Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Avantor, Inc.AVTR · Entity 3546 | Director | May 07, 2026 | May 11, 2026 |
| GRAIL, Inc.GRAL · Entity 4122 | Director | July 15, 2026 | July 16, 2026 |
| LMI AEROSPACE INCLMIA · Entity 174829 | Director | June 27, 2017 | June 28, 2017 |
| NXP Semiconductors N.V.NXPI · Entity 3013 | Director | June 10, 2026 | June 12, 2026 |
| STATE STREET CORPSTT · Entity 242 | Director | February 18, 2025 | February 19, 2025 |
| Virgin Orbit Holdings, Inc.VORB · Entity 114569 | Director | April 13, 2021 | January 04, 2022 |
| Wheels Up Experience Inc.UP · Entity 6501 | Director | June 09, 2026 | June 11, 2026 |
| Xos, Inc.NGAC · Entity 7263 | Director | October 06, 2020 | October 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Avantor, Inc.
Report date May 07, 2026 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 83,381 |
Reported balance
After 2026-05-07 transaction · row 1
1 source rowRow 1 · 2026-05-07 · Grant · Acquired 25,270 · Balance 83,381 F1: Reflects a grant of restricted stock units that vests on May 7, 2027. |
| Common StockSEC Table I · non-derivative | IndirectBy a Trust | 400,000 |
Reported balance
Holding disclosure · report date 2026-05-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 400,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a grant of restricted stock units that vests on May 7, 2027.
GRAIL, Inc.
Report date July 15, 2026 · Filed July 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,672 |
Reported balance
After 2026-07-15 transaction · row 1
1 source rowRow 1 · 2026-07-15 · Grant · Acquired 427 · Balance 45,672 F1: Represents 427 deferred stock units granted to Mr. Summe under our deferred stock program and 2024 Equity Incentive Plan in lieu of $31,787.67 of cash fees payable to Mr. Summe for his service as a director, based on a price per share of $74.36, which was the closing price per share of the Company's common stock on July 15, 2026. The awards will vest immediately upon grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 427 deferred stock units granted to Mr. Summe under our deferred stock program and 2024 Equity Incentive Plan in lieu of $31,787.67 of cash fees payable to Mr. Summe for his service as a director, based on a price per share of $74.36, which was the closing price per share of the Company's common stock on July 15, 2026. The awards will vest immediately upon grant date.
LMI AEROSPACE INC
Report date June 27, 2017 · Filed June 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.02 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-06-27 transaction · row 1
1 source rowRow 1 · 2017-06-27 · Sale · Disposed 17,550 · Balance 0 |
| Common Stock, par value $0.02 per shareSEC Table I · non-derivative | IndirectBy Glen Capital Partners Focus Fund, L.P. | 0 |
Reported balance
After 2017-06-27 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-06-27 · Sale · Disposed 1,422,789 · Balance 0 |
NXP Semiconductors N.V.
Report date June 10, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,644.896 |
Ending reported balance
After 2026-06-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-10 · Exercise / conversion · Acquired 1,035 · Balance 9,157.896 Row 2 · 2026-06-10 · Tax withholding · Disposed 513 · Balance 8,644.896 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-10 · Exercise / conversion · Disposed 1,035 · Balance 0 F1: Each Restricted Stock Unit represents the conditional right to receive one share of common stock. F2: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 6/11/2025 grant date and the date of the next annual general meeting of the shareholders of NXP Semiconductors N.V. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 841 |
Reported balance
After 2026-06-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-10 · Grant · Acquired 841 · Balance 841 F3: Each Restricted Stock Unit represents the conditional right to receive one share of the common stock. F4: The Restricted Stock Unit vests 100% on the earlier of the first anniversary of the 06/10/2026 grant date and the date of the next annual general meeting of the shareholders of NXP Semiconductors N.V. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.
F2: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 6/11/2025 grant date and the date of the next annual general meeting of the shareholders of NXP Semiconductors N.V.
F3: Each Restricted Stock Unit represents the conditional right to receive one share of the common stock.
F4: The Restricted Stock Unit vests 100% on the earlier of the first anniversary of the 06/10/2026 grant date and the date of the next annual general meeting of the shareholders of NXP Semiconductors N.V.
STATE STREET CORP
Report date February 18, 2025 · Filed February 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,023 |
Reported balance
After 2025-02-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-02-18 · Sale · Disposed 10,815 · Balance 100,023 F1: Includes Director's stock compensation dividend equivalents acquired through the date of this report. |
| Common StockSEC Table I · non-derivative | IndirectBy a Trust | 0 |
Reported balance
After 2025-02-18 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-02-18 · Sale · Disposed 3,000 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes Director's stock compensation dividend equivalents acquired through the date of this report.
Virgin Orbit Holdings, Inc.
Report date April 13, 2021 · Filed January 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 390,000 |
Reported balance
After 2021-12-29 transaction · row 1
1 source rowRow 1 · 2021-12-29 · Grant · Acquired 390,000 · Balance 390,000 F1: Reflects Issuer's common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of NextGen Acquisition Corp. II (the former name of the Issuer ("NGCA") and Vieco USA, Inc. ("Vieco USA") (such business combination, the "Business Combination"), which closed on December 29, 2021. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 8,799,864 |
Reported balance
After 2021-12-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-12-29 · Conversion · Acquired 8,799,864 · Balance 8,799,864 F2: Pursuant to the Business Combination, NGCA domesticated as a Delaware corporation and changed its name to "Virgin Orbit Holdings, Inc." and each NGCA Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's common stock upon the domestication. F1: Reflects Issuer's common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of NextGen Acquisition Corp. II (the former name of the Issuer ("NGCA") and Vieco USA, Inc. ("Vieco USA") (such business combination, the "Business Combination"), which closed on December 29, 2021. F3: Reflects securities held by NextGen Sponsor II LLC (the "Sponsor"). The reporting person and George Mattson may be deemed to beneficially own shares held by the Sponsor by virtue of their shared control over the Sponsor. Mr. Summe disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of his pecuniary interest therein. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | IndirectSee Footnote | 9,564,864 |
Reported balance
After 2021-04-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-13 · Disposition to issuer · Disposed 497,636 · Balance 9,564,864 F4: On April 13, 2021, the Sponsor surrendered 497,636 NGCA Class B ordinary shares for no consideration upon the partial exercise of the over-allotment by Goldman Sachs & Co. LLC and Credit Suisse Securities (USA) LLC (the "Underwriters") in connection with NGCA's initial public offering. F3: Reflects securities held by NextGen Sponsor II LLC (the "Sponsor"). The reporting person and George Mattson may be deemed to beneficially own shares held by the Sponsor by virtue of their shared control over the Sponsor. Mr. Summe disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of his pecuniary interest therein. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | IndirectSee Footnote | 8,799,864 |
Reported balance
After 2021-12-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-12-29 · Disposition to issuer · Disposed 765,000 · Balance 8,799,864 F5: Pursuant to the terms of a Letter Agreement, dated as of December 28, 2021, by and among NGCA and the Sponsor, the Sponsor surrendered 765,000 NGCA Class B ordinary shares as of immediately prior to the Domestication for no consideration. F3: Reflects securities held by NextGen Sponsor II LLC (the "Sponsor"). The reporting person and George Mattson may be deemed to beneficially own shares held by the Sponsor by virtue of their shared control over the Sponsor. Mr. Summe disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of his pecuniary interest therein. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2021-12-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-12-29 · Conversion · Disposed 8,799,864 · Balance 0 F2: Pursuant to the Business Combination, NGCA domesticated as a Delaware corporation and changed its name to "Virgin Orbit Holdings, Inc." and each NGCA Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's common stock upon the domestication. F3: Reflects securities held by NextGen Sponsor II LLC (the "Sponsor"). The reporting person and George Mattson may be deemed to beneficially own shares held by the Sponsor by virtue of their shared control over the Sponsor. Mr. Summe disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of his pecuniary interest therein. |
| Private Placement WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2026-12-29 | IndirectSee Footnote | 6,767,927 |
Reported balance
After 2021-12-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-12-29 · Grant · Acquired 6,767,927 · Balance 6,767,927 F6: Reflects Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of the Issuer's common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on March 25, 2022 and expire on December 29, 2026 or earlier upon redemption or liquidation. F3: Reflects securities held by NextGen Sponsor II LLC (the "Sponsor"). The reporting person and George Mattson may be deemed to beneficially own shares held by the Sponsor by virtue of their shared control over the Sponsor. Mr. Summe disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects Issuer's common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of NextGen Acquisition Corp. II (the former name of the Issuer ("NGCA") and Vieco USA, Inc. ("Vieco USA") (such business combination, the "Business Combination"), which closed on December 29, 2021.
F2: Pursuant to the Business Combination, NGCA domesticated as a Delaware corporation and changed its name to "Virgin Orbit Holdings, Inc." and each NGCA Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's common stock upon the domestication.
F3: Reflects securities held by NextGen Sponsor II LLC (the "Sponsor"). The reporting person and George Mattson may be deemed to beneficially own shares held by the Sponsor by virtue of their shared control over the Sponsor. Mr. Summe disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of his pecuniary interest therein.
F4: On April 13, 2021, the Sponsor surrendered 497,636 NGCA Class B ordinary shares for no consideration upon the partial exercise of the over-allotment by Goldman Sachs & Co. LLC and Credit Suisse Securities (USA) LLC (the "Underwriters") in connection with NGCA's initial public offering.
F5: Pursuant to the terms of a Letter Agreement, dated as of December 28, 2021, by and among NGCA and the Sponsor, the Sponsor surrendered 765,000 NGCA Class B ordinary shares as of immediately prior to the Domestication for no consideration.
F6: Reflects Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of the Issuer's common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on March 25, 2022 and expire on December 29, 2026 or earlier upon redemption or liquidation.
Wheels Up Experience Inc.
Report date June 09, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 36,090 |
Reported balance
After 2026-06-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-09 · Grant · Acquired 24,305 · Balance 36,090 F1: Represents a grant of restricted stock units ("RSUs") under the Wheels Up Experience Inc. 2021 Long-Term Incentive Plan, as amended and restated April 1, 2023 (as amended by Amendment No. 1 thereto, effective April 15, 2024, Amendment No. 2 thereto, effective March 26, 2025, and Amendment No. 3 thereto, effective March 31, 2026), pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, as amended. The RSUs will be settled in shares of Class A common stock, par value $0.0001 per share, of Wheels Up Experience Inc. (the "Issuer") upon vesting, if at all. The RSUs will vest in four equal quarterly installments on each of (i) September 9, 2026, (ii) December 9, 2026, (iii) March 9, 2027, and (iv) upon the earlier to occur of (a) June 9, 2027 or (b) the date of the next annual meeting of stockholders of the Issuer following June 9, 2027, in each case subject to the Reporting Person's continued service to the Issuer. F2: Amount of securities has been adjusted to reflect the Issuer's 1-for-20 reverse stock split that occurred on April 24, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock units ("RSUs") under the Wheels Up Experience Inc. 2021 Long-Term Incentive Plan, as amended and restated April 1, 2023 (as amended by Amendment No. 1 thereto, effective April 15, 2024, Amendment No. 2 thereto, effective March 26, 2025, and Amendment No. 3 thereto, effective March 31, 2026), pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, as amended. The RSUs will be settled in shares of Class A common stock, par value $0.0001 per share, of Wheels Up Experience Inc. (the "Issuer") upon vesting, if at all. The RSUs will vest in four equal quarterly installments on each of (i) September 9, 2026, (ii) December 9, 2026, (iii) March 9, 2027, and (iv) upon the earlier to occur of (a) June 9, 2027 or (b) the date of the next annual meeting of stockholders of the Issuer following June 9, 2027, in each case subject to the Reporting Person's continued service to the Issuer.
F2: Amount of securities has been adjusted to reflect the Issuer's 1-for-20 reverse stock split that occurred on April 24, 2026.
Xos, Inc.
Report date October 06, 2020 · Filed October 06, 2020
Jointly reported with NextGen Sponsor LLC, Mattson George N
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-10-06 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248921) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustments, and have no expiration date. Includes 1,125,000 Class B ordinary shares that are subject to forfeiture if the underwriters of the issuer's initial public offering do not exercise in full their option to purchase additional units. F2: NextGen Sponsor LLC (the "Sponsor") is the record holder of the Class B ordinary shares reported herein. Mr. Mattson and Mr. Summe may be deemed to beneficially own shares held by the Sponsor by virtue of their shared control over the Sponsor. Each of Mr. Mattson and Mr. Summe disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of such person's respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248921) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustments, and have no expiration date. Includes 1,125,000 Class B ordinary shares that are subject to forfeiture if the underwriters of the issuer's initial public offering do not exercise in full their option to purchase additional units.
F2: NextGen Sponsor LLC (the "Sponsor") is the record holder of the Class B ordinary shares reported herein. Mr. Mattson and Mr. Summe may be deemed to beneficially own shares held by the Sponsor by virtue of their shared control over the Sponsor. Each of Mr. Mattson and Mr. Summe disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of such person's respective pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2022 Filed Jun 2, 2022 20:21 UTC | NXP Semiconductors N.V. NXPI · Entity 3013 | Tax withholdingCommon Stock | 540 | $189.76 | $102,470.40 |
DisclosureSEC source: 0001413447-22-000037 · wf-form4_165420124706455.xml · nonDerivative · entry 2 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,043.896 Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 20:21 UTC | NXP Semiconductors N.V. NXPI · Entity 3013 | Exercise / conversionCommon Stock | 1,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001413447-22-000037 · wf-form4_165420124706455.xml · nonDerivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,583.896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2022 Filed May 20, 2022 20:27 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 2,912 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-22-000549 · wf-form4_165307845847246.xml · nonDerivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,503 F1 · shares: Payment of Director's stock award. F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report. Read SEC document |
| May 12, 2022 Filed May 16, 2022 22:11 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantCommon Stock | 6,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001722482-22-000122 · wf-form4_165273905532434.xml · nonDerivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,726 F1 · kind: Reflects a grant of restricted stock units that vests on February May 12, 2023. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:57 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantCommon Stock | 1,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001722482-22-000082 · wf-form4_164919224098877.xml · nonDerivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,033 F1 · kind: Reflects a grant of restricted stock units that vests on May 11, 2022. Read SEC document |
| December 29, 2021 Filed Jan 4, 2022 02:17 UTC | Virgin Orbit Holdings, Inc. VORB · Entity 114569 | GrantPrivate Placement Warrants · Derivative | 6,767,927 | $2.50 Strike: $11.50 | $16,919,817.50 |
DisclosureSEC source: 0001213900-22-000351 · ownership.xml · derivative · entry 6 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,767,927 Underlying: Common Stock · 6,767,927 shares Expires 2026-12-29 F6 · kind: Reflects Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of the Issuer's common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on March 25, 2022 and expire on December 29, 2026 or earlier upon redemption or liquidation. F6 · derivative.exercise_date: Reflects Private Placement Warrants acquired from the Issuer in connection with the Issuer's initial public offering. Each warrant is exercisable for one share of the Issuer's common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing on March 25, 2022 and expire on December 29, 2026 or earlier upon redemption or liquidation. F3 · ownership.nature: Reflects securities held by NextGen Sponsor II LLC (the "Sponsor"). The reporting person and George Mattson may be deemed to beneficially own shares held by the Sponsor by virtue of their shared control over the Sponsor. Mr. Summe disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| December 29, 2021 Filed Jan 4, 2022 02:17 UTC | Virgin Orbit Holdings, Inc. VORB · Entity 114569 | ConversionClass B Ordinary Shares · Derivative | 8,799,864 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-000351 · ownership.xml · derivative · entry 5 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 8,799,864 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the Business Combination, NGCA domesticated as a Delaware corporation and changed its name to "Virgin Orbit Holdings, Inc." and each NGCA Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's common stock upon the domestication. F2 · kind: Pursuant to the Business Combination, NGCA domesticated as a Delaware corporation and changed its name to "Virgin Orbit Holdings, Inc." and each NGCA Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's common stock upon the domestication. F2 · price: Pursuant to the Business Combination, NGCA domesticated as a Delaware corporation and changed its name to "Virgin Orbit Holdings, Inc." and each NGCA Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's common stock upon the domestication. F2 · derivative.exercise_date: Pursuant to the Business Combination, NGCA domesticated as a Delaware corporation and changed its name to "Virgin Orbit Holdings, Inc." and each NGCA Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's common stock upon the domestication. F2 · derivative.expiration_date: Pursuant to the Business Combination, NGCA domesticated as a Delaware corporation and changed its name to "Virgin Orbit Holdings, Inc." and each NGCA Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's common stock upon the domestication. F3 · ownership.nature: Reflects securities held by NextGen Sponsor II LLC (the "Sponsor"). The reporting person and George Mattson may be deemed to beneficially own shares held by the Sponsor by virtue of their shared control over the Sponsor. Mr. Summe disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| December 29, 2021 Filed Jan 4, 2022 02:17 UTC | Virgin Orbit Holdings, Inc. VORB · Entity 114569 | Disposition to issuerClass B Ordinary Shares · Derivative | 765,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-000351 · ownership.xml · derivative · entry 4 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,799,864 Underlying: Common Stock · 765,000 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the terms of a Letter Agreement, dated as of December 28, 2021, by and among NGCA and the Sponsor, the Sponsor surrendered 765,000 NGCA Class B ordinary shares as of immediately prior to the Domestication for no consideration. F5 · kind: Pursuant to the terms of a Letter Agreement, dated as of December 28, 2021, by and among NGCA and the Sponsor, the Sponsor surrendered 765,000 NGCA Class B ordinary shares as of immediately prior to the Domestication for no consideration. F5 · price: Pursuant to the terms of a Letter Agreement, dated as of December 28, 2021, by and among NGCA and the Sponsor, the Sponsor surrendered 765,000 NGCA Class B ordinary shares as of immediately prior to the Domestication for no consideration. F5 · derivative.exercise_date: Pursuant to the terms of a Letter Agreement, dated as of December 28, 2021, by and among NGCA and the Sponsor, the Sponsor surrendered 765,000 NGCA Class B ordinary shares as of immediately prior to the Domestication for no consideration. F5 · derivative.expiration_date: Pursuant to the terms of a Letter Agreement, dated as of December 28, 2021, by and among NGCA and the Sponsor, the Sponsor surrendered 765,000 NGCA Class B ordinary shares as of immediately prior to the Domestication for no consideration. F3 · ownership.nature: Reflects securities held by NextGen Sponsor II LLC (the "Sponsor"). The reporting person and George Mattson may be deemed to beneficially own shares held by the Sponsor by virtue of their shared control over the Sponsor. Mr. Summe disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| December 29, 2021 Filed Jan 4, 2022 02:17 UTC | Virgin Orbit Holdings, Inc. VORB · Entity 114569 | ConversionCommon Stock | 8,799,864 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-000351 · ownership.xml · nonDerivative · entry 2 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,799,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Pursuant to the Business Combination, NGCA domesticated as a Delaware corporation and changed its name to "Virgin Orbit Holdings, Inc." and each NGCA Class B ordinary share that was issued and outstanding as of immediately prior to the domestication was automatically converted into one share of the Issuer's common stock upon the domestication. F1 · price: Reflects Issuer's common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of NextGen Acquisition Corp. II (the former name of the Issuer ("NGCA") and Vieco USA, Inc. ("Vieco USA") (such business combination, the "Business Combination"), which closed on December 29, 2021. F3 · ownership.nature: Reflects securities held by NextGen Sponsor II LLC (the "Sponsor"). The reporting person and George Mattson may be deemed to beneficially own shares held by the Sponsor by virtue of their shared control over the Sponsor. Mr. Summe disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| December 29, 2021 Filed Jan 4, 2022 02:17 UTC | Virgin Orbit Holdings, Inc. VORB · Entity 114569 | GrantCommon Stock | 390,000 | $10.00 | $3,900,000.00 |
DisclosureSEC source: 0001213900-22-000351 · ownership.xml · nonDerivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,000 F1 · kind: Reflects Issuer's common stock acquired from the Issuer pursuant to a Subscription Agreement in connection with the business combination of NextGen Acquisition Corp. II (the former name of the Issuer ("NGCA") and Vieco USA, Inc. ("Vieco USA") (such business combination, the "Business Combination"), which closed on December 29, 2021. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 22:19 UTC | NXP Semiconductors N.V. NXPI · Entity 3013 | GrantRestricted Stock Unit · Derivative | 1,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001413447-21-000104 · wf-form4_163606434579816.xml · derivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,090 Underlying: Common Stock · 1,090 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 11/2/2021 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 11/2/2021 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. Read SEC document |
| May 26, 2021 Filed May 27, 2021 21:49 UTC | NXP Semiconductors N.V. NXPI · Entity 3013 | Exercise / conversionRestricted Stock Unit · Derivative | 1,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001413447-21-000041 · wf-form4_162215206267569.xml · derivative · entry 4 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/27/2020 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/27/2020 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. Read SEC document |
| May 26, 2021 Filed May 27, 2021 21:49 UTC | NXP Semiconductors N.V. NXPI · Entity 3013 | Tax withholdingCommon Stock | 744 | $204.76 | $152,341.44 |
DisclosureSEC source: 0001413447-21-000041 · wf-form4_162215206267569.xml · nonDerivative · entry 2 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,493.896 Read SEC document |
| May 26, 2021 Filed May 27, 2021 21:49 UTC | NXP Semiconductors N.V. NXPI · Entity 3013 | Exercise / conversionCommon Stock | 1,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001413447-21-000041 · wf-form4_162215206267569.xml · nonDerivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,237.896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2021 Filed May 21, 2021 20:46 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 2,319 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-21-000595 · wf-form4_162162996412790.xml · nonDerivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,565 F1 · shares: Payment of Director's stock award. F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report. Read SEC document |
| April 13, 2021 Filed Jan 4, 2022 02:17 UTC | Virgin Orbit Holdings, Inc. VORB · Entity 114569 | Disposition to issuerClass B Ordinary Shares · Derivative | 497,636 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-22-000351 · ownership.xml · derivative · entry 3 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,564,864 Underlying: Common Stock · 497,636 shares Expires not disclosed F4 · derivative.exercise_price: On April 13, 2021, the Sponsor surrendered 497,636 NGCA Class B ordinary shares for no consideration upon the partial exercise of the over-allotment by Goldman Sachs & Co. LLC and Credit Suisse Securities (USA) LLC (the "Underwriters") in connection with NGCA's initial public offering. F4 · kind: On April 13, 2021, the Sponsor surrendered 497,636 NGCA Class B ordinary shares for no consideration upon the partial exercise of the over-allotment by Goldman Sachs & Co. LLC and Credit Suisse Securities (USA) LLC (the "Underwriters") in connection with NGCA's initial public offering. F4 · price: On April 13, 2021, the Sponsor surrendered 497,636 NGCA Class B ordinary shares for no consideration upon the partial exercise of the over-allotment by Goldman Sachs & Co. LLC and Credit Suisse Securities (USA) LLC (the "Underwriters") in connection with NGCA's initial public offering. F4 · derivative.exercise_date: On April 13, 2021, the Sponsor surrendered 497,636 NGCA Class B ordinary shares for no consideration upon the partial exercise of the over-allotment by Goldman Sachs & Co. LLC and Credit Suisse Securities (USA) LLC (the "Underwriters") in connection with NGCA's initial public offering. F4 · derivative.expiration_date: On April 13, 2021, the Sponsor surrendered 497,636 NGCA Class B ordinary shares for no consideration upon the partial exercise of the over-allotment by Goldman Sachs & Co. LLC and Credit Suisse Securities (USA) LLC (the "Underwriters") in connection with NGCA's initial public offering. F3 · ownership.nature: Reflects securities held by NextGen Sponsor II LLC (the "Sponsor"). The reporting person and George Mattson may be deemed to beneficially own shares held by the Sponsor by virtue of their shared control over the Sponsor. Mr. Summe disclaims beneficial ownership of the Class B ordinary shares reported herein except to the extent of his pecuniary interest therein. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 22:37 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantCommon Stock | 7,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001722482-21-000097 · wf-form4_161463819805039.xml · nonDerivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,818 F1 · kind: Reflects a grant of restricted stock units that vests on February 25, 2022. Read SEC document |
| October 27, 2020 Filed Oct 29, 2020 23:01 UTC | NXP Semiconductors N.V. NXPI · Entity 3013 | GrantCommon Stock · Derivative | 1,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001413447-20-000116 · wf-form4_160401244301764.xml · derivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,502 Underlying: Common Stock · 1,502 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/27/2020 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/27/2020 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. Read SEC document |
| May 27, 2020 Filed May 29, 2020 21:49 UTC | NXP Semiconductors N.V. NXPI · Entity 3013 | Exercise / conversionRestricted Stock Unit · Derivative | 1,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001413447-20-000045 · wf-form4_159078894461632.xml · derivative · entry 4 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock. F2 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. F2 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. Read SEC document |
| May 27, 2020 Filed May 29, 2020 21:49 UTC | NXP Semiconductors N.V. NXPI · Entity 3013 | Tax withholdingCommon Stock | 607 | $102.01 | $61,920.07 |
DisclosureSEC source: 0001413447-20-000045 · wf-form4_159078894461632.xml · nonDerivative · entry 2 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,735.896 Read SEC document |
| May 27, 2020 Filed May 29, 2020 21:49 UTC | NXP Semiconductors N.V. NXPI · Entity 3013 | Exercise / conversionCommon Stock | 1,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001413447-20-000045 · wf-form4_159078894461632.xml · nonDerivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,342.896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:09 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 3,341 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-20-000853 · wf-form4_159017816696333.xml · nonDerivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,055 F1 · shares: Payment of Director's stock award. F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report. Read SEC document |
| May 08, 2020 Filed May 12, 2020 20:41 UTC | Avantor, Inc. AVTR · Entity 3546 | GrantCommon Stock | 7,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001722482-20-000102 · wf-form4_158931608337663.xml · nonDerivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,582 F1 · kind: Reflects a grant of restricted stock units that vests on May 8, 2021. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 23:14 UTC | NXP Semiconductors N.V. NXPI · Entity 3013 | Exercise / conversionRestricted Stock Unit · Derivative | 2,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001413447-19-000059 · wf-form4_157290927519046.xml · derivative · entry 4 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,379 shares Expires 2019-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock. F2 · derivative.exercise_date: The Restricted Stock Units vest on the first anniversary of the 11/1/2018 grant date (subject to the terms of the reporting person's award agreement). Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 23:14 UTC | NXP Semiconductors N.V. NXPI · Entity 3013 | Tax withholdingCommon Stock | 862 | $113.68 | $97,992.16 |
DisclosureSEC source: 0001413447-19-000059 · wf-form4_157290927519046.xml · nonDerivative · entry 2 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,593.896 Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 23:14 UTC | NXP Semiconductors N.V. NXPI · Entity 3013 | Exercise / conversionCommon Stock | 2,379 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001413447-19-000059 · wf-form4_157290927519046.xml · nonDerivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,455.896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 22:12 UTC | NXP Semiconductors N.V. NXPI · Entity 3013 | GrantRestricted Stock Unit · Derivative | 1,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001413447-19-000052 · wf-form4_157255993658218.xml · derivative · entry 3 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,749 Underlying: Common Stock · 1,749 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents the conditional right to receive one share of common stock. F3 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. F3 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of the first anniversary of the 10/29/2019 grant date and the date of the next annual general meeting of shareholders of NXP Semiconductors N.V. Read SEC document |
| October 07, 2019 Filed Oct 31, 2019 22:12 UTC | NXP Semiconductors N.V. NXPI · Entity 3013 | OtherCommon Stock | 6.896 | $109.78 | $757.04 |
DisclosureSEC source: 0001413447-19-000052 · wf-form4_157255993658218.xml · nonDerivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,076.896 F1 · kind: Such shares were acquired in a dividend reinvestment plan administered by the reporting person's broker and eligible for deferred reporting on Form 5 under Rule 16a-6. The reporting person has chosen to report such transaction early on this Form 4. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:20 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 3,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-19-000468 · wf-form4_155812439319751.xml · nonDerivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,367 F1 · shares: Payment of Director's stock award. F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report. Read SEC document |
| May 07, 2019 Filed May 9, 2019 20:46 UTC | STATE STREET CORP STT · Entity 242 | PurchaseCommon Stock | 3,000 | $64.50 | $193,500.00 |
DisclosureSEC source: 0000093751-19-000392 · wf-form4_155743479002618.xml · nonDerivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By a Trust Disclosed balance after: 3,000 F1 · balance_after: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:23 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 1,929 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-18-000415 · wf-form4_152667498356133.xml · nonDerivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,642 F1 · shares: Payment of Director's stock award. F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 20:06 UTC | STATE STREET CORP STT · Entity 242 | OtherCash only Right · Derivative | 7,599 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000093751-17-000431 · wf-form4_150153154832203.xml · derivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,599 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · price: These rights, which represent the right to receive cash equal to the fair market value of the underlying common stock, were held under State Street's Deferred Compensation Plan for Directors. F2 · derivative.exercise_date: These rights, which represent the right to receive cash equal to the fair market value of the underlying common stock, were held under State Street's Deferred Compensation Plan for Directors. F2 · derivative.expiration_date: These rights, which represent the right to receive cash equal to the fair market value of the underlying common stock, were held under State Street's Deferred Compensation Plan for Directors. Read SEC document |
| June 27, 2017 Filed Jun 28, 2017 14:50 UTC | LMI AEROSPACE INC LMIA · Entity 174829 | SaleCommon Stock, par value $0.02 per share | 1,422,789 | $14.00 | $19,919,046.00 |
DisclosureSEC source: 0001140361-17-026449 · form4.xml · nonDerivative · entry 2 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Glen Capital Partners Focus Fund, L.P. Disclosed balance after: 0 Read SEC document |
| June 27, 2017 Filed Jun 28, 2017 14:50 UTC | LMI AEROSPACE INC LMIA · Entity 174829 | SaleCommon Stock, par value $0.02 per share | 17,550 | $14.00 | $245,700.00 |
DisclosureSEC source: 0001140361-17-026449 · form4.xml · nonDerivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 17, 2017 Filed May 19, 2017 20:20 UTC | STATE STREET CORP STT · Entity 242 | GrantCommon Stock | 1,880 | $0.00 | $0.00 |
DisclosureSEC source: 0000093751-17-000388 · wf-form4_149522523594838.xml · nonDerivative · entry 1 SUMME GREGORY L · CIK 0001143422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,668 F1 · shares: Payment of Director's stock award. F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.