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person · Reporting owner

Lillie Brian

Disclosed activity across 3 companies

Tapewire entity
30080
SEC CIK
0001648231

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Lumentum Holdings Inc.LITE · Entity 2957DirectorJuly 15, 2026July 17, 2026
Rackspace Technology, Inc.RXT · Entity 1237EVP, President Private CloudDecember 03, 2024December 06, 2024
Talend S.A.TLND · Entity 136371DirectorAugust 04, 2020August 06, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Lumentum Holdings Inc.

Report date July 15, 2026 · Filed July 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,018 Reported balance After 2026-07-15 transaction · row 1
1 source row

Row 1 · 2026-07-15 · Grant · Acquired 108 · Balance 14,018

F1: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on July 15, 2027, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2025 Equity Incentive Plan. The RSUs were granted to the Reporting Person in lieu of the annual cash retainer, at the election of the Reporting Person, under the Issuer's compensation program for non-employee directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on July 15, 2027, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2025 Equity Incentive Plan. The RSUs were granted to the Reporting Person in lieu of the annual cash retainer, at the election of the Reporting Person, under the Issuer's compensation program for non-employee directors.

Rackspace Technology, Inc.

Report date December 03, 2024 · Filed December 06, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,987,623 Reported balance After 2024-12-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-12-03 · Sale · Disposed 20,165 · Balance 1,987,623

F1: This transaction was executed in multiple trades at prices ranging from $2.44 to $2.67 between 12/3/2024 and 12/5/2024. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Issuer or a security holder of the Issuer.

F2: This transaction was made pursuant to a Rule 10b5-1 trading plan in the form of a durable sell-to-cover instruction adopted by the reporting person on September 15, 2023. The trading plan provides for the automatic sale of shares of common stock necessary to satisfy the reporting person's tax withholding obligations incurred in connection with the vesting or settlement of restricted stock units.

F3: Reflects the number of shares of common stock that were sold in a "sell to cover" transaction for the sole purpose of satisfying tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person.

F4: Includes the acquisition of 500 shares of common stock on November 15, 2024 pursuant to the Issuer's Employee Stock Purchase Plan (ESPP) in a transaction exempt under Rule 16b-3(c).

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $2.44 to $2.67 between 12/3/2024 and 12/5/2024. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, the Issuer or a security holder of the Issuer.

F2: This transaction was made pursuant to a Rule 10b5-1 trading plan in the form of a durable sell-to-cover instruction adopted by the reporting person on September 15, 2023. The trading plan provides for the automatic sale of shares of common stock necessary to satisfy the reporting person's tax withholding obligations incurred in connection with the vesting or settlement of restricted stock units.

F3: Reflects the number of shares of common stock that were sold in a "sell to cover" transaction for the sole purpose of satisfying tax withholding obligations in connection with the vesting of restricted stock units previously granted to the reporting person.

F4: Includes the acquisition of 500 shares of common stock on November 15, 2024 pursuant to the Issuer's Employee Stock Purchase Plan (ESPP) in a transaction exempt under Rule 16b-3(c).

Talend S.A.

Report date August 04, 2020 · Filed August 06, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-employee Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.50 · Expires 2030-08-04Direct6,608 Reported balance After 2020-08-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-08-04 · Grant · Acquired 6,608 · Balance 6,608

F1: The exercise price of the non-employee warrant is 31.02 Euros. The U.S. dollar equivalent of the exercise price is $36.50 using the European Central Bank rate as of August 4, 2020 (1.00 = $1.1765).

F4: The subscription price of the non-employee warrant is 1.51 Euros per warrant. The U.S. dollar equivalent of the subscription price is $1.78 using the European Central Bank rate as of August 4, 2020 (1.00 = $1.1765).

F2: The Ordinary Shares underlying the warrant vest in four equal quarterly installments beginning on November 4, 2020.

F3: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Filing footnotes · ownership attribution and instrument terms

F1: The exercise price of the non-employee warrant is 31.02 Euros. The U.S. dollar equivalent of the exercise price is $36.50 using the European Central Bank rate as of August 4, 2020 (1.00 = $1.1765).

F2: The Ordinary Shares underlying the warrant vest in four equal quarterly installments beginning on November 4, 2020.

F3: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

F4: The subscription price of the non-employee warrant is 1.51 Euros per warrant. The U.S. dollar equivalent of the subscription price is $1.78 using the European Central Bank rate as of August 4, 2020 (1.00 = $1.1765).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 05, 2020 Filed Aug 6, 2020 20:54 UTC Lumentum Holdings Inc. LITE · Entity 2957 SaleCommon Stock 291 $94.90 $27,616.54
Disclosure

SEC source: 0001209191-20-045493 · doc4.xml · nonDerivative · entry 3

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,989

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: These sales were executed in multiple trades at prices ranging from $94.72 to $94.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 20:54 UTC Lumentum Holdings Inc. LITE · Entity 2957 SaleCommon Stock 1,759 $94.14 $165,597.19
Disclosure

SEC source: 0001209191-20-045493 · doc4.xml · nonDerivative · entry 2

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,280

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: These sales were executed in multiple trades at prices ranging from $93.71 to $94.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 20:54 UTC Lumentum Holdings Inc. LITE · Entity 2957 SaleCommon Stock 1,450 $93.18 $135,108.25
Disclosure

SEC source: 0001209191-20-045493 · doc4.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,039

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: These sales were executed in multiple trades at prices ranging from $92.65 to $93.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 17:56 UTC Talend S.A. TLND · Entity 136371 GrantNon-employee Warrant (right to buy) · Derivative 6,608 $1.78 Strike: $36.50 $11,762.24
Disclosure

SEC source: 0001209191-20-045545 · doc4.xml · derivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,608

Underlying: Ordinary Shares · 6,608 shares

Expires 2030-08-04

F1 · derivative.exercise_price: The exercise price of the non-employee warrant is 31.02 Euros. The U.S. dollar equivalent of the exercise price is $36.50 using the European Central Bank rate as of August 4, 2020 (1.00 = $1.1765).

F4 · price: The subscription price of the non-employee warrant is 1.51 Euros per warrant. The U.S. dollar equivalent of the subscription price is $1.78 using the European Central Bank rate as of August 4, 2020 (1.00 = $1.1765).

F2 · derivative.exercise_date: The Ordinary Shares underlying the warrant vest in four equal quarterly installments beginning on November 4, 2020.

F3 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
May 05, 2020 Filed May 6, 2020 22:12 UTC Lumentum Holdings Inc. LITE · Entity 2957 SaleCommon Stock 125 $80.48 $10,059.75
Disclosure

SEC source: 0001209191-20-027537 · doc4.xml · nonDerivative · entry 4

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,489

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F5 · price: These sales were executed in multiple trades at prices ranging from $80.47 to $80.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
May 05, 2020 Filed May 6, 2020 22:12 UTC Lumentum Holdings Inc. LITE · Entity 2957 SaleCommon Stock 764 $79.66 $60,862.07
Disclosure

SEC source: 0001209191-20-027537 · doc4.xml · nonDerivative · entry 3

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,614

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: These sales were executed in multiple trades at prices ranging from $79.45 to $80.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
May 05, 2020 Filed May 6, 2020 22:12 UTC Lumentum Holdings Inc. LITE · Entity 2957 SaleCommon Stock 2,311 $78.88 $182,283.59
Disclosure

SEC source: 0001209191-20-027537 · doc4.xml · nonDerivative · entry 2

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,378

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: These sales were executed in multiple trades at prices ranging from $78.282 to $79.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
May 05, 2020 Filed May 6, 2020 22:12 UTC Lumentum Holdings Inc. LITE · Entity 2957 SaleCommon Stock 300 $77.58 $23,273.01
Disclosure

SEC source: 0001209191-20-027537 · doc4.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,689

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: These sales were executed in multiple trades at prices ranging from $77.25 to $77.74. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:54 UTC Lumentum Holdings Inc. LITE · Entity 2957 SaleCommon Stock 7,000 $87.76 $614,320.00
Disclosure

SEC source: 0001633978-20-000006 · edgardoc.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,989

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person

F2 · balance_after: Reflects 4,064 restricted stock units (RSUs) that have been moved from Table I and will be reported in Table II at the time of vest for ongoing reporting purposes. These RSUs will vest in November 2020. This is an administrative change and no transaction has occurred.

Read SEC document
February 05, 2020 Filed Jan 27, 2021 23:13 UTC Amendment Lumentum Holdings Inc. LITE · Entity 2957 SaleCommon Stock 7,000 $87.76 $614,320.00
Disclosure

SEC source: 0001209191-21-005740 · doc4a.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,053

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · balance_after: The original Form 4 incorrectly reported the number of shares held following the reported transaction as a result of indicating that 4,064 restricted stock units (RSUs) had been moved from Table I and would be reported in Table II at the time of vesting for ongoing reporting purposes. Such RSUs were not moved from Table I to Table II.

F3 · balance_after: The number of shares beneficially owned following the reported transaction is as of February 5, 2020.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 02:15 UTC Lumentum Holdings Inc. LITE · Entity 2957 GrantCommon Stock 4,064 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057058 · doc4.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,053

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the one-year anniversary of the grant date, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 00:39 UTC Lumentum Holdings Inc. LITE · Entity 2957 SaleCommon Stock 3,017 $66.70 $201,233.90
Disclosure

SEC source: 0001209191-19-056226 · doc4.xml · nonDerivative · entry 2

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,989

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 00:39 UTC Lumentum Holdings Inc. LITE · Entity 2957 SaleCommon Stock 3,983 $64.50 $256,903.50
Disclosure

SEC source: 0001209191-19-056226 · doc4.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,006

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
May 16, 2019 Filed May 20, 2019 21:25 UTC Talend S.A. TLND · Entity 136371 GrantNon-employee Warrant (right to buy) · Derivative 11,987 $0.00 Strike: $47.62 $0.00
Disclosure

SEC source: 0001209191-19-031598 · doc4.xml · derivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,987

Underlying: Ordinary Shares · 11,987 shares

Expires 2029-05-16

F1 · derivative.exercise_price: The exercise price of the non-employee warrant is 42.58 Euros. The U.S. dollar equivalent of the exercise price is $47.62 using the European Central Bank rate as of December 31, 2018 (1.00 = $1.1183).

F2 · derivative.exercise_date: The Ordinary Shares underlying the warrant vest in four equal quarterly installments beginning on August 16, 2019.

F3 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
May 16, 2019 Filed Feb 26, 2020 18:59 UTC Amendment Talend S.A. TLND · Entity 136371 GrantNon-employee Warrant (right to buy) · Derivative 10,680 $2.42 Strike: $47.62 $25,845.60
Disclosure

SEC source: 0001209191-20-013213 · doc4a.xml · derivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,680

Underlying: Ordinary Shares · 10,680 shares

Expires 2029-05-16

F1 · derivative.exercise_price: The exercise price of the non-employee warrant is 42.58 Euros. The U.S. dollar equivalent of the exercise price is $47.62 using the European Central Bank rate as of December 31, 2018 (1.00 = $1.1183).

F4 · price: The subscription price of the non-employee warrant is 2.16 Euros per warrant. The U.S. dollar equivalent of the subscription price is $2.42 using the European Central Bank rate as of December 31, 2018 (1.00 = $1.1183).

F2 · derivative.exercise_date: The Ordinary Shares underlying the warrant vest in four equal quarterly installments beginning on August 16, 2019.

F3 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:27 UTC Lumentum Holdings Inc. LITE · Entity 2957 GrantCommon Stock 3,017 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000138 · edgar.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,989

F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 100% of the shares shall vest on the one (1) year anniversary of the grant date, subject to the Participant continuing through such date to be a Service Provider as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 00:03 UTC Lumentum Holdings Inc. LITE · Entity 2957 Exercise / conversionRestricted Stock Units · Derivative 3,282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000072 · edgar.xml · derivative · entry 2

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 00:03 UTC Lumentum Holdings Inc. LITE · Entity 2957 Exercise / conversionCommon Stock 3,282 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000072 · edgar.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Nov 13, 2018 21:25 UTC Amendment Lumentum Holdings Inc. LITE · Entity 2957 Exercise / conversionRestricted Stock Units · Derivative 3,282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000137 · edgar.xml · derivative · entry 2

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 15, 2018 Filed Nov 13, 2018 21:25 UTC Amendment Lumentum Holdings Inc. LITE · Entity 2957 Exercise / conversionCommon Stock 3,282 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000137 · edgar.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Correction to Table I, increasing the total amount to reflect the correct holdings at the time of the filing.

Read SEC document
November 02, 2017 Filed Nov 3, 2017 22:32 UTC Lumentum Holdings Inc. LITE · Entity 2957 GrantCommon Stock 2,992 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000127 · wf-form4_150974830707580.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,690

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of common Stock of Lumentum Holding Inc.

F2 · shares: Award will vest upon the earlier of (i) the day prior to the next year's annual meeting of stockholders or (ii) one year from grant, subject to continued service as a director through the applicable vesting date.

Read SEC document
August 15, 2017 Filed Aug 18, 2017 01:23 UTC Lumentum Holdings Inc. LITE · Entity 2957 Exercise / conversionRestricted Stock Units · Derivative 3,282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000068 · wf-form4_150301939786624.xml · derivative · entry 2

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,282

Underlying: Common Stock · 3,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 15, 2017 Filed Aug 18, 2017 01:23 UTC Lumentum Holdings Inc. LITE · Entity 2957 Exercise / conversionCommon Stock 3,282 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000068 · wf-form4_150301939786624.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 17, 2016 00:42 UTC Lumentum Holdings Inc. LITE · Entity 2957 Exercise / conversionRestricted Stock Units · Derivative 9,869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000152 · wf-form4_148193535817323.xml · derivative · entry 2

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
December 15, 2016 Filed Dec 17, 2016 00:42 UTC Lumentum Holdings Inc. LITE · Entity 2957 Exercise / conversionCommon Stock 9,869 $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000152 · wf-form4_148193535817323.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
November 11, 2016 Filed Nov 16, 2016 01:47 UTC Lumentum Holdings Inc. LITE · Entity 2957 GrantCommon Stock 4,264 $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000112 · wf-form4_147926082844756.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,547

F1 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of common Stock of Lumentum Holding Inc.

F2 · shares: Award will vest upon the earlier of (i) the day prior to the next year's annual meeting of stockholders or (ii) one year from grant, subject to continued service as a director through the applicable vesting date. Upon retirement of an outside Director, all unvested RSUs will automatically vest in full.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.