Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumentum Holdings Inc.LITE · Entity 2957 | Director | July 15, 2026 | July 17, 2026 |
| PROS Holdings, Inc.PRO · Entity 71777 | Director | April 29, 2021 | May 03, 2021 |
| Penguin Solutions, Inc.PENG · Entity 4377 | Director | February 06, 2026 | February 11, 2026 |
| RAMBUS INCRMBS · Entity 3575 | Director | October 02, 2017 | October 04, 2017 |
| VERINT SYSTEMS INCVRNT · Entity 72443 | Director | April 20, 2021 | April 22, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumentum Holdings Inc.
Report date July 15, 2026 · Filed July 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,165 |
Reported balance
After 2026-07-15 transaction · row 1
1 source rowRow 1 · 2026-07-15 · Grant · Acquired 108 · Balance 2,165 F1: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on July 15, 2027, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2025 Equity Incentive Plan. The RSUs were granted to the Reporting Person in lieu of the annual cash retainer, at the election of the Reporting Person, under the Issuer's compensation program for non-employee directors. |
| Common StockSEC Table I · non-derivative | IndirectLiving Trust | 39,378 |
Reported balance
Holding disclosure · report date 2026-07-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 39,378 F2: These shares are held by Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust U/A/D 6/14/2001. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on July 15, 2027, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2025 Equity Incentive Plan. The RSUs were granted to the Reporting Person in lieu of the annual cash retainer, at the election of the Reporting Person, under the Issuer's compensation program for non-employee directors.
F2: These shares are held by Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust U/A/D 6/14/2001.
PROS Holdings, Inc.
Report date April 29, 2021 · Filed May 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,465 |
Ending reported balance
After 2021-04-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-04-29 · Exercise / conversion · Acquired 4,811 · Balance 14,389 F1: Represents the closing price of Issuer's common stock on April 29, 2021. Row 2 · 2021-04-29 · Sale · Disposed 1,924 · Balance 12,465 F2: The sales reported in this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2021 and were accomplished solely to cover the taxes for the vesting noted in footnote 5 below. F3: Represents the average price for 30 total transactions in a range from $44.03 to $46.29. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-04-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-29 · Exercise / conversion · Disposed 4,811 · Balance 0 F4: Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock. F5: This award was granted on April 29, 2020 and vested on April 29, 2021; the conditions of vesting being the earlier of such date or the date of Issuer's 2021 annual shareholder meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the closing price of Issuer's common stock on April 29, 2021.
F2: The sales reported in this Form 4 were affected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2021 and were accomplished solely to cover the taxes for the vesting noted in footnote 5 below.
F3: Represents the average price for 30 total transactions in a range from $44.03 to $46.29.
F4: Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.
F5: This award was granted on April 29, 2020 and vested on April 29, 2021; the conditions of vesting being the earlier of such date or the date of Issuer's 2021 annual shareholder meeting.
Penguin Solutions, Inc.
Report date February 06, 2026 · Filed February 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,574 |
Reported balance
After 2026-02-06 transaction · row 1
1 source rowRow 1 · 2026-02-06 · Grant · Acquired 10,034 · Balance 27,574 F1: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 4,584 |
Reported balance
Holding disclosure · report date 2026-02-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,584 F2: Shares held by the 2001 Herscher Family Trust U/A/D 6/14/2001, for which the reporting person and her spouse serve as co-trustees. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.
F2: Shares held by the 2001 Herscher Family Trust U/A/D 6/14/2001, for which the reporting person and her spouse serve as co-trustees.
RAMBUS INC
Report date October 02, 2017 · Filed October 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 26,145 |
Reported balance
After 2017-10-02 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2017-10-02 · Sale · Disposed 6,437 · Balance 26,145 F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 30, 2015. F2: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.33 to $13.50. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F3: Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 39,019 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 39,019 F6: Includes remaining 12,874 restricted stock units vested and issued on October 3, 2017. F3: Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee. |
| Common StockSEC Table I · non-derivative | Direct | 24,666 |
Reported balance
After 2017-10-02 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2017-10-02 · Grant · Acquired 11,792 · Balance 24,666 F4: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. F5: All of the restricted stock units will vest on October 2, 2018 or the first business trading day thereafter. |
| Common StockSEC Table I · non-derivative | Direct | 11,792 |
Reported balance
Holding disclosure · report date 2017-10-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,792 |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 30, 2015.
F2: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.33 to $13.50. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee.
F4: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock.
F5: All of the restricted stock units will vest on October 2, 2018 or the first business trading day thereafter.
F6: Includes remaining 12,874 restricted stock units vested and issued on October 3, 2017.
VERINT SYSTEMS INC
Report date April 20, 2021 · Filed April 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,172 |
Reported balance
After 2021-04-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-04-20 · Grant · Acquired 4,178 · Balance 19,172 F1: Grant of restricted stock units vesting 100% on April 11, 2022. F2: The number of shares underlying unvested RSUs that were previously reported on Form 4 has been adjusted in connection with the closing of the spin-off of Cognyte Software Ltd. by the Issuer on February 1, 2021 and included in the total in Column 5. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units vesting 100% on April 11, 2022.
F2: The number of shares underlying unvested RSUs that were previously reported on Form 4 has been adjusted in connection with the closing of the spin-off of Cognyte Software Ltd. by the Issuer on February 1, 2021 and included in the total in Column 5.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Embark Technology, Inc.
Report date August 02, 2023 · Filed August 04, 2023
Section 16 reporting ended · disclosed 2023-08-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-08-02 transaction · row 1
1 source rowRow 1 · 2023-08-02 · Disposition to issuer · Disposed 26,804 · Balance 0 F1: The shares are represented by previously reported RSUs. Pursuant to the Issuer's Non-Employee Director Compensation Policy, any unvested RSUs accelerated and vested in full immediately prior to the effective time of the merger (the "Effective Time") contemplated by the Agreement and Plan of Merger, dated as of May 25, 2023 (the "Merger Agreement"), by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc. At the Effective Time, each outstanding RSU was automatically cancelled and converted into the right to receive an amount equal to $2.88 in cash, subject to the terms set forth in the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are represented by previously reported RSUs. Pursuant to the Issuer's Non-Employee Director Compensation Policy, any unvested RSUs accelerated and vested in full immediately prior to the effective time of the merger (the "Effective Time") contemplated by the Agreement and Plan of Merger, dated as of May 25, 2023 (the "Merger Agreement"), by and among the Issuer, Applied Intuition, Inc., and Azara Merger Sub, Inc. At the Effective Time, each outstanding RSU was automatically cancelled and converted into the right to receive an amount equal to $2.88 in cash, subject to the terms set forth in the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 03, 2016 Filed Oct 5, 2016 23:18 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 6,809 | $12.43 | $84,610.68 |
DisclosureSEC source: 0001209191-16-145147 · doc4.xml · nonDerivative · entry 2 HERSCHER PENNY · CIK 0001232019 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 62,582 F3 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 30, 2015. F4 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.355 to $12.55. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F5 · balance_after: Includes remaining 6,809 restricted stock units vested and issued on October 3, 2016. F6 · ownership.nature: Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 23:18 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 12,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145147 · doc4.xml · nonDerivative · entry 1 HERSCHER PENNY · CIK 0001232019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,874 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. F2 · shares: All of the restricted stock units will vest on October 3, 2017 or the first business trading day thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.