Underlying: Common Stock · 2,670 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F2 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:24 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 2,190 | $0.00 Strike: $48.72 | $0.00 |
DisclosureSEC source: 0000091142-19-000012 · edgar.xml · derivative · entry 3 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,845 Underlying: Common Stock · 2,190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 2,190 Restricted Stock Units were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,190 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 2,190 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 2,190 Restricted Stock Units were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,190 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 2,190 shares of Common Stock to the reporting person. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:24 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,136 | $48.72 | $55,345.92 |
DisclosureSEC source: 0000091142-19-000012 · edgar.xml · nonDerivative · entry 2 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,032 Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:24 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 2,190 | $48.72 | $106,696.80 |
DisclosureSEC source: 0000091142-19-000012 · edgar.xml · nonDerivative · entry 1 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,168 F1 · shares: 2,190 Restricted Stock Units were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,190 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 2,190 shares of Common Stock to the reporting person. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 21:13 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,933 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0000091142-18-000052 · edgar.xml · derivative · entry 6 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,298 Underlying: Common Stock · 2,933 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 21:13 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,330 | $0.00 Strike: $30.77 | $0.00 |
DisclosureSEC source: 0000091142-18-000052 · edgar.xml · derivative · entry 5 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,231 Underlying: Common Stock · 2,330 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 21:13 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 5,263 | $62.76 | $330,280.62 |
DisclosureSEC source: 0000091142-18-000052 · edgar.xml · nonDerivative · entry 4 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,978 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $62.61 to $62.97. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 21:13 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 2,933 | $31.67 | $92,888.11 |
DisclosureSEC source: 0000091142-18-000052 · edgar.xml · nonDerivative · entry 3 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 21:13 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 2,330 | $30.77 | $71,682.45 |
DisclosureSEC source: 0000091142-18-000052 · edgar.xml · nonDerivative · entry 2 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 21:13 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 949 | $62.72 | $59,517.20 |
DisclosureSEC source: 0000091142-18-000052 · edgar.xml · nonDerivative · entry 1 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,978 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $62.63 to $62.89. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:28 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 7,775 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000015 · edgar.xml · derivative · entry 5 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,561 Underlying: Common Stock · 7,775 shares Expires 2028-02-12 F3 · derivative.exercise_date: The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:28 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,870 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000015 · edgar.xml · derivative · entry 4 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,035 Underlying: Common Stock · 1,870 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. F2 · derivative.expiration_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:28 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,950 | $0.00 Strike: $60.11 | $0.00 |
DisclosureSEC source: 0000091142-18-000015 · edgar.xml · derivative · entry 3 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,165 Underlying: Common Stock · 1,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,950 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,950 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 1,950 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,950 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,950 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 1,950 shares of Common Stock to the reporting person. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:28 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,001 | $60.11 | $60,170.11 |
DisclosureSEC source: 0000091142-18-000015 · edgar.xml · nonDerivative · entry 2 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,927 Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:28 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 1,950 | $60.11 | $117,214.50 |
DisclosureSEC source: 0000091142-18-000015 · edgar.xml · nonDerivative · entry 1 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 1,950 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,950 Restricted Stock Units vested on 02/09/2018. As a result of vesting, the Company is obligated to deliver 1,950 shares of Common Stock to the reporting person. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 14:16 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,934 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0000091142-17-000070 · edgar.xml · derivative · entry 5 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,786 Underlying: Common Stock · 2,934 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 14:16 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 4,660 | $0.00 Strike: $30.77 | $0.00 |
DisclosureSEC source: 0000091142-17-000070 · edgar.xml · derivative · entry 4 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,720 Underlying: Common Stock · 4,660 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 14:16 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 7,594 | $59.85 | $454,464.45 |
DisclosureSEC source: 0000091142-17-000070 · edgar.xml · nonDerivative · entry 3 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,580 Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 14:16 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 2,934 | $31.67 | $92,919.78 |
DisclosureSEC source: 0000091142-17-000070 · edgar.xml · nonDerivative · entry 2 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 14:16 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 4,660 | $30.77 | $143,364.90 |
DisclosureSEC source: 0000091142-17-000070 · edgar.xml · nonDerivative · entry 1 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 10, 2017 19:59 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,400 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0000091142-17-000060 · edgar.xml · derivative · entry 3 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,380 Underlying: Common Stock · 2,400 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/14/2015. Read SEC document |
| May 10, 2017 Filed May 10, 2017 19:59 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 2,400 | $54.34 | $130,425.84 |
DisclosureSEC source: 0000091142-17-000060 · edgar.xml · nonDerivative · entry 2 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,580 Read SEC document |
| May 10, 2017 Filed May 10, 2017 19:59 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 1,587 | $54.37 | $86,280.75 |
DisclosureSEC source: 0000091142-17-000060 · edgar.xml · nonDerivative · entry 1 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,980 Read SEC document |
| May 10, 2017 Filed Feb 7, 2018 20:23 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 2,400 | $54.34 | $130,425.84 |
DisclosureSEC source: 0000091142-18-000006 · edgar.xml · nonDerivative · entry 2 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,980 Read SEC document |
| May 10, 2017 Filed Feb 7, 2018 20:23 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 2,400 | $23.24 | $55,764.00 |
DisclosureSEC source: 0000091142-18-000006 · edgar.xml · nonDerivative · entry 1 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Acquisition of stock missed on previous filing dated May 10, 2017. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:45 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,975 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0000091142-17-000030 · edgar.xml · derivative · entry 2 Lauber Charles T · CIK 0001566398 · Senior VP, Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,115 Underlying: Common Stock · 1,975 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2020. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:45 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 7,590 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0000091142-17-000030 · edgar.xml · derivative · entry 1 Lauber Charles T · CIK 0001566398 · Senior VP, Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,780 Underlying: Common Stock · 7,590 shares Expires 2027-02-13 F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2018. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:53 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 2,600 | $0.00 Strike: $49.86 | $0.00 |
DisclosureSEC source: 0000091142-17-000015 · edgar.xml · derivative · entry 3 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,140 Underlying: Common Stock · 2,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 2,600 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,600 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 2,600 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 2,600 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,600 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 2,600 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:53 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 1,013 | $49.86 | $50,508.18 |
DisclosureSEC source: 0000091142-17-000015 · edgar.xml · nonDerivative · entry 2 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,567 Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:53 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 2,600 | $49.86 | $129,636.00 |
DisclosureSEC source: 0000091142-17-000015 · edgar.xml · nonDerivative · entry 1 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 2,600 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,600 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 2,600 shares of Common Stock to the reporting person. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:13 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 2,473 | $48.12 | $118,996.06 |
DisclosureSEC source: 0000091142-16-000119 · edgar.xml · nonDerivative · entry 4 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,980 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 14:13 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 4,800 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0000091142-16-000119 · edgar.xml · derivative · entry 6 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,190 Underlying: Common Stock · 4,800 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 14:13 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-16-000119 · edgar.xml · derivative · entry 5 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,990 Underlying: Common Stock · 4,000 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 15,360 additional Employee Stock Options. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 14:13 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 6,327 | $46.62 | $294,933.11 |
DisclosureSEC source: 0000091142-16-000119 · edgar.xml · nonDerivative · entry 3 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,453 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 14:13 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 4,800 | $23.24 | $111,528.00 |
DisclosureSEC source: 0000091142-16-000119 · edgar.xml · nonDerivative · entry 2 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 14:13 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 4,000 | $17.46 | $69,848.00 |
DisclosureSEC source: 0000091142-16-000119 · edgar.xml · nonDerivative · entry 1 Lauber Charles T · CIK 0001566398 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 11,990 additional shares of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.